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2009 Comprehensive Annual Financial Report Comprehensive Annual Financial Report City of Wichita Falls, Texas ''cy Tn ea��s For Year Ended September 30, 2009 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2009 ISSUED BY: DEPARTMENT OF FINANCE k I a a 5 T E X A S Nue5ft es*/den Opp rte#zi7 s CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2009 TABLE OF CONTENTS Exhibit Page INTRODUCTORY SECTION Letter of Transmittal i-vii GFOA Certificate of Achievement viii Organizational Chart ix List of Principal Officials x FINANCIAL SECTION Independent Auditor's Report 1-2 Management's Discussion and Analysis 3-12 BASIC FINANCIAL STATEMENTS: Statement of Net Assets A-1 13 Statement of Activities A-2 14 Balance Sheet-Governmental Funds A-3 15 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Assets A-4 16 Statement of Revenues, Expenditures and Changes in Fund Balances- Governmental Funds A-5 17 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of the Governmental Funds to the Statement of Activities A-6 18 Statement of Fund Net Assets-Proprietary Funds A-7 19-20 Statement of Revenues, Expenses and Changes in Fund Net Assets- Proprietary Funds A-8 21 Statement of Cash Flows- Proprietary Funds A-9 22-23 Statement of Fiduciary Assets and Liabilities A-10 24 Notes to the Financial Statements 25-58 REQUIRED SUPPLEMENTARY INFORMATION: Budgetary Comparison Schedule-General Fund B-1 59 Notes to the Required Supplementary Information 60 Texas Municipal Retirement System -Analysis of Funding Progress- Last Ten Plan Years B-2 61 Wichita Falls Firemen's Relief and Retirement Fund-Analysis of Funding Progress B-3 62 Wichita Falls Retiree Health Care Plan-Analysis of Funding Progress B-4 63 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2009 TABLE OF CONTENTS (CONT'D.) Exhibit Page COMBINING FINANCIAL STATEMENTS: Nonmajor Governmental Funds: Combining Balance Sheet C-1 64 Combining Statement of Revenues, Expenditures and Changes in Fund Balances C-2 65 Budgetary Comparison Schedule—Community Development Block Grant C-3 66 Budgetary Comparison Schedule—Section 8 Housing Fund C-4 67 Budgetary Comparison Schedule— Home Investment Partnership Agreement Fund C-5 68 Budgetary Comparison Schedule— Hotel/Motel Tax Fund C-6 69 Budgetary Comparison Schedule—Golf Fund C-7 70 Budgetary Comparison Schedule—MPEC Fund C-8 71 Budgetary Comparison Schedule—Debt Service Fund C-9 72 Nonmajor Enterprise Funds: Combining Statement of Net Assets D-1 73 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets D-2 74 Combining Statement of Cash Flows D-3 75-76 Internal Service Funds: Combining Statement of Net Assets E-1 77 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets E-2 78 Combining Statement of Cash Flows E-3 79 Agency Fund: Statement of Changes in Assets and Liabilities F-1 80 Component Units: Combining Statement of Net Assets G-1 81 Combining Statement of Activities G-2 82 SUPPORTING SCHEDULES: Combined Schedule of Bonded Debt and Interest Maturities H-1 83 Combined Schedule of Bonds Payable H-2 84-88 Debt Service Coverage— Revenue Bonds H-3 89 Capital Assets Used in the Operation of Governmental Funds- Schedule By Function and Activity H-4 90 Capital Assets Used in the Operation of Governmental Funds- Schedule of Changes By Function and Activity H-5 91 Municipal Airport Fund—Capital Assets and Accumulated Depreciation H-6 92 Kickapoo Airport Fund—Capital Assets and Accumulated Depreciation H-7 93 Transit Fund—Capital Assets and Accumulated Depreciation H-8 94 Stormwater Drainage Fund - Capital Assets and Accumulated Depreciation H-9 95 Sanitation Fund—Capital Assets and Accumulated Depreciation H-10 96 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2009 TABLE OF CONTENTS (CONT'D.) Exhibit Page Water and Sewer Fund—Capital Assets and Accumulated Depreciation H-11 97 Fleet Maintenance Fund—Capital Assets and Accumulated Depreciation H-12 98 Duplicating Services Fund—Capital Assets and Accumulated Depreciation H-13 99 Employee Benefit Trust Fund—Capital Assets and Accumulated Depreciation H-14 100 Wichita Falls Economic Development Corporation—Capital Assets and Accumulated Depreciation H-15 101 STATISTICAL SECTION (UNAUDITED) Net Assets By Component—Last Seven Fiscal Years I-1 102 Changes in Net Assets—Last Seven Fiscal Years 1-2 103-104 Fund Balances, Governmental Funds—Last Ten Fiscal Years 1-3 105 Changes in Fund Balances, Governmental Funds—Last Ten Fiscal Years 1-4 106 Tax Revenues By Source, Governmental Funds—Last Ten Fiscal Years 1-5 107 Assessed and Estimated Actual Value of Taxable Property—Last Ten Fiscal Years 1-6 108 Direct and Overlapping Property Tax Rates—Last Ten Fiscal Years 1-7 109 Principal Property Taxpayers—Current Year and Nine Years Ago 1-8 110 Property Tax Levies and Collections—Last Ten Fiscal Years 1-9 111 Ratios of Outstanding Debt by Type—Last Ten Fiscal Years 1-10 112 Ratios of General Bonded Debt Outstanding—Last Ten Fiscal Years I-11 113 Direct and Overlapping Governmental Activities Debt 1-12 114 Computation of Legal Debt Margin—Last Ten Fiscal Years 1-13 115 Pledged Revenue Coverage—Water and Sewer Revenue Bonds— Last Ten Fiscal Years 1-14 116 Demographic Statistics—Last Ten Fiscal Years 1-15 117 Principal Employers—Current Year and Ten Years Ago 1-16 118 Full-Time Equivalent City Government Employees by Function/Program— Last Ten Fiscal Years 1-17 119 Operating Indicators by Function/Program—Last Ten Fiscal Years 1-18 120 Capital Asset Statistics by Function/Program—Last Ten Fiscal Years 1-19 121 Graphics: Cash and Investments J-1 122 Total Bonds Payable J-2 123 General Obligation Bonds Payable J-3 124 Revenue Bonds Payable J-4 125 General Fund Equity J-5 126 Comparison of Tax Levy and Collections J-6 127 Revenues by Source—FYE 9/30/09 J-7 128 Expenditures by Function—FYE 9/30/09 J-8 129 General Governmental Revenues (General Fund Only) J-9 130 General Governmental Expenditures(General Fund Only) J-10 131 TEXAS, Pb Aammuf \ A he° 4 i kf U5) $/ueSkie5.4olden Op/O'tunwtie, Introductory Section 71. MC' 4 kt S MANAGER OFFICE OF THE CITY TEXAS B/w'5fW.4041/0Oprortu w tfic. March 24,2010 The Honorable Mayor, Members of the City Council, City Manager and Citizens of Wichita Falls,Texas I am pleased to submit herewith, the Comprehensive Annual Financial Report (CAFR) of the City of Wichita Falls, Texas for the fiscal year ended September 30, 2009. The purpose of this report is to provide the City Council, City Manager, citizens and other interested parties with detailed information concerning the financial condition of the City of Wichita Falls. In addition,this report provides assurance that the City presents fairly its financial position as verified by independent auditors. COMPREHENSIVE ANNUAL FINANCIAL REPORT The CAFR of the City of Wichita Falls, Texas, for the year ended September 30, 2009, was prepared in accordance with accounting principles as promulgated by the Governmental Accounting Standards Board (GASB). The financial statements and related notes have been audited by the independent audit firm of Edgin, Parkman,Fleming &Fleming,PC,whose report is included herein. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the data, as presented, is accurate in all material aspects; that it is presented in a manner designed to fairly set forth the financial position and results of operation of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain understanding of the City's financial activities have been included. The CAFR continues to present financial data using the reporting model promulgated by GASB Statement No. 34. This reporting model changed governmental fmancial reporting by incorporating government-wide financial statements. The Finance Department believes that this presentation provides better information to users of the report, and it requires management to provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of a Management's Discussion and Analysis(MD&A). The MD&A can be found immediately following the independent auditors' report and is designed to complement this transmittal letter and should be read in conjunction with it. GENERAL INFORMATION-CITY OF WICHITA FALLS,TEXAS The City of Wichita Falls is located 15 miles south of the Red River/Oklahoma border at the intersection of Interstate 44 and U.S. Highway 287. The city is approximately 130 miles northwest of Dallas and 125 miles south of Oklahoma City. Wichita Falls is the county seat of Wichita County and the major population center in North Texas, serving a trade area which extends into southern Oklahoma. Wichita Falls has a strong international presence, unique for a city of its size and location. Sheppard Air Force Base maintains the Euro- NATO jet pilot training program;there is considerable international investment in the area's manufacturing base; and Midwestern State University has significant foreign student representation. Principal employers within the area manufacture glass, engine components, flexible packaging, laundry equipment, and pipe. North Texas State Hospital-Wichita Falls Branch,Midwestern State University,James V.Allred Prison and Sheppard Air Force CITY OF WICHITA FALLS 1300 7th Street•P.O.Box 1431•Wichita Falls,Texas 76307• t: (940) 761-7404•f: (940) 761-8833 www.wichitafallstx.gov Base are also large employers located within the city. The City operates a Multi-Purpose Events Center, which includes a coliseum, exhibit hall,and an agricultural arena/show barn. The 2008 population for Wichita Falls,as estimated by the City's Community Planning and Development Department, is 105,935, an increase of 1.67% over the 2000 Census estimates,and an increase of 9.78%over the 1990 population. CITY SERVICES AND ORGANIZATION OF THE GOVERNMENT The City of Wichita Falls utilizes a Council-Manager form of government and is organized under the Constitution and Laws of the State of Texas. The City Council is comprised of five members elected from separate districts, and a Mayor and one member elected by the citizens at-large. The City Council appoints the City Manager, City Attorney, Municipal Court Judge and City Clerk. All other staff members work under the direction of the City Manager. The City provides on a continuing basis a full range of basic municipal services including: public safety(police, fire and building inspection); highways, streets and engineering; health and welfare services; parks, recreation and cemeteries; library services;public improvements; planning and zoning; and general administrative services. In addition,the City provides water,sewer,sanitation and transportation services for its citizens. ECONOMIC CONDITION AND ACTIVITY Wichita Falls has successfully diversified its economy to include manufacturing, government, medical services, and education in addition to the more typical North Texas industries of agriculture, and oil and gas production. Manufacturing plays a vital role in the area economy. Wichita Falls has over 257 manufacturing outlets with $254 million in annual payroll, representing approximately 13% of total employment within the city. Large durable goods manufacturing represents a major portion of the area's employment base including metal fabrication, industrial and commercial machines and equipment, and assorted plastic and glass products. The remaining manufacturing jobs are in the processing of non-durable goods such as food, printing materials and garments. Six of the local manufacturers are operated by Fortune 500 companies or their subsidiaries. Three area manufacturing facilities are foreign-owned,representing France, Sweden, and Switzerland. The community has benefited in recent years through several major industrial expansions that have contributed in excess of$1 80 million in new manufacturing investments. Overall,the local economy did not perform extremely well during the 2008-09 fiscal year. In March of 2009,the Avis/Budget Call Center closed its operations, displacing 220 workers. In September 2009, Washex also closed, displacing 50 workers. Also in September 2009,ABB Control announced it would close its operation by the end of March 2010,ultimately affecting 170 employees. However,there has been some positive economic news as well. Airwell Oil&Gas,an Australian-based oil field servicing company, has established an operation in Wichita Falls, and plans to create 23 jobs over the next few years. This company offers innovative, high tech products for stripper wells using compressed gases and monitoring devices. Pratt&Whitney is expanding by adding a water jet stripping system and related building improvements worth$1 million. This new device will allow Pratt to bid on more work and will create 30 new jobs over the next two years. The City's 4A Economic Development Corporation provided a $400,000 cash incentive for this investment. Carter Aviation Technologies (CAT) is working with a major defense contractor interested in the company's rotor craft. CAT will develop two prototype rotorcraft for this defense contractor, which will turn them into unmanned, aerial vehicles for military applications. If these prototypes are successful, CAT could receive much larger contracts,necessitating a new production facility. The 4A Economic Development Corporation approved an incentive based loan up to$4 million dollars to help with this$12 million investment. That loan is contingent on the creation of 300 new,manufacturing jobs in the community. ii Natura World, Incorporated has recently announced that Wichita Falls has been chosen for its new U.S headquarters to manufacture, warehouse, and distribute mattresses. This Montreal, Canada-based company has purchased the former Delphi building,and will invest$35.95 million into the operation.A total of$9.3 million in 4A Economic Development funds have been allocated to the project in the form of grants, loans and secured loans for the creation of up to 400 new jobs. WDSGIobal, a service provider to the wireless telephone industry, announced early in 2010 it will lease the former Avis/Budget facility to create 750 jobs by the end of 2010. A total of$3.675 million dollars of 4A Economic Development Funds were pledged to entice the company to locate in Wichita Falls. WDSGlobal is a world-wide operation. Tryer Process Equipment located a manufacturing operation in the former Piping Engineering building in 2008 and pledged to create 16 new jobs with the assistance of$112,000 of 4A funds. The company continues to grow and in December of 2009, an additional $112,000 of 4A funds were committed toward the creation of another 16 well-paying jobs. A group of local businessmen have purchased the former ABB Building and has plans to reestablish a business there under the name of Armor Controls. A total of 70 new jobs are expected to be created. The total project cost is estimated at $3 million, of which, $600,000 of 4A Economic Development funds have been pledged towards the project. In addition to providing cash incentives for the creation of primary jobs, 4A Economic Development Sales Tax Funds continue to be used to improve economic development marketing efforts and workforce development. One piece of the marketing initiative includes the Cities of Wichita Falls,Burkburnett,Iowa Park and Wichita County and is designed to develop a regional advertising campaign and a national networking alliance. Industries targeted in this initiative are Aerospace, Wind Energy, Tele-service,and General Manufacturing. Approximately $108,000 in sales tax funds were allocated to this effort in each of the last two fiscal years. Additionally,the 4A Economic Development Corporation has pledged $250,000 in each of the next three years to match private contributions to conduct a community wide marketing campaign. This campaign will develop a coordinated marketing effort between the City of Wichita Falls, Chamber of Commerce and Industry, Midwestern State University and the Downtown Development Corporation to improve the overall image of the community. 4A Economic Development Sales tax funds have also been used to assist with activities of the Military Affairs Committee, a regional organization established a few years ago to work directly with Sheppard Air Force Base (SAFB), Air Education and Training Command, the Chief of Staff for the Air Force, and our Congressional, State and Local elected officials. This Committee was formed to increase the value of SAFB, strengthen community development and build a stronger economy. Another key indicator of the local economy is the value of residential and commercial construction permits. In 2008-09, residential permits totaled $45,839,933, which is an increase of$9,728,202, or 27% from the prior year. Commercial construction permits totaled $80,645,569, which is also an increase of 27% above the prior fiscal year. It should be noted, however, that many of these commercial construction permits were issued to governmental entities which are not charged a permit fee and are exempt from local property tax. Nevertheless, several commercial construction permits issued were above $1 million in value which directly impacts local construction contractors. Those permits include: • Lamar School Addition—a total of 7,150 sq. ft.addition,with an estimated value of $1,800,000. • Ben Franklin School Addition—a total of 5,530 sq.ft. addition,with an estimated value$1,256,000. • Crocket Elementary School Addition — a total of 5,889 sq. ft. addition, with an estimated value of $1,232,000. • Sam Houston School Addition—a total of 6,212 sq. ft.addition,with an estimated value of$1,300,000. • Heritage Assembly of God Addition — a total of 11,368 sq. ft. addition, with an estimated value of $1,200,000. 111 • County Jail Addition—a total of 4,200 sq. ft.addition,with an estimated value of$3,000,000. • Christ Academy School — a total of 57,341 sq. ft. new construction, with an estimated value of $9,000,000. • Lake Wellington Convention Center—a total of 9,288 sq. ft. new construction,with an estimated value of$1,650,000. • Sonic—a total of 1,632 sq.ft.new construction,with an estimated value of$1,500,000. • Kell West Regional Hospital—a total of 3,200 sq. ft.addition,with an estimated value of $1,944,000. Another indicator of local economic performance is the retail sales tax. Like elsewhere in the nation,retail sales taxes in Wichita Falls declined fairly significantly from the prior fiscal year. In 2008-09, the City generated $27,269,208 in retail sales taxes,which was$1,726,288,or 5.95%,less than in the prior fiscal year. Fortunately, the price of unleaded and diesel fuel declined significantly to help offset the negative impact to the City's 2008-09 budget. MAJOR INITIATIVES For The Year. The City Council continues to identify programs to meet citizens' requests for services and to safeguard the environment. Work continues on the City's major water system improvement projects. In 2001, the City embarked on a$118 million improvement program designed primarily to expand the City's water supply and treatment capabilities and to meet regulatory treatment requirements of the EPA and TCEQ. Specific projects that are complete, or nearing completion, are the addition of Lake Kemp Reservoir, Pump Station and Pipeline; a state-of-the-art 10 mgd Reverse Osmosis Facility; Distribution and Elevated Storage Improvements, Conventional Water Treatment Plant Modifications and Improvements;High Service Pump Station and Storage, and new Water Plant Administration and Maintenance Facilities. Two water system improvement projects that remain to be completed include a 10 mgd Conventional Water Treatment Expansion and a Secondary Reservoir Pumping Station. The contract to construct the Conventional Water Treatment Plant Expansion was awarded in August 2009 in the amount of$42.7 million. Construction of this project is expected to be finished by the end of 2011. The Secondary Reservoir Pumping Station, that is needed to service this plant expansion, is estimated to cost$2.5 million. A major project is nearing completion that will significantly improve communications and reporting efforts in the police and fire departments. In December 2007, contracts in the amount of$5.6 million were approved for the installation of a city-wide wireless network, software installation and training, and mobile data workstations. This system will interface with the Computer Aided Dispatch and Records Management Systems that have been recently upgraded, allowing for field communications in public safety vehicles. This project has been funded exclusively with cash reserves of the 4B Sales Tax Corporation. In January 2009, the City issued $10.8 million in 20 Year Combination Tax and Revenue Bonds for several capital improvement projects. These projects include construction of a new Police Firing Range,extension of the City's Hike and Bike Trail, Park Land Acquisition, and construction of a new Animal Services Center. The annual debt service for the Police and Parks projects is being funded with 4B Sales Tax Funds, and the Animal Services Center is supported with General Debt Service Funds. All of this debt service can be funded without an adverse impact to the 4B Fund or the General Fund due to retirement of other outstanding debt that was previously being funded with these revenue sources. In May 2009, a contract the amount of $4.2 million was approved for Phase II and III of the Faith Village Drainage Improvement Project. This project is generally described as the widening of McGrath Creek's open iv channel downstream of Kemp Boulevard, installing box culverts along Kemp Boulevard, replacing the existing system of box culverts and open concrete channel in the median, repaving Kemp Boulevard, and widening the existing open channel upstream of Kemp Boulevard to Southwestern Parkway. The project will improve the drainage system in this area and provide better flood protection to the residents and businesses in the area. Funds that remained from prior bond issues for flood control projects and the City's Storm Water Utility Funds are being used to finance this project. The City has responded to GASB statements 43 and 45 which require the City to report its unfunded liability for post employment benefits other than retirement benefits. The City hired an actuarial firm to determine the City liability associated with retiree health care and to determine the amount of annual contributions that would be required if retiree health care programs remained the same. The results of that study indicated that there was a significant unfunded liability for retiree health care benefits, and much of that liability was due to a relatively "rich"health care retirement benefit for employees receiving Medicare supplemental coverage. In addition,the study determined that over$2.3 million in additional City contributions would be required on an annual basis to address this liability. As a result, the City's Retiree Health Care Program was amended in January 2009 in an effort to significantly reduce this additional annual contribution requirement. In general, the changes allow retirees already on Medicare to receive$250 of"level"premium assistance for the City's Medicare supplemental coverage, allow existing retirees that were not already on Medicare to receive $100 of "level" premium assistance for the City's Medicare supplemental coverage when they become eligible for Medicare, and eliminated all City premium assistance for Medicare supplemental coverage for future retirees. The City also established an irrevocable trust fund to pre-fund its future liability for post employment health care benefits. For The Future. In the past several years, FAA Primary Entitlement Funding has been expended at the Kickapoo Downtown General Aviation Airport for a multitude of capital improvement projects. These funds were targeted at Kickapoo Airport for two reasons: (1)the improvements were high priorities; and(2)the long term land use lease with the United States Department of the Air Force for the Municipal Airport was nearing the end of the initial fifty year lease term. In May of 2009, the City Council approved a new 50 year facility lease with the United States Department of the Air Force,which covers the use of the airfield and the method of paying the military for services provided by Sheppard Air Force Base. This long term lease gives the City the ability to apply future FAA Improvement Funds to needed projects identified for the Municipal Airport. The City has begun using 2009 FAA Entitlement Funds for engineering/design services for the rehabilitation on the runway 17/35 and to develop a Master Plan for the Airport. In January 2010, the City Council authorized the issuance of$3,930,000 in 15 Year Combination Tax and Revenue Certificates of Obligation to purchase the Castaway Cove Water Park. This water park was initially opened for business in June 2004 by a Texas Limited Partnership consisting of 27 local investors. Financial records indicate that the initial capital investment in the park was$6,188,000,not including the value of 49 acres of undeveloped land surrounding the park. Additionally, $600,000 of capital investment was made for a new water slide attraction two years ago. The water park, although a successful recreational venue for citizens and visitors of the community,was in jeopardy of closing because the operating income of the park was not sufficient to pay the annual debt service costs. After much deliberation,the City purchased the park and adjacent land and will be operating it as a City facility in the Spring of 2010. The debt service on the park will be paid for with 4B Sales Tax Funds. All other operating and capital replacement costs are expected to be supported with proceeds from park admissions and other retail sales at the park. The City Council also approved a one year agreement with a water park management firm to oversee the day-to-day operations. In recent months,the City Council conducted several work sessions on the City's Five Year Capital Improvement Program in an effort to prioritize capital improvement needs and to discuss potential funding sources for those needs. Through that effort, it was determined that public infrastructure such as streets, drainage, water and sewer line repairs were all in need of additional funding to adequately maintain the City's aging infrastructure. The City already has an engineering study completed on water line improvements and has comprehensive in-house data on needed sewer line improvements. Additionally, the City Council authorized funding to hire outside consulting firms to conduct needs assessments for street improvements and drainage projects. Once these plans are finished,the City will be in a position to address all of these infrastructure projects as funding is available. V The major challenge for the City over the next one or two fiscal years will be to evaluate methods for reducing the operating expenses in the General Fund due to declining revenues. During the 2009-10 fiscal year,the City was forced to make mid year expenditure reductions due to a shortfall in revenues. The City has also implemented a Voluntary Retirement Incentive Program, which is intended to reduce staffing levels. Also, as positions become vacant,every effort is made to restructure the organization to save costs. FINANCIAL INFORMATION In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal control as deemed appropriate by the City Manager. Internal control is designed to provide reasonable, but not absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that the cost of a control should not exceed the benefits likely to be derived and the evaluation of costs and benefits requires estimates and judgments by the City Manager. All internal control evaluations occur within the above framework. The City believes that its internal control adequately safeguards assets and provides reasonable assurance of proper recording of financial transactions. The Annual Operating Budget is proposed by the City Manager and approved by the City Council following public discussion. Budgetary control is maintained at the class level by the Finance Department within each division by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of class level balances are not released until additional appropriations are made available. In instances when budgetary transfers are necessary, management control of the operating budget is maintained at the fund and department level. Transfers within a department of the same fund must be approved by the City Manager. Transfers across departments or funds must be approved by the City Council. Unencumbered appropriation balances lapse at year end and are not carried forward to new budget periods. Open encumbrances are reported as reservations of fund balance at September 30, 2009, and related appropriations are carried forward to the new fiscal year through a supplemental budgetary allocation. The City's informal policy is to maintain approximately 20% of unreserved fund balances in the General Fund for emergencies and other unanticipated needs. These fmancial statements reflect that this policy has been followed. Additionally,the City maintains an informal policy to limit tax supported debt to no more than 5%of total assessed property value or$1,500 per capita. As of September 30,2009,the City's tax supported debt was approximately$39 million,which is 0.88%of the taxable value of property and$369 per capita. OTHER INFORMATION Independent Audit The City Charter requires an annual audit of the books of account, fmancial records, and transactions of all administrative departments of the City by Certified Public Accountants. The accounting firm of Edgin, Parkman, Fleming & Fleming, PC was selected by the Mayor and City Council to satisfy this charter requirement. The auditors' report on the basic fmancial statements and combining fund statements and schedules is included in the fmancial section of this report. In addition to meeting the requirements set forth in the City Charter, the audit also was designed to meet the requirements of the federal Single Audit Act Amendments of 1996 and related OMB Circular A-133,and the State Single Audit Act. These reports are issued under separate cover. Awards The Government Finance Officers Association of the United States and Canada(GFOA)awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Wichita Falls for its CAFR for the fiscal year ended September 30, 2008. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of a state and local government financial report. In order to be awarded a Certificate of Achievement,a government must publish an easily readable and efficiently vi organized comprehensive annual financial report, whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. Acknowledgments My appreciation is extended to the various elected officials, city manager, department heads and employees responsible for the fair presentation of the CAFR and for contributing to the sound financial position of the City of Wichita Falls. The City of Wichita Falls has been blessed with a group of persons who appreciate and respect principles of fiscal restraint and propriety. In particular, I would like to acknowledge the special efforts of the Department of Finance employees who contributed directly to the development of this report. The continuing support of City Council and City Manager,who remain committed to fiscal integrity and financial leadership, is likewise appreciated. Respectfully submitted, 6).24.e;i1/1,44.7 Jim Dockery Assistant City Manager/CFO vi' Certificate of Achievement for Excellence in Financial Reporting Presented to City of Wichita Falls Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2008 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and financial reporting. it •.,,i k qt - es " e toms President *Cr,Aftri Executive Director viii CITY OF WICHITA FALLS ORGANIZATIONAL CHART WICHITA FALLS CITIZENS C1CITIZE COMMISSIONS - CITY COUNCILr - BOARDS 11 I JUDGE ) / CY MANAGER - CITY I ATTORNEY J CCITY LERK I I ASSISTANT CITY PUBLIC ASSISTANT CITY MANAGER I COMMUNICATIONS E MANAGER /CFO I I X. I I I I FINANCE AND I I ADMINISTRATIVE 1 1 PARKS AND 1 I COMMUNITY HUMAN RESOURCES SUPPORTS RECREATION DEVELOPMENT DEPARTMENT SERVICES DEPARTMENT + DEPARTMENT DEVELOPMENT MENT h ACCOUNTING ET FINANCE- 1 I PERSONNEL 7 1 MANA EVENT I I RECREATION i_ ME (COMPi DNGIVEL INSPECTION I CODE INFORMATION 1 PURCHASING I1 BENEFITS F MAINTENANCE I CENTER r HI LIBRARY 1 ( MANAGEMENT PROPERTY 'A ENFORCEMENT i COLLECTIONI M COURT PRINT SHOP I I CEMETERY I IItESOU RCEOS Del HOUSING I I I I I I i POLICE FIRE TRAFFIC AND E�.� PUBLIC WORKS/ MULTI-PURPOSE DEPARTMENT DEPARTMENT TRANSPORTATIONI DEPARTMENT PUBLIC UTILITIES EVENT CENTER DEPARTMENT+ DEPARTMENT - DEPARTMENT SERVICES SE TECHNICAL H RVICES SUPPRESSION INVESTIGATIOND I FIRE IAIRPORTS r 1TRANSPORTATION PUBLIC � ADMINISTRATION 1 ENVIRONMENTAL �"j IENGINEERING 1 I SANITATION 'VISITORS BUREAU EHALL TT I LAB/WATER I ADMINISTRATION MANAGEMENT Y J ENGINEERING f"i SERVICES I TRAFFIC CENTRAL I 1 PUBLIC HEALTH NNURSING ri POLLUTION I MAINTENANCE STREET UTILIIIES AGRICULTURAL COLISEUM 111 JJJ I TRANSPORTATION Il I PLANNING CITY OF WICHITA FALLS, TEXAS LIST OF PRINCIPAL OFFICIALS SEPTEMBER 30, 2009 Title Name Mayor Lanham Lyne Mayor Pro-Tern Charles Elmore City Council Member Glenn Barham City Council Member Michael Smith City Council Member Rick Hatcher City Council Member Dorothy Roberts-Burns City Council Member Jim Ginnings City Manager Darron Leiker City Attorney Miles Risley Municipal Court Judge Larry Gillen City Clerk Lydia Ozuna Assistant City Manager Kevin Hugman Director of Aviation, Traffic and Transportation John Burrus Assistant City Manager/Chief Financial Officer Jim Dockery Director of Community Development David Clark Director of Public Health Lou Franklin Police Chief Dennis Bachman Fire Chief Earl Foster Director of Parks and Recreation Jack Murphy Director of Public Works and Public Utilities Russell Schreiber Director of Multi-Purpose Events Center Bob Sullivan x Financial Section Independent Auditor's Report 11111 ' EDGIN, PARKMAN, FLEMING & FLEMING, PC CERTIFIED PUBLIC ACCOUNTANTS MICHAEL D.EDGIN,CPA 4501 NORTHWEST FWY. • P.O.Box 750 DAVID L.PARKMAN,CPA WICHITA FALLS,TEXAS 76307-0750 A.PAUL FLEMING,CPA PH.(940)766-5550 • FAx(940)766-5778 J.MARK FLEMING,CPA Independent Auditor's Report The Honorable Mayor and Members of the City Council City of Wichita Falls, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Wichita Falls, Texas, as of and for the year ended September 30, 2009, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Wichita Falls, Texas, as of September 30, 2009, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued under separate cover our report dated March 24, 2010 on our consideration of the City of Wichita Falls, Texas' internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 1 The Management's Discussion and Analysis, the schedules on the Texas Municipal Retirement System, the Wichita Falls Firemen's Relief and Retirement Fund, the Wichita Falls Retiree Health Care Plan, and the budgetary comparison information identified as Required Supplementary Information in the table of contents are not a required part of the basic financial statements, but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The introductory section, combining financial statements, supporting schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining financial statements and supporting schedules have been subjected to auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. EDGIN, PARKMAN, FLEMING & FLEMING, PC Wichita Falls, Texas March 24, 2010 2 Management Discussion and Analysis i1k44 f6 TEXAS B/w5Xtes 4oldeoOpportwnitias City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2009 Management's discussion and analysis provides a narrative overview of the financial activities and changes in the financial position of the City of Wichita Falls, Texas, for the fiscal year ended September 30, 2009. It is offered here by the management of the City to the readers of its financial statements. Readers should use the information presented here in conjunction with additional information furnished in our letter of transmittal, which can be found in the Introductory Section of this Comprehensive Annual Financial Report. Financial Highlights The assets of the City of Wichita Falls exceeded its liabilities at September 30,2009,by$334,459,655 (net assets). Of this amount, $25,592,797 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. The City's total net assets increased by$2,989,199. This increase can be attributed primarily to a reduction in long term liabilities (outstanding debt) in the water and sewer fund and grants from the 4B Sales Tax Corporation for debt service payments and capital improvements. However, net assets would have increased more substantially over the prior fiscal year had revenues from sales taxes, interest earnings,and water sales met budgeted expectations. At September 30, 2009, the City's governmental funds reported combined ending fund balances of $36,568,374. Of this amount, $28,814,141, or 78.80%, is available for spending at the government's discretion,(unreserved fund balance). At the end of the current fiscal year, unreserved fund balance for the General Fund was $13,042,044 or 20.14%of total General Fund expenditures. The City's total debt increased by $3,884,466 during the current fiscal year. The primary reason for this increase is because the City issued $10,820,000 in additional combination tax and revenue bonds during this fiscal year, but continued to retire outstanding General Obligation Bonds, Water and Sewer System Revenue Bonds, and Combination Tax and Revenue Bonds. The City also issued a five year capital lease in March 2009 for the purchase of a fire ladder truck in the amount of$916,548. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The reporting focus is on the City as a whole and on individual major funds. It is intended to present a comprehensive view of the City's financial activities. The basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report contains other supplementary information in addition to the basic financial statements. 3 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2009 (continued) Government-wide Financial Statements The government-wide financial statements, which can be found on pages 13-14 of this report, include the Statement of Net Assets (Exhibit A-1)and the Statement of Activities (Exhibit A-2). These statements are designed to provide readers with a broad overview of the City's finances in a manner similar to a private- sector business. Both are prepared using the economic resources focus and the accrual basis of accounting; meaning that all current year's revenues and expenses are included regardless of when cash is received or paid. Thus, revenues and expenses are reported in these statements for some items that will result in cash flows in future fiscal periods(e.g.uncollected taxes and earned but not used vacation leave). The Statement of Net Assets presents information on all of the City's assets and liabilities, including capital assets and long-term obligations. The difference between the City's assets and liabilities is reported as net assets. Over time, the increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Other indicators of the City's financial position should be taken into consideration, such as the change in the City's property tax base and condition of the City's infrastructure (e.g., roads, traffic signals, water and sewer lines, etc.), in order to more accurately assess the overall financial condition of the City. The Statement of Activities presents information showing how the City's net assets changed during the most recent fiscal year. It focuses on both the gross and net costs of the government services. This statement includes all current year revenues and expenses. The Statement of Net Assets and the Statement of Activities divide the City's activities into three types: Governmental activities—Most of the City's basic services are reported here, including police, fire, parks and recreation, public works, health, traffic and transportation, community development and planning, and general administration and finance. The Multi-Purpose Events Center is also reported as a governmental activity. Property taxes, sales taxes, franchise fees, and various grant funds provide the majority of financing for these activities. Business-type activities—Activities for which the City charges fees to customers to pay most or all of the cost of a service it provides are reported as business-type activities. The City's business-type activities include water and wastewater treatment and distribution, solid waste collection and disposal, municipal airports,transit system,storm water drainage improvements, and fleet maintenance services. Component Units—Four legally separate organizations, for which the City is fmancially accountable, are included in these statements as discretely presented component units. These organizations include the Wichita Falls Economic Development Corporation, Wichita Falls 4B Sales Tax Corporation, Wichita Falls Reinvestment Zone#1,and the Wichita Falls Reinvestment Zone#2. Fund Financial Statements The City of Wichita Falls, like other state and local governments, uses fund accounting to provide more detailed information about the City's most significant funds,not the City as a whole. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Some funds are required to be established by state law or bond covenants. However,the City Council establishes many other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities. All of the funds of the City can be divided into three categories: governmental funds,proprietary funds and fiduciary funds. 4 City of Wichita Falls, Texas Management's Discussion and Analysis September 30, 2009 (continued) Governmental Funds—These funds are used to account for the majority of the City's activities,which are essentially the same functions reported as governmental funds in the government-wide statements. However, unlike the government-wide financial statements, governmental fund financial statements are reported using an accounting method identified as the modified accrual basis of accounting, which measures cash and all other financial assets that can be readily converted to cash. The governmental fund statements focus on near-term inflows and outflows of expendable resources, as well as expendable resources available at the end of the fiscal year for future spending. Such information may be useful in evaluating a government's near-term financing requirements. The focus of the governmental funds financial statements is narrower than that of the government-wide financial statements. Therefore, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide statements. By doing so, readers may better understand the long-term impact of the government's short term financing decisions. Both the Governmental Fund Balance Sheet and the Governmental Fund Statement of Revenues, Expenditures and Changes in Fund Balances provide a reconciliation to facilitate this comparison. The reconciliation explains the differences between the government's activities reported in the government-wide statements and the information presented in the governmental funds financial statements. The City of Wichita Falls maintains 15 individual governmental funds. Information for the General Fund is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues and Changes in Fund Balances because it is considered a major fund of the City. Data for the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of the non-major governmental funds are provided in the Combining Financial Statement Section of this report. The Basic Governmental Funds Financial Statements can be found on pages 15-18 of this report. Proprietary Funds — When the City charges customers for services it provides, whether to outside customers or to other units within the City, the activities are generally reported in proprietary funds. The City of Wichita Falls maintains two different types of proprietary funds: enterprise funds and internal service funds. • Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water and sewer operations, sanitation collection and disposal services, municipal airports,transit operations,and storm water utility district. • Internal service funds are an accounting device used to report activities that provide supplies and services to other City programs, such as fleet maintenance, print shop services, and employee benefit trust. Because these services benefit both governmental and business-type functions, they have been allocated between governmental and business-type activities in the government-wide fmancial statements. Proprietary fund financial statements provide the same type of information as the business-type activities shown in the government-wide financial statements, only in more detail and include some of the internal service fund-type activities. The proprietary fund financial statements provide separate information for the Water and Sewer Fund and the Sanitation Fund since they are considered to be major funds of the City. The non-major proprietary funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for each of the non-major proprietary funds are provided in the Combining Financial Statement Section of this report. 5 City of Wichita Falls,Texas Management's Discussion and Analysis September 30, 2009 (continued) Fiduciary Funds-Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting method used for fiduciary funds is much like that used for proprietary funds. Agency funds are a component of fiduciary funds and are used to account for situations where the City's role is purely custodial, such as receipt, temporary investment and remittance of fiduciary funds to individuals, private organizations or other governments. The Citymaintains one fiduciaryfund. This fund is an agency fund used to account g Y for property that has been abandoned or unclaimed pending escheatment to the State of Texas. Notes to the Financial Statements The Notes to the Financial Statements provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. These notes can be found on pages 25-58 of this report. Government-Wide Financial Analysis The City's combined net assets were$334,459,655 as of September 30,2009, an increase of$2,989,199,or .90% from the prior year. Using the Tables below, an analysis of the net assets of the City can be made. The largest portion of the City's net assets,$294,721,219,or 88.12%, is reflected in capital assets(land and improvements, buildings, infrastructure, machinery and equipment), less any related debt used to acquire those assets that is still outstanding. The City uses these assets to provide services to its citizens; consequently,these assets are not available for future spending. Although the City reports its capital assets net of related debt, the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net assets, $14,145,639, or 4.23%,represents resources that are subject to external restrictions on how they may be used. The remaining balance of net assets, $25,592,797, or 7.65%,may be used to meet the government's ongoing obligations to citizens and creditors. Net Assets (in thousands) Governmental Business-type Activities Activities Total 2009 2008 2009 2008 2009 2008 Current and Other Assets $ 46,699 $ 52,710 $ 97,170 $ 106,409 $ 143,869 $ 159,119 Capital Assets 164,629 158,358 238,025 220,714 402,654 379,072 Total Assets 211,328 211,068 335,195 327,123 546,523 538,191 Long Term Liabilities 46,621 37,582 146,996 151,642 193,617 189,224 Other Liabilities 10,089 10,795 8,357 6,701 18,446 17,496 Total Liabilities 56,710 48,377 155,353 158,343 212,063 206,720 Net Assets: Invested in Capital Assets, Net of Related Debt 138,550 139,869 156,171 143,023 294,721 282,892 Restricted 1,187 1,632 12,959 12,946 14,146 14,578 Unrestricted 14,881 21,190 10,712 12,811 25,593 34,001 Total Net Assets $ 154.618 $ 162.691 $ 179.842 $ 168.780 $ 334.460 $ 331.471 6 City of Wichita Falls,Texas Management's Discussion and Analysis September 30, 2009 (continued) CHANGES IN NET ASSETS (in thousands) Governmental Business-type Activities Activities Total 2009 2008 2009 2008 2009 2008 Revenues: Program Revenues: Charges For Services $ 9,155 $ 8,718 $ 48,686 $ 46,981 $ 57,841 $ 55,699 Operating Grants and Contributions 10,891 11,469 1,142 1,389 12,033 12,858 Capital Grants and Contributions 1,631 3,097 456 1,022 2,087 4,119 General Revenues: Property Taxes 27,870 26,160 - - 27,870 26,160 Sales Taxes 20,452 21,354 _ - - 20,452 21,354 Other Taxes/Fees 7,436 7,579 - - 7,436 7,579 Investment Earnings 415 1,728 603 2,949 1,018 4,677 Miscellaneous 135 (155) 147 - 282 (155) Total Revenue 77,985 79,950 51,034 52,341 129,019 132,291 Expenses: Administrative Services 12,026 11,662 - - 12,026 11,662 Police 21,009 20,528 - - 21,009 20,528 Fire 13,028 12,493 - - 13,028 12,493 Parks and Recreation 5,757 5,107 - - 5,757 5,107 Accounting/Finance 2,473 2,232 - - 2,473 2,232 Community Development 7,584 6,921 - - 7,584 6,921 Public Works 8,282 8,315 - - 8,282 8,315 Health 4,996 4,874 - - 4,996 4,874 Traffic and Transportation 2,500 2,679 - - 2,500 2,679 MPEC 4,028 4,336 - - 4,028 4,336 Interest and Fees on Long-term Debt 1,621 1,405 - - 1,621 1,405 Golf - - - - - - Municipal Airport - - 289 311 289 311 Kickapoo Airport - - 1,354 1,245 1,354 1,245 Transit - - 1.616 1,794 1,616 1,794 Sanitation - - 8,509 9,199 8,509 9,199 Water and Sewer - - 30,166 28,127 30,166 28,127 Stormwater Drainage - - 477 407 477 407 Total Expenses 83,304 80,552 42,411 41,083 125,715 121,635 Increase(Decrease)in Net Assets Before Transfers (5,319) (602) 8,623 11,258 3,304 10,656 Transfers (2,439) 525 2,439 (525) - - Increase(Decrease)in Net Assets (7,758) (77) 11,062 10,733 3,304 10,656 Net Assets-Beginning of Year 162,691 162,768 168,780 158,047 331,471 320,815 Prior Period Adjustment (315) - - - (315) - Net Assets-End of Year $154.618 $162.691 $179.842 $168.780 $334.460 $331.471 7 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2009 (continued) Governmental Activities — Governmental Activities decreased the City's net assets by $7,758,247. However,nearly$4 million of that reduction is due to the reclassification of assets for storm water drainage improvements from capital project funds to the Storm Water Enterprise Fund. The governmental funds also experienced a reduction of approximately $900,000 in sales taxes and$1.3 million less revenues from earnings on investments of idle funds principally due to falling interest rates. The General Fund also transferred approximately $520,000 in cash to the Sanitation Fund to purchase a new grinder for the landfill. This cash transfer is anticipated to be repaid to the General Fund over the next three fiscal years. Business-Type Activities - Net assets for the City's Business-type Activities increased by $11,062,248, accounting for 370%of the total growth in the City's net assets. The City continues to reduce liabilities in its Water and Sewer Fund as debt service payments are made on outstanding revenue bonds. Business-type Activities also benefited from the reclassification of nearly $4 million in assets from Governmental Funds to the Storm Water Enterprise Fund. Financial Analysis of the City's Funds Governmental Funds — The focus of the governmental funds is to provide information on near-term inflows,outflows and balances of expendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of September 30, 2009, the City's governmental funds reported combined fund balances of $36,568,374,which is a reduction of$4,721,730 from the prior year. Much of this reduction was planned as the City spent funds in the Section 8 Housing Program, HOME Program, and other Miscellaneous Special Revenues that had accumulated balances in prior years. The City also planned to draw down General Fund balances for several projects and equipment purchases that were approved in the budget. However, some of this reduction can be attributed to lower interest earnings on the investment of idle funds, lower sales tax collections, and higher than anticipated General Fund subsidy for the Champions Golf Course. The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unreserved fund balance of the General Fund was $13,042,044. As a measure of the General Fund's liquidity, it may be useful to compare both the unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents 20.14% of total General Fund expenditures, while the total fund balance represents 22.46%of total General Fund expenditures. Proprietary Funds—The financial statements of the proprietary funds provide information for two types of funds: the business type (enterprise) funds and the internal service funds. The accounting principles applied to proprietary funds are similar to that of the private sector. Consequently, with the exception of the allocation of internal service fund net income or loss, the net assets and changes in net assets of the enterprise funds in these financial statements are identical with the net assets and changes in net assets reflected in the business type activities in the city-wide presentation. The City's internal service funds include the Fleet Maintenance Fund, Employee Benefit Trust Fund and the Duplicating Services Fund. At the close of September 30, 2009, the net assets for the City's internal service funds were$21,945,453, an increase of$3,075,095. Much of this increase is due to fleet purchases such as sanitation collection and disposal equipment, a pothole truck, a command vehicle for emergency management and meter reader vehicles that were made with other funds and donated to the Fleet 8 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2009 (continued) Maintenance Fund. Also, the Employee Benefit Trust Fund ended the fiscal year with a net income of $304,020 due to lower than expected costs for employee health claims. It should be noted that of the net assets for the City's internal service funds, $18,659,772 is invested in capital assets and $2,191,856 is reserved for employee life and health benefits. The remainder of net assets of the internal service funds are generally used to replace capital assets. The purpose of the internal service funds is to provide services within the organization on a break-even basis. The net income or loss from these internal service funds has been allocated back to the using departments or funds for the City-wide financial statements. General Fund Budgetary Highlights The final amended expenditure budget for the General Fund, including transfers out, was increased by $3,014,007 from the original adopted budget. The primary reasons for this increase in appropriations can be briefly summarized as follows: • Approximately $2,264,000 of prior year encumbrances were carried forward to the 2008-09 amended budget, the majority of which was for the Street Overlay Program, the City's General Fund cost associated with a joint construction project with the Wichita Falls Independent School for two gymnasiums, a professional service agreement for Lake Wichita survey work, a backup generator for the Memorial Auditorium,and some traffic signal equipment. • Approximately$655,000 was appropriated to purchase a grinder for the City's landfill. • An additional$94,500 was budgeted for a legal settlement. Actual revenues in the General Fund for the 2008-09 fiscal year were $61,198,281, which was $1,174,836 below final budgeted figures. Much of this shortfall was due to declining sales tax collections, lower building permit activity, and overly optimistic projections for municipal court fines. In addition, interest earnings were lower than expected in the budget due to falling interest rates. Actual expenditures in the General Fund for the 2008-09 fiscal year were$64,742,711 compared to a fmal budget of$67,458,552. Much of this variance is due principally to a delay in a significant street overlay program until the ensuing fiscal year. There was also a considerable savings in the expenditure budget for unleaded gasoline and diesel fuel as prices dropped during the year. In addition,salary savings that accrued to the General Fund from vacancies in authorized positions accounted for the majority of the remaining amount. Capital Asset and Debt Administration Capital Assets—The City's investment in capital assets for its governmental and business-type activities as of September 30, 2009, amounts to $402,653,806 (net of accumulated depreciation). This investment in capital assets includes land,buildings,equipment,infrastructure and construction in progress. 9 City of Wichita Falls, Texas Management's Discussion and Analysis September 30, 2009 (continued) Major capital asset events during this fiscal year included the following: • Continued improvements to the water system, principally at Cypress and Jasper Water Treatment Plants. • Continued installation of a wireless communications network and related equipment for the Public Safety Mobile Data Terminal Project. • Construction of a new police firing range. • Improvements at Municipal and Kickapoo Airports. • Improvements to Gregg/Langford Road. • Improvements to Colonial Park Drainage. • Extension of Maplewood Avenue and Quail Creek Drainage Improvements. Capital Assets,net of Accumulated Depreciation (in thousands) Governmental Business-type Activities Activities Total 2009 2008 2009 2008 2009 2008 Land $ 9,143 $ 8,802 $ 8,466 $ 8,466 $ 17,609 $ 17,268 Land Betterments 20,079 20,012 16,493 15,567 36,572 35,579 Buildings, Systems and Improvements 47,154 45,936 187,632 165,413 234,786 211,349 Infrastructure 71,751 64,836 - - 71,751 64,836 Machinery and Equip 9,890 10,471 2,070 2,418 11,960 12,889 Furniture and Fixtures 13 14 5 9 18 23 Motor Vehicles - - 15,612 13,082 15,612 13,082 Construction in Progress 6,599 8,287 7,747 15,759 14,346 24,046 Totals $ 164.629 $ 158.358 $238.025 $220,714 $ 402,654 $ 379.072 Additional information on the City's capital assets can be found in Note 7 on pages 39-41 of this report. Long Term Debt-At the end of the current fiscal year, the City of Wichita Falls had a total bonded debt, notes and capital leases outstanding of$181,269,075. The City issued $10,820,000 in Combination Tax and Revenue Bonds during the 2008-09 fiscal year to finance the construction of a police firing range, animal services center,park land acquisition,and park trail extensions. Moody's Investor's Service has assigned a credit rating of Al for the City's General Obligation Bonds and a rating of A2 for the City's Water and Sewer System Revenue Bonds. As of September 30, 2009, Standard& Poors had assigned a credit rating of AA for the City's General Obligation Bonds and a rating of AA-for its Water and Sewer System Revenue Bonds. 10 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2009 (continued) • Outstanding Debt at Year-End (in thousands) Governmental Business-type Activities Activities Total 2009 2008 2009 2008 2009 2008 General Obligation Bonds $ 5,535 $ 6,480 $ - $ - $ 5,535 $ 6,480 Combination Tax and Revenue Bonds 33,525 23,867 21,005 24,479 54,530 48,346 Utility System Revenue - Bonds - 119,842 121,888 119,842 121,888 Capital Lease Payable - - 722 - 722 Notes Payable _ 640 671 640 671 Total S 39.060 .$ 30.347 $ 142.209 $ 147.038 $ 181.269 $ 177.385 The City is permitted by its Home Rule Charter to levy taxes up to$2.25 per$100 of assessed valuation for general governmental services, including the payment of principal and interest on long-term debt. The combined tax rate to fmance general governmental services for the year ended September 30, 2009, was $.59526 per$100,which means that the City has a tax margin of$1.65474 per$100, and could raise up to $73,319,145 additional tax revenue a year from the present assessed valuation of$4,430,855,934 before the limit is reached. The current ratio of general bonded debt outstanding to the assessed value of all taxable property is 0.88%. Additional information about the City's long-term debt can be found in Note 13 on pages 49-54 of this report. Economic Factors and Next Year's Budgets and Rates Total 2009-10 operating revenues are budgeted at $141,022,131, which is a reduction of$3,401,128, or 2.35%from the 2008-09 adopted budget. Like elsewhere in the nation, consumer spending and business activity has been declining, which directly affects sales tax revenues. In the 2009-10 budget, sales taxes are projected to generate $20,673,347, a decrease of$487,525, or 2.30%from the prior year adopted budget. It should be noted that this projection was based upon an estimate of 2008-09 actual receipts and a growth rate of-1.00%. Another fairly significant source of revenue for the City is the interest earnings on idle funds. Interest rates have fallen significantly over the past year, and are now only yielding approximately 0.50%. As a result, the 2009-10 budget shows a reduction of over$823,000 from this source. Residential and commercial building activity has slowed over the last 18 months, resulting in less revenue to the City from building,electrical and plumbing permits. In addition, a significant portion of the building activity that is occurring is the government sector which does not pay for permits. The budget anticipates that development will continue at its present pace. Under this assumption, the City will receive $151,000 less revenue than the prior budget. 11 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2009 (continued) The Property Tax is the largest source of revenue in the City's budget and one that is relied heavily upon to provide general City services. The property tax base,as certified by the Wichita County Appraisal District, was $4.426 billion, a reduction of$4.7 million from the prior year. To help recover some of the lost revenue in sales taxes, interest earnings and building permits,the City Council approved an increase to the property tax rate of 1 cent per$100 in taxable assessed value. Retail Water and Sewer rates were maintained at the same rate as the prior year. However,wholesale water rates were increased on average by 10 to cover the City's operational costs to service our wholesale customers and to provide a return on the City's investment made to the water plants. Fortunately, most of the expected loss in revenues should be alleviated by significantly lower costs for unleaded gasoline and diesel fuel. As a result, the budget does not include any major expenditure reductions in personnel or employee benefits. However,the budget did not include step/merit increases or cost of living pay adjustments. Personnel expenses represent an increase of only$105,831,or 0.16%above the 2008-09 adopted budget. Requests for Information This financial report is designed to provide a general overview of the City of Wichita Falls' finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report, or request for additional fmancial information, should be addressed to the City Finance Department, 1300 Seventh Street,Wichita Falls,Texas 76301. 12 Basic Financial Statements EXHIBIT A-1 CITY OF WICHITA FALLS, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2009 Primary Government Governmental Business-type Component Activities Activities Total Units Assets Cash and cash equivalents $ 39,764,082 $ 7,422,923 $ 47,187,005 $28,214,778 Receivables(net): Taxes and assessments 1,053,429 - 1,053,429 - Customer and trade - 5,407,995 5,407,995 - Government agencies 6,612,549 133,769 6,746,318 1,152,234 1 Other 1,376,270 132,425 1,508,695 - Internal balances (3,574,883) 3,574,883 - - Inventory 364,708 1,792,390 2,157,098 - Prepaid items 821,692 925,210 1,746,902 96,377 Other assets 47,503 - 47,503 - Deferred charges - 5,889,842 5,889,842 - Restricted assets: Cash and cash equivalents 233,983 71,890,911 72,124,894 - Capital assets not being depreciated 15,742,812 16,212,956 31,955,768 1,469,797 Capital assets net of accumulated depreciation 148,886,239 221,811,799 370,698,038 890,188 Total assets 211,328,384 335,195,103 546,523,487 31,823,374 Liabilities Accounts payable-trade 3,002,629 3,804,094 6,806,723 6,347 Accrued payroll 2,388,370 648,311 3,036,681 - Payable to government agencies 375,418 78,252 453,670 - Estimated health claims payable 426,734 - 426,734 - Other liabilities 3,853,610 1,147,359 5,000,969 - Unearned revenue 42,619 - 42,619 - Customer deposits - 2,679,389 2,679,389 - Long-term liabilities: Portion due or payable within one year 4,671,420 7,476,206 12,147,626 - Portion due or payable after one year 41,949,767 139,519,654 181,469,421 - Total liabilities 56,710,567 155,353,265 212,063,832 6,347 Net Assets Invested in capital assets,net of related debt 138,550,295 156,170,924 294,721,219 2,359,985 Restricted for debt service 1,186,730 12,958,909 14,145,639 - Unrestricted 14,880,792 10,712,005 25,592,797 29,457,042 Total net assets $ 154,617,817 $ 179,841,838 $334,459,655 $31,817,027 See accompanying notes to the basic financial statements. 13 CITY OF WICHITA FALLS, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2009 Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary government: Governmental activities: Administrative services $ 12,026,311 $ 4,267,891 $ 667,422 - Police 21,008,696 470,020 1,931,580 - Fire 13,028,146 4,369 63,400 - Parks and recreation 5,757,363 513,682 130,712 - Accounting/finance 2,473,024 - -Community development 7,584,142 891,803 5,236,271 - Public works 8,282,184 165,363 - - Health 4,995,764 888,890 1,749,518 - Traffic and transportation 2,499,869 164,350 - 1,631,109 Multi-Purpose Events Center 4,027,612 1,789,269 - - Interest and fees on long-term debt 1,620,854 - 1,112,118 - Total governmental activities 83,303,965 9,155,637 10,891,021 1,631,109 Business-type activities: Municipal Airport 289,195 544,332 - - Kickapoo Airport 1,354,624 745,444 - - Transit 1,616,322 229,483 1,142,191 267,629 Sanitation 8,509,153 12,025,478 - - Water and sewer 30,165,844 33,888,553 - 189,114 Stormwater drainage 477,415 1,252,544 - - Total business-type activities 42,412,553 48,685,834 1,142,191 456,743 Total primary government $ 125,716,518 $ 57,841,471 $ 12,033,212 $ 2,087,852 Component units: Community development $ 5,808,624 $ 106,800 $ 241,072 $ - General revenues and transfers: Taxes: Property tax Sales tax Franchise fees Hotel occupancy tax Beverage tax Bingo tax Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets-beginning Prior period adjustment Net assets-ending See accompanying notes to the basic financial statements. 14 EXHIBIT A-2 Net(Expense)Revenue and Changes in Net Assets Primary Government Governmental Business-type Component Activities Activities Total Units $ (7,090,998) $ - $ (7,090,998) $ - (18,607,096) - (18,607,096) - (12,960,377) - (12,960,377) - (5,112,969) - (5,112,969) - (2,473,024) - (2,473,024) - (1,456,068) - (1,456,068) - (8,116,821) - (8,116,821) - (2,357,356) - (2,357,356) - (704,410) - (704,410) - (2,238,343) - (2,238,343) - (508,736) - (508,736) - (61,626,198) - (61,626,198) - - 255,137 255,137 - - (609,180) (609,180) - - 22,981 22,981 - - 3,516,325 3,516,325 - - 3,911,823 3,911,823 - - 775,129 775,129 - - 7,872,215 7,872,215 - (61,626,198) 7,872,215 (53,753,983) - - - - (5,460,752) 27,869,849 - 27,869,849 229,939 20,451,906 - 20,451,906 6,817,302 5,570,399 - 5,570,399 - 1,506,423 - 1,506,423 - 249,121 - 249,121 - 109,739 - 109,739 - 415,156 602,872 1,018,028 237,040 134,983 147,536 282,519 10,669 (2,439,625) 2,439,625 - - 53,867,951 3,190,033 57,057,984 7,294,950 (7,758,247) 11,062,248 3,304,001 1,834,198 162,690,866 168,779,590 331,470,456 29,982,829 (314,802) - (314,802) - $ 154,617,817 $ 179,841,838 $ 334,459,655 $ 31,817,027 EXHIBIT A-3 CITY OF WICHITA FALLS, TEXAS BALANCE SHEET-GOVERNMENTAL FUNDS SEPTEMBER 30, 2009 Total Nonmajor Governmental General Governmental Funds Assets Cash and cash equivalents $ 15,561,199 $ 21,647,996 $ 37,209,195 Receivables(net): Taxes and assessments 865,692 187,737 1,053,429 Other City funds 1,745,327 - 1,745,327 Government agencies 3,749,451 2,863,098 6,612,549 Other 1,215,161 137,054 1,352,215 Inventory 274,910 76,007 350,917 Prepaid items 160,764 657,345 818,109 Other assets - 47,503 47,503 Total assets $ 23,572,504 $ 25,616,740 $ 49,189,244 Liabilities and Fund Balances Liabilities: Accounts payable $ 1,853,830 $ 1,001,653 $ 2,855,483 Accrued payroll 2,208,017 172,204 2,380,221 Payable to other City funds - 1,630,658 1,630,658 Payable to government agencies 282,221 93,197 375,418 Other liabilities 3,280,460 573,152 3,853,612 Deferred revenue 1,327,916 119,159 1,447,075 Claims and judgments payable 78,403 - 78,403 Total liabilities 9,030,847 3,590,023 12,620,870 Fund balances: Reserved for encumbrances 1,063,879 4,148,055 5,211,934 Reserved for inventory and prepaid items 435,734 - 435,734 Reserved for debt service - 1,223,854 1,223,854 Reserved for perpetual care - 882,711 882,711 Unreserved, designated for subsequent years expenditures reported in: General Fund 3,000,000 - 3,000,000 Special Revenue Funds - 4,807,151 4,807,151 Capital Projects Funds - 10,963,970 10,963,970 Unreserved, undesignated reported in: General Fund 10,042,044 - 10,042,044 Special Revenue Fund - 976 976 Total fund balances 14,541,657 22,026,717 36,568,374 Total liabilities and fund balances $ 23,572,504 $ 25,616,740 $ 49,189,244 See accompanying notes to the basic financial statements. 15 EXHIBIT A-4 CITY OF WICHITA FALLS, TEXAS RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS SEPTEMBER 30, 2009 Total fund balances - governmental funds (Exhibit A-3) $ 36,568,374 Amounts reported for governmental activities in the Statement of Net Assets (Exhibit A-1) are different because: Capital assets used in governmental activities are not financial resources and therefore not reported in the funds. Capital assets at year-end consist of: Gross capital assets $269,775,609 Related accumulated depreciation 105,200,289 164,575,320 Property taxes receivable and municipal court fines are not available to pay for current period expenditures and therefore are deferred in the funds. 1,404,456 Long-term liabilities are not due and payable in the current period and therefore not reported as liabilities in the funds. Long-term liabilities at year-end consist of: General obligation bonds payable 39,059,726 Accrued vacation and sick leave 6,948,720 Claims and judgments payable 122,360 Accrued interest 411,978 (46,542,784) Internal service funds are used by management to charge the costs of duplicating services and health insurance claims to the individual funds. The assets and liabilities of these internal service funds are included with the governmental activities. 2,235,293 Internal service funds are used by management to charge the costs of central garage services to the individual funds. The assets and liabilities of this fund are included with the business-type activities. This amount represents the governmental activity portion of the central garage activity. (3,622,842) Total net assets -governmental activities (Exhibit A-1) $ 154,617,817 See accompanying notes to the basic financial statements. 16 EXHIBIT A-5 CITY OF WICHITA FALLS, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Total Nonmajor Governmental General Governmental Funds Revenues Taxes $ 53,371,597 $ 2,381,385 $ 55,752,982 Charges for services 2,806,223 883,494 3,689,717 Licenses and permits 1,887,434 - 1,887,434 Fines and forfeitures 1,800,057 170,555 1,970,612 Intergovernmental revenue 54,409 9,232,962 9,287,371 Contributions 230,964 3,003,795 3,234,759 Miscellaneous revenue 1,047,597 2,756,841 3,804,438 Total revenues 61,198,281 18,429,032 79,627,313 Expenditures Administrative services 9,647,055 1,668,296 11,315,351 Police 19,693,683 488,467 20,182,150 Fire 12,801,912 31,271 12,833,183 Parks and recreation 5,073,828 383,582 5,457,410 Accounting/finance 2,327,608 - 2,327,608 Community development 1,798,241 5,635,376 7,433,617 Public works 5,200,391 251,781 5,452,172 Health 2,992,015 1,958,198 4,950,213 Traffic and transportation 2,156,060 136,830 2,292,890 Multi-Purpose Events Center - 3,208,713 3,208,713 Capital outlay 3,051,918 9,037,010 12,088,928 Debt service-principal - 2,065,000 2,065,000 Debt service- interest and paying agent fees - 1,364,831 1,364,831 Total expenditures 64,742,711 26,229,355 90,972,066 Excess of revenues over(under) expenditures (3,544,430) (7,800,323) (11,344,753) Other Financing Sources (Uses) Bond proceeds - 10,840,779 10,840,779 Transfers in 2,254,477 3,275,832 5,530,309 Transfers out (1,355,660) (8,077,605) (9,433,265) Total other financing sources (uses) 898,817 6,039,006 6,937,823 Net change in fund balance (2,645,613) (1,761,317) (4,406,930) Fund balances - beginning 17,187,270 24,102,836 41,290,106 Prior period adjustment - (314,802) (314,802) Fund balances-ending $ 14,541,657 $ 22,026,717 $ 36,568,374 See accompanying notes to the basic financial statements. 17 EXHIBIT A-6 CITY OF WICHITA FALLS, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF THE GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30,2009 Net change in fund balances-total governmental funds(Exhibit A-5) $ (4,406,930) Amounts reported for governmental activities in the Statement of Activities(Exhibit A-2) are different because: Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activities,the cost of those assets are allocated over their estimated useful lives as depreciation expense. The net difference between the two is as follows: Capital outlay during the year $ 12,553,392 Depreciation expense for the year 5,564,509 6,988,883 Proceeds from the sale of capital assets are recorded as revenues when received in the governmental funds. In the Statement of Activities, the difference between the proceeds and the book value of the capital asset is reported as a gain (loss)from sale. (711,362) Because property tax receivables and municipal court receivables will not be collected for several months after the City's fiscal year ends, they are not considered'available'revenues and are deferred in the governmental funds. Deferred revenues decreased by this amount this year. (127,333) The issuance of long-term debt provides current financial resources to governmental funds. However, the issuance increases long-term liabilities in the Statement of Net Assets. Long- term debt issued in 2008-2009 was: (10,820,000) Repayment of long-term debt principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the Statement of Net Assets. Bond principal payments in 2008-09 were: 2,107,502 Included in long-term debt are obligations for accrued vacation and sick leave, and claims and judgments payable. The changes in these obligations are not included in the governmental fund financial statements, but are included in the government-wide financial statements. The changes in these long-term obligations were: Accrued vacation and sick leave (150,110) Claims and judgments payable 17,836 (132,274) Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due,and thus requires the use of current financial resources. In the Statement of Activities, however, interest expense is recognized as the interest accrues, regardless of when it is due.The increase in accrued interest is as follows: Accrued interest at September 30,2008 113,453 Accrued interest at September 30,2009 411,978 (298,525) Internal service funds are used by management to charge the costs of duplicating services and health insurance claims to the individual funds.The net revenues of these internal service funds are included with the governmental activities. 205,196 Internal service funds are used by management to charge the costs of central garage services to the individual funds.The net revenue of this fund is included with the business-type activities. This amount represents the governmental activity portion of the central garage activity. (563,404) Change in net assets of governmental activities(Exhibit A-2) $ (7,758,247) See accompanying notes to the basic financial statements. 18 EXHIBIT A-7 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF FUND NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30,2009 Enterprise Funds Non major Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds ' Assets Current assets: Cash and cash equivalents $ 484,456 $ 2,086,729 $ 4,462,446 $ 7,033,631 $ 2,944,178 Restricted cash and cash equivalents 71,738,443 - 152,468 71,890,911 233,983 Receivables(net): Customer and trade 4,018,320 1,265,961 123,714 5,407,995 - Government agencies 51,419 - 82,350 133,769 - Other 53,200 - 52,648 105,848 50,634 Inventory 1,001,765 - 44,118 1,045,883 760,298 Prepaid items 601 116 7,271 7,988 920,805 Total current assets 77,348,204 3,352,806 4,925,015 85,626,025 4,909,898 Long-term assets: Deferred charges 5,889,842 - - 5,889,842 - Capital assets, net of accumulated depreciation 192,707,951 5,979,281 20,731,482 219,418,714 18,659,772 Total long-term assets 198,597,793 5,979,281 20,731,482 225,308,556 18,659,772 Total assets 275,945,997 9,332,087 25,656,497 310,934,581 23,569,670 See accompanying notes to the basic financial statements. 19 CITY OF WICHITA FALLS, TEXAS EXHIBIT A-7 (Page 2 of 2) STATEMENT OF FUND NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30,2009 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Liabilities Current liabilities: Accounts payable-trade 3,209,578 380,484 74,687 3,664,749 286,491 Accrued payroll 362,138 142,445 53,828 558,411 98,049 Accrued vacation and sick leave 297,300 117,222 34,236 448,758 75,415 Payable to other City funds 102,605 - - 102,605 12,064 Payable to government agencies - 64,055 14,197 78,252 - Estimated health claims payable - - - - 426,734 Other liabilities 1,100,727 32,306 11,326 1,144,359 3,000 Capital leases-current maturities - - - - 172,843 Revenue bonds-current maturities 5,725,728 - - 5,725,728 - Accrued interest-revenue bonds 1,046,493 - - 1,046,493 - Total current liabilities 11,844,569 736,512 188,274 12,769,355 1,074,596 Long-term liabilities: Payable to U.S. Government 640,376 - - 640,376 - Capital leases, less current maturities - - - - 549,621 Revenue bonds, less current maturities 135,120,782 - - 135,120,782 - Estimated liability for landfill closure and post-closure care costs - 3,218,379 - 3,218,379 - Customer deposits 2,679,389 - - 2,679,389 - Total long-term liabilities 138,440,547 3,218,379 - 141,658,926 549,621 Total liabilities 150,285,116 3,954,891 188,274 154,428,281 1,624,217 Net Assets Invested in capital assets, net of related debt 110,854,120 5,979,281 20,731,482 137,564,883 18,659,772 Restricted for debt service 12,958,909 - - 12,958,909 - Unrestricted 1,847,852 (602,085) 4,736,741 5,982,508 3,285,681 Total net assets $125,660,881 $ 5,377,196 $ 25,468,223 156,506,300 $21,945,453 Adjustment to reflect the consolidation of internal service funds activities related to enterprise funds 23,335,538 Net assets of business type activities $179,841,838 See accompanying notes to the basic financial statements. 20 Pb IM;4 a 5 TEXAS B/uw5kie,Crotden Ofrorturytf EXHIBIT A-8 CITY OF WICHITA FALLS, TEXAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Operating revenues: Charges for services $ 33,780,980 $12,014,863 $ 1,475,450 $47,271,293 $ 8,653,867 Rents,concessions and other 107,573 10,613 1,296,353 1,414,539 258,784 Contributions - - - - 8,766,056 Total operating revenues 33,888,553 12,025,476 2,771,803 48,685,832 17,678,707 Operating expenses: Personnel services 8,174,973 3,416,845 1,266,632 12,858,450 1,993,968 Supplies and materials 2,402,376 265,868 621,766 3,290,010 2,934,463 Maintenance and repairs 1,999,917 419,279 438,665 2,857,861 1,522,513 Utilities and other services 5,138,515 3,495,963 367,882 9,002,360 128,922 Insurance and contract support 443,322 45,437 77,988 566,747 7,708,641 Other expenses 1,387,642 524,158 490,474 2,402,274 1,294,467 Depreciation and amortization 5,096,664 128,670 478,509 5,703,843 3,184,781 Total operating expenses 24,643,409 8,296,220 3,741,916 36,681,545 18,767,755 Operating income(loss) 9,245,144 3,729,256 (970,113) 12,004,287 (1,089,048) Nonoperating revenues(expenses): Interest income 556,991 13,654 32,225 602,870 45,146 Gain/(loss)on sale/abandonment of capital assets (111,479) (20,415) (49,376) (181,270) 147,537 Interest expense and paying agent fees (6,327,372) - - (6,327,372) - Intergovernmental operating grants - - 1,142,191 1,142,191 - Total nonoperating revenues(expenses) (5,881,860) (6,761) 1,125,040 (4,763,581) 192,683 Income(loss)before contributions and transfers 3,363,284 3,722,495 154,927 7,240,706 (896,365) Capital contributions 189,114 - 267,829 456,943 - Transfers in 169,823 520,554 5,859,827 6,550,204 4,283,460 Transfers out (1,469,942) (4,583,264) (565,503) (6,618,709) (312,000) Change in net assets 2,252,279 (340,215) 5,717,080 7,629,144 3,075,095 Net assets-beginning 123,408,602 5,717,411 19,751,343 18,870,358 Net assets-ending $125,660,881 $ 5,377,196 $25,468,423 $ 21,945,453 Adjustment to reflect the consolidation of internal service funds activities related to enterprise funds 3,433,304 Change in net assets of business type activities $ 11,062,448 See accompanying notes to the basic financial statements. 21 EXHIBIT A-9 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Cash flows from operating activities: Received from customers and users $ 33,543,707 $ 11,784,604 $ 3,004,194 $ 48,332,505 $ 18,446,825 Payments to suppliers (11,618,863) (5,157,282) (2,234,238) (19,010,383) (15,579,480) Payments to employees (5,994,959) (2,500,959) (984,779) (9,480,697) (1,491,818) Net cash provided by(used in)operating activities 15,929,885 4,126,363 (214,823) 19,841,425 1,375,527 Cash flows from noncapital financing activities: Intergovernmental operating grants - - 1,142,191 1,142,191 - Interfund loan - - (192,684) (192,684) 12,064 Transfers in from other funds 169,823 520,554 5,859,827 6,550,204 4,283,460 Transfers out to other funds (1,469,942) (4,583,264) (565,503) (6,618,709) (312,000) Net cash provided(used)by noncapital financing activities (1,300,119) (4,062,710) 6,243,831 881,002 3,983,524 Cash flows from capital and related financing activities: Capital contributions - - 267,829 267,829 - Acquisition and construction of capital assets (14,019,670) (840,714) (5,354,188) (20,214,572) (5,890,593) Proceeds from sale of capital assets 4,863 - - 4,863 166,680 Principal paid on long-term debt (5,195,161) - - (5,195,161) - Interest and fees paid on long-term debt (6,367,996) - - (6,367,996) - Net cash provided by(used for)capital and related financing activities (25,577,964) (840,714) (5,086,359) (31,505,037) (5,723,913) Cash flows from investing activities: Interest on investments 556,991 13,655 32,225 602,871 45,146 Net cash provided by(used for)investing activities 556,991 13,655 32,225 602,871 45,146 Net Increase(Decrease)in Cash and Cash Equivalents (10,391,207) (763,406) 974,874 (10,179,739) (319,716) Cash and Cash Equivalents-Beginning 82,614,106 2,850,135 3,640,040 89,104,281 3,497,877 Cash and Cash Equivalents-Ending $ 72,222,899 $ 2,086,729 $ 4,614,914 $ 78,924,542 $ 3,178,161 Reconciliation of cash and cash equivalents on the balance sheet to the statement of cash flows: Cash and cash equivalents $ 484,456 $ 2,086,729 $ 4,462,446 $ 7,033,631 $ 2,944,178 Restricted assets-cash and cash equivalents 71,738,443 - 152,468 71,890,911 233,983 Total cash and cash equivalents at end of year $ 72,222,899 $ 2,086,729 $ 4,614,914 $ 78,924,542 $ 3,178,161 See accompanying notes to the basic financial statements. 22 EXHIBIT A-9 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2009 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Reconciliation of Operating Income(Loss)to Net Cash Provided by(Used in)Operating Activities: Operating income(loss) $ 9,245,144 $ 3,729,256 $ (970,113) $ 12,004,287 $ (1,089,048) Adjustments to reconcile operating income(loss) to net cash provided by(used in)operating activities: Depreciation and amortization 5,096,664 128,670 478,509 5,703,843 3,184,781 Customer deposits received 52,368 - - 52,368 - (Increase)decrease in current assets: Receivables: Customer and trade (402,916) (240,872) 3,068 (640,720) - Government agencies - - 230,898 230,898 - Other 5,702 - (1,375) 4,327 45,654 Inventory 33,442 - 18,016 51,458 78,011 Prepaid items 28,652 2,500 (2,268) 28,884 (906,361) Other assets - - 2,000 2,000 - Increase(decrease)in current liabilities: Accounts payable-trade 1,956,548 297,851 16,599 2,270,998 (589,737) Accrued payroll 46,763 6,026 (295) 52,494 17,346 Accrued vacation and sick leave 15,754 3,639 (3,543) 15,850 13,881 Payable to other City funds 86,568 - - 86,568 - Estimated health claims payable - - - - (101,464) Payable to government agencies - 2,521 13,881 16,402 - Other liabilities (234,804) 3,491 - (231,313) 722,464 Estimated liability for landfill closure - 193,281 - 193,281 - Total adjustments 6,684,741 397,107 755,490 7,837,338 2,464,575 Net cash provided by(used in) operating activities $ 15,929,885 $ 4,126,363 $ (214,623) $ 19,841,625 $ 1,375,527 Noncash capital and financing activities: Capital assets received from developers $ 189,114 $ - $ - $ 189,114 $ - See accompanying notes to the basic financial statements. 23 EXHIBIT A-10 CITY OF WICHITA FALLS, TEXAS STATEMENT OF FIDUCIARY ASSETS AND LIABILITIES SEPTEMBER 30, 2009 Agency Fund Assets Cash and cash equivalents $ 308,461 Liabilities Other liabilities $ 308,461 See accompanying notes to the basic financial statements. 24 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting and reporting policies of the City of Wichita Falls, Texas (City) conform to accounting principles generally accepted in the United States of America (GAAP) applicable to state and local governments. GAAP for local governments includes those principles prescribed by the Governmental Accounting Standards Board (GASB), which includes all statements and interpretations of the National Council on Governmental Accounting (NCGA) unless modified by the GASB, and those principles prescribed by the American Institute of Certified Public Accountants in the publication entitled Audits of State and Local Governmental Units. The following is a summary of the more significant policies and practices used by the City. A. Reporting Entity The City is a municipal corporation governed by an elected Mayor and six-member City Council. As required by Governmental Accounting Standards Board (GASB) Statement No. 39, these financial statements present the City and its component units, entities for which the City is considered to be financially accountable. Blended component units, although legally separate entities, are in substance, part of the City's operations and data from these units are combined with data presented by the City. A discretely presented component unit, on the other hand, is reported in a separate column in the basic financial statements to emphasize it is legally separate from the City. Each blended and discretely presented component unit has a September 30th year end. Blended Component Unit Employee Benefit Trust Fund. On October 1, 1983, an "Agreement and Declaration of Trust" was made and entered into between the City and the Employee Benefit Trust Committee, acting as Trustee to administer the Employee Benefit Trust (Trust). The Trust Committee consists of four Trustees selected by the City, who may, but need not be, beneficiaries of the health and welfare program funded by the Trust, and/or officers or employees of the City. The purpose of the Trust is to provide health and welfare benefits, which may include life, accidental death and dismemberment, disability, medical and dental insurance, and any other benefits as determined by the Trustee Committee. The Trust is funded through contributions by the City and employees who choose to participate. It may be terminated in writing, at any time, by either party. The Employee Benefit Trust Fund is presented in the accompanying financial statements as an internal service fund. Discretely Presented Component Units The Wichita Falls Economic Development Corporation. The Wichita Falls Economic Development Corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualifying enterprises with funds provided by a portion of the local sales tax. Assistance may be in the form of incentive grants, loans or leases which call for discounted rates or rebates for job development. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4A. Since the City Council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls Economic Development Corporation is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Wichita Falls Economic Development Corporation utilizes full accrual accounting. 25 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) The Wichita Falls 48 Sales Tax Corporation. The Wichita Falls 4B Sales Tax Corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities, and the related maintenance and operating costs of such projects. The Corporation operates under the authorityof Vernon's P 9 P P Civil Statutes, Article 5190.6, Section 4B. Since the City Council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls 4B Sales Tax Corporation is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Wichita Falls 4B Sales Tax Corporation utilizes full accrual accounting. Wichita Falls Reinvestment Zone#1. On March 18, 1986, the City of Wichita Falls, Texas, with the advice and consent of the Wichita Falls Independent School District and Wichita County, approved the creation of the Wichita Falls Reinvestment Zone #1 (Zone). This Zone is permitted by Article 1066e of the State of Texas Tax Increment Financing Act passed in 1981. The area of the Zone is approximately 650 acres and includes the central business district of the City. The purpose of the Zone is to capture increments of growth in real property values in the Zone from base values established on January 1, 1986, and use the ad valorem taxes derived from these increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the Zone or for the payment of debt service on bonds issued to provide funds for public improvements. The Zone terminated on December 31, 2008. After all costs have been paid at the end of the tax increment financing period, any money remaining is to be remitted to the taxing entities. Since the City Council appoints a majority of its Board, approves its budget, and exercises final authority over its operations, the Wichita Falls Reinvestment Zone #1 is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Zone utilizes full accrual accounting. Wichita Falls Reinvestment Zone #2. On August 16, 2005, the City of Wichita Falls, Texas, with the advice and consent of the Wichita Falls Independent School District and Wichita County, approved the creation of the Wichita Falls Reinvestment Zone#2 (Zone). This Zone is permitted by Article 1066e of the State of Texas Tax Increment Financing Act passed in 1981. The area of the Zone is approximately 236 acres and includes the Lawrence Road area of the City. The purpose of the Zone is to capture increments of growth in real property values in the Zone from base values established on January 1, 2004, and use the ad valorem taxes derived from these increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the Zone or for the payment of debt service on bonds issued to provide funds for public improvements. The Zone terminates on December 31, 2025, or when all debt has been paid if later. After all costs have been paid at the end of the tax increment financing period, any money remaining is to be remitted to the taxing entities. Since the City Council appoints a majority of its Board, approves its budget, and exercises final authority over its operations, the Wichita Falls Reinvestment Zone #2 is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Zone utilizes full accrual accounting. 26 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) No separate audited financial statements are available for the City's blended and discretely presented component units. Complete financial statements for the individual component units may be obtained from the City's Assistant City Manager/CFO at 1300 7th Street, Wichita Falls, Texas. Excluded From the Reporting Entity Wichita Falls Firemen's Relief and Retirement Fund. The Wichita Falls Firemen's Relief and Retirement Fund was established and is controlled through various State of Texas legislative enactments. This Fund is administered locally by a seven-member board, independent of the City Council. City management and the City Council do not influence or control the administrative and financial affairs of the Fund, and the assets of the Fund are not the property of the City. The seven-member Board of Trustees, composed of the Mayor, the Senior Accountant from the City's Finance Department, three firefighters elected by a majority vote of the firefighters and two citizens, who are not employees or officers of the City and are chosen by the unanimous vote of the first five Trustees, are subject to the administrative supervision of and report to the State Firemen's Pension Board. The activities of the Firemen's Relief and Retirement Fund, in the City's judgment, are not a part of the City and thus are excluded from the accompanying financial statements. B. Basis of Presentation Government-wide financial statements The basic financial statements include both government-wide (based on the City as a whole) and fund financial statements. The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all non-fiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. However, interfund services provided and used are not eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The government-wide statement of activities demonstrates the degree to which the direct expenses of a functional category (police, public works, etc.) or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment, 2) grants and contributions that are restricted to meeting operational requirements of a particular function or segment, and 3) grants and contributions that are restricted to meeting the capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. 27 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Fund financial statements Separate fund-based financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major enterprise funds are reported as separate columns in the fund financial statements. GASB Statement No. 34 sets forth minimum criteria (percentage of assets, liabilities, revenues or expenditures/expenses of either fund category for governmental and enterprise) for the determination of major funds. The major governmental fund is the General Fund. The major enterprise funds are the Water and Sewer Fund and the Sanitation Fund. Non-major funds are combined in a column in the fund financial statements. Non-major funds are detailed in the combining section of the statements. Internal service funds, which traditionally provide services primarily to other funds of the government, are presented in the summary form as part of the proprietary fund financial statements. Because the principal users of internal services are the City's governmental and business-type activities, financial statements of internal service funds are allocated (based on the percentage of goods or services provided) between the governmental and business-type activities when presented at the government-wide level. The government-wide focus is more on the sustainability of the City as an entity and the change in aggregate financial position resulting from the activities of the fiscal period. The focus of the fund financial statements is on the major individual funds of the governmental and business-type categories. Each presentation provides valuable information that can be analyzed and compared to enhance the usefulness of the information. C. Measurement focus, basis of accounting and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary funds. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year in which they are levied. Grants and similar items are recognized as soon as all eligibility requirements imposed by the provider have been met. Government fund-level financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property tax, franchise fees, and sales tax associated with the current fiscal period are all susceptible to accrual and have been recognized as revenues of the current fiscal period. All of the revenue items are considered to be measurable and available only when cash is received. 28 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) The City reports the following major governmental fund: The General Fund is the City's primary operating fund. All general tax revenues and other receipts that are not allocated by law or contractual agreement to some other fund are accounted for in this fund. From the fund are paid general operating costs, fixed charges, and capital improvement costs that are not paid through other funds. Other governmental funds are a summarization of all the non-major governmental funds. The City reports the following major proprietary funds: The Water and Sewer Fund accounts for water and sewer utility services to residents of the City. Activities necessary to provide such services are accounted for in the fund, including, but not limited to, administration, operations, maintenance, finance and related debt service. The Sanitation Fund accounts for refuse collection services to the residents of the City as well as the operations of the City's landfill. Activities necessary to provide such services are accounted for in the fund, including, but not limited to, administration, operations and maintenance. Other enterprise funds are a summarization of all of the non-major proprietary funds. The City additionally reports the following fund types: Internal service funds are used to account for the financing of materials and services provided by one department of the City to other departments of the City on a cost-reimbursement basis. The City uses internal service funds to report the activities of fleet maintenance, duplicating services, and employee health and life insurance. An agency fund is used to account for any unclaimed vendor or payroll checks that will be escheated to the State if they remain unclaimed. These funds are held on a purely custodial basis. GASB Statement No. 34 eliminates the presentation of account groups but provides for these records to be maintained and incorporates the information into the Governmental Activities column in the government-wide Statement of Net Assets. Private-sector standards of accounting and financial reporting (as issued by the Financial Accounting Standards Board) issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. 29 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expense generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water and sewer, sanitation, transit, and airport funds are charges to customers for services. Operating expenses for the enterprise funds and internal service funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Capital improvement assessments are recorded as revenues in the fiscal period when the assessment becomes both measurable and available to finance expenditures of the fiscal period. Assessment revenues are considered measurable and available when collected by the City and recognized as revenue at that time. Payments for capital improvement assessments received in advance of the levy are reflected as deferred revenue. D. Nonexchange Transactions In a nonexchange transaction, a government gives (or receives) value without directly receiving (or giving) equal value in return. The statement defines when the City should recognize revenue or expense for nonexchange transactions involving financial or capital resources and how to account for timing and purpose restrictions. The timing of recognition depends on whether a nonexchange transaction is (a) a derived tax revenue (b) an imposed nonexchange revenue transaction or (c) a government-mandated or voluntary nonexchange transaction. Under this standard, revenue transactions with purpose restrictions are recorded as restricted resources until the purpose restrictions are met. Nonexchange transactions include the following classifications: • Derived tax revenues result from assessments imposed by government on exchange transactions. • Imposed nonexchange revenues result from assessments by governments on nongovernmental entities, other than assessments on exchange transactions. • Government-mandated nonexchange transactions occur when a government at one level provides resources to a government at another level and require that government to use them for a specific purpose or purposes established in the provider's enabling legislation. • Voluntary nonexchange transactions result from legislative or contractual agreements, other than exchanges, entered into willingly by two or more parties. Examples of the City's voluntary nonexchange transactions include capital grants, state shared revenue and private donations. 30 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCO UNTING POLICIES (CONT'D.) Providers of government-mandated nonexchange transactions and voluntary nonexchange transactions should recognize liabilities and expenses/expenditures and recipients should recognize receivables (or decrease in liabilities) and revenue when all applicable eligibility requirements, including time requirements are met. All nonexchange transactions occurring in governmental fund types are also subject to the modified accrual revenue recognition criteria. Accordingly, assets and revenue should not be recognized unless measurable and available. E. Assets, liabilities and net assets or equity 1. Cash, cash equivalents and investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. Investments are carried at fair value. Fair value is determined as the price at which two willing parties would complete an exchange. Interest earned on investments is recorded in the funds in which the investments are recorded. 2. Inventory and Prepaid Items Inventories of the general and proprietary funds consist of supplies and various materials used for the maintenance of fixed assets. The consumption method is used to account for these inventories. Under this method, inventory acquisitions are recorded in inventory accounts initially and charged as expenditures when used. Inventories are stated at average cost. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. 3. Capital Assets Capital assets, which include property, plant and equipment, and infrastructure assets (e.g. roads, bridges, sidewalks and similar items), are reported in the applicable governmental or business-like activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the time received. Capital assets are depreciated using the straight line method over the following useful lives: 31 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Assets Years Buildings, systems and improvement 20-59 years Infrastructure 8-100 years Machinery, vehicles and other equipment 3 -25 years Furniture and equipment 3 - 10 years For business-like activities' capital assets, interest is capitalized on construction costs incurred during the year at an average interest rate on borrowed funds (revenue bonds) in accordance with generally accepted accounting principles. For the fiscal year ended September 30, 2009, the City's business-like activities incurred a total of $6,333,230 of interest costs. Of this amount, $5,858 was capitalized on construction projects and $6,327,372 was charged to expense. Contributions of funds from federal, state, or local grants restricted for the purpose of purchasing plant and equipment are recorded as revenue when received. The cost of water and sewer lines installed by developers is valued by the contractor and recorded as nonoperating revenue in the Water and Sewer Fund. 4. Lona-Term Obligations Long-term debt and other obligations for general government purposes are recorded in the government-wide statement of net assets. Long-term debt and other obligations financed by proprietary funds are reported as liabilities in the appropriate funds. For thegovernment-wide financial statements and proprietary fund p p ry types, bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method in the government-wide financial statements. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs are reported as deferred bond issue costs and amortized over the term of the related debt. In addition, gains or losses on proprietary fund bond refunding are amortized over the term of the lesser of the new bonds or the refunded bonds' life using the effective interest method. In the governmental fund financials, bond proceeds are reported as another financing source. Bond premiums and discounts in governmental funds are also recognized currently as other financing sources or uses. Issuance costs, even if withheld from the actual net proceeds received, are reported as debt service expenditures. 5. Federal and State Grants Grants and shared revenues are generally accounted for within the appropriate fund of the City to be financed by such grants or shared revenues. Federal grants include Community Development Block Grant, Section 8 Housing Assistance, Home Investment Partnership Agreement Program, and numerous health-related grants. Each Federal grant is accounted for in a separate special revenue fund. State grant revenues received for purposes normally financed through the general government are accounted for within the General Fund. 32 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) 6. Reserves and Designations Portions of fund equity are segregated for future use, and are therefore not available for future appropriation or expenditure. Amounts reserved for revenue bond debt service and retirement represent portions of fund equity which are required to be segregated in accordance with the City's bond ordinances. Amounts reserved for inventory and prepaid items have already been expended and represent a portion of the fund balance that is not available for future expenditures. Amounts reserved for encumbrances are commitments for materials and services on purchase orders and contracts which are unperformed. Designations of unreserved fund balances in governmental funds indicate City management's tentative plans for use of financial resources in a future period. 7. Transactions Between Funds Outstanding balances between funds are reported as "due to/from other City funds." Any residual balances between governmental activities and business-type activities are reported in the government-wide statements as "internal balances." Nonrecurring or non-routine transfers of equity between funds are accounted for as transfers. 8. Vacation and Sick Leave All full-time employees accumulate vacation benefits based on length of service up to 15 days per year. The maximum allowable accumulation is 30 days. Upon leaving the employment of the City, employees will be paid for unused vacation days which they have accrued. Sick leave is earned at the rate of 4.62 hours per pay period up to a maximum of ninety days. Additionally, police officers and firefighters may accumulate an unlimited number of sick leave days while employed with the City. Upon termination, police officers and firefighters are compensated for up to 720 hours and 1,080 hours, respectively. 9. Risk Management The government is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. For insured programs, there have been no significant reductions in insurance coverage. Settlement amounts have not exceeded insurance coverage for the current year or the three prior years. The City maintains a group health insurance plan for employees and dependents which is partially self-insured by the City. A group life insurance plan is maintained through an insurance company. Contributions to the plans are provided for by both the City and participating employees. These contributions are recognized as revenues in the internal service fund used to account for these plans. The contributions made by the City are recorded as expenditures or expenses of the various funds as appropriate. 33 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. An excess coverage insurance policy covers individual claims in excess of $150,000. Liabilities include an amount for claims that have been incurred but not reported. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amount of pay-outs and other economic and social factors. The City is also self-insured up to $250,000 for workers' compensation claims. Such claims are processed by the City's risk management department. The City's estimated liability for workers' compensation claims payable at September 30, 2009 is based on management's estimate of probable losses in the amount of $200,763. The payment dates of such claims cannot be precisely determined, but are expected to be paid on a periodic basis over the next few years. Accordingly, the long-term liability has been recorded in the government-wide financial statements. $78,403 is believed by City management to be currently payable from available resources and is recorded in the General Fund. The following represents changes in the amount of claims liabilities for the City from October 1, 2007 to September 30, 2009: Health Workers' Care Compensation Liability balance, October 1, 2007 $ 476,004 $ 381,101 Incurred claims/adjustments 7,444,216 856,585 Claim payments ( 7,392.023) ( 914.909) Liability balance, September 30, 2008 528,197 322,777 Incurred claims/adjustments 7,109,801 1,105,129 Claim payments ( 7,211,264) ( 1,227,143) Liability balance, September 30, 2009 $ 426.734 $ 200.763 Note 2 - COMPLIANCE AND ACCOUNTABILITY Finance-Related Legal and Contractual Provisions In accordance with GASB Statement No. 38, "Certain Financial Statement Note Disclosures", violations of finance-related legal and contractual provisions are reported below, along with actions taken to address such violations. Violation Action Taken None 34 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 3 - DEPOSITS AND INVESTMENTS Deposits All of the City's demand and time depository accounts are held in local banking institutions under the terms of written depository contracts. At September 30, 2009, the total amount of the City's demand and time deposits per the general ledger was $1,559,279, and the total amount per the City's September 30, 2009 bank statements was $2,076,569. The entire amount of the year-end bank statement balances was covered by federal depository insurance or by collateral held by the City's agent in the City's name. Investments The investment policies of the City and its discretely presented component units are governed by State statutes. Authorized investments include obligations of the U.S. Treasury, agencies and instrumentalities, obligations of the State of Texas and related agencies, obligations of states, agencies, counties, cities and political subdivisions of any state rated A or above by a nationally recognized investment rating firm, repurchase agreements, public funds investment pools, and commercial paper. The investments of the City and its discretely presented component units at September 30, 2009 are as follows: Fair Value/ Average Weighted Average Carrying Credit Quality/ Months to Tvoes of Investments Amount Cost Ratings Maturity Primary Government: TexPool $ 58,481,988 $ 58,481,988 Not rated 1.00 LOGIC 46,838,832 46,838,832 Not rated 1.00 Money market account 11,026,373 11.026.373 Not rated 1.00 Total primary government investments 116,347,193 116,347,193 Component Units: TexPool 29.920.633 29.920.633 Not rated 1.00 Total component unit investments 29,920.633 29,920,633 Total investments $146.267.826 $146.267.826 TexPool is a public funds investment pool administered by the Treasurer of the State of Texas pursuant to the Interlocal Cooperation Act passed in 1989 by the 71st Texas Legislature. This Act authorized the City to delegate to TexPool the authority to make investment purchases and to hold legal title as custodian of the investment securities. All TexPool investments are in the possession of the Texas Treasury Safekeeping Trust Company and held in its book-entry safekeeping account at the Federal Reserve Bank of Dallas. The Texas Treasury Safekeeping Trust Company was created in 1986 by the 69th Texas Legislature to enable the Treasurer of the State of Texas to manage, safekeep, and invest public funds of state agencies and political subdivisions more efficiently and economically. The fair value of the City's position in TexPool is the same as the value of the pool shares. 35 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 3 - DEPOSITS AND INVESTMENTS (CONT'D.) LOGIC was also established pursuant to the Interlocal Cooperation Act passed by the State of Texas and is administered by Southwest Securities Group, Inc. LOGIC's governing body is a five- member board of directors comprised of three government officials and two other persons with expertise in public finance. LOGIC's investments are only those authorized by the Texas Public Funds Investment Act governing pools for local governments. LOGIC presently offers two investment pools, each of which is separately managed and has a different investment objective. Each participating government owns an undivided beneficial interest in the assets of the pool represented by units. Participants may terminate their participation in LOGIC at any time by redeeming their units. The fair value of the City's position in LOGIC is the same as the value of the pool shares. GASB Statement No. 40 requires a determination as to whether the City was exposed to the following specific investment risks at year end and if so, the reporting of certain related disclosures: a. Credit Risk Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. The ratings of securities by nationally recognized rating agencies are designed to give an indication of credit risk. At year end, the City was not exposed to credit risk. b. Custodial Credit Risk Deposits are exposed to custodial credit risk if they are not covered by depository insurance and the deposits are uncollateralized, collateralized with securities held by the pledging financial institution, or collateralized with securities held by the pledging financial institution's trust department or agent but not in the City's name. Investment securities are exposed to custodial risk if the securities are uninsured, are not registered in the name of the government, and are held by either the counterparty or the counterparty's trust department or agent but not in the City's name. At year end, the City was not exposed to custodial credit risk. c. Concentration of Credit Risk This risk is the risk of loss attributed to the magnitude of a government's investment in a single issuer. At year end, the City was not exposed to concentration of credit risk. d. Interest Rate Risk This is the risk that changes in interest rates will adversely affect the fair value of an investment. In accordance with its investment policy, the City manages its exposure to interest rate risk by allowing no more than 20% of the City's portfolio to be invested for a period greater than one year. e. Foreign Currency Risk This is the risk that exchange rates will adversely affect the fair value of an investment. At year end, the City was not exposed to foreign currency risk. 36 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30,2009 Note 4- RECEIVABLES Receivables at September 30, 2009 consist of the following: Nonmajor Nonmajor Totals Totals Governmental Water and Enterprise Internal Primary Component Reporting General Funds Sewer Sanitation Funds Service Government Units Entity Receivables: Taxes and assessments $1,519,086 $ 245,743 $ - $ - $ - $ - $ 1,764,829 $ - $ 1,764,829 Customer and trade - - 5,005,767 1,598,491 169,788 - 6,774,046 - 6,774,046 Other City funds 1,745,327 - - - - - 1,745,327 - 1,745,327 Government agencies 3,749,451 2,863,098 51,419 - 82,350 - 6,746,318 1,152,234 7,898,552 Other 1.215.161 137.054 53.200 - 52.648 50.634 1.508.697 - 1.508.697 v Gross receivables 8,229,025 3,245,895 5,110,386 1,598,491 304,786 50,634 18,539,217 1,152,234 19,691,451 Less: Allowance for uncollectible accounts ( 653.3941 ( 58.006) ( 987.447) ( 332.5301 ( 46,074) - ( 2.077.451) - ( 2.077.451) Net total receivables $7575 631 $3 1R7 8R4 $4 122 939 11265.961 $2511712 $50 634 R16 461 766 $1 152 234 $17 614 000 There are no receivables, other than delinquent property taxes, that the City does not expect to collect within a year. The City expects to collect approximately$300,000 of the$1,651,057 total delinquent property taxes. This amount is similar to the amounts collected in previous years. CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 5 - PROPERTY TAXES Property taxes attach as an enforceable lien on property as of the prior January 1. Taxes are levied on October 1, and become delinquent after January 31, unless the half-payment option is elected, in which case one-half of the tax is due November 30, and the balance the following June 30. The City is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services including the payment of principal and interest on long- term debt. The combined tax rate to finance general governmental services for the year ended September 30, 2009 was $.59246 per $100 which means that the City has a tax margin of $1.65754 per $100, and could raise up to $73,443,209 additional tax revenue a year from the present assessed valuation of$4,430,855,934 before the limit is reached. Note 6 - RESTRICTED ASSETS Restricted assets in the Water and Sewer Fund, Municipal Airport Fund, and Internal Service Funds, are held for specific purposes in accordance with bond ordinances or other legal restrictions. Water and Sewer restricted assets are comprised of the following: For Debt Service: Cash and cash equivalents $12,958,909 For Capital Improvements: Cash and cash equivalents 58,779,534 Total $71,738.443 Municipal Airport restricted assets are comprised of the following: For Passenger Fare Charges: Cash and cash equivalents $ 152.468 Internal Service Fund restricted assets are comprised of the following: For Employee Insurance: Cash and cash equivalents $ 233.983 38 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 7 - CAPITAL ASSETS Capital asset activity for the year ended September 30, 2009 was as follows: Balance Balance Governmental activities: October 1, September 30, 2008 Increases Decreases 2009 Capital assets not being depreciated: Land $ 8,802,295 $ 340,857 $ - $ 9,143,152 Construction in progress 8.287.642 5,326,413 7,014,395 6.599.660 Total capital assets not being depreciated 17,089.937 5,667,270 7,014,395 15,742.812 Capital assets being depreciated: Land betterments 22,836,942 719,132 192,485 23,363,589 Buildings, systems and improvements 59,091,454 2,494,029 307,406 61,278,077 Infrastructure 144,538,907 10,205,859 1.896,249 152,848,517 Machinery and equipment 16,885,831 481,499 914,034 16,453,296 Furniture and fixtures 213,647 - 7.955 205.692 Total capital assets being depreciated 243.566.781 13.900.519 3,318,129 254.149.171 Less accumulated depreciation for: Land betterments 2,825,018 488,331 2R,740 3,284,609 Buildings, systems and improvements 13,155,752 1,248,163 279,819 14,124,096 Infrastructure 79,703,066 2,851,808 1,458,123 81,096,751 Machinery and equipment 6,414,627 979,948 832,129 6,562,446 Furniture and fixtures 200,016 2.968 7,954 195.030 Total accumulated depreciation 102.298.479 5,571,218 2,606,765 105,262.932 Total capital assets being depreciated, net 141.268.302 8,329,301 711.364 148,886,239 Governmental activities capital assets, net $158.358.239 $13.996.571 $7,725,759 $164.629 051 39 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 7 - CAPITAL ASSETS(CONT'D.) Balance Balance Business-type activities: October 1, September 30, 2008 Increases Decreases 2009 Capital assets not being depreciated: Land $ 8,465,722 $ - $ - $ 8,465,722 Construction in progress 15.759.168 10,254,054 18.265,988 7.747.234 Total capital assets not being depreciated 24.224.890 10,254,054 18.265.988 16.212.956 Capital assets being depreciated: Land betterments 26,860,715 3,280,057 24,950 30,115,822 Buildings, systems and improvements 239,919,810 25,294,394 287,546 264,926,658 Machinery and equipment 6,725,105 431,747 409,487 6,747,365 Furniture and fixtures 44,227 - - 44,227 Motor vehicles 41.578,080 5,852,569 3.587.831 43,842.818 Total capital assets being depreciated 315.127.937 34.858.767 4.309.814 345.676.890 Less accumulated depreciation for: Land betterments 11,294,068 506,782 4,011 11,796,839 Buildings, systems and improvements 74,506,460 4,785,823 171,730 79,120,553 Machinery and equipment 4,306,954 421,040 50,169 4,677,825 Furniture and fixtures 35,571 3,443 - 39,014 Motor vehicles 28,495.911 3.036.994 3.302.044 28.230.860 Total accumulated depreciation 118,638.964 8,754.082 3.527.954 123.865.091 Total capital assets being depreciated, net 196,488.973 26,104,685 781.860 221.811.799 Business-type activities capital assets, net $220.713 863 $36.358.739 $19.047.848 $238.024.755 Depreciation expense was charged to functions as follows: Governmental activities: Administrative services $ 514,467 Police 689,010 Fire 140,521 Parks and recreation 224,077 Accounting/finance 148,852 Community development 15,809 Public works 2,658,130 Health 92,836 Traffic and transportation 270,540 Multi-Purpose Events Center 816.976 Total governmental depreciation $5,571,218 40 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 7 - CAPITAL ASSETS (CONT'D.) Business-type activities: Municipal Airport $ 67,818 Kickapoo Airport 312,322 Transit 303,083 Sanitation 2,323,112 Water and sewer 5,606,700 Stormwater drainage 80.923 Total business-type depreciation $8.693.958 Note 8 - PENSION PLANS Texas Municipal Retirement System Plan Description The City provides pension benefits for all of its eligible employees, except firefighters, through a nontraditional, joint contributory, hybrid defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), an agent multiple-employer public employee retirement system. The plan provisions that have been adopted by the city are within the options available in the governing state statutes of TMRS. TMRS issues a publicly available comprehensive annual financial report that includes financial statements and required supplementary information (RSI) for TMRS; the report also provides detailed explanations of the contributions, benefits and actuarial methods and assumptions used by the System. This report may be obtained by writing TMRS, P.O. Box 149153, Austin, TX 78714-9153 or by calling 800-924-8677; in addition, the report is available on TMRS' website at www.TMRS.org. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City-financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (200%) of the employee's accumulated contributions. In addition, the City can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest if the current employee contribution rate and City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions with interest were used to purchase an annuity. Members can retire at ages 60 and above with 10 or more years of service or with 25 years of service regardless of age. A member is vested after 10 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. 41 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 8 - PENSION PLANS (CONT'D.) Contributions The contribution rate for all employees is 5%, except police officers which is 7%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. When the City periodically adopts updated service credits and increases in annuities in effect, the increased unfunded actuarial liability is to be amortized over a new 25- year period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect(i.e. December 31, 2008 valuation is effective for rates beginning January 2010). Wichita Falls Firemen's Relief and Retirement Fund Plan Description The City provides pension benefits for all of its firefighters through a single employer defined benefit pension plan. The Wichita Falls Firemen's Relief and Retirement Fund (Fund) operates under an act passed in 1937 by the Texas State Legislature and adopted by the City's firefighters. Benefits are determined on a "formula" or a "final salary" plan. A firefighter who qualifies for a retirement benefit will receive monthlyretirement equal to2.28% °qua 2.10/° prior to August ( 5, 9 1998) of the firefighter's highest three year average salary calculated over the seventy-eight consecutive pay periods during the firefighter's period of service covered by the Plan, which produces the highest average, multiplied by 2.167. Members can receive a service retirement at ages 50 and above with 20 or more years of service. Members are eligible for actuariallyreduced earlyretirement benefits g e is before age 50, provided the employee has accrued at least 20 years of service. The plan also provides death and disability benefits. Members who terminate their service and are nonvested are entitled to the excess of the member's contributions over any benefits previously received. 42 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2009 Note 8 - PENSION PLANS(CONT'D.) Contributions The contribution rate for the firefighters is 11% (increased from 9% effective August 5, 1998) and the City contributes 10.46% (increased from 9% effective September 26, 2001). Both the firefighters and City make contributions bi-weekly. Contribution requirements are not actuarially determined, however, state law requires that each plan of benefits adopted by the Fund must be approved by a qualified actuary. The actuary certifies that the contribution commitments by the firefighters and the City provide an adequate financing arrangement. Using the entry age actuarial cost method, the plan's normal cost is determined as a percentage of payroll. The actuarial assumptions included (a) 8% investment rate of return (net of administrative expenses, (b) projected salary increases due to inflation of 4.75% per year, compounded annually, and (c) projected salary increases due to seniority/merit raises of 4.75% per year, compounded annually. The actuarial value of assets was determined using techniques that smooth the effects of short-term volatility in the market value of investments over a ten-year period. The unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at December 31, 2008 was 24.8 years. Schedule of Actuarial Liabilities and Funding Proaress Texas Municipal Firemen's Retirement Relief and System Retirement Total Actuarial Valuation Date 12/31/08 12/31/08 * Actuarial Value of Assets $ 68,910,226 $39,358,309 $108,268,535 Actuarial Accrued Liability(AAL) 122,001,202 41,639,485 163,640,687 Percentage Funded 56.5% 94.5% 63.2% Unfunded Actuarial Accrued Liability(UAAL) 53,090,976 14,901,992 67,992,968 Annual Covered Payroll 38,272,312 8,915,419 47,187,731 UAAL as a Percentage of Covered Payroll 138.7% 167.1% 144.1% Net Pension Obligation (NPO)at the Beginning of the Period -0- -0- -0- Annual Pension Cost: Annual Required Contribution (ARC) $ 4,997,318 $ 973,378 $ 5,970,696 Interest on NPO -0- -0- -0- Adjustment to the ARC -0- -0- -0- Annual Pension Cost $ 4.997.318 $ 973.378 $ 5.970.696 43 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 8 - PENSION PLANS (CONT'D.) Texas Municipal Firemen's Retirement Relief and System Retirement Total Percentage of Annual Pension Costs Contributed 100% 105% 102% Contributions Made $ 4,997,318 $ 1,018,126 $ 6,015,444 Increase in NPO -0- -0- -0- NPO At the End of the Period -0- -0- -0- Two preceding years: 2007: Annual Pension Cost $ 4,599,517 $ 1,014,374 $ 5,613,891 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- 2006: Annual Pension Cost $ 4,268,611 $ 836,038 $ 5,104,649 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- Actuarial Assumptions Texas Municipal Firemen's Retirement Relief and System Retirement Actuarial Cost Method Projected Unit Credit Entry Age Amortization Method Level Percent of Payroll Level Percent of Payroll Remaining Amortization Period 29 Years 24.8 Years Amortization Period Closed Closed Asset Valuation Method Amortized Cost Smooth Market Value Investment Rate of Return 7.5% 8% Projected Salary Increases Varies by Age & Service 4.75% Includes Inflation at 3.0% 4.75% Cost-of-Living Adjustments 2.1% (3.0% CPI) None Both of the stand-alone financial reports for the Texas Municipal Retirement System and Firemen's Relief and Retirement Fund can be obtained from the City's Director of Finance at 1300 7th Street, Wichita Falls, Texas. A schedule of funding progress is presented as required supplementary information for both the Texas Municipal Retirement System and the Firemen's Relief and Retirement Fund. These schedules provide multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. 44 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS Plan Description The City administers the City of Wichita Falls Retiree Health Care Plan for all permanent employees who retire after satisfying eligibility retirement requirements through a single-employer defined benefit plan. All employees who retire and are actively in one of the City's health plans can continue to receive health care benefits under the City's plan for themselves and any dependents for as long as the retiree and/or dependents live. The plan does not issue a stand-alone financial report. Retiree Contributions Pre-Medicare Eligibility prior to 12/31/2008 Retirees share in the cost of the Plan by paying premiums according to the following schedule: BC/BS BC/BS Core Plan Enhanced Plan Retiree Only(under 65) $160 $260 Retiree Only (over 65) N/A N/A Retiree/Spouse (both < 65) $300 $460 Retiree/Spouse (both > 65) N/A N/A Retiree/Spouse (1 >, 1 <65) $265 $425 Retiree/Child $275 $435 Retiree/Family $340 $540 Dental premiums are included in the under 65 premiums above. Retiree Contributions Pre-Medicare Eliaibilitv After 1/1/2009 Retirees share in the cost of the Plan by paying premiums according to the following schedule: BC/BS BC/BS Core Plan Enhanced Plan Retiree Only (under 65) $171 $278 Retiree Only (over 65) N/A N/A Retiree/Spouse (both < 65) $321 $492 Retiree/Spouse (both > 65) N/A N/A Retiree/Spouse (1 >, 1 < 65) $496 $603 Retiree/Child $294 $465 Retiree/Family $364 $578 Dental premiums are included in the under 65 premiums above. 45 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS (CONT'D.) Retiree Contributions for Medicare Eligible Retirees Pre Post 12/31/2008 12/31/2008 Retiree Only $69 $75 Retiree and Spouse Both Medicare Eligible $140 $150 Retiree Only—Retired Prior to 12/31/2008 But Not Medicare Eligible as of 12/31/2008 N/A $225 Retiree and Spouse Retired Prior to 12/31/2008 But Neither Medicare Eligible Pre 12/31/2008 N/A $550 Retiree Only—Active Prior to 12/31/2008 But Not Yet Medicare Eligible as of 12/31/2008 N/A $325 Retiree and Spouse Active Prior to 12/31/2008 But Neither Medicare Eligible Pre 12/31/2008 N/A $650 Benefits for Spouses of Retired Employees Spouses of retirees are eligible to participate in a retiree health care program. Spouses are eligible to continue with same coverage after the death of retiree. Non-Medicare and Medicare-Eligible Provisions Medicare-eligible retirees and spouses on Medicare are eligible to participate in a Medicare supplement health care plan. Effective January 1, 2009, the following changes will be implemented to Medicare eligible retirees: For retirees already on Medicare as of January 1, 2009, the City will provide $250 in premium assistance towards the full premium for a Medicare subsidy program. The $250 is expected to be a fixed amount. Spouses currently covered in the health plan will also be eligible for the $250 premium assistance. For members retired as of January 1, 2009 but not yet Medicare-eligible, the City will provide $100 in premium assistance towards the full premium for a Medicare subsidy program. The $100 is expected to be a fixed amount. Spouses can participate in the Medicare subsidy program, but will receive no premium assistance. For members who retire on or after January 1, 2009, the City will provide no premium assistance once Medicare-eligible. Vision Coverage There is no vision coverage provided. Dental Coverage Retirees and spouses prior to qualifying for Medicare are eligible to participate in the same dental care program as active employees. There is no dental coverage for retiree or spouses on the Medicare supplement. 46 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS (CONT'D.) Life Insurance Coveraoe Life Insurance of $7,500 is provided to each retiree. There is no Life coverage for spouses of retirees. Funding Policy and Annual OPEB Cost The City's annual other post-employment benefits (OPEB) cost is based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and to amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. The City has established a trust to fund the City's OPEB liability and intends on contributing quarterly installments to meet its obligation. The City has its first OPEB actuarial valuation performed for the fiscal year ending September 30, 2009 as required by GASB. The City's OPEB cost for the current year is as follows: Annual Required Contribution $2,351,119 Interest on OPEB obligation - Adjustment to ARC Annual OPEB cost(expense) end of year 2,351,119 Net estimated employer contributions ( 2,282,238) Increase (decrease) in net OPEB obligation 68,881 Net OPEB obligation— beginning of year Net OPEB obligation—end of year $ 68.881 Schedule of Actuarial Liabilities and Funding Status Actuarial Valuation Date 12/31/08 Actuarial Value of Assets $ - Actuarial Accrued Liabilities $32,143,378 Unfunded Actuarial Accrued Liability (UAAL) $32,143,378 Funded Ratio 0.00% Annual Covered Payroll N/A UAAL as a Percentage of Annual Covered Payroll N/A Actuarial Methods and Assumptions The Projected Unit Credit actuarial cost method is used to calculate the GASB ARC for the City's retiree health care plan. Using the plan benefits, the present health premiums and a set of actuarial assumptions, the anticipated future payments are projected. The projected unit credit method then provides for a systematic funding for these anticipated payments. The yearly ARC is computed to cover the cost of benefits being earned by covered members as well as to amortize a portion of the accrued liability. 47 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30,2009 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS (CONT'D.) Projections of health benefits are based on the plan as understood by the City and include the types of benefits in force at the valuation date and the pattern of sharing benefit costs between Wichita Falls and its employees to that point. Actuarial calculations reflect a long-term perspective and employ methods and assumptions that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets. Significant methods and assumptions were as follows: Investment Rate of Return 7.5%, net of expenses Actuarial cost method Projected Unit Credit Cost Method Amortization method Level as a percentage of salary Salary growth 3.0% per annum Actuarial valuations involve estimates of the value of reported amounts and assumptions about the profitability of events in the future. Amounts determined regarding the funded status and the annual required contributions of the City's retiree health care plan are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. The required schedule of funding progress presented as required supplementary information provides multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. Note 10 - DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to the employees until termination, retirement, death, or an unforeseen emergency. Note 11 - AIRPORT LEASE The Municipal Airport facilities are located on land at Sheppard Air Force Base. The land is leased from the Department of the Air Force at a cost of$1.00 per year for a period of fifty years, beginning May 15, 2009 and expiring May 14, 2059. Additional rent is based on landing fees at a rate of $1.8264 per scheduled landing. Landing fees collected and paid on this lease were $11,528 for the fiscal year ended September 30, 2009. Note 12 - DESCRIPTION OF LEASING ARRANGEMENTS The majority of the City's operating leases contain an option for annual renewal at the end of the initial lease term. In most cases, these leases will be canceled or replaced by other leases. The City leases certain equipment under operating leases expiring at various times through the year ending September 30, 2009. The following is a schedule by years of future minimum rental payments required under operating leases that have initial or remaining noncancellable lease terms in excess of one year as of September 30, 2009: 48 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2009 Note 12 - DESCRIPTION OF LEASING ARRANGEMENTS (CONT'D.) Year ending September 30: 2010 $238,412 2011 214,445 2012 171,025 2013 16,349 2014 1,966 Total minimum payments required $642.197 The total minimum payments do not include contingent rentals which may be paid under the airport lease based on the number of scheduled landings. The following schedule shows the composition of total rental expenses for all operating leases for the year ended September 30, 2009: Minimum rentals $264,978 Contingent rentals 11,528 Total rentals $276.506 Note 13 - LONG-TERM LIABILITIES Long-term liabilities transactions for the year ended September 30, 2009 are summarized as follows: Balance at Balance at October 1, Retired and September 30, Due Within 2008 Issued Transferred(1) 2009 One Year Governmental Activities: General obligation bonds $ 6,480,000 $ - $ 945,000 $ 5,535,000 $ 745,000 Combination tax and revenue bonds 23,867,228 10,820,000 1,162,502 33,524,726 1,536,038 Accrued vacation and sick leave payable 6,797,882 2,000,257 1,849,419 6,948,720 1,900,000 Claims and judgments payable 322.777 1.105.129 1.227.143 200,763 78.403 Total governmental activities 37.467.887 13.925.386 5.184.064 46.209.209 4.259.441 Business-Noe Activities: Utility system revenue bonds, net of premium(discount) 121,887,612 - 2,045,871 119,841,741 2,144,997 Combination tax and revenue bonds 24,479,232 - 3,474,464 21,004,768 3,580,730 Accrued vacation and sick leave payable 492,634 496,915 467,911 521,638 500,000 Note payable 670,537 - 30,161 640,376 31,142 Capital lease payable - 916,548 194,084 722,464 172,843 Landfill closure,post-closure costs 3.025.098 193.281 - 3,218,379 - Total business-type activities 150.555.113 1.606.744 6.212.491 145.949.366 6.429.712 Total long-term liabilities $188.023 ono $15_532 13Q $11 396 555 $192 158.575 $10 689 153 (1) Includes bond premium amortization of $42,502 related to the combination tax and revenue bonds (governmental activities), $111,871 related to revenue bonds, and $244,464 related to the combination tax and revenue bonds(business-type activities). 49 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2009 Note 13 - LONG-TERM LIABILITIES(CONT'D.) The portion of long-term liabilities due within one year as reflected on Exhibit A-1 includes $411,978 and $1,046,493 of accrued interest in governmental activities and business-type activities, respectively. For governmental activities, claims and judgments payable and compensated absences are generally liquidated by the General Fund. Bonds Payable Bonds payable at September 30, 2009, including net unamortized premium on the revenue bonds, are comprised of the following individual issues: Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/09 General Obligation Bonds: General Obligation Construction 3.75%- 9/01/21 $175,000 to $10,205,000 $ 5,535,000 and Refunding Bonds,Series 2001 5.375% $945,000 Total General Obligation Bonds 5.535.000 Combination Tax and Revenue Bonds: Combination Tax and Revenue 3.00%- 9/01/18 $335,000 to 7,550,000 3,450,000 Certificates of Obligation,Series 2003 4.00% $775,000 Combination Tax and Revenue 2.00%- 8/01/12 $685,000 to 18,840,000 10,520,000 Refunding Bonds,Series 2004 5.00% $3,645,000 Plus bond premium 226,615 Combination Tax and Revenue 4.90%- 8/01/16 $115,000 to 14,020,000 9,700,000 Refunding Bonds,Series 2005 5.00% $2,650,000 Plus bond premium 558,154 Combination Tax and Revenue 3.55%- 9/01/26 $580,000 to 16,875,000 14,985,000 Certificates of Obligation,Series 2006A 5.00% $1,225,000 Plus bond premium 348,958 Combination Tax and Revenue 5.20%- 9/01/26 $130,000 to 4,275,000 3,840,000 Certificates of Obligation,Series 2006B 6.25% $345,000 Plus bond premium 80,768 Combination Tax and Revenue 2.25%- 10/01/28 $340,000 to 10,820,000 Certificates of Obligation,Series 2009 4.75% $780,000 10.820.000 Total Combination Tax and Revenue Bonds 54.529.495 50 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2009 Note 13 - LONG-TERM LIABILITIES(CONT'D.) Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/09 Revenue Bonds: Water and Sewer Revenue Bonds: Water&Sewer System Priority 4.05%- 8/01/18 $180,000 to 5,500,000 3,035,000 Lien Revenue Bonds,Series 1998B 4.65% $400,000 Water&Sewer System Priority 3.75%- 8/01/12 $1,220,000 to 118,770 000 4,650,000 Lien Revenue Bonds,Series 2001 5.375% $11,515,000 Plus bond premium 967,584 Water&Sewer Subordinate Lien 3.14%- 8/01/18 $25,000 to 8,060,000 7,785,000 Revenue Bonds,Series 1998 4.59% $3,320,000 Water&Sewer System Priority 4.00%- 8/01/27 $225,000 to 103,495,000 103,040,000 Lien Refunding Revenue Bonds, 4.50% $11,070,000 Series 2007 Plus bond premium 364.157 Total Revenue Bonds 119.841.741 Total All Bonds $179 906 716 All of the General Obligation Bonds were issued on the full faith and credit of the City and are secured by ad valorem taxes levied against all taxable property. These bonds are serviced by the Debt Service Fund with an apportionment of the ad valorem tax levy. At September 30, 2009, $435,599 was available in this fund to service these bonds. The Combination Tax and Revenue Bonds are secured by ad valorem taxes levied against all taxable property as well as a pledge of surplus net revenues of the City's combined waterworks and sewer system. The Series 2003 Certificates will be serviced by the Debt Service Fund by contributions from the Wichita Falls 4B Economic Development Corporation. The Series 2004 and the Series 2005 Certificates will be serviced by the net revenues of the Water and Sewer Fund. All of the Water and Sewer Revenue Bonds were issued for purposes of improving the City's water and sewer systems and are serviced by the net revenues of the Water and Sewer Fund. 51 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 13 - LONG-TERM LIABILITIES (CONT'D.) Notes Payable The City of Wichita Falls and Wichita County Water Improvement District Number 2, upon the completion of the Lake Kemp reconstruction project in January 1976 by the U.S. Government, are required to reimburse the U.S. Government 22.7% of its reported total cost of $8,774,705, or $1,991,858. The City's share of this amount is 66.11%, or $1,316,817, payable in forty-nine annual installments through January 2025 of$51,974, which includes interest at the rate of 3.253%. The City's share of the total costs ($5,800,957) as well as the U.S. Government funded portion ($4,484,140) is reflected as capital assets in the Water and Sewer Enterprise Fund. This contractual arrangement is strictly a cost-sharing agreement and is not considered a joint venture as defined in Section J50 of the Codification of Governmental Accounting and Financial Reporting Standards. The remaining debt payable to the U.S. Government at September 30, 2009 is classified as follows: Long-term $609,234 Current portion 31,142 Total $640.376 Capital Lease Payable The City issued a capital lease on March 30, 2009 for the purchase of a fire ladder truck in the amount of $916,548 which is the total amount of the City's assets acquired under capital lease. This asset is listed under "Motor Vehicles" in the business-type activities. The lease carries an interest rate of 2.94% and is due in five annual installments of $194,084, with final payment due on March 30, 2013. The capital lease is recorded in the Fleet Maintenance Internal Service Fund and is included in the business-type activities of the government-wide statements. 52 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 13 - LONG-TERM LIABILITIES (CONT'D.) Aggregate maturities of the long-term debt(principal and interest) for the years subsequent to September 30, 2009 are as follows: Combination Tax and Year Ending General Obligation Bonds Revenue Bonds Revenue Bonds Notes Payable Capital Lease Payable Total September 30. Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest 2010 $ 745,000 $ 273,650 $ 5,116,768 $ 2,180,833 $ 2,144,997 $ 5,259,841 $ 31,142 $ 20,831 $172,843 $21,240 $ 8,210,750 $ 7,756,395 2011 340,000 241,988 5,326,926 1,946,018 2,223,966 5,170,244 32,155 19,818 177,925 16,159 8,100,972 7,394,227 2012 355,000 227,112 5,496,768 1,782,052 2,312,897 5,076,814 33,201 18,772 183,156 10,928 8,381,022 7,115,678 2013 370,000 210,694 4,076,402 1,586,444 4,076,664 4,970,994 34,281 17,692 188,540 5,543 8,745,887 6,791,367 2014 385,000 193,581 4,141,868 1,438,523 4,208,431 4,809,004 35,397 16,577 - - 8,770,696 6,457,685 2015-2019 2,255,000 652,981 14,359,610 5,033,984 32,556,804 20,867,747 195,022 64,846 - - 49,366,436 26,619,558 cn 2020-2024 1,085,000 84,050 9,379,853 2,877,024 46,791,161 12,195,450 228,875 30,994 - - 57,484,889 15,187,518 W 2025-2027 - - 6.631.300 665.748 25.526.821 1.988.100 50.303 1.636 - - 32.208.424 2.655.484 Totals $,535,000 61,884,056 $54,529,495 $17 51Q67Fz $119 841 741 $60 338 194 $640,376 $191,166 $722.464 $53.870 $181.269.076 $79 977 912 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 14 - DEFEASED DEBT Prior Year In prior years, the City defeased certain outstanding revenue bonds by placing the proceeds of new bonds and additional cash in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust escrow accounts and the defeased bonds are not included in the City's financial statements. At September 30, 2009, $98,390,000 of the 2001 Water and Sewer System Priority Lien Revenue Bonds are considered defeased. Note 15 - LANDFILL AND TRANSFER STATION CLOSURE AND POSTCLOSURE CARE COSTS State and federal laws and regulations require that the City place a final cover on its landfill when closed, and perform certain maintenance and monitoring functions at the landfill site for thirty years after closure. In accordance with the Texas Administrative Code, Title 30, Part 1, Chapter 7, the City annually submits a financial assurance letter to the Texas Commission on Environmental Quality (TCEQ). In addition to operating expenses related to current activities of the landfill, an expense provision and related liability are being recognized based on the future closure and postclosure care costs that will be incurred near or after the date the landfill no longer accepts waste. The recognition of these landfill closure and postclosure care costs is based on the amount of the landfill used during the year. The estimated liability for landfill closure and postclosure care costs has a balance of $3,218,379 as of September 30, 2009, which is based on 15% usage of the landfill. The City will recognize the remaining estimated cost of closure and postclosure care of $16,354,241 as the remaining estimated capacity is filled. The landfill is expected to be filled to capacity in 2153. Actual costs may be higher due to inflation, change in technology, or changes in regulations. Note 16 - INTERFUND BALANCES Balances due to and due from other funds at September 30, 2009 consisted of the following: Due To Fund Due From Fund Amount Purpose General Fund Nonmajor Governmental Funds $1,630,658 Short-term loan General Fund Water and Sewer Fund 102,605 Short-term loan General Fund Internal Service Funds 12.064 Short-term loan Total $1.745.327 All amounts due are scheduled to be repaid within one year. 54 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 16 - INTERFUND BALANCES(CONT'D.) Transfers to and from other funds during the year ended September 30, 2009 were as follows: Transfers From Transfers To Amount Reason General Fund Nonmajor Governmental Funds $ 379,129 Supplement operating deficits General Fund Nonmajor Enterprise Funds 185,041 Supplement operating grants General Fund Nonmajor Governmental Funds 70,448 Supplement operating grants General Fund Internal Service Fund 200,488 Purchase capital assets General Fund Sanitation Fund 520,554 Supplement operating deficits Nonmajor Governmental Funds Nonmajor Governmental Funds 364,711 Fund debt service payment Nonmajor Governmental Funds Nonmajor Governmental Funds 1,388,427 Fund operating deficits Nonmajor Governmental Funds Nonmajor Governmental Funds 7,614 Supplement other sources Nonmajor Governmental Funds Nonmajor Enterprise Funds 1,772,974 Purchase capital assets Nonmajor Governmental Funds Internal Service Funds 431,434 Purchase capital assets Nonmajor Governmental Funds General Fund 40,809 Supplement other sources Nonmajor Governmental Funds Water and Sewer Fund 169,823 Fund construction projects Nonmajor Governmental Funds Nonmajor Enterprise Funds 3,901,812 Fund construction projects Water and Sewer Fund General Fund 750,799 Administrative overhead Water and Sewer Fund Nonmajor Governmental Funds 500,000 Fund debt service payment Water and Sewer Fund Internal Service Funds 219,143 Purchase capital assets Sanitation Fund General Fund 1,150,869 Administrative overhead Sanitation Fund Internal Service Funds 3,432,395 Purchase capital assets Nonmajor Enterprise Funds Nonmajor Governmental Funds 114,480 Supplement operating grant Nonmajor Enterprise Funds Nonmajor Governmental Funds 451,023 Fund debt service payment Internal Service Funds General Fund 312.000 Administrative overhead Total $16.363.973 Note 17 - COMMITMENTS AND CONTINGENCIES Litigation The City is a defendant in numerous lawsuits. In the opinion of the City's management, any liabilities resulting from such suits will not materially affect the financial position of the City. Accrued Vacation and Sick Leave The City's liability for accrued vacation and sick leave excluding the amount recorded in the proprietary funds was$6,948,720 at September 30, 2009. This accrual is recorded as a long-term liability in the Government-wide Statement of Net Assets. 55 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 2009 Note 17 - COMMITMENTS AND CONTINGENCIES (CONT'D.) Contract Commitment With West Texas Utilities Company In 1977, the City and Wichita County Water Improvement District Number 2 entered into a sixty- year contract with the West Texas Utilities Company (the Company) and agreed to provide an adequate water supply for the Company's use in generating power upon completion of the Company's construction of a power plant adjacent to the Lake Kemp-Lake Diversion System. The significant terms of the contract provide for standby charges to be paid to the City and the Wichita County Water Improvement District Number 2 in equal amounts. Minimum charges for the calendar year 1997 and all years thereafter until the end of contract will be $500,000 per year. For water actually consumed, the Company shall pay the City and Wichita County Water Improvement DistrictNumber umber 2 equally, at the base rate of$0.23per one thousandgallons, p which is adjusted annually. The rate for the year ended September 30, 2009 was $.404046 per one thousand gallons. This contract can be terminated at any time by the Company. If the contract is terminated, the Company is required to make a maximum termination payment equal to the minimum charges which would have become due and payable during the following twenty-four month period. Contract Commitments At September 30, 2009, the City was committed to various contracts. The amounts for which the various funds are committed to complete these contracts are as follows: General Fund $ 794,429 Nonmajor Governmental Funds 8,017,171 Water and Sewer Fund 41,519,087 Sanitation Fund 371,545 Nonmajor Enterprise Funds 1,448.652 Total contract commitments $52.150.884 Federal and State Grants-Compliance Audits The City participates in numerous Federal and State grants, on both a direct and state pass- through basis, as well as on a service-provider basis. Principal among these are Community Development Block Grants, Section 8 Housing Assistance, Home Investment Partnership Agreement Program, and numerous health-related grants. In connection with these grants, the City is required to comply with specific terms and agreements as well as applicable Federal and State laws and regulations. Such compliance is subject to review and audit by the grantors and their representatives. In the opinion of management, the City has complied with all requirements. However, since such programs are subject to future audit or review, the possibility of disallowed expenditures exists. In the event of any disallowance of claimed expenditures, the City expects the resulting liability to be immaterial. 56 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2009 Note 18 - CONDENSED FINANCIAL INFORMATION FOR DISCRETELY PRESENTED COMPONENT UNITS The City has four component units that are discretely presented in the City's basic financial statements. Condensed financial information for the year ended September 30, 2009 is as follows: Wichita Falls Wichita Falls Economic 4B Sales Wichita Falls Wichita Falls Development Tax Reinvestment Reinvestment Corporation Corporation Zone#1 Zone#2 Totals Condensed statement of net assets: Cash,investments and other current assets $24,074,665 $5,388,724 $ - $ - $29,463,389 Capital assets,net of accumulated depreciation 2.359.985 - - - 2.359.985 Total assets 26.434.650 5.388.724 - - 31.823.374 Accounts payable and other current liabilities 6.347 - - - 6.347 Total liabilities 6.347 - - - 6.347 Net assets $26.428.303 $5.388.724 $ - $ - $31 817 027 Condensed statement of activities: Expenses: Community development $ 1.727.444 $3.718.730 $121,378 $241,072 $ 5.808.624 Program revenues: Charges for services 106,800 - - - 106,800 Operating grants and contributions - 241.072 - - 241.072 Total program revenues 106.800 241.072 - - 347.872 Net program expense ( 1.620.644) ( 3.477.658) ( 121,378) ( 241,072) ( 5.460.752) General revenues: Tax revenues 3,408,651 3,408,651 - 229,939 7,047,241 Non-tax general revenues 186.200 52.710 8.244 555 247.709 Total general revenues and transfers 3.594.851 3.461.361 8.244 230.494 7.294.950 Change in net assets 1,974,207 ( 16,297) ( 113,134) ( 10,578) 1,834,198 Beginning net assets 24.454.096 5.405.021 113.134 10.578 29.982.829 Ending net assets $26.428.303 $5.388.724 $ _ $ - $31.817.027 57 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30, 2009 Note 19 - SUBSEQUENT EVENTS Purchase of Castaway Cove Water Park In November 2009, the City approved an offer of $3,900,000 to purchase the Castaway Cove Water Park and 49 acres of adjacent land. The City officially purchased the park on February 4, 2010 and subsequently entered into a contract with a third party to manage the park. In January 2010, the City approved the issuance of Combination Tax and Revenue Certificates of Obligation, Taxable Series 2010, in the amount of $3,930,000. The proceeds will be used to acquire and make improvements to Castaway Cove Water Park and acquire approximately 49 acres of land adjacent to the park for public recreation purposes. The bonds are to be repaid over 15 years and carry an interest rate of 5.60%. Worker's Compensation Proaram In November 2009, the City approved a contract for third party administration of the City's Worker's Compensation Program. This agreement begins December 1, 2009 and ends on November 30, 2012. Note 20 - PRIOR PERIOD ADJUSTMENT During the year ended September 30, 2009, the City discovered an error in the amount of grant receivable that had been recorded in the prior year related to the Airport Improvement Grant. The correction of this error resulted in a $314,802 reduction in beginning net assets in Governmental Activities in the government-wide statements and in the beginning fund balance of Other Governmental Funds in the fund-level financial statements. 58 Required Supplemental Information 11 Ake a 54 TEXAS $1&e5Aw 4ilden Orporti netee i EXHIBIT B-1 CITY OF WICHITA FALLS, TEXAS REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 54,202,955 $ 54,202,955 $ 53,371,597 $ (831,358) Charges for services 2,812,165 2,812,165 2,806,223 (5,942) Licenses and permits 2,155,305 2,155,305 1,887,434 (267,871) Fines and forfeitures 2,008,406 2,008,406 1,800,057 (208,349) Intergovernmental revenue 35,500 35,500 54,409 18,909 Contributions - - 230,964 230,964 Miscellaneous revenue 1,158,786 1,158,786 1,047,597 (111,189) Total revenues 62,373,117 62,373,117 61,198,281 (1,174,836) Expenditures: Current: Administrative services 10,165,835 9,979,375 9,647,055 332,320 Police 20,182,566 19,946,962 19,693,683 253,279 Fire 12,623,513 12,819,453 12,801,912 17,541 Parks and recreation 4,876,382 5,406,808 5,073,828 332,980 Accounting/finance 2,190,110 2,370,335 2,327,608 42,727 Community development 1,759,589 1,925,307 1,798,241 127,066 Public works 5,296,663 5,287,130 5,200,391 86,739 Health 3,147,008 3,145,308 2,992,015 153,293 Traffic and transportation 2,238,840 2,199,736 2,156,060 43,676 Capital outlay 2,813,993 4,378,138 3,051,918 1,326,220 Total expenditures 65,294,499 67,458,552 64,742,711 2,715,841 Excess of revenues over(under)expenditures (2,921,382) (5,085,435) (3,544,430) 1,541,005 Other financing sources(uses): Transfers in 2,330,159 2,330,159 2,254,477 (75,682) Transfers out (305,282) (1,155,236) (1,355,660) (200,424) Total other financing sources(uses) 2,024,877 1,174,923 898,817 (276,106) Excess of revenues and other sources over(under)expenditures and other uses (896,505) (3,910,512) (2,645,613) 1,264,899 Fund balance-beginning 17,187,268 17,187,268 17,187,268 - Fund balance-ending $ 16,290,763 $ 13,276,756 $ 14,541,655 $ 1,264,899 59 CITY OF WICHITA FALLS, TEXAS NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION SEPTEMBER 30, 2009 Demonstrating compliance with the adopted budget is an important component of a government's accountability to the public. Many citizens participate in the process of establishing the annual operating budgets of state and local governments, and have a keen interest in following the actual financial progress of their governments over the course of the year. The City and many other governments revise their original budgets over the course of the year for a variety of reasons. Under the new reporting model, governments will continue to provide budgetary comparison information in their annual reports. An important change, however, is a requirement to add the government's original budget to the current comparison of final budget and actual results. The City adheres to the following procedures in establishing the operating budget reflected in the basic financial statements: On or before August 15 of each year, the City Manager submits to the City Council a proposed budget for the fiscal year beginning the following October 1. The operating budget includes proposed expenditures and the means of financing them. Public hearings are conducted. The budget is legally enacted by the City Council through passage of appropriation and tax levying ordinances prior to September 30 and is published under a separate cover. An annual budget, including debt service requirements, is legally adopted for the General Fund, the Community Development Block Grant Fund, the Section 8 Housing Fund, the HOME Investment Partnership Agreement Fund, the Hotel/Motel Tax Fund, the Golf Fund, the MPEC Fund and the Debt Service Fund, on a basis which is consistent with generally accepted accounting principles. The City Council must approve any transfer of appropriation balances or portions thereof from one department to another. The City Manager has the authority, without City Council approval, to transfer appropriation balances from one expenditure account to another within a single department of the City. Supplemental appropriations of $2,164,053 were approved by the City Council. The reported budgetary data includes amendments made during the year. At the close of each fiscal year, any unencumbered appropriated balance lapses to the unreserved fund balance. The unencumbered appropriation balances in the Capital Projects Funds do not lapse at year end. 60 EXHIBIT B-2 CITY OF WICHITA FALLS, TEXAS TEXAS MUNICIPAL RETIREMENT SYSTEM -ANALYSIS OF FUNDING PROGRESS - LAST TEN PLAN YEARS (UNAUDITED)* (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) _ (2) (2)-(1) Payroll (4) _ (5) 12/31/99 $ 58,074,582 $ 76,394,376 76.0% $ 18,319,794 $ 26,932,278 68.0% 12/31/00 62,462,023 82,680,887 75.5% 20,218,864 27,754,660 72.8% 12/31/01 66,919,614 88,721,318 75.4% 21,801,704 29,061,189 75.0% 12/31/02 69,770,838 93,176,395 74.9% 23,405,557 31,065,101 75.3% 12/31/03 72,469,506 98,017,025 73.9% 25,547,519 31,516,130 81.1% 12/31/04 70,462,244 98,405,860 71.6% 27,943,616 33,522,283 83.4% 12/31/05 71,393,893 101,093,789 70.6% 29,699,896 32,846,479 90.4% 12/31/06 69,201,457 100,991,795 68.5% 31,790,338 33,791,762 94.1% 12/31/07 (1) 70,561,545 120,374,701 58.6% 49,813,156 35,873,970 138.9% 12/31/08 68,910,226 122,001,202 56.5% 53,090,976 38,272,312 138.7% Analysis of the dollar amounts of the actuarial value of assets, actuarial accrued liability, and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally, the greater this percentage, the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally, the smaller this percentage, the stronger the pension plan. * This City retirement plan is substantially a defined contribution plan. These voluntary disclosures, similar to the disclosures required for a defined benefit plan, are provided for additional analysis of the plan. (1) TMRS made changes to both the actuarial funding method and actuarial assumptions for the 2007 valuation. 61 EXHIBIT B-3 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS FIREMEN'S RELIEF AND RETIREMENT FUND - ANALYSIS OF FUNDING PROGRESS (UNAUDITED) (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) + (2) (2) - (1) Payroll (4) + (5) 12/31/98(a) $ 19,916,831 $ 25,193,592 79.1% $ 5,276,761 $ 4,712,854 112.0% 12/31/99(a) - - - - - - 12/31/00 26,930,018 31,419,892 85.7% 4,489,874 5,858,962 76.6% 12/31/01 (a) - - - - - - 12/31/02(b) 27,439,565 37,003,896 74.2% 9,564,331 6,609,807 144.7% 12/31/03(a) - - - - - - 12/31/04(b) 32,240,524 42,178,490 76.4% 9,937,966 7,175,196 138.5% 12/31/05(a) - - - - - - 12/31/06(b) 35,584,639 47,582,190 74.8% 11,997,551 7,697,370 155.9% 12/31/07(a) - - - - _ - 12/31/08(b) 39,358,309 54,260,301 72.5% 14,901,992 8,915,419 167.1% Analysis of the dollar amounts of the actuarial value of assets, actuarial accrued liability, and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally,the greater this percentage,the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally,the smaller the percentage, the stronger the pension plan. (a) Historical trend information is presented for as many years as such information about the plan is available. No actuarial valuation or update was performed as of these dates. Texas state law does not require an actuarial valuation to be completed annually. (b) For the 2002,2004,2006 and 2008 valuations, retirement was assumed to occur once a member both attained age 57 and completed 20 years of service. In prior years, retirement was assumed to occur at age 55 and 20 years of service. There were no changes made in actuarial methods. 62 EXHIBIT B-4 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS RETIREE HEALTH CARE PLAN - ANALYSIS OF FUNDING PROGRESS (UNAUDITED) (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) _ (2) (2) - (1) Payroll (4) _ (5) 12/31/06(a) $ - $ 29,656,852 0.0% $ 29,656,852 N/A N/A 12/31/07(b) - - - - - - 12/31/08 - 32,143,378 0.0% 32,143,378 N/A N/A Analysis of the dollar amounts of the actuarial value of assets,actuarial accrued liability,and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally,the greater this percentage,the stronger the plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally,the smaller the percentage,the stronger the plan. (a) The first actuarial valuation was performed as of December 31. 2006 as the City began to prepare for the implementation of GASB 45. (b) Historical trend information is presented for as many years as such information about the plan is available. No actuarial valuation or update was performed as of these dates. Texas state law does not require an actuarial valuation to be completed annually. 63 Combining Financial Statements IMi4 a S TEXAS Nue5, es 4o/den Ofportwnt7ies Nonmajor Governmental Funds Special Revenue Funds The special revenue funds are used to account for the proceeds from specific revenue sources (other than for major capital projects or proprietary funds) that are legally restricted to be expended for specified purposes. Community Development Block Grant Fund The Community Development Block Grant Fund accounts for federal block grant revenues and related expenditures. Section 8 Housing Fund The Section 8 Housing Fund accounts for federal funds received to subsidize rents and housing payments for lower income families within the City. Home Investment Partnership Agreement Fund The Home Investment Partnership Agreement Fund accounts for federal funds received to provide home ownership opportunities to low income, first-time homebuyers through the acquisition, rehabilitation and resale of single-family dwellings that are currently owned by governmental agencies. Hotel/Motel Tax Fund The Hotel/Motel Tax Fund accounts for revenues derived from an occupancy tax which is expended on programs promoting the growth of the City of Wichita Falls. Airport Improvement Grant Fund The Airport Improvement Fund accounts for federal funds received to make capital improvements to the Kickapoo Downtown Airport. Golf Fund The Golf Fund accounts for the activities at the Weeks Park Golf Course. MPEC Fund The MPEC Fund is used to account for the operations of the City's Multi-Purpose Events Center. Miscellaneous Special Revenue Fund The Miscellaneous Special Revenue Fund accounts for various revenues generated in the form of contributions, fees, concessions, rents and other charges and their related expenditures. This fund also includes revenues derived from various grants for health and police programs. The revenues in this fund are expended to support the activity generating the revenue or as designated by the contributor. Debt Service Funds Debt Service Fund The Debt Service Fund is established by ordinances authorizing the issuance of general obligation bonds to provide for the payment of bond principal and interest. An ad valorem tax rate and tax levy are required to be computed and levied which will be sufficient to produce the funds required to pay principal and interest as they come due. This fund is also used to provide for the payment of paying agent fees. Excess Sales Tax Fund The Excess Sales Tax Fund is used to account for and administer the excess sales tax collected related to the property reduction tax. Capital Projects Funds The capital projects funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities, other than those financed by federal grants or proprietary funds. 4B Sales Tax Proiects This fund was established to account for projects financed by the Wichita Falls 4B Sales Tax Corporation. Significant projects accounted for in this fund included the construction of three fire stations and the renovation of the second floor of the Wichita Falls Public Library building for recreational purposes. 2006-A Bond Fund This fund was established to account for projects financed by the Combination Tax and Revenue Certificates of Obligation, Series 2006A. These funds will be used for street and drainage improvements, a police firing range, the construction of a new fire station, four softball fields, and a skate park. Miscellaneous Capital Projects Funds This fund is an accumulation of several projects that have been undertaken over the years including library renovations, street improvements and drainage improvements. Permanent Fund The permanent fund is used to account for principal trust amounts received and related interest income. The interest earnings of this fund may be used for maintenance of the City's cemeteries. CITY OF WICHITA FALLS, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30,2009 Special Revenue Home Community Investment Hotel/ Airport Development Section 8 Partnership Motel Improvement Golf Block Grant Housing Agreement Tax Grant Fund ASSETS Cash and cash equivalents $ 50 $ 2,343,390 $ 14,622 $ - $ - $ 37,664 Receivables: Taxes and assessments - - - 113,773 - - Government agencies 1,339,990 - 514,335 - 202,172 - Other - 10,224 - - - - Inventory - - - - - - Prepaid items - - - - - 5,747 Other assets - - - - - - Total assets $ 1,340,040 $ 2,353,614 $ 528,957 $ 113,773 $ 202,172 $ 43,411 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable-trade $ 31,835 $ 329 $ 27,882 $ - $ 46,765 $ 148,226 Accrued payroll 9,593 12,496 3,413 - - - Payable to other City funds 246,667 - - 113,773 85,038 - Payable to government agencies - 84,682 - - - - Other liabilities - (164) 44,744 - 14,241 (136,596) Deferred revenue - - - - - - Total liabilities 288,095 97,343 76,039 113,773 146,044 11,630 Fund balance: Reserved for encumbrances 38,891 - - - - - Reserved for debt service - - - - - - Reserved for perpetual care - - - - - - Unreserved: Designated for subsequent years expenditures 1,013,054 2,256,271 452,918 - 56,128 31,781 Undesignated - - - - - - Total fund balance 1,051,945 2,256,271 452,918 - 56,128 31,781 Total liabilities and fund balance $ 1,340,040 $ 2,353,614 $ 528,957 $ 113,773 $ 202,172 $ 43,411 64 EXHIBIT C-1 Permanent Debt Service Capital Projects Fund Total Miscellaneous Miscellaneous Nonmajor MPEC Special Debt Excess 4B Sales 2006-A Capital Perpetual Governmental Fund Revenue Service Sales Tax Tax Projects Bond Fund Projects Care Funds $ 94,374 $ 1,812,526 $ - $ 788,255 $ 1,357,674 $ 4,249,661 $ 10,067,069 $ 882,711 $ 21,647,996 - - - 73,964 - - - 187,737 - 795,574 11,027 - - - - - 2,863,098 126,011 819 - - - - - - 137,054 76,007 - - - - 76,007 16,321 28 635,249 - - - - - 657,345 44,503 3,000 - - - - - - 47,503 $ 357,216 $ 2,611,947 $ 720,240 $ 788,255 $ 1,357,674 $ 4,249,661 $ 10,067,069 $ 882,711 $ 25,616,740 $ 132,923 $ 110,926 $ - $ - $ 14,563 $ 401,371 $ 86,833 $ - $ 1,001,653 72,027 74,675 - - - - - - 172,204 - 1,019,368 165,812 - - - - 1,630,658 5,761 2,754 - - - - - - 93,197 178,590 308,724 36,906 - - 93,850 32,857 - 573,152 - 37,236 81,923 - - - - - 119,159 389,301 1,553,683 284,641 - 14,563 495,221 119,690 - 3,590,023 28,204 - - - 2,850,276 1,230,684 - 4,148,055 - 435,599 788,255 - - - - 1,223,854 - - - - - - - 882,711 882,711 (32,085) 1,029,084 - - 1,343,111 904,164 8,716,695 - 15,771,121 976 - - - - - - 976 (32,085) 1,058,264 435,599 788,255 1,343,111 3,754,440 9,947,379 882,711 22,026,717 $ 357,216 $ 2,611,947 $ 720,240 $ 788,255 $ 1,357,674 $ 4,249,661 $ 10,067,069 $ 882,711 $ 25,616,740 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2009 Special Revenue Home Community Investment Hotel/ • Airport Development Section 8 Partnership Motel Improvement Golf Block Grant Housing Agreement Tax Grant Fund Revenues: Taxes $ - $ - $ - $ 1,467,473 $ - $ - Charges for services 29,721 - - - - 505,064 Fines and forfeitures - - - - - - Intergovernmental revenue 1,404,776 2,968,166 498,812 - 1,631,108 - Contributions - - - - - - Miscellaneous revenue - 32,043 26,000 - - 373,710 Total revenues 1,434,497 3,000,209 524,812 1,467,473 1,631,108 878,774 Expenditures: Current: Administrative services 150,375 - - 86,499 - 1,179,661 Police - - - - - _ Fire _ - - - - _ Parks and recreation 40,349 - - - - - Community development 805,948 3,594,743 911,412 - - - Public works 150,000 - - - - - Health - - _ - _ Traffic and transportation - - 12,235 - Multi-Purpose Events Center - - - - _ _ Capital outlay 225,861 - - - - 5,307 Debt service: Principal retirement - - - _ - - Interest and paying agent fees - - - - _ - Total expenditures 1,372,533 3,594,743 911,412 86,499 12,235 1,184,968 Excess of revenues over (under)expenditures 61,964 (594,534) (386,600) 1,380,974 1,618,873 (306,194) Other financing sources(uses): Bond proceeds - - - - - Transfers in - - - - 114,058 306,194 Transfers out - - - (1,388,427) (1,772,552) - Total other financing sources(uses) - - - (1,388,427) (1,658,494) 306,194 Net change in fund balance 61,964 (594,534) (386,600) (7,453) (39,621) - Fund balance-beginning 989,981 2,850,805 839,518 7,453 410,551 31,781 Prior period adjustment - - - - (314,802) - Fundbalance-ending $ 1,051,945 $2,256,271 $ 452,918 $ - $ 56,128 $ 31,781 65 EXHIBIT C-2 Permanent Debt Service Capital Projects Fund Total Miscellaneous Miscellaneous Nonmajor MPEC Special Debt Excess 4B Sales 2006-A Capital Perpetual Governmental Fund Revenue Service Sales Tax Tax Projects Bond Fund Projects Care Funds $ - $ - $ 913,912 $ - $ - $ - $ - $ - $ 2,381,385 182,600 166,109 - - - - - - 883,494 170,555 - - - - - - 170,555 2,730,100 - - - - - - 9,232,962 163,899 1,112,118 - 1,727,778 - - - 3,003,795 1,606,668 473,168 6,665 8,559 - 126,853 48,725 54,450 2,756,841 1,789,268 3,703,831 2,032,695 8,559 1,727,778 126,853 48,725 54,450 18,429,032 251,761 - - - - - - 1,668,296 176,990 - - 165,630 145,847 - - 488,467 27,498 - - - 3,773 - - 31,271 207,527 - - - - 26,338 109,368 383,582 323,273 - _ 5,635,376 15,130 - - - 14,395 72,256 - 251,781 1,804,198 - - - - 154,000 - 1,958,198 124,595 - - - - - - 136,830 3,208,713 - - - - - - - 3,208,713 11,549 344,025 - - 1,681,633 4,781,122 1,987,513 - 9,037,010 - - 2,065,000 - - - - - 2,065,000 1,364,831 - - - - - 1,364,831 3,220,262 3,274,997 3,429,831 - 1,847,263 4,945,137 2,240,107 109,368 26,229,355 (1,430,994) 428,834 (1,397,136) 8,559 (119,485) (4,818,284) (2,191,382) (54,918) (7,800,323) - - - - 10,840,779 - 10,840,779 1,430,994 108,852 1,315,734 - - - - - 3,275,832 (851,884) - (364,711) - (2,008,174) (1,691,857) - (8,077,605) 1,430,994 (743,032) 1,315,734 (364,711) - (2,008,174) 9,148,922 - 6,039,006 (314,198) (81,402) (356,152) (119,485) (6,826,458) 6,957,540 (54,918) (1,761,317) (32,085) 1,372,462 517,001 1,144,407 1,462,596 10,580,898 2,989,839 937,629 24,102,836 - - - - - - - (314,802) $ (32,085) $ 1,058,264 $ 435,599 $ 788,255 $ 1,343,111 $ 3,754,440 $ 9,947,379 $ 882,711 $ 22,026,717 EXHIBIT C-3 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -COMMUNITY DEVELOPMENT BLOCK GRANT FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ - $ - $ 29,721 $ 29,721 Intergovernmental revenue 1,620,776 1,620,776 1,404,776 (216,000) Total revenues 1,620,776 1,620,776 1,434,497 (186,279) Expenditures: Administrative services 150,000 366,066 150,375 215,691 Parks and recreation 57,821 73,963 40,349 33,614 Community development 1,262,295 1,480,137 805,948 674,189 Public works 150,660 150,000 150,000 - Capital outlay - 310,170 225,861 84,309 Total expenditures 1,620,776 2,380,336 1,372,533 1,007,803 Excess of revenues over(under)expenditures - (759,560) 61,964 821,524 Fund balance-beginning 989,981 989,981 989,981 - Fund balance-ending $ 989,981 $ 230,421 $ 1,051,945 $ 821,524 66 EXHIBIT C-4 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -SECTION 8 HOUSING FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Intergovernmental revenue $ 3,689,112 $ 3,689,112 $ 2,968,166 $ (720,946) Miscellaneous revenue - - 32,043 32,043 Total revenues 3,689,112 3,689,112 3,000,209 (688,903) Expenditures: Community development 3,687,512 3,687,512 3,594,743 92,769 Capital outlay 1,600 1,600 - 1,600 Total expenditures 3,689,112 3,689,112 3,594,743 94,369 Excess of revenues over(under)expenditures - - (594,534) (594,534) Fund balance- beginning 2,850,805 2,850,805 2,850,805 - Fund balance-ending $ 2,850,805 $ 2,850,805 $ 2,256,271 $ (594,534) 67 EXHIBIT C-5 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE - HOME INVESTMENT PARTNERSHIP AGREEMENT FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Intergovernmental revenue $ 498,813 $ 498,813 $ 498,812 $ (1) Miscellaneous revenue - - 26,000 26,000 Total revenues 498,813 498,813 524,812 25,999 Expenditures: Community development 498,813 1,279,247 911,412 367,835 Total expenditures 498,813 1,279,247 911,412 367,835 Excess of revenues over(under)expenditures - (780,434) (386,600) 393,834 Fund balance- beginning 839 518 _ 9 9 839,518 839,518 Fund balance-ending $ 839,518 $ 59,084 $ 452,918 $ 393,834 68 EXHIBIT C-6 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE- HOTEL/MOTEL TAX FUND FOR THE YEAR ENDED SEPTEMBER 30,2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 1,550,000 $ 1,550,000 $ 1,467,473 $ (82,527) Total revenues 1,550,000 1,550,000 1,467,473 (82,527) Expenditures: Administrative services 86,500 86,500 86,499 1 Total expenditures 86,500 86,500 86,499 1 Excess of revenues over(under)expenditures 1,463,500 1,463,500 1,380,974 (82,526) Other financing sources(uses): Transfers out (1,463,500) (1,463,500) (1,388,427) 75,073 Total other financing sources(uses) (1,463,500) (1,463,500) (1,388,427) 75,073 Excess of revenues and other sources over(under)expenditures and other uses - - (7,453) (7,453) Fund balance-beginning 7,453 7,453 7,453 - Fund balance-ending $ 7,453 $ 7,453 $ - $ (7,453) 69 EXHIBIT C-7 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -GOLF FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ 891,394 $ 891,394 $ 505,064 $ (386,330) Miscellaneous revenue 240,179 240,179 373,710 133,531 Total revenues 1,131,573 1,131,573 878,774 (252,799) Expenditures: Administrative services 1,165,376 1,165,376 1,179,661 (14,285) Capital outlay - - 5,307 (5,307) Total expenditures 1,165,376 1,165,376 1,184,968 (19,592) Excess of revenues over(under)expenditures (33,803) (33,803) (306,194) (272,391) Other financing sources(uses): Transfers in 33,803 33,803 306,194 272,391 Total other financing sources(uses) 33,803 33,803 306,194 272,391 Excess of revenues and other sources over(under) expenditures and other uses - - - Fund balance-beginning 31,781 31,781 31,781 - Fund balance-ending $ 31,781 $ 31,781 $ 31,781 $ - 70 EXHIBIT C-8 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE - MPEC FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ 233,752 $ 233,752 $ 182,600 $ (51,152) Miscellaneous revenue 1,808,319 1,808,319 1,606,668 (201,651) Total revenues 2,042,071 2,042,071 1,789,268 (252,803) Expenditures: MPEC 3,496,461 3,496,461 3,208,713 287,748 Capital outlay - - 11,549 (11,549) Total expenditures 3,496,461 3,496,461 3,220,262 276,199 Excess of revenues over(under) expenditures (1,454,390) (1,454,390) (1,430,994) 23,396 Other financing sources (uses): Transfers in 1,454,390 1,454,390 1,430,994 (23,396) Total other financing sources (uses) 1,454,390 1,454,390 1,430,994 (23,396) Excess of revenues and other sources over(under) expenditures and other uses - - - - Fund balance-beginning (32,085) (32,085) (32,085) - Fund balance-ending $ (32,085) $ (32,085) $ (32,085) $ - 71 EXHIBIT C-9 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE - DEBT SERVICE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2009 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 902,579 $ 902,579 $ 913,912 $ 11,333 Contributions 1,112,118 1,112,118 1,112,118 - Miscellaneous revenue - - 6,665 6,665 Total revenues 2,014,697 2,014,697 2,032,695 17,998 Expenditures: Debt service-principal 2,065,000 2,065,000 2,065,000 - Debt service-interest and paying agent fees 1.365,431 1,365,431 1,364,831 600 Total expenditures 3,430,431 3,430,431 3,429,831 600 Excess of revenues over(under)expenditures (1,415,734) (1,415,734) (1,397,136) 18,598 Other financing sources(uses): Transfers in 1,315,734 1,315,734 1,315,734 - Total other financing sources(uses) 1,315,734 1,315,734 1,315,734 - Excess of revenues and other sources over(under)expenditures and other uses (100,000) (100,000) (81,402) 18,598 Fund balance-beginning 517,001 517,001 517,001 - Fund balance-ending $ 417,001 $ 417,001 $ 435,599 $ 18,598 72 Nonmajor Enterprise Funds Nonmajor enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises. The intent of the governing body is that the cost of providing the service to the general public on a continuing basis be recovered primarily through user charges. Municipal Airport Fund The Municipal Airport Fund was established to account for the operating revenues and expenses of the Wichita Falls Municipal Airport. The airport is operated on land leased from the Department of Defense. Commercial and private aviation share airport facilities and runways owned by Sheppard Air Force Base. Kickapoo Airport Fund During the year ended September 30, 2000, the City acquired Kickapoo Downtown Airport, a private airport. The Kickapoo Airport Fund was established to account for the operating revenues and expenses of the airport. Transit Fund The Transit Fund accounts for the operation of the Wichita Falls transit system. This system is supported from passenger fees, subsidies from the General Fund and subsidies from the Federal Transit Administration. Stormwater Drainage Fund The Stormwater Drainage Fund was established to account for operating revenues and expenses associated with the Storm Water Drainage Utility System (System). The System was established effective May 1, 2001 and provides a funding mechanism for drainage improvements in the City. CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS NONMAJOR ENTERPRISE FUNDS SEPTEMBER 30, 2009 Municipal Kickapoo Airport Airport ASSETS Current assets: Cash and cash equivalents $ 549,756 $ 164,967 Restricted cash and cash equivalents 152,468 Receivables (net of allowance for uncollectible accounts): Customer and trade - - Government agencies - - Other 28,217 24,431 Inventory - 44,118 Prepaid items 4,809 2,462 Total current assets 735,250 235,978 Capital assets, net of accumulated depreciation 1,498,496 9,305,244 Total assets 2,233,746 9,541,222 LIABILITIES Current liabilities payable from current assets: Accounts payable - trade 10,872 22,513 Accrued payroll 3,814 9,317 Accrued vacation and sick leave 8,437 8,921 Payable to government agencies 14,138 59 Other liabilities - 57 Total current liabilities payable from current assets 37,261 40,867 Net assets: Invested in capital assets 1,498,496 9,305,244 Unrestricted 697,989 195,111 Total net assets $ 2,196,485 $ 9,500,355 73 EXHIBIT D-1 Total Nonmajor Stormwater Enterprise Transit Drainage Funds $ 300,326 $ 3,447,397 $ 4,462,446 152,468 123,714 123,714 82,350 - 82,350 52,648 44,118 7,271 382,676 3,571,111 4,925,015 616,498 9,311,244 20,731,482 999,174 12,882,355 25,656,497 10,728 30,574 74,687 39,095 1,602 53,828 16,878 - 34,236 14,197 11,269 11,326 66,701 43,445 188,274 616,498 9,311,244 20,731,482 315,975 3,527,666 4,736,741 $ 932,473 $ 12,838,910 $ 25,468,223 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Municipal Kickapoo Airport Airport Operating revenues: Charges for services $ - $ - Rents, concessions and other 544,332 745,444 Total operating revenues 544,332 745,444 Operating expenses: Personnel services 84,596 200,400 Supplies and materials 2,391 393,810 Maintenance and repairs 32,480 8,530 Utilities and other services 78,628 94,270 Insurance and contract support 6,612 4,635 Other expenses 58,492 386,329 Depreciation and amortization 66,382 296,726 Total operating expenses 329,581 1,384,700 Operating income (loss) 214,751 (639,256) Nonoperating revenues (expenses): interest income 5,381 1,128 Loss on sale of capital assets - - Intergovernmental operating grants - - Total nonoperating revenues (expenses) 5,381 1,128 Income (loss) before contributions and transfers 220,132 (638,128) Capital contributions - - Transfers in 227,770 1,545,204 Transfers out (114,480) - Net transfers 113,290 1,545,204 Net income (loss) 333,422 907,076 Net assets - beginning 1,863,063 8,593,279 Net assets -ending $ 2,196,485 $ 9,500,355 74 EXHIBIT D-2 Total Nonmajor Stormwater Enterprise Transit Drainage Funds $ 222,906 $ 1,252,544 $ 1,475,450 6,577 - 1,296,353 229,483 1,252,544 2,771,803 866,040 115,596 1,266,632 224,813 752 621,766 297,462 100,193 438,665 63,478 131,506 367,882 66,741 - 77,988 36,964 8,689 490,474 34,478 80,923 478,509 1,589,976 437,659 3,741,916 (1,360,493) 814,885 (970,113) 25,716 32,225 (9,320) (40,056) (49,376) 1,142,191 - 1,142,191 1,132,871 (14,340) 1,125,040 (227,622) 800,545 154,927 267,629 - 267,629 185,041 3,901,812 5,859,827 (451,023) (565,503) 452,670 3,450,789 5,561,953 225.048 4,251,334 5,716,880 707,425 8,587,576 19,751,343 $ 932,473 $ 12,838,910 $ 25,468,223 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Municipal Kickapoo Airport Airport Cash flows from operating activities: Receipts from customers and users $ 541,126 $ 747,275 Payments to suppliers (182,159) (926,748) Payments to employees (61,928) (147,410) Net cash provided (used) by operating activities 297,039 (326,883) Cash flows from noncapital financing activities: Intergovernmental operating grants - - Interfund loan repayment - - Transfers out to other funds (114,480) - Transfers from other funds 227,770 1,545,204 Net cash provided (used) by noncapital financing activities 113,290 1,545,204 Cash flows from capital and related financing activities: Capital contributions - - Acquisition and construction of capital assets (248,161) (1,195,204) Net cash provided by (used for) capital and related financing activities (248,161) (1,195,204) Cash flows from investing activities: Interest on investments 5,381 1,128 Net cash provided by investing activities 5,381 1,128 Net Increase (Decrease) in Cash and Cash Equivalents 167,549 24,245 Cash and Cash Equivalents- Beginning 534,675 140,722 Cash and Cash Equivalents- Ending $ 702,224 $ 164,967 75 EXHIBIT D-3 (Page 1 of 2) Total Nonmajor Stormwater Enterprise Transit Drainage Funds $ 460,181 $ 1,255,612 $ 3,004,194 (885,653) (239,679) (2,234,239) (675,358) (100,082) (984,778) (1,100,830) 915,851 (214,823) 1,142,191 - 1,142,191 (192,684) - (192,684) (451,023) (565,503) 185,041 3,901,812 5,859,827 1,134,548 3,450,789 6,243,831 267,829 - 267,829 (1,221) (3,909,602) (5,354,188) 266,608 (3,909,602) (5,086,359) - 25,716 32,225 25,716 32,225 300,326 482,754 974,874 2,964,643 3,640,040 $ 300,326 $ 3,447,397 $ 4,614,914 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS (CONT'D.) NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Municipal Kickapoo Airport Airport Cash flows from operating activities: Operating income (loss) $ 214,751 $ (639,256) Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation and amortization 66,382 296,726 (Increase) decrease in current assets: Receivables: Customer and trade Government agencies - - Other (3,206) 1,831 Inventory - 18,016 Prepaid items (1,779) (980) Other assets 2,000 - Increase (decrease) in current liabilities: Accounts payable -trade 3,002 (5,779) Accrued payroll 220 914 Accrued vacation and sick leave 1,794 1,639 Payable to government agencies 13,875 6 Total adjustments 82,288 312,373 Net cash provided by (used in) operating activities $ 297,039 $ (326,883) 76 EXHIBIT D-3 (Page 2 of 2) Stormwater Transit Drainage Totals $(1,360,493) $ 814,885 $ (970,113) 34,478 80,923 478,509 - 3,068 3,068 230,898 - 230,898 - - (1,375) - - 18,016 491 - (2,268) - 2,000 (8,333) 27,709 16,599 2,329 (3,758) (295) (6,976) (3,543) 13,881 259,863 100,966 755,490 $(1,100,630) $ 915,851 $ (214,623) TEXAS/11:411 Ak4/4 B/u&Skies*/den,OOfortioPties Internal Service Funds Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost-reimbursement basis. Fleet Maintenance Fund The Fleet Maintenance Fund accounts for the costs associated with the operation, maintenance and replacement of the City's vehicle and equipment fleet. City departments which use the vehicles and equipment are charged a monthly rental fee based upon actual operating costs associated with each class of vehicle or equipment. Duolicatina Services Fund The Duplicating Services Fund accounts for the costs associated with the operation and maintenance of the City's duplicating equipment. City departments which use the duplicating services are charged a fee based upon actual usage. Employee Benefit Trust Fund The Employee Benefit Trust Fund is used to account for and administer group health insurance, which is self-insured by the City, and life insurance for employees and covered dependents. EXHIBIT E-1 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS SEPTEMBER 30, 2009 Employee Fleet Duplicating Benefit Maintenance Services Trust Totals ASSETS Current assets: Cash and cash equivalents $ 389,291 $ 36,361 $ 2,518,526 $ 2,944,178 Restricted cash and cash equivalents - - 233,983 233,983 Receivables: Other 26,579 - 24,055 50,634 Inventory 746,507 13,791 - 760,298 Prepaid items 917,222 3,467 116 920,805 Total current assets 2,079,599 53,619 2,776,680 4,909,898 Capital assets, net of accumulated depreciation 18,606,041 53,110 621 18,659,772 Total assets 20,685,640 106,729 2,777,301 23,569,670 LIABILITIES Current liabilities: Accounts payable-trade 139,345 5,700 141,446 286,491 Accrued payroll 89,900 3,569 4,580 98,049 Accrued vacation and sick leave 72,880 2,535 - 75,415 Payable to other city funds - - 12,064 12,064 Estimated health claims payable - - 426,734 426,734 Other liabilities 3,000 - - 3,000 Capital leases-current maturities 172,843 - - 172,843 Total current liabilities 477,968 11,804 584,824 1,074,596 Long-term liabilities: Capital leases, less current maturities 549,621 - - 549,621 Total liabilities 1,027,589 11,804 584,824 1,624,217 NET ASSETS Invested in capital assets 18,606,041 53,110 621 18,659,772 Unrestricted 1,052,010 41,815 2,191,856 3,285,681 Total net assets $ 19,658,051 $ 94,925 $ 2,192,477 $ 21,945,453 77 EXHIBIT E-2 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Employee Fleet Duplicating Benefit Maintenance Services Trust Totals Operating revenues: Charges for services $ 8,415,161 $ 214,123 $ 24,583 $ 8,653,867 Rents, concessions and other 41,062 - 217,722 258,784 Contributions - - 8,766,056 8,766,056 Total operating revenues 8,456,223 214,123 9,008,361 17,678,707 Operating expenses: Personnel services 1,799,625 85,425 108,918 1,993,968 Supplies and materials 2,901,786 24,199 8,478 2,934,463 Maintenance and repairs 1,521,910 507 96 1,522,513 Utilities and other services 110,099 667 18,156 128,922 Insurance and contract support 99,426 73 7,609,142 7,708,641 Other expenses 149,048 140,860 1,004,559 1,294,467 Depreciation and amortization 3,178,072 6,571 138 3,184,781 Total operating expenses 9,759,966 258,302 8,749,487 18,767,755 Operating income (loss) (1,303,743) (44,179) 258,874 (1,089,048) Nonoperating revenues (expenses): Interest income - - 45,146 45,146 Gain on sale of capital assets 147,537 - - 147,537 Total nonoperating revenues (expenses) 147,537 - 45,146 192,683 Income(loss) before transfers (1,156,206) (44,179) 304,020 (896,365) Transfers: Transfers in 4,283,460 - - 4,283,460 Transfers out (312,000) - - (312,000) Total transfers 3,971,460 - - 3,971,460 Net income (loss) 2,815,254 (44,179) 304,020 3,075,095 Net assets- beginning 16,842,797 139,104 1,888,457 18,870,358 Net assets-ending $ 19,658,051 $ 94,925 $ 2,192,477 $ 21,945,453 78 EXHIBIT E-3 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Employee Fleet Duplicating Benefit Maintenance Services Trust Totals Cash flows from operating activities: Receipts from customers and users $ 9,228,387 $ 214,123 $ 9,004,315 $ 18,446,825 Payments to suppliers (6,556,672) (185,987) (8,836,821) (15,579,480) Payments to employees (1,348,384) (61,728) (81,706) (1,491,818) Net cash provided(used)by operating activities 1,323,331 (33,592) 85,788 1,375,527 Cash flows from noncapital financing activities: Interfund loan - - 12,064 12,064 Transfers in from other funds 4,283,460 - - 4,283,460 Transfers out to other funds (312,000) - - (312,000) Net cash provided by noncapital financing activities 3,971,460 - 12,064 3,983,524 Cash flows from capital and related financing activities: Acquisition of capital assets (5,890,593) - - (5,890,593) Proceeds from sale of capital assets 166,680 - - 166,680 Net cash used for capital and related financing activities (5,723,913) - - (5,723,913) Cash flows from investing activities: Interest on investments - - 45,146 45,146 Net Increase(Decrease)in Cash and Cash Equivalents (429,122) (33,592) 142,998 (319,716) Cash and Cash Equivalents-Beginning 818,413 69,953 2,609,511 3,497,877 Cash and Cash Equivalents-Ending $ 389,291 $ 36,361 $ 2,752,509 $ 3,178,161 Cash flows from operating activities: Operating income(loss) $ (1,303,743) $ (44,179) $ 258,874 $ (1,089,048) Adjustments to reconcile operating income to net cash provided(used)by operating activities: Depreciation and amortization 3,178,072 6,571 138 3,184,781 (Increase)decrease in current assets: Receivables: Other 49,700 - (4,046) 45,654 Inventory 81,703 (3,692) - 78,011 Prepaid items (913,708) 7,329 18 (906,361) Increase(decrease)in current liabilities: Accounts payable-trade (521,660) (608) (67,469) (589,737) Accrued payroll 17,349 260 (263) 17,346 Accrued vacation and sick leave 13,154 727 - 13,881 Estimated health claims payable - - (101,464) (101,464) Other liabilities 722,464 - - 722,464 Total adjustments 2,627,074 10,587 (173,086) 2,464,575 Net cash provided(used)by operating activities $ 1,323,331 $ (33,592) $ 85,788 $ 1,375,527 79 Agency Fund Escheatment Fund - The agency fund is used to account for assets held by the City of Wichita Falls in a custodial capacity. The assets in this fund have been abandoned or remain unclaimed pending escheatment to the State of Texas. \ MC. 4 Ara 76 T E XAS Nue 5ft es 4o/deii Ofrortu Pes EXHIBIT F-1 CITY OF WICHITA FALLS, TEXAS AGENCY FUND STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deductions 9/30/2009 ESCHEATMENT FUND Assets Cash and cash equivalents $ 99,907 $ 221,007 $ 12,453 $ 308,461 Liabilities Other liabilities $ 99,907 $ 221,007 $ 12,453 $ 308,461 80 Component Units Discretely Presented Component Units of the City of Wichita Falls are legally separate entities; however, the City is considered to be financially accountable for their operations. The four discretely presented component units are as follows: Wichita Falls Economic Development Corporation The Wichita Falls Economic Development Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualified enterprises with funds provided by a portion of the local sales tax. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4A. Wichita Falls 4B Sales Tax Corporation The Wichita Falls 4B Sales Tax Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities and the related maintenance and operating costs of such projects. These projects are funded by a portion of the local sales tax. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4B. Wichita Falls Reinvestment Zone#1 The Wichita Falls Reinvestment Zone #1 was created in March 1986 by the City, with the advice and consent of the Wichita Falls Independent School District and Wichita County. The purpose of the Wichita Falls Reinvestment Zone #1 is to capture increments of growth in real property values in the designated zone area from base values established in January 1986 and use the ad valorem taxes derived from the increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the zoned area or for payment of debt service on bonds issued to provide funds for public improvements. Wichita Falls Reinvestment Zone#2 The Wichita Falls Reinvestment Zone #2 was created in August 2005 by the City, with the advice and consent of the Wichita Falls Independent School District and Wichita County. The purpose of the Wichita Falls Reinvestment Zone #2 is to capture increments of growth in real property values in the designated zone area from base values established in January 2004 and use the ad valorem taxes derived from the increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the zoned area or for payment of debt service on bonds issued to provide funds for public improvements. EXHIBIT G-1 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS COMPONENT UNITS SEPTEMBER 30, 2009 Wichita Falls Economic Wichita Falls Wichita Falls Wichita Falls Development 4B Sales Tax Reinvestment Reinvestment Corporation Corporation Zone#1 Zone#2 Totals Assets Cash and cash equivalents $23,498,548 $ 4,716,230 $ - $ - $28,214,778 Receivables: 1 Government agencies 576,117 576,117 - - 1,152,234 Prepaid items - 96,377 - - 96,377 Capital assets, net of accumulated depreciation 2,359,985 - - - 2,359,985 Total assets 26,434,650 5,388,724 - - 31,823,374 Liabilities Accounts payable-trade 6,347 - - - 6,347 Total liabilities 6,347 - - - 6,347 Net assets Investment in capital assets, net of related debt 2,359,985 - - - 2,359,985 Unrestricted 24,068,318 5,388,724 - - 29,457,042 Total net assets $26,428,303 $ 5,388,724 $ - $ - $31,817,027 81 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF ACTIVITIES COMPONENT UNITS FOR THE YEAR ENDED SEPTEMBER 30, 2009 Program Revenue Operating Charges for Grants and Expenses Services Contributions Community development Wichita Falls Economic Development Corporation $ 1,727,444 $ 106,800 $ - Wichita Falls 4B Sales Tax Corporation 3,718,730 - 241,072 Wichita Falls Reinvestment Zone#1 121,378 - - Wichita Falls Reinvestment Zone#2 241,072 - - Total component units $ 5,808,624 $ 106,800 $ 241,072 General revenues: Taxes: Property tax Sales tax Investment earnings Miscellaneous Total general revenues Change in net assets Net assets- beginning Net assets-ending 82 EXHIBIT G-2 Net(Expense) Revenue and Changes in Net Assets Wichita Falls Economic Wichita Falls Wichita Falls Wichita Falls Development 4B Sales Tax Reinvestment Reinvestment Corporation Corporation Zone#1 Zone#2 Totals $ (1,620,644) $ - $ - $ - $ (1,620,644) - (3,477,658) - - (3,477,658) - - (121,378) - (121,378) - - - (241,072) (241,072) (1,620,644) (3,477,658) (121,378) (241,072) (5,460,752) - - - 229,939 229,939 3,408,651 3,408,651 - - 6,817,302 183,132 52,710 643 555 237,040 3,068 - 7,601 - 10,669 3,594,851 3,461,361 8,244 230,494 7,294,950 1,974,207 (16,297) (113,134) (10,578) 1,834,198 24,454,096 5,405,021 113,134 10,578 29,982,829 $ 26,428,303 $ 5,388,724 $ - $ - $ 31,817,027 P. ...winiumm.' Ake 4i4 a � TEXAS B/u�Skies*/de#Oppertu lies Supporting Schedules )(CP i 4 a5 TEXAS B/ue Skies Gre-/den Opportunities: CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDED DEBT AND INTEREST MATURITIES SEPTEMBER 30,2009 Fiscal Year General Obligation Bonds Combination Tax and Revenue Bonds Water and Sewer Ending Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds Serial Bond September 30, Maturities on Bonds and Interest Maturities(1) on Bonds and Interest Maturities(2) 2010 $ 745,000 $ 273,650 $ 1,018,650 $ 5,116,768 $ 2,180,833 $ 7,297,601 $ 2,119,997 2011 340,000 241,987 581,987 5,326,926 1,946,018 7,272,944 2,198,966 2012 355,000 227,113 582,113 5,496,767 1,782,052 7,278,819 2,287,897 2013 370,000 210,694 580,694 4,076,402 1,586,444 5,662,846 3,751,663 2014 385,000 193,581 578,581 4,141,868 1,438,523 5,580,391 3,898,431 2015 405,000 175,775 580,775 4,315,811 1,284,888 5,600,699 4,059,980 2016 425,000 154,512 579,512 4,513,240 1,122,074 5,635,314 4,226,351 2017 450,000 132,200 582,200 1,908,939 949,480 2,858,419 4,392,536 2018 475,000 108,013 583,013 1,971,894 877,336 2,849,230 4,578,541 2019 500,000 82,481 582,481 1,649,725 800,206 2,449,931 8,224,396 2020 530,000 55,606 585,606 1,717,410 732,894 2,450,304 8,575,823 2021 555,000 28,444 583,444 1,789,945 660,399 2,450,344 8,951,741 2022 - - - 1,867,351 584,281 2,451,632 9,337,675 2023 - - - 1,959,222 496,362 2,455,584 9,748,174 2024 - - 2,045,925 403,088 2,449,013 10,177,748 2025 - - - 2,147,469 304,181 2,451,650 10,621,792 2026 - - - 2,248,832 199,442 2,448,274 11,085,785 2027 - - - 710,000 88,856 798,856 3,819,245 2028 - - - 745,000 54,744 799,744 - 2029 - - - 780,000 18,525 798,525 - $ 5,535,000 $ 1,884,056 $ 7,419,056 $ 54,529,494 $ 17,510,626 $ 70,441,851 $ 112,056,741 (1)Includes amortization of bond premium of$1,214,494. (2)Includes amortization of bond premium of$1,331,741. 83 EXHIBIT H-1 Priority Lien Revenue Bonds Water and Sewer Subordinate Lien Revenue Bonds Totals-All Bonded Debt Interest Total Bonds Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds on Bonds and Interest Maturities on Bonds and Interest Maturities on Bonds and Interest - - $ 4,903,820 $ 7,023,817 $ 25,000 $ 356,021 $ 381,021 $ 8,006,765 $ 7,714,324 $ 15,721,089 4,815,270 7,014,236 25,000 354,974 379,974 7,890,892 7,358,249 15,249,141 4,722,912 7,010,809 25,000 353,902 378,902 8,164,664 7,085,979 15,250,643 4,618,190 8,369,853 325,000 352,804 677,804 8,523,065 6,768,132 15,291,197 4,470,630 8,369,061 310,000 338,374 648,374 8,735,299 6,441,108 15,176,407 4,308,338 8,368,318 300,000 324,455 624,455 9,080,791 6,093,456 15,174,247 4,138,637 8,364,988 275,000 310,835 585,835 9,439,591 5,726,058 15,165,649 3,961,744 8,354,280 3,180,000 298,350 3,478,350 9,931,475 5,341,774 15,273,249 3,777,550 8,356,091 3,320,000 152,388 3,472,388 10,345,435 4,915,287 15,260,722 3,595,450 11,819,846 10,374,121 4,478,137 14,852,258 3,239,325 11,815,148 10,823,233 4,027,825 14,851,058 2,856,825 11,808,566 11,296,686 3,545,668 14,842,354 2,457,000 11,794,675 11,205,026 3,041,281 14,246,307 2,039,400 11,787,574 11,707,396 2,535,762 14,243,158 1,602,900 11,780,648 12,223,673 2,005,988 14,229,661 1,146,600 11,768,392 12,769,261 1,450,781 14,220,042 669,825 11,755,610 13,334,617 869,267 14,203,884 171,675 3,990,920 4,529,245 260,531 4,789,776 - 745,000 54,744 799,744 - 780,000 18,525 798,525 $ 57,496,091 $ 169,552,832 $ 7,785,000 $ 2,842,103 $ 10,627,103 $ 179,906,235 $ 79,732,876 $ 259,639,111 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE SEPTEMBER 30,2009 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments General Obligation and Construction 3.75,3.85,4.00,4.125 03/01/01 09/01/21 175,000 (2002) Refunding Bonds,Series 2001 4.25,4.375,4.625,5.00 415,000 (2003) 5.125,5.25,5.375 435,000 (2004) (3/1,9/1) 445,000 (2005) 465,000 (2006) 880,000 (2007) 910,000 (2008) 945,000 (2009) 745,000 (2010) 340,000 (2011) 355,000 (2012) 370,000 (2013) 385,000 (2014) 405,000 (2015) 425,000 (2016) 450,000 (2017) 475,000 (2018) 500,000 (2019) 530,000 (2020) 555,000 (2021) Total General Obligation Bonds Combination Tax and Revenue Bonds: Combination Tax and Revenue 3.00,3.10,3.30,3.40 11/15/03 09/01/18 740,000 (2004) Certificates of Obligation, 3.55,3.65,3.75,3.90, 715,000 (2005) Series 2003 4.00 735,000 (2006) (3/1,9/1) 755,000 (2007) 775,000 (2008) 380,000 (2009) 390,000 (2010) 405,000 (2011) 420,000 (2012) 435,000 (2013) 335,000 (2014) 345,000 (2015) 360,000 (2016) 375,000 (2017) 385,000 (2018) 84 EXHIBIT H-2 (Page 1 of 5) Bonds Retired or Authorized Issued Refunded Outstanding $ 10,205,000 $ 10,205,000 $ 4,670,000 $ 5,535,000 10205.000 10,205,000 4,670,000 5,535,000 7.550.000 7,550,000 4,100,000 3,450,000 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE(CONTD.) SEPTEMBER 30,2009 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Combination Tax and Revenue 2.00,2.25,2.75,3.50, 09/01/04 08/01/12 685,000 (2005) Refunding Bonds, 4.00,5.00 640,000 (2006) Series 2004 (2/1,8/1) 650,000 (2007) 3,115,000 (2008) 3,230,000 (2009) 3,375,000 (2010) 3,500,000 (2011) 3,645,000 (2012) Combination Tax and Revenue Refunding Bonds,Series 2004-Premium Combination Tax and Revenue 4.90,5.00 09/01/05 08/01/16 115,000 (2005) Refunding Bonds, (2/1,8/1) 2,055,000 (2006) Series 2005 2,150,000 (2007) 2,210,000 (2013) 2,350,000 (2014) 2,490,000 (2015) 2,650,000 (2016) Combination Tax and Revenue Refunding Bonds,Series 2005-Premium Combination Tax and Revenue 3.55,3.60,3.90,4.00 11/15/06 09/01/26 705,000(2007) Certificates of Obligation, 4.10,4.20,4.25,5.00 580,000(2008) Series 2006A (3/1,9/1) 605,000(2009) 625,000(2010) 650,000(2011) 680,000(2012) 705,000(2013) 735,000(2014) 760,000(2015) 795,000(2016) 825,000(2017) 855,000(2018) 890,000(2019) 930,000(2020) 965,000(2021) 1,010,000(2022) 1,060,000(2023) 1,110,000(2024) 1,165,000(2025) 1,225,000(2026) Combination Tax and Revenue Certificates of Obligation,Series 2006A-Premium 85 EXHIBIT H-2 (Page 2 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 18,840,000 18,840,000 8,320,000 10,520,000 - 1,060,889 834,274 226,615 14,020,000 14,020,000 4,320,000 9,700,000 - 1,050,891 492,738 558,153 16,875,000 16,875,000 1,890,000 14,985,000 - 448,769 99,811 348,958 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 2009 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Combination Tax and Revenue 5.20,5.30,6.00,6.25 11/15/06 09/01/26 170,000(2007) Certificates of Obligation, (3/1,9/1) 130,000(2008) Series 2006B 135,000(2009) 140,000(2010) 150,000(2011) 155,000(2012) 165,000(2013) 175,000(2014) 185,000(2015) 190,000(2016) 205,000(2017) 215,000(2018) 230,000(2019) 240,000(2020) 255,000(2021) 270,000(2022) 290,000(2023) 305,000(2024) 325,000(2025) 345,000(2026) Combination Tax and Revenue Certificates of Obligation,Series 2006E-Premium Combination Tax and Revenue 2.25,2.50,2.75,3.00, 01/15/09 10/01/28 340,000(2010) Certificates of Obligation, 3.25,3.50,4.00,4.125, 405,000(2011) Series 2009 4.25,4.50,4.625,4.75 415,000(2012) (4/1, 10/1) 425,000(2013) 435,000(2014) 450,000(2015) 460,000(2016) 475,000(2017) 490,000(2018) 505,000(2019) 525,000(2020) 550,000(2021) 570,000(2022) 595,000(2023) 620,000(2024) 650,000(2025) 675,000(2026) 710,000(2027) 745,000(2028) 780,000(2029) Total Combination Tax and Revenue Bonds 86 EXHIBIT H-2 (Page 3 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 4,275,000 4,275,000 435,000 3,840,000 103,279 22,511 80,768 10,820,000 10,820,000 - 10,820,000 72,380,000 74,491,780 20,392,012 54,529,494 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 2009 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Revenue Bonds: Priority Lien: Water and Sewer System 4.05,4.10,4.25,4.35, 10/01/98 08/01/18 215,000 (1999) Priority Lien Revenue Bonds, 4.45,4.55,4.625,4.65 180,000 (2000) Series 1998B (2/1,8/1) 190,000 (2001) 200,000 (2002) 210,000 (2003) 220,000 (2004) 230,000 (2005) 240,000 (2006) 250,000 (2007) 260,000 (2008) 270,000 (2009) 280,000 (2010) 295,000 (2011) 305,000 (2012) 320,000 (2013) 335,000 (2014) 350,000 (2015) 365,000 (2016) 385,000 (2017) 400,000 (2018) Water and Sewer System 3.75,4.00,4.375,4.50 09/01/01 08/01/12 1,665,000 (2002) Priority Lien Revenue 5.00,5.10,5.375 1,220,000 (2003) Bonds,Series 2001 (2/1,8/1) 1,265,000 (2004) 1,320,000 (2005) 1,365,000 (2006) 1,430,000 (2007) 1,360,000 (2008) 1,410,000 (2009) 1,490,000 (2010) 1,545,000 (2011) 1,615.000 (2012) Water and Sewer System Priority Lien Revenue Bonds,Series 2001 -Premium 87 EXHIBIT H-2 (Page 4 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 5,500,000 5,500,000 2,465,000 3,035,000 118,770,000 118,770,000 114,120,000 4,650,000 - 1,634,193 666,609 967,584 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE(CONT'D.) SEPTEMBER 30, 2009 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Water and Sewer System 4.00,4.25,4.375,4.50 02/01/07 08/01/27 225,000 (2008) Priority Lien Refunding Revenue (2/1,8/1) 230,000 (2009) Bonds,Series 2007 240,000 (2010) 250,1)00 (2011) 260,1)00 (2012) 3,325,000 (2013) 3,460,1)00 (2014) 3,610,1)00 (2015) 3,765,1)00 (2016) 3,915,000 (2017) 4,090,000 (2018) 8,140,000 (2019) 8,500,1)00 (2020) 8,885,000 (2021) 9,280,000 (2022) 9,700,1)00 (2023) 10,140,1)00 (2024) 10,595,000 (2025) 11,070,000 (2026) 3,815,000 (2027) Water and Sewer System Priority Lien Refunding Revenue Bonds,Series 2007-Premium Total Priority Lien Revenue Bonds Water and Sewer System 3.14,3.39,3.49,3.59, 05/22/98 08/01/18 25,000 (1999) Subordinate Lien Revenue 3.64,3.69,3.79,3.89, 25,000 (2000) Bonds,Series 1998 3.94,3.99,4.09,4.19, 25,000 (2001) 4.29,4.39,4.44,4.49, 25,000 (2002) 4.54,4.59 25,000 (2003) (2/1,8/1) 25,000 (2004) 25,000 (2005) 25,000 (2006) 25,000 (2007) 25,000 (2008) 25,000 (2009) 25,000 (2010) 25,000 (2011) 25,000 (2012) 325,000 (2013) 310,1)00 (2014) 300,000 (2015) 275,1)00 (2016) 3,180,000 (2017) 3,320,1)00 (2018) Total Subordinate Lien Bonds Total Revenue Bonds Total All Bonds 88 EXHIBIT H-2 (Page 5 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 103,495,000 103,495,000 455,000 103,040,000 - 437,938 73,781 364,157 227,765,000 229,837,131 117,780,390 112,056,741 8,060,000 8,060,000 275,000 7,785,000 8,060,000 8,060,000 275,000 7,785,000 235,825,000 237,897,131 118,055,390 119,841,741 $ 318,410,000 $ 322,593,911 $ 143,117,402 $ 179,906,235 Ahc4,4a TEXAS Nue5 e5 4olden Orportuni7ies EXHIBIT H-3 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE COVERAGE - REVENUE BONDS SEPTEMBER 30, 2009 Water and Sewer Revenue Bonds: Change in net assets (Exhibit A-8) $ 2,252,279 Add: Depreciation and amortization $ 5,096,664 Interest expense and paying agent fees 6,327,372 Transfers out 1,469,942 12,893,978 Subtract: West Texas Utilities water revenues 415,447 Gain (loss) on sale/abandonment of capital assets (111,479) Capital contributions from developers 189,114 Transfers in 169,823 (662,905) Net earnings for determining debt service coverage $14,483,352 Priority Subordinate Lien Bonds Lien Bonds Net earnings for determining debt service coverage $14,483,352 Principal and interest requirements to maturity $ 169,552,832 $10,627,103 Number of years remaining to pay bonds 18 9 Average annual principal and interest requirement 9,419,602 1,180,789 Minimum bond covenant debt service coverage 1.25 1.10 Minimum debt service coverage requirement $ 11,774,502 $ 1,298,868 13,073,370 Excess over debt service coverage requirements $ 1,409,982 89 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY SEPTEMBER 30,2009 Buildings Machinery Land and and and Betterments Improvements Equipment Administrative services: Mayor and City Council $ - $ - $ - City Manager - 265,898 6,259 Personnel/Risk Management - - 7,584 Martin Luther King Center - 786,763 7,641 Library 477,942 4,523,930 474,468 General Public Information - - 311,564 Building Maintenance - 1,076,622 39,208 Nondepartmental - 276,814 161,888 Municipal Court 230,000 316,527 192,921 Legal - - 1,869 City Clerk - - 1,411 Homeland security - - 579,132 Training Center - - 306,928 Golf course 3,808,376 531,686 45,150 Total administrative services 4,516,318 7,778,240 2,136,023 Police 1,131,749 6,071,408 10,769,313 Fire 201,218 7,450,763 238,350 Parks and recreation: Recreation 665,775 1,660,593 184,693 Park maintenance 12,042,362 908,781 28,705 Cemetery 131,619 - 9,423 Total parks and recreation 12,839,756 2,569,374 222,821 Accounting/finance: Accounting/finance - - 1,192 Information Systems - - 1,979,634 Total accounting/finance - - 1,980,826 Community development: Planning - - 45,795 Inspection - - 7,447 Property management 2,760,062 420,891 28,290 Weed and Seed program - - 7,504 Total community development 2,760,062 420,891 89,036 Public works: Engineering 125,806 29,665 124,900 Street maintenance 10,147 98,073 23,823 Infrastructure - - - Total public works 135,953 127,738 148,723 Health: Administration 34,820 2,871,076 309,649 General City nursing 76,411 1,123 33,701 Environmental health - 8,956 11,042 Lab water pollution - - 17,861 Animal reclaim center 150,737 - - Total health 261,968 2,881,155 372,253 Traffic and transportation - 31,045 162,069 Multi-Purpose Events Center 9,560,210 33,947,463 333,882 Wichita Falls Business Park 1,099,507 - - Total capital assets used in the operation of governmental funds $ 32,506,741 $ 61,278,077 $ 16,453,296 90 EXHIBIT H-4 Motor Furniture Vehicles and and Construction Fixtures Equipment Infrastructure in Progress Totals $ 5,218 $ - $ - $ - $ 5,218 15,050 - - - 287,207 4,660 - - - 12,244 11,416 - - - 805,820 90,579 - - - 5,566,919 3,184 - - - 314,748 - - - - 1,115,830 - - - - 438,702 1,435 - - - 740,883 - - - - 1,869 - - - - 1,411 - - - - 579,132 - - - - 306,928 - - - - 4,385,212 131,542 - - - 14,562,123 8,760 - - 5,672,878 23,654,108 - - - - 7,890,331 11,727 - - - 2,522,788 - - - 485,348 13,465,196 - - - - 141,042 11,727 - - 485,348 16,129,026 - - - - 1,192 - - - - 1,979,634 - - - - 1,980,826 - - - - 45,795 - - - - 7,447 - - - - 3,209,243 - - - - 7,504 - - - - 3,269,989 - - - - 280,371 1,393 - - - 133,436 - - 144,761,072 365,809 145,126,881 1,393 - 144,761,072 365,809 145,540,688 21,835 - - - 3,237,380 2,147 - - - 113,382 - - - - 19,998 - - - - 17,861 - - - 75,625 226,362 23,982 - - 75,625 3,614,983 - - 8,087,444 - 8,280,558 28,288 - - - 43,869,843 - - - - 1,099,507 $ 205,692 $ - $ 152,848,516 $ 6,599,660 $ 269,891,982 EXHIBIT H-5 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE OF CHANGES BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED SEPTEMBER 30,2009 Beginning Ending Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Administrative services: Mayor and City Council $ 10,391 $ - $ 5,173 $ 5,218 City Manager 1,463,157 - 1,175,950 287,207 Personnel/Risk Management 10,549 1,695 - 12,244 Martin Luther King Center 579,959 225,861 - 805,820 Library 5,679,543 22,242 134,866 5,566,919 General Public Information 274,305 44,537 4,094 314,748 Building Maintenance 1,113,513 2,317 - 1,115,830 Nondepartmental 612,354 36,417 210,069 438,702 Municipal Court 744,415 - 3,532 740,883 Legal 3,219 - 1,350 1,869 City Clerk 1,411 - - 1,411 Homeland security 561,472 17,660 - 579,132 Training center 229,914 77,014 - 306,928 Golf course 4,463,206 5,307 83,301 4,385,212 Total administrative services 15,747,408 433,050 1,618,335 14,562,123 Police 19,997,004 4,049,767 392,663 23,654,108 Fire 7,345,955 544,376 - 7,890,331 Parks and recreation: Recreation 2,564,246 65,224 106,682 2,522,788 Park maintenance 12,856,128 624,133 15,065 13,465,196 Cemetery 37,323 103,719 - 141,042 Total parks and recreation 15,457,697 793,076 121,747 16,129,026 Accounting/finance: Accounting/finance 5,275 - 4,083 1,192 Information Systems 2,035,033 125,526 180,925 1,979,634 Total accounting/finance 2,040,308 125,526 185,008 1,980,826 Community development: Planning 45,795 - - 45,795 Inspection 7,447 - - 7,447 Code enforcement 66,550 - 66,550 - Property management 1,613,096 1,729,179 133,032 3,209,243 Lake lot administration 1,018 - 1,018 - Weed and Seed program 7,504 - - 7,504 Total community development 1,741,410 1,729,179 200,600 3,269,989 Public works: Engineering 277,226 8,700 5,555 280,371 Street maintenance 143,846 14,960 25,370 133,436 Infrastructure 141,471,563 9,872,226 6,216,908 145,126,881 Total public works 141,892,635 9,895,886 6,247,833 145,540,688 Health: Administration 3,250,949 1,636 15,205 3,237,380 General city nursing 126,499 - 13,117 113,382 Environmental health 19,998 - - 19,998 Lab water pollution 19,015 - 1,154 17,861 Animal reclaim center - 226,362 - 226,362 Total health 3,416,461 227,998 29,476 3,614,983 Traffic and transportation 8,037,892 338,915 96,249 8,280,558 Multi-Purpose Events Center 43,878,121 11,549 19,827 43,869,843 Wichita Falls Business Park 1,099,507 - - 1,099,507 Total capital assets $ 260,654,398 $ 18,149,322 $ 8,911,738 $ 269,891,982 91 EXHIBIT H-6 CITY OF WICHITA FALLS, TEXAS MUNICIPAL AIRPORT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $2,239,667 $ - $ - $2,239,667 Buildings and improvements 1,548,001 - - 1,548,001 Machinery and equipment 32,403 - - 32,403 Furniture and fixtures 36,705 - - 36,705 Construction in progress - 248,160 - 248,160 Total capital assets 3,856,776 248,160 - 4,104,936 Accumulated Depreciation: Land and betterments 1,474,192 31,321 - 1,505,513 Buildings and improvements 1,017,682 29,316 - 1,046,998 Machinery and equipment 20,105 2,332 - 22,437 Furniture and fixtures 28,080 3,413 - 31,493 Total accumulated depreciation 2,540,059 66,382 - 2,606,441 Net capital assets $ 1,316,717 $ 181,778 $ - $ 1,498,495 92 EXHIBIT H-7 CITY OF WICHITA FALLS, TEXAS KICKAPOO AIRPORT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $5,408,967 $ 1,091,170 $ - $ 6,500,137 Buildings and improvements 2,592,116 666,900 - 3,259,016 Machinery and equipment 960,925 - 350,000 610,925 Construction in progress 220,058 7,192 220,058 7,192 Total capital assets 9,182,066 1,765,262 570,058 10,377,270 Accumulated Depreciation: Land and betterments 533,720 168,440 - 702,160 Buildings and improvements 134,594 96,197 - 230,791 Machinery and equipment 106,986 32,089 - 139,075 Total accumulated depreciation 775,300 296,726 - 1,072,026 Net capital assets $8,406,766 $ 1,468,536 $ 570,058 $ 9,305,244 93 EXHIBIT H-8 CITY OF WICHITA FALLS, TEXAS TRANSIT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $ 61,925 $ - $ - $ 61,925 Buildings and improvements 680,718 - - 680,718 Machinery and equipment 262,181 1,220 27,018 236,383 Total capital assets 1,004,824 1,220 27,018 979,026 Accumulated Depreciation: Buildings and improvements 195,130 10,456 - 205,586 Machinery and equipment 150,619 24,022 17,698 156,943 Total accumulated depreciation 345,749 34,478 17,698 362,529 Net capital assets $ 659,075 $ (33,258) $ 9,320 $ 616,497 94 EXHIBIT H-9 CITY OF WICHITA FALLS, TEXAS STORMWATER DRAINAGE FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Drainage $2,818,157 $ 5,410,669 $ - $8,228,826 Land betterments 2,300 - - 2,300 Machinery and equipment 69,860 3,516 - 73,376 Construction in progress 2,794,972 3,906,084 5,450,724 1,250,332 Total capital assets 5,685,289 9,320,269 5,450,724 9,554,834 Accumulated Depreciation: Drainage 40,351 7,161 - 47,512 Land betterments 58 115 - 173 Machinery and equipment 122,259 73,647 - 195,906 Total accumulated depreciation 162,668 80,923 - 243,591 Net capital assets $5,522,621 $ 9,239,346 $ 5,450,724 $9,311,243 95 EXHIBIT H-10 CITY OF WICHITA FALLS, TEXAS SANITATION FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $2,831,320 $ 2,188,886 $ 24,425 $4,995,781 Buildings and improvements 2,309,353 - 2,060 2,307,293 Machinery and equipment 310,108 - 23,047 287,061 Construction in progress 1,383,406 35,234 1,383,406 35,234 Total capital assets 6,834,187 2,224,120 1,432,938 7,625,369 Accumulated Depreciation: Land and betterments 193,882 63,013 4,011 252,884 Buildings and improvements 1,232,161 47,549 2,060 1,277,650 Machinery and equipment 120,492 18,109 23,046 115,555 Total accumulated depreciation 1,546,535 128,671 29,117 1,646,089 Net capital assets $5,287,652 $ 2,095,449 $1,403,821 $5,979,280 96 EXHIBIT H-11 CITY OF WICHITA FALLS, TEXAS WATER AND SEWER FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $ 24,345,990 $ - $ 525 $ 24,345,465 Buildings, systems and improvements 225,850,913 19,208,395 285,486 244,773,822 Machinery and equipment 4,510,459 79,953 9,425 4,580,987 Furniture and fixtures 1,164 - - 1,164 Motor vehicles 1,235 - - 1,235 Construction in progress 11,354,024 6,057,382 11,211,797 6,199,609 Total capital assets 266,063,785 25,345,730 11,507,233 279,902,282 Accumulated Depreciation: Land and betterments 9,091,824 243,632 - 9,335,456 Buildings, systems and improvements 70,069,967 4,509,231 169,670 74,409,528 Machinery and equipment 3,291,255 165,117 9,425 3,446,947 Furniture and fixtures 1,134 30 - 1,164 Motor vehicles 1,235 - - 1,235 Total accumulated depreciation 82,455,415 4,918,010 179,095 87,194,330 Net capital assets $183,608,370 $ 20,427,720 $11,328,138 $192,707,952 97 EXHIBIT H-12 CITY OF WICHITA FALLS, TEXAS FLEET MAINTENANCE FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $ 436,269 $ - $ - $ 436,269 Buildings and improvements 4,120,552 8,428 - 4,128,980 Machinery and equipment 579,169 347,057 - 926,226 Furniture and fixtures 6,358 - - 6,358 Motor vehicles 41,576,845 5,852,568 3,587,831 43,841,582 Construction in progress 6,706 - - 6,706 Total capital assets 46,725,899 6,208,053 3,587,831 49,346,121 Accumulated Depreciation: Land and betterments - other 392 261 - 653 Buildings and improvements 1,816,575 85,911 - 1,902,486 Machinery and equipment 495,238 105,724 - 600,962 Furniture and fixtures 6,357 - - 6,357 Motor vehicles and equipment 28,494,674 3,036,992 3,302,044 28,229,622 Total accumulated depreciation 30,813,236 3,228,888 3,302,044 30,740,080 Net capital assets $ 15,912,663 $ 2,979,165 $ 285,787 $ 18,606,041 98 EXHIBIT H-13 CITY OF WICHITA FALLS, TEXAS DUPLICATING SERVICES FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Machinery and equipment $ 116,690 $ - $ 1,695 $ 114,995 Accumulated Depreciation: Machinery and equipment 57,009 6,571 1,695 61,885 Net capital assets $ 59,681 $ (6,571) $ - $ 53,110 99 EXHIBIT H-14 CITY OF WICHITA FALLS, TEXAS EMPLOYEE BENEFIT TRUST FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Machinery and equipment $ 1,379 $ - $ - $ 1,379 Accumulated Depreciation: Machinery and equipment 621 138 - 759 Net capital assets $ 758 $ (138) $ - $ 620 100 EXHIBIT H-15 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS ECONOMIC DEVELOPMENT CORPORATION CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2009 Balance Balance 10/1/2008 Additions Deletions 9/30/2009 Capital Assets: Land and betterments $ 1,469,797 $ - $ - $ 1,469,797 Buildings and improvements 957,191 - - 957,191 Total capital assets 2,426,988 - - 2,426,988 Accumulated Depreciation: Buildings and improvements 47,859 19,144 - 67,003 Net capital assets $ 2,379,129 $ (19,144) $ - $ 2,359,985 101 Statistical Section (Unaudited) This part of the City of Wichita Falls, Texas' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 102 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 108 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 112 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 117 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 119 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. CITY OF WICHITA FALLS, TEXAS NET ASSETS BY COMPONENT LAST SEVEN FISCAL YEARS (UNAUDITED) 2002-2003 2003-2004 2004-2005 Governmental activities Invested in capital assets, net of related debt $ 64,632,911 $ 90,045,882 $ 127,366,654 Restricted 597,966 626,256 1,200,845 Unrestricted 16,561,287 25,286,103 20,500,308 Total governmental activities net assets $ 81,792,164 $ 115,958,241 $ 149,067,807 Business-type activities Invested in capital assets, net of related debt $ 89,683,262 $ 99,419,642 $ 112,568,870 Restricted 15,483,121 15,436,872 15,679,474 Unrestricted 14,109,004 10,631,269 7,698,134 Total business-type activities net assets $ 119,275,387 $ 125,487,783 $ 135,946,478 Primary government Invested in capital assets, net of related debt $ 154,316,173 $ 189,465,524 $ 239,935,524 Restricted 16,081,087 16,063,128 16,880,319 Unrestricted 30,670,291 35,917,372 28,198,442 Total primary government net assets $ 201,067,551 $ 241,446,024 $ 285,014,285 Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. 102 IEXHIBIT I-1 2005-2006 2006-2007 2007-2008 2008-2009 $ 132,958,014 $ 133,737,880 $ 139,868,969 $ 138,550,295 1,373,786 1,541,859 1,631,963 1,186,730 20,689,055 27,487,733 21,189,932 14,880,792 $ 155,020,855 $ 162,767,472 $ 162,690,864 $ 154,617,817 $ 120,263,391 $ 132,852,246 $ 143,023,239 $ 156,170,924 16,234,804 12,681,053 12,945,497 12,958,909 11,962,104 12,513,454 12,810,854 10,712,005 $ 148,460,299 $ 158,046,753 $ 168,779,590 $ 179,841,838 $ 253,221,405 $ 266,590,126 $ 282,892,208 $ 294,721,219 17,608,590 14,222,912 14,577,460 14,145,639 32,651,159 40,001,187 34,000,786 25,592,797 $ 303,481,154 $ 320,814,225 $ 331,470,454 $ 334,459,655 EXHIBIT 1-2 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS CHANGES IN NET ASSETS LAST SEVEN FISCAL YEARS(UNAUDITED) Fiscal Year 2002-2003 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 Expenses Governmental activities: Administrative services $ 9,816,232 $ 9,524,291 $ 9,174,786 $ 10,648,044 $ 10,363,134 $ 11,662,086 $ 12,026,311 Police 16,082,473 16,283,542 17,107,502 17,733,480 18,587,210 20,527,967 21,008,696 Fire 9,742,147 10,058,363 10,337,851 10,825,964 11,295,623 12,492,842 13,028,146 Parks and recreation 4,112,071 4,164,247 4,220,079 4,210,463 4,478,311 5,107,579 5,757,363 Accounting/finance 1,721,239 1,851,988 1,841,475 1,843,810 1,893,389 2,231,952 2,473,024 Community development 7,536,269 7,897,167 7,181,397 6,293,156 6,573,917 6,921,352 7,584,142 Public works 5,627,020 6,404,132 6,742,355 7,706,209 8,616,348 8,314,596 8,282,164 Health 4,632,486 4,523,907 4,435,702 4,409,374 4,736,162 4,873,643 4,995,764 Traffic and transportation 2,138,240 1,983,322 2,181,799 2,527,270 2,590,309 2,679,026 2,499,869 Multi-Purpose Events Center 622,406 1,589,670 2,015,329 2,166,331 4,291,434 4,335,968 4,027,612 Interest and fees on long-tens debt 905,959 921,705 843,358 721,762 1,308,748 1,405,383 1,620,854 Total governmental activities expenses 62,936,542 65,202,334 66,081,633 69,085,863 74,734,585 80,552,394 83,303,985 Business-type activities: Golf 747,356 760,705 779,151 901,454 - - - Municipal Airport 220,970 250,807 243,414 281,117 276,368 310,980 289,195 O Kickapoo Airport 295,987 338,957 377,299 574,929 966,961 1,245,021 1,354,624 c' Transit 1,101,145 1,028,491 1,240,131 1,280,540 1,373,283 1,793,369 1,616,322 Sanitation 7,087,574 7,418,146 7,715,572 8,059,991 8,638,374 9,199,341 8,509,153 Water and Sewer 25,076,194 24,721,561 25,604,413 26,380,183 26,764,879 28,126,920 30,165,844 Stormwater drainage 10,633 112,082 125,989 328,833 355,697 407,035 477,415 Total business-type activities expenses 34,539,859 34,630,749 36,085,969 37,807,047 38,375,562 41,082,666 42,412,553 Total primary govemment expenses $ 97,476,401 $ 99,833,083 $ 102,167,602 $ 106,892,910 $ 113,110,147 $ 121,635,060 $ 125,716,518 Program Revenues Governmental activities: Charges for services: Administrative services $ 3,259,315 $ 3,631,020 $ 3,640,715 $ 3,691,411 $ 3,327,519 $ 3,211,546 $ 4,267,891 Police 401,168 372,510 361,201 402,583 700,216 600,020 470,020 Fire 2,062 3,233 1,458 5,195 5,434 2,612 4,389 Parks and recreation 513,109 479,204 455,861 473,121 443,827 517,707 513,682 Community development 771,418 1,265,897 1,078,293 1,195,203 1,138,671 1,124,534 891,803 Public works - - - 48,871 7,286 100,000 165,363 Health 590,441 668,491 711,399 807,002 803,115 864,874 888,890 Traffic and transportation 202,392 214,266 195,585 292,234 212,911 154,941 164,350 Multi-Purpose Events Center - - - - 2,215,411 2,141,584 1,789,269 Operating grants and contributions 9,489,723 11,968,460 14,734,689 11,109,618 12,298,595 11,468,654 10,891,021 Capital grants and contributions 2,608,168 6,970,138 1,176,107 2,667,389 3,218,003 3,097,319 1,631,109 Total governmental activities program revenues 17,817,796 25,573,219 22,355,308 20,692,627 24,370,988 23,283,791 21,677,767 EXHIBIT 1-2 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS CHANGES IN NET ASSETS(CONT'D.) LAST SEVEN FISCAL YEARS(UNAUDITED) Fiscal Year 2002-2003 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 Business-type activities: Charges for services: Golf 687,153 677,498 622,434 828,055 - - - Municipal Airport 359,006 416,573 446,388 448,384 441,471 430,561 544,332 Kickapoo Airport 348,512 385,871 270,194 347,761 789,522 1,025,300 745,444 Transit 160,749 194,388 162,018 214,771 206,109 224,856 229,483 Sanitation 8,783,064 8,920,801 9,133,955 9,517,673 9,917,386 10,939,617 12,025,478 Water and Sewer 28,488,384 27,857,286 30,208,286 33,436,585 30,031,969 33,042,845 33,888,553 Stormwater drainage 1,035,683 1,036,450 1,042,278 1,209,196 1,267,533 1,318,340 1,252,544 Operating grants and contributions 817,451 937,025 926,088 1,251,770 1,026,685 1,389,202 1,142,191 Capital grants and contributions 879,222 376,437 862,398 455,217 580,729 1,021,644 456,743 Total business-type activities program revenues 41,559,224 40,802,329 43,674,039 47,709,412 44,261,404 49,392,365 50,284,768 Total primary government program revenues $ 59,377,020 $ 66,375,548 $ 66,029,347 $ 68,402,039 $ 68,632,392 $ 72,676,156 $ 71,962,535 Net(Expense)/Revenue Governmental activities $ (45,118,746) $ (39,629,115) $ (43,726,325) $ (48,393,236) $ (50,363,597) $ (57,268,603) $ (61,626,198) Business-type activities 7,019,365 6,171,580 7,588,070 9,902,365 5,885,842 8,309,699 7,872,215 Total primary government net expense $ (38,099,381) $ (33,457,535) $ (36,138,255) $ (38,490,871) $ (44,477,755) $ (48,958,904) $ (53,753,983) O A General Revenues and Other Changes in Net Assets Governmental activities: Taxes: Property tax $ 20,890,964 $ 21,404,857 $ 22,578,788 $ 23,522,746 $ 24,975,158 $ 26,160,116 $ 27,869,849 Sales tax 16,598,733 17,192,703 17,845,505 19,272,204 20,068,529 21,353,896 20,451,906 Franchise fees 5,286,038 5,218,860 5,191,741 5,740,202 5,780,311 5,598,406 5,570,399 Hotel occupancy tax 1,221,620 1,278,102 1,262,518 1,333,747 1,417,397 1,560,353 1,506,423 Beverage tax 196,663 202,841 204,727 234,075 236,367 251,386 249,121 Bingo tax 230,280 209,825 164,128 178,666 166,223 168,864 109,739 Investment earnings 404,146 379,150 754,935 1,409,188 2,684,388 1,727,671 415,156 Gain(loss)on sale of capital assets 3,045 (24,061) - - - (397,404) - Miscellaneous 309,168 482,908 166,648 172,500 712,358 242,811 134,983 Transfers 5,748,106 2,241,628 473,644 2,482,958 1,972,819 525,898 (2,439,625) Total governmental activities 50,888,763 48,586,813 48,642,634 54,346,286 58,013,550 57,191,997 53,867,951 Business-type activities: Investment earnings 2,238,809 1,764,311 3,417,875 5,094,416 5,575,703 2,949,036 602,872 Miscellaneous 1,167,155 518,133 (73,611) - 199,174 - 147,536 Transfers (3,698,431) (2,241,628) (473,644) (2,482,958) (1,972,819) (525,898) 2,439,625 Total business-type activities (292,467) 40,816 2,870,620 2,611,460 3,802,058 2,423,138 3,190,033 Total primary government $ 50,596,296 $ 48,627,629 $ 51,513,254 $ 56,957,746 $ 61,815,808 $ 59,615,135 $ 57,057,984 Change in Net Assets Governmental activities $ 5,770,017 $ 8,957,698 $ 4,916,309 $ 5,953,050 $ 7,649,953 $ (76,606) $ (7,758,247) Business-type activities 6,726,898 6,212,396 10,458,690 12,513,825 9,687,900 10,732,837 11,062,248 Total primary government $ 12,496,915 $ 15,170,094 $ 15,374,999 $ 18,466,875 $ 17,337,853 $ 10,656,231 $ 3,304,001 Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. CITY OF WICHITA FALLS, TEXAS FUND BALANCES, GOVERNMENTAL FUNDS - LAST TEN FISCAL YEARS (UNAUDITED) 1999-2000 2000-2001 2001-2002 2002-2003 General Fund Reserved $ 468,513 $ 1,328,430 $ 685,011 $ 1,914,615 Unreserved 9,787,838 8,750,034 8,367,731 8,368,357 Total general fund $ 10,256,351 $ 10,078,464 $ 9,052,742 $ 10,282,972 All other Governmental Funds Reserved $ 2,174,801 $ 1,853,775 $ 1,937,961 $ 3,240,727 Unreserved, reported in: Special revenue funds 4,601,572 4,485,021 5,769,119 4,163,834 Capital projects funds 5,557,493 19,496,303 7,064,161 3,205,633 Total all other governmental funds $ 12,333,866 $ 25,835,099 $ 14,771,241 $ 10,610,194 105 EXHIBIT 1-3 Fiscal Year 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 $ 1,516,079 $ 2,439,595 $ 2,393,129 $ 3,161,776 $ 2,686,432 $ 1,499,613 9,507,595 10,608,472 11,503,795 15,569,840 14,500,836 13,042,044 $ 11,023,674 $ 13,048,067 $ 13,896,924 $ 18,731,616 $ 17,187,268 $ 14,541,657 $ 11,092,483 $ 5,102,543 $ 3,179,513 $ 2,371,514 $ 2,888,944 $ 6,254,620 4,673,755 4,299,100 4,746,615 7,089,584 6,180,559 4,808,127 3,394,688 3,738,484 4,857,539 23,458,510 15,033,333 10,963,970 $ 19,160,926 $ 13,140,127 $ 12,783,667 $ 32,919,608 $ 24,102,836 $ 22,026,717 CITY OF WICHITA FALLS, TEXAS CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS - LAST TEN FISCAL YEARS (UNAUDITED) 1999-2000 2000-2001 2001-2002 2002-2003 Revenues Taxes $ 40,069,102 $ 40,422,984 $ 41,798,664 $ 44,425,106 Charges for services 1,763,969 1,825,170 2,153,223 2,338,678 Licenses and permits 660,715 1,892,099 1,918,690 2,001,117 Fines and forfeitures 1,551,929 1,404,205 1,797,795 1,773,449 Intergovernmental revenue 9,442,324 8,207,044 9,000,057 9,469,723 Contributions 88,612 3,451,239 837,213 2,698,930 Miscellaneous revenue 2,700,040 2,906,992 1,833,247 1,539,063 Total revenues 56,276,691 60,109,733 59,338,889 64,246,066 Expenditures Administrative services 8,020,057 8,592,476 8,491,188 9,169,430 Police 13,944,759 14,062,836 14,716,145 15,586,666 Fire 8,389,594 8,447,773 9,084,534 9,456,869 Parks and recreation 4,025,279 3,626,134 3,821,791 3,920,357 Accounting/finance 1,331,432 1,489,661 1,702,554 1,604,484 Community development 5,518,983 5,635,484 5,970,759 7,569,296 Public works 6,048,016 4,760,212 6,204,297 5,311,740 Health 3,687,213 3,872,347 4,146,598 4,513,769 Traffic and transportation 1,768,336 1,778,879 2,261,335 1,923,176 Multi-Purpose Events Center - - - 57,848 Capital outlay 3,809,884 4,852,858 13,910,949 10,333,520 Debt service- principal 1,612,677 1,690,000 1,805,000 2,120,000 Debt service- interest 866,006 875,128 1,181,524 924,557 Total expenditures 59,022,236 59,683,788 73,296,674 72,491,712 Excess of revenues over(under) expenditures (2,745,545) 425,945 (13,957,785) (8,245,646) Other Financing Sources (Uses) Transfers in 2,688,753 14,439,112 3,450,446 6,805,264 Transfer out (3,031,155) (9,310,328) (1,436,580) (2,437,133) Proceeds from general obligation bonds - 10,218,670 - 2,450,000 Payment to refunded bonds escrow agent - (3,025,400) - (2,450,000) Total other financing sources (uses) (342,402) 12,322,054 2,013,866 4,368,131 Net change in fund balances $ (3,087,947) $ 12,747,999 $(11,943,919) $ (3,877,515) Debt service as a percentage of noncapital expenditures 4.49% 4.68% 5.03% 4.90% 106 EXHIBIT 1-4 Fiscal Year 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 $ 45,512,949 $ 47,236,518 $ 50,228,509 $ 52,637,318 $ 55,155,574 $ 55,752,982 2,452,353 2,480,148 2,597,044 3,202,699 3,270,930 3,689,717 2,292,695 2,218,119 2,206,023 2,215,813 2,116,140 1,887,434 2,189,001 2,161,782 2,481,816 2,127,062 1,964,391 1,970,612 11,444,840 13,003,816 9,682,237 11,136,433 8,428,310 9,287,371 7,493,758 2,906,980 4,094,770 4,366,961 6,137,663 3,234,759 2,007,303 1,985,383 2,816,865 6,664,315 5,369,689 3,804,438 73,392,899 71,992,746 74,107,264 82,350,601 82,442,697 79,627,313 9,330,631 8,701,521 10,103,642 9,965,494 10,873,576 11,315,351 15,996,964 16,731,373 17,228,066 18,068,168 19,524,824 20,182,150 9,851,203 10,196,605 10,739,651 11,238,422 12,206,774 12,833,183 4,016,394 4,106,476 4,110,013 4,373,460 4,841,597 5,457,410 1,757,006 1,754,186 1,765,350 1,811,690 2,087,572 2,327,608 8,137,672 7,282,012 6,355,136 6,652,162 6,925,581 7,433,617 4,488,704 4,653,539 5,128,384 6,038,790 5,606,784 5,452,172 4,452,507 4,391,270 4,407,758 4,728,414 4,775,418 4,950,213 1,768,336 1,937,424 2,309,854 2,355,249 2,459,070 2,292,890 783,244 1,205,153 1,355,846 3,498,189 3,506,091 3,208,713 8,235,652 10,171,128 7,244,115 7,093,636 15,219,394 12,088,928 2,970,000 3,050,000 3,190,000 2,510,000 2,395,000 2,065,000 900,526 852,624 731,921 1,271,106 1,456,540 1,364,831 72,688,839 75,033,311 74,669,736 79,604,780 91,878,221 90,972,066 704,060 (3,040,565) (562,472) 2,745,821 (9,435,524) (11,344,753) 7,142,007 6,922,585 3,282,459 5,922,091 7,268,938 5,530,309 (6,393,643) (7,878,421) (2,227,586) (5,401,565) (8,194,534) (9,433,265) 7,549,000 - - 21,702,048 - 10,840,779 8,297,364 (955,836) 1,054,873 22,222,574 (925,596) 6,937,823 $ 9,001,424 $ (3,996,401) $ 492,401 $ 24,968,395 $ (10,361,120) $ (4,406,930) 6.01% 6.02% 5.82% 5.21% 5.02% 4.35% EXHIBIT 1-5 CITY OF WICHITA FALLS, TEXAS TAX REVENUES BY SOURCE, GOVERNMENTAL FUNDS- LAST TEN FISCAL YEARS(UNAUDITED) Fiscal Hotel Year Property Sales Franchise Occupancy Beverage Bingo Total 1999-2000 $17,327,503 $15,832,239 $ 5,519,843 $1,048,419 $ 163,916 $ 173,603 $40,065,523 2000-2001 18,049,023 16,323,752 4,612,917 1,088,850 176,680 171,763 40,422,985 2001-2002 19,055,248 16,222,571 4,933,338 1,201,114 188,517 197,875 41,798,663 2002-2003 20,891,772 16,598,733 5,286,038 1,221,620 196,663 230,280 44,425,106 2003-2004 21,410,615 17,192,706 5,218,860 1,278,102 202,841 209,825 45,512,949 2004-2005 22,567,902 17,845,502 5,191,741 1,262,518 204,727 164,128 47,236,518 2005-2006 23,469,615 19,272,204 5,740,202 1,333,747 234,075 178,666 50,228,509 2006-2007 24,968,481 20,068,529 5,780,311 1,417,397 236,367 166,233 52,637,318 2007-2008 26,217,499 21,353,896 5,598,406 1,565,523 251,386 168,864 55,155,574 2008-2009 27,865,394 20,451,906 5,570,399 1,506,423 249,121 109,739 55,752,982 107 EXHIBIT 1-6 CITY OF WICHITA FALLS, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY- LAST TEN FISCAL YEARS(UNAUDITED) Personal Ratio of Total Real Property Property Total Total Assessed to Fiscal Assessed Assessed Assessed Direct Estimated Total Estimated Year Value Value Value Tax Rate Actual Value Actual Value 1999-2000 $2,448,370,999 $ 605,524,662 $3,053,895,661 $0.55194 $3,053,895,661 100.00% 2000-2001 2,550,564,079 622,493,821 3,173,057,900 0.55194 3,173,057,900 100.00% 2001-2002 2,671,429,859 667,334,298 3,338,764,157 0.55194 3,338,764,157 100.00% 2002-2003 2,775,175,780 652,625,915 3,427,801,695 0.55194 3,427,801,695 100.00% 2003-2004 2,901,708,013 629,284,576 3,530,992,589 0.59246 3,530,992,589 100.00% 2004-2005 3,047,463,928 632,056,253 3,679,520,181 0.59246 3,679,520,181 100.00% 2005-2006 2,992,717,987 726,512,178 3,719,230,165 0.59246 3,719,230,165 100.00% 2006-2007 3,208,236,037 744,353,082 3,952,589,119 0.59246 3,952,589,119 100.00% 2007-2008 3,389,094,572 802,449,151 4,191,543,723 0.59246 4,191,543,723 100.00% 2008-2009 3,553,825,553 877,030,381 4,430,855,934 0.59526 4,430,855,934 100.00% 108 EXHIBIT 1-7 CITY OF WICHITA FALLS, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES- LAST TEN FISCAL YEARS (UNAUDITED) Fiscal City of Wichita Burkbumett City View Iowa Park Wichita Falls Year Wichita Falls County I.S.D. (1) I.S.D. (2) C.I.S.D.(3) I.S.D. (4) Totals Tax Rates Per$100 Valuation 1999-2000 $ 0.55 $ 0.38 $ 1.49 $ 1.60 $ 1.24 $ 1.50 $ 6.76 2000-2001 0.55 0.40 1.59 1.69 1.40 1.54 7.17 2001-2002 0.55 0.40 1.61 1.69 1.40 1.54 7.19 2002-2003 0.59 0.42 1.63 1.69 1.61 1.56 7.50 2003-2004 0.59 0.45 1.64 1.69 1.58 1.56 7.51 2004-2005 0.59 0.46 1.64 1.73 1.58 1.56 7.56 2005-2006 0.59 0.46 1.63 1.75 1.58 1.56 7.57 2006-2007 0.59 0.45 1.50 1.60 1.45 1.39 6.98 2007-2008 0.59 0.45 1.28 1.27 1.12 1.19 5.90 2008-2009 0.60 0.43 1.31 1.26 1.12 1.20 5.92 Notes: (1) Burkburnett Independent School District-25%in Wichita Falls city limits (2) City View Independent School District-90%in Wichita Falls city limits (3) Iowa Park Consolidated Independent School District-2%in Wichita Falls city limits (4) Wichita Falls Independent School District-99%in Wichita Falls city limits 109 EXHIBIT 1-8 CITY OF WICHITA FALLS, TEXAS PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO SEPTEMBER 30, 2009 2008-2009 1999-2000 Percentage Percentage Taxable of Total Taxable of Total Assessed Assessed Assessed Assessed Taxpayer Value Rank Valuation Value Rank Valuation Sikes Senter LP $ 52,964,416 1 1.20% $ - N/A 0.00% Oncor Electric Delivery Co 39,368,627 2 0.89% 35,721,018 3 1.17% Wal-Mart Stores Texas LP 25,904,572 3 0.58% 14,576,037 5 0.48% Southwestern Bell 25,520,925 4 0.58% 40,869,418 2 1.34% Wal-Mart Stores East Inc 18,854,411 5 0.43% - N/A 0.00% Quail Creek Crossing Ltd 13,672,000 6 0.31% - N/A 0.00% Lowe's Home Center 12,306,384 7 0.28% 13,160,329 6 0.43% North American Pipe Corp 11,960,975 8 0.27% - N/A 0.00% Clinics of North Texas LLP 11,352,391 9 0.26% 11,143,134 10 0.36% Wal-Mart Real Estate Business Trust 11,429,636 10 0.26% - N/A 0.00% JMB Group Trust III - N/A 0.00% 42,081,693 1 1.38% Vista Cablevision - N/A 0.00% 16,066,740 4 0.53% Sam's Club - N/A 0.00% 11,662,057 7 0.38% Deauville Partnership - N/A 0.00% 11,542,311 8 0.38% Panhandle Manufacturing - N/A 0.00% 11,507,276 9 0.38% Totals $ 223,334,337 5.04% $ 208,330,013 6.83% 110 TEXAS4 1 Ak4i4 a5) B/c�Skies 4oiden Orportu lies EXHIBIT 1-9 CITY OF WICHITA FALLS, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS- LAST TEN FISCAL YEARS (UNAUDITED) Collected within the Taxes Levied Fiscal Year of the Levy Collections Total Collections to Date Fiscal for the Percentage in Subsequent Percentage Year Fiscal Year Amount of Levy Years Amount of Levy 1999-2000 $ 16,115,557 $ 15,690,461 97.36% $ 368,413 $ 16,058,874 99.65% 2000-2001 16,791,261 16,365,706 97.47% 357,839 16,723,545 99.60% 2001-2002 17,635,425 17,210,516 97.59% 362,469 17,572,985 99.65% 2002-2003 19,439,511 18,962,880 97.55% 397,927 19,360,807 99.60% 2003-2004 20,039,039 19,646,529 98.04% 296,605 19,943,134 99.52% 2004-2005 20,919,473 20,494,272 97.97% 275,889 20,770,161 99.29% 2005-2006 22,034,951 21,612,888 98.08% 250,170 21,863,058 99.22% 2006-2007 23,421,270 23,043,185 98.39% 199,925 23,243,110 99.24% 2007-2008 24,833,219 24,408,683 98.29% 151,713 24,560,396 98.90% 2008-2009 26,375,113 25,905,854 98.22% - 25,905,854 98.22% 111 CITY OF WICHITA FALLS, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE- LAST TEN FISCAL YEARS (UNAUDITED) Governmental Activities General Combination Utility Fiscal Obligation Tax and Note System Year Bonds Revenue Bonds Payable Revenue Bonds 1999-2000 $ 13,705,000 $ - $ - $ 58,695,000 2000-2001 19,215,000 - - 176,649,193 2001-2002 17,410,000 - - 172,349,440 2002-2003 15,290,000 - 54,561 168,368,339 2003-2004 13,060,000 6,810,000 234,186 144,747,898 2004-2005 10,725,000 6,095,000 178,149 126,538,189 2005-2006 8,270,000 5,360,000 120,443 124,824,242 2006-2007 7,390,000 25,396,016 61,093 123,869,328 2007-2008 6,480,000 23,867,228 - 121,887,613 2008-2009 5,535,000 33,524,726 - 119,841,741 112 EXHIBIT 1-10 Business-type Activities Combination Capital Total Percentage Tax and Note Lease Primary of Personal Per Revenue Bonds Payable Payable Government Income Capita $ - $ 880,018 $ - $ 73,280,018 1.95% $ 683.72 - 856,671 - 196,720,864 5.25% 1,887.97 - 832,565 - 190,592,005 4.95% 1,823.08 - 807,674 - 184,520,574 4.70% 1,762.17 19,900,889 781,974 - 185,534,947 4.56% 1,769.98 33,975,588 755,438 - 178,267,364 4.16% 1,667.98 30,961,933 728,039 - 170,264,657 3.81% 1,581.87 27,864,844 699,748 - 185,281,029 4.01% 1,721.38 24,479,232 670,537 - 177,384,610 3.71% 1,644.78 21,004,768 670,537 722,464 181,299,236 7.34% 1,711.42 EXHIBIT I-11 CITY OF WICHITA FALLS, TEXAS RATIOS OF GENERAL BONDED DEBT OUTSTANDING - LAST TEN FISCAL YEARS (UNAUDITED) Governmental Activities Percentage of General Combination Actual Taxable Fiscal Obligation Tax and Value of Per Year Bonds Revenue Bonds Total Property Capita 1999-2000 $ 13,705,000 $ - $ 13,705,000 0.45% $ 127.87 2000-2001 19,215,000 - 19,215,000 0.61% 184.41 2001-2002 17,410,000 - 17,410,000 0.52% 166.53 2002-2003 15,290,000 - 15,290,000 0.45% 146.02 2003-2004 13,060,000 6,810,000 19,870,000 0.56% 189.56 2004-2005 10,725,000 6,095,000 16,820,000 0.46% 157.38 2005-2006 8,270,000 5,360,000 13,630,000 0.37% 126.63 2006-2007 7,390,000 25,396,016 32,786,016 0.83% 304.60 2007-2008 6,480,000 23,867,228 30,347,228 0.72% 281.39 2008-2009 5,535,000 33,524,726 39,059,726 0.88% 368.71 113 EXHIBIT 1-12 CITY OF WICHITA FALLS, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT(UNAUDITED) SEPTEMBER 30, 2009 Percentage Amount Gross Applicable Applicable General Bonded to City of to City of Debt(1) Wichita Falls(2) Wichita Falls Direct: City of Wichita Falls $ 39,059,726 100% $ 39,059,726 Overlapping: Wichita County 2,630,000 100% 2,630,000 Burkburnett Independent School District 12,183,131 25% 3,045,783 City View Independent School District 9,032,286 90% 8,129,057 Iowa Park Consolidated Independent School District 4,067,022 2% 81,340 Wichita Falls Independent School District 75,008,318 99% 74,258,235 Total overlapping 102,920,757 88,144,415 Total direct and overlapping bonded debt $ 141,980,483 $127,204,141 Sources: (1) Listed taxing jurisdictions (2) City of Wichita Falls Planning Department 114 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF LEGAL DEBT MARGIN - LAST TEN FISCAL YEARS (UNAUDITED) Total assessed property value per 2008 tax roll $ 4,430,855,934 Maximum tax rate* $ 2.25/$100 Current tax rate for 2007 tax year .59526/$100 Maximum tax rate in excess of 2007 tax rate 1.65474/$100 Total legal debt margin $ 73,319,145 1999-2000 2000-2001 2001-2002 2002-2003 Assessed value $ 3,053,895,661 $ 3,173,057,900 $ 3,338,764,157 $ 3,427,801,695 Maximum tax rate $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 Current tax rate .55194/$100 .55194/$100 .55194/$100 .59246/$100 Maximum tax rate in excess of current rate 1.69806/$100 1.69806/$100 1.69806/$100 1.65754/$100 Total legal debt margin $ 51,856,981 $ 53,880,427 $ 56,694,219 $ 56,817,184 There is no debt limit established by law. The limit is,therefore,governed by the City's ability to levy and collect taxes to service the outstanding indebtedness. The City's maximum legal tax rate established under its Charter is$2.25 per$100 assessed valuation. The 2007 tax rate is$.59246 per$100 assessed valuation. * Maximum tax levy established by City Charter 115 EXHIBIT 1-13 Fiscal Year 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 $ 3,530,992,589 $ 3,679,520,181 $ 3,719,230,165 $ 3,952,589,119 $ 4,191,543,723 $ 4,430,855,934 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 .59246/$100 .59246/$100 .59246/$100 .59246/$100 .59246/$100 .59246/$100 1.65754/$100 1.65754/$100 1.65754/$100 1.65754/$100 1.65754/$100 1.65754/$100 $ 58,527,615 $ 60,989,519 $ 61,647,728 $ 65,515,746 $ 69,476,514 $ 73,319,145 CITY OF WICHITA FALLS, TEXAS PLEDGED REVENUE COVERAGE -WATER AND SEWER REVENUE BONDS - LAST TEN FISCAL YEARS (UNAUDITED) Net Revenue Fiscal Gross Operating Available For Year Revenues (1) Expenses (2) Debt Service 1999-2000 $ 21,974,510 $ 13,688,360 $ 8,286,150 2000-2001 26,832,875 14,507,635 12,325,240 2001-2002 29,768,543 13,569,831 16,198,712 2002-2003 30,052,619 14,105,694 15,946,925 2003-2004 29,021,062 14,100,412 14,920,650 2004-2005 29,680,713 15,693,788 13,986,925 2005-2006 32,976,347 16,986,210 15,990,137 2006-2007 29,598,709 17,273,862 12,324,847 2007-2008 33,514,257 17,896,263 15,617,994 2008-2009 33,662,220 19,546,745 14,115,475 Notes: (1) Includes operating revenues exclusive of water sales to West Texas Utilities and capital contributions from developers of the Water and Sewer Fund (see Exhibit H-3). (2) Includes operating expenses of the Water and Sewer Fund exclusive of depreciation and amortization (see Exhibit H-3). (3) Excludes bond premium amortization. 116 EXHIBIT 1-14 Debt Service Requirement Principal (3) Interest Total Coverage $2,345,000 $ 2,776,148 $ 5,121,148 1.62 2,555,000 2,567,085 5,122,085 2.41 4,220,000 8,087,504 12,307,504 1.32 3,895,000 8,412,955 12,307,955 1.30 4,070,000 8,403,349 12,473,349 1.20 4,385,000 8,078,748 12,463,748 1.12 4,505,000 7,600,831 12,105,831 1.32 4,985,000 6,608,627 11,593,627 1.06 5,165,000 6,424,544 11,589,544 1.35 5,410,000 6,185,216 11,595,216 1.22 EXHIBIT 1-15 CITY OF WICHITA FALLS, TEXAS DEMOGRAPHIC STATISTICS- LAST TEN FISCAL YEARS(UNAUDITED) Per Capita Fiscal Estimated Personal Personal Median Education School Unemployment Year Population(1) Income Income(2) Age Level(3) Enrollment(3) Rate(4) 1999-2000 107,178 $ 3,754,338,162 $ 35,029 35.4 13.1 14,084 4.4% 2000-2001 104,197 3,747,004,498 35,961 35.4 13.1 13,896 3.9% 2001-2002 104,544 3,849,710,474 36,824 35.4 13.1 14,059 6.3% 2002-2003 104,712 3,929,158,919 37,523 35.4 13.1 13,765 5.5% 2003-2004 104,823 4,067,057,042 38,799 35.4 13.1 13,857 3.6% 2004-2005 106,876 4,287,700,173 40,118 35.4 13.1 13,755 4.8% 2005-2006 107,635 4,464,967,184 41,482 35.4 13.1 13,743 4.2% 2006-2007 107,635 4,616,776,069 42,893 34.9 13.1 14,707 4.1% 2007-2008 107,847 4,783,148,919 44,351 34.9 13.3 14,533 5.5% 2008-2009 105,935 2,470,050,408 23,317 33.2 13.5 15,473 8.2% Sources: (1) City of Wichita Falls Planning Department for all years,except 2000-01 from U.S.Bureau of Census (2) C.A.C.I.Marketing Services (3) Wichita Falls I.S.D.-Educational level is grade equivalent of graduating senior (4) Texas Workforce Commission 117 EXHIBIT 1-16 CITY OF WICHITA FALLS, TEXAS PRINCIPAL EMPLOYERS CURRENT YEAR AND TEN YEARS AGO (UNAUDITED) SEPTEMBER 30, 2009 2008-2009 1998-1999 Percentage Percentage of Total of Total City City Employer Employees Rank Employment Employees Rank Employment Sheppard Air Force Base 12 2 1 pp 0 1 17.060/0 13,088 1 N/A Wichita Falls ISD 2,007 2 2.81% 1,700 3 N/A North Texas State Hospital 1,947 3 2.72% 1,055 6 N/A United Regional Health Care System 1,800 4 2.52% 2,100 2 N/A City of Wichita Falls 1,350 5 1.89% 1,394 4 N/A Midwestern State University 1,223 6 1.71% - N/A - James B. Allred Prison Unit 975 7 1.36% 837 8 N/A Howmet Corporation 860 8 1.20% 1,078 5 N/A Cryovac Division -Sealed Air Corp. 781 9 1.09% 738 9 N/A AT&T Wireless 669 10 0.94% - N/A - Stanley Works, Mechanics Division - N/A - 550 10 N/A Totals 23,813 33.30% 22,540 0.00% Sources: 1998-1999 data is from Texas Workforce Commission. 2008-2009 data is from Wichita Falls BC! Note: The City was unable to locate data for the principal employers for 1999-2000. Therefore, 1998-1999 data is included. 118 CITY OF WICHITA FALLS, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (UNAUDITED) 1999-2000 2000-2001 2001-2002 2002-2003 Administrative services 85.3 84.3 87.5 91.6 Police 265.5 264.5 268.5 278.5 Fire 155.0 156.0 156.0 156.0 Parks and recreation 70.9 71.1 75.0 74.7 Accounting/finance 19.5 21.5 22.6 22.6 Community development 35.8 35.9 36.4 39.4 Public works 80.0 79.0 79.3 79.6 Health 84.5 82.8 81.8 80.0 Traffic and transportation 50.0 51.1 51.4 51.4 Multi-Purpose Events Center - - - - Water and sewer 160.6 162.6 166.9 166.9 Sanitation 88.9 82.9 81.0 81.0 Golf 18.6 20.4 20.3 20.3 Municipal Airport 1.0 1.0 1.0 1.0 Kickapoo Airport - 5.3 6.5 6.5 Transit 18.6 19.6 18.0 17.0 Stormwater Drainage - - - - 119 EXHIBIT 1-17 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 92.3 95.5 99.9 103.0 105.1 104.6 285.5 286.5 286.5 294.0 293.0 294.0 156.0 156.0 156.0 162.0 164.0 164.0 75.8 75.8 75.8 75.8 82.9 82.9 22.4 22.4 22.4 24.5 25.5 26.0 38.7 38.7 38.7 40.7 40.5 41.0 80.0 80.2 80.2 80.2 80.2 80.8 84.1 76.9 77.1 74.9 72.5 69.0 51.3 51.5 51.5 52.6 52.6 50.6 - - - 22.4 22.8 23.0 169.2 172.0 177.5 179.5 179.5 179.9 81.0 81.0 81.0 81.0 82.0 82.5 19.8 19.7 19.2 19.4 - - 1.0 1.0 1.0 1.6 1.6 1.6 4.8 5.0 5.0 4.4 4.4 4.4 19.3 19.3 19.3 19.2 19.6 22.1 0.3 1.3 1.3 1.3 1.3 1.3 CITY OF WICHITA FALLS, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (UNAUDITED) 1999-2000 2000-2001 2001-2002 2002-2003 General government Building permits issued 8,769 10,541 9,177 10,270 Building inspections conducted - - 10,076 12,276 Police Physical arrests 5,851 5,406 7,992 7,927 Parking violations 1,049 1,009 1,024 558 Traffic violations 20,805 17,553 18,978 19,946 Fire Emergency responses 6,912 7,484 7,542 7,040 Fires extinguished 832 864 663 775 Inspections 850 850 850 850 Refuse collection Refuse collected (tons) 71,971 75,229 73,435 74,426 Recyclables collected - - - - Library Volumes in collection 129,890 137,502 150,686 157,641 Total volumes borrowed - - - 292,359 Water New connections - 245 292 327 Water main breaks 869 996 795 737 Average daily consumption 24,591 24,280 21,700 21,900 (thousands of gallons) Wastewater Average daily sewage treatment 11,348 13,224 12,560 12,348 (thousands of gallons) Transit Total route miles 426,081 422,673 424,115 407,121 Passengers 200,237 223,502 196,217 245,908 Notes: Data was not available for all items for all years. The City will provide more data as it becomes available. 120 EXHIBIT 1-18 Fiscal Year 2003-2004 2004-2005 2005-2006 2006-2007 2007-2008 2008-2009 10,159 8,904 7,553 7,813 7,420 6,769 12,600 13,092 12,591 12,048 11,425 9,565 7,847 8,284 8,571 7,279 6,752 7,186 1,284 1,615 327 383 197 - 23,385 21,075 24,126 17,904 16,236 23,253 7,535 7,677 8,234 8,634 8,684 8,687 668 757 792 554 1,340 718 850 850 850 900 2,647 3,250 82,973 79,555 78,165 182,855 168,681 161,243 1,926 2,328 2,018 19,034 21,624 22,010 210,976 225,941 172,391 179,728 184,231 185,009 304,644 295,088 293,884 302,565 352,408 368,685 335 312 325 310 212 146 691 573 881 741 898 872 20,400 22,100 23,680 19,936 22,511 19,200 11,026 12,404 11,097 13,930 11,410 7,670 - 450,938 435,446 476,758 488,842 530,771 - 247,303 229,601 294,670 324,666 327,463 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (UNAUDITED) 1999-2000 2000-2001 2001-2002 2002-2003 Police Stations 1 1 1 1 Patrol units - - - - Fire stations 9 8 8 8 Refuse collection Collection trucks - - - - Other public works Streets(miles) 565 542 542 542 Streetlights 7,166 7,377 7,457 7,600 Traffic signals - - - 109 Parks and recreation Acreage 1,100 1,100 1,200 1,200 Playgrounds 38 39 41 43 Golf courses 1 1 1 1 Water Water mains(miles) 712 712 635 720 Fire hydrants - - - - Storage capacity(thousands of gallons) - - - - Wastewater Sanitary sewers(miles) 506 506 516 506 Storm sewers(miles) 41 41 41 41 Treatment capacity(thousands of gallons) - - - - Transit Buses 12 12 12 12 Notes: Data was not available for all items for all years. The City will provide more data as it becomes available. 121 CA O CO CO 0) CO V O O 1- 0 V' 0 O I-- O N a- O CO CV O 0 0 'R N CO 0 O "- 0 i p) If) N ,- N I"- N CC) O ' 00 ~ 0 O N N N CO N = CO X 0 w N M CO CO O CD N 0 N- - 0 V 0 CO N 0 N 0 CO .- No 0 "7 N CO 0 CO _ 1- O 0) - N ti N 0 O <- "7 CO r N "-00 N N N 0 0 0 N .- Tr co I- N 00 0 N CO 0) 0 '- CD 0 N CO 00 N 0) 0 ' '7 0 CO CD _ •- O O O) N CO O O 0 O r CO N N N CO 0 0 N CO Tr O CD N O N O O O a) co O N p • elO CN 0)) O- Cs{ COD O O U) a) COO 0 N .- (O LC)N Ct) 0 0 N r- ' CO ' O O 0 N- CO ' ' CO CO ' N OCO L ONO N U) 0 (A 0 - 0 1 N O CO 0 � N 8 N LL ' CO , N OD 0 O ‘- Nr ' ' CO ' N I t- 0 n O •- 0 n t- N CO 0 0 N rib ?Mi4 f 7 TEXAS AteeeSkies Croiden Opportct ties Graphics EXHIBIT J-1 CITY OF WICHITA FALLS, TEXAS CASH AND INVESTMENTS 160— _ 140 120—� 0,0„ . ,,,v>:^.:;.,...om. V! p 100—/ 0Yz r�zr; 80 (i) �r i 60—/• Yz z``rr�,rip;`X,r" Oxz'>; 0 7r7' 40- � s �Y> 20—�:r 0 / 2005 2006 2007 September 30, 2008 (UNAUDITED) 122 EXHIBIT j-2 H IT ALL S TEXAS �( O F uV I C s P AY ABLE CITY TOTAL BOND A F 200 c \ .....,,,..,.....,......,......,...........•.• F'+ iiiiii; +•J,+r�+,+J+,'tyMr. >«�FFr.+`.'aoI,+'°''FAF�'•._« oftst Isrr�'' ;:;;y°q+y4• v _ ev?� +t6 .^;«:«:;:;::t«;a :$«:«tip +yor y,Fr� >t'' r q: o::o,r: af; `f ''pyy�`+''+`Fi++ ;+ratrg E C + 4+ FG+r p;a 'r ++4f +r0• ` Fo, • ` • ;i ; rr.+4a 5a.rb'r4s9.D.ar'::::*«;«`« a� .y•yy`.+i:`+....1..?:� 'r' ,fiRg;rrMqr,:` r`y•y+J+. +a8+ aF a r 3Ca JyFe++3N. ;oeya : § �a _ w`F . - s:« °«:; . :r+aFaJr, rhab a . L �i'Oq `44 �« ,,04y ; :+`M : a :. � ''1.44. 2 ; � +:+:;a•r 'JOF+�.,.' 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'b i a Nr'�y Rpp«R: `:'4•ra pia+rr .y.C N.• '`;;'g..:.��°�«;':`o':�;:±:,�::+ r , , �• � ae .� +','�aR; •ryo+oy +4a+y rCNr. • 44 .11 r' :8r F+: +y «;,;« r a M+ +:' a�'a+� J,. • rpa+' a ,r+b . / .0 4 'r +r r F+ +: +,y, Na'.4 O ..b +4+ r+M. r d.=6a+ r i«4:`,'....`,+'+C+rra+ ++ rra M L +r .+y a,+ROE +� *F b'Ri€ r. :':ir'.+. �:''r++ is a r:a:`+"a;+: - '•:':•'JFO:+s e`'CL1eaa!J*`+ fir* � r+"+Jr �a� +:+ + +J s++P+' '.J Ce$4.�,�+ +.'+'.• +�"wc. +�`.'Q4i«�.a..n`+:^+J:. a.+,....,..:�.4 +',`O .. 'M.a r .+. .. ♦�:M.+F.a.;++C,y. 150 i - i 2005 2006 2007 2008 2009 Se ptemlaeC 30� __ __--. (UNAUDITED) 123 EXHIBIT J-3 CITY OF WICHITA FALLS , TEXAS GENERAL OBLIGATION BONDS PAYABLE 25 -�� 20 O 15 — Ccs 10 5 NUNO 0 � 'C•O:S.. 4•. 4 44 111 2005 2006 ya, 2007 September 30, 2008 2009 (UNAUDITED) 124 EXHIBIT J-4 CITY OF W ICH ITA FALLS , TEXAS REVENUE BONDS PAYABLE 200 -/ 175 -•/ 150 -/ cn ,aJOW :.000❖.'.•.O•J.•0.0000❖.'.•.'.O•. .•p.•.p❖.p❖p.•p -pp,•,p•,pppppppppppppb•,S ,p•,•,pp•,•,•,•,•,•,•,•,ppppp«p + , ' .O❖.•.O•JJ.000'P.•.4❖.•.00•PO. h000•.00•.O❖.O•Od.'.SO'.b0 . ...:...4 P «Y -.'.•.O•.'.•.00'.'O.•.O`.•04.❖.'.•.4•. O.'.00❖.•.'.❖.❖.000•.00 O E o • n�� 7' a❖e:sssoe. 00..ov 05 -**61MI lilli MIll gY: °It jui Mg°:''''' : 'i!!"..16Mgal '+:Bd+A:d❖:•::❖:❖:❖:❖ o « e I7RW MAM Mmn wftsm* ,..„a .a«.,,o«osssssoss•. ---- ;°,:::;:;.*:$ :4•:•:••••••••,,, -• x•x+):•••••,••••• ••••••••••••••:•,... „,....•„„,,,,,,, :.• ,• l*Ooanv%i ....im..nmg. . .,..• 0 0 0 50ri;ia a `aaa, iii;:;:;i:;:;:;:;:;iiiiiiiiiiii3 . � �� «> +25 a � � �� � ' 'Halm ::aAia e : :� , , 2005 ' ;:; •;a:::;sae: < 2006 i 2007 2008 September 30, 2009 (UNAUDITED) 125 EXHIBIT J-5 CITY OF W ICHITA FALLS , TEXAS GENERAL FUND EQUITY zo -------- 1a ; \\7 E 1 ; . ,, \ ', : . \ ,‘ ' , co :\ ' ' vz \\ - - N.,,‘ \' zV ,, . 2005 / / 2006 September 30, 2008 � 2009 / EXHIBIT J-6 CITY OF W ICH ITA FALLS , TEXAS COMPARISON OF TAX LEVY AND COLLECTIONS 30 ------- 25 -/ c0 20 _ ........ ..., .„,u warso.--- ki- E t• I C 15 - V 0 :,,:n. >i e cn cri q 1 O 10 -� 1a '� E 44 'i'' 4':'' iiil a Sa 5 _ ` rIt n 0 2000 2001 " - 2003 2004 ■ Tax Levy 2005 I ,�/ 2006 2007 I Tax Collections Years Ended September 30, 2008 2009 ❑Tax Collections E Tax Levy (UNAUDITED) 127 EXHIBIT J-7 CITY OF WICHITA FALLS, TEXAS REVENUES BY SOURCE - FYE 9/30/09 Fines and forfeitures 2% 1.1•tir•r•r•:•r•f:: •1.1.1••.•1.1.1 r•r•r•r•r•:•r•:•:•r.:• ti•1.1.1.1.1.1r : .r.f. .r .r.:.r.r.r.:.:.r.:.r. e. 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L•1.1.1.1•L•1.1.1.1/1.1••✓1.1.L•1. f1f1.1.1 •r•. .r,r•r•r•r•r•r...0%.•r•r.r. :.:.. 1•.•1.1.1.1.1.1.1•L•1.1.1.1.1•L•1••••.••. r•r.••r•r•r•:.r.r.r.r.:.r.r.f.s.r.r•. Licenses and permits •1.1.1.1.1.1:1.1.1•L•1.1.1.1.1.1••. •r•r•r•r•..r.r•r•r•r.r•r.r•r• •. 1.1�L+L•1.1.1•LK•1.1K.1.1••. 1O .r•r•r•r•r•rtir• . L•1.1• Miscellaneous Contributions Intergovernmental 4% 3% 8% (UNAUDITED) 128 -1 C) w o w2 7 N ° O 0 a o m c 0- o -1 C) ID aoGo O `< e CD C 0 - 0-1 s';. O Q S :i� 3 o LPL?1?L• ' . i•1r•tiLr• ti . rrfi•r — ..r.r.r.:.r. .•. .L•1•L•L•L•L {.{.L.L.L.L.L.L. �♦-. _ :.i.r.r i.r.:_ , ... :•:r.:.:::::.r :i,:::::::`',::':.O•:.:,.:•:. �D m 1 •:r?r 1 r l w m / L.ytiti1 : X `�••••ti ti L 1 L ti ti ti ?? m LLtititititi ti L L L L L v _ / L•L•L•L•L• f•f•r•f g:`}! r•r•r•r•r• O• / :::..S.1\•1 O .f.r. ,,.`a , , ,,0'PJ'D.O000P.O.•O.Oi'6i 1 L 1•L D • ,,: 2 N C —1 w ;> n n • +i+i•• � jJ?E:5 m D cr ; i+i+i+i+i' 0 n W '•:• +++++++. . j C) O 3 CC)) 3 n 2 C 7c Cl)7 `G N a) o 0 o c0 Q m o D7 m m 2, 0 = p j (D O O 7 0 L co EXHIBIT J-9 CITY OF WICHITA FALLS, TEXAS GENERAL GOVERNMENTAL REVENUES (GENERAL FUND ONLY) 65 ---* -.I 60 ------- I 55 -------I ..... 50 3So?so '2 :oiii:i' rv. r A's :.•AA:SB❖: .0 35 - .o iiis�i;' .oti1 's'dr:•. -moo' 30g:ieig_ .r :❖A •❖ `:❖❖•e .ram i •Ar• .❖.❖.❖.❖.❖r :•Ar•❖S: iiii�siiiiiiii r:o•. 25 :`• ............. 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K *Mei - t:• ArA.. •. . : Er.r...+o ($41 ititi kagala datiiiiiiii / A rrs+.5 •rr oti:si: .•rAW. :A:�:�Srroose.' s� 2000 944#411f iiiiiiiiiiiiliii s. m.+e' s:i+`i .iiiii K:i?iitiliiiiiIiiiiii • ie;,.❖ 6• :❖•:::❖A 2001 2002 •�- ........ i'siiiiia:'•'°:''' `''i'iii'ii`iiii - 2003 2006 • 2007 Years Ended September 30, 2008 2009 (UNAUDITED) 130 EXHIBIT J-10 CITY OF WICHITA FALLS, TEXAS GENERAL GOVERNMENTAL EXPENDITURES (GENERAL FUND ONLY) 65 - 55 • ;; ;o;., 50 - l •.h d�III ...wf i i I III 24'�.� ov•'•.�.h roe'+��•,���.�.�.�.��-. x 1.12:1,0 lmem mtitim 45 .•.. v-7'NiV:-***N 4********!:i +11zzooilm Ill '. dF ........ h0'.• „r. Fr ra h A• �a r. ro hh!. h. •:40.: ih•`i J.•h�'O „5:::::,.::::::::::: „::::,:,:555::::::„ i„,, +++,........, ................. .........v.„..+++++:, ......+++....„..„:„. .......„...x.„....w O /' 40• ..r. F .a.B 40 «.. r e .•hv w.h+, "rry 11111111 1118111 If .r. ar: .r •as .rsh: r. 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'� _ 00 2002 r,: °e•`'; `: am.°'' ash 2003 2004 -, 4; a 4 2005 ,.,,.,.Iiiiiiiiiiiiiiiiiiii sv ee 2006 Years Ended September 30, 2007 2008 2009 (UNAUDITED) 131