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2011 Comprehensive Annual Financial Report 1g8z Comprehensive a� e: Annual f��jrA FAL1.S,���P Financial Report Year Ended September 30, 2011 t+ 8 r CITY OF ilc4l a 4 a TEXAS CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2011 ISSUED BY: DEPARTMENT OF FINANCE CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2011 TABLE OF CONTENTS Exhibit Page INTRODUCTORY SECTION Letterof Transmittal............................................................................................................................... i-vi GFOA Certificate of Achievement.......................................................................................................... vii OrganizationalChart.............................................................................................................................. viii Listof Principal Officials......................................................................................................................... ix FINANCIAL SECTION IndependentAuditor's Report................................................................................................................ 1-2 Management's Discussion and Analysis................................................................................................ 3-13 BASIC FINANCIAL STATEMENTS: Statementof Net Assets................................................................................................................A-1 14 Statementof Activities...................................................................................................................A-2 15 Balance Sheet-Governmental Funds...........................................................................................A-3 16 Reconciliation of the Governmental Funds Balance Sheet to the Statement ofNet Assets................................................................................................................................A-4 17 Statement of Revenues, Expenditures and Changes in Fund Balances- GovernmentalFunds....................................................................................................................A-5 18 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of the Governmental Funds to the Statement of Activities...........................................A-6 19 Statement of Fund Net Assets- Proprietary Funds.......................................................................A-7 20-21 Statement of Revenues, Expenses and Changes in Fund Net Assets- ProprietaryFunds ........................................................................................................................A-8 22 Statement of Cash Flows-Proprietary Funds...............................................................................A-9 23-24 Statement of Fiduciary Assets and Liabilities...............................................................................A-10 25 Notes to the Financial Statements.................................................................................................... 26-58 REQUIRED SUPPLEMENTARY INFORMATION: Budgetary Comparison Schedule-General Fund.........................................................................B-1 59 Notes to the Required Supplementary Information........................................................................... 60 Texas Municipal Retirement System-Analysis of Funding Progress- LastTen Plan Years.................................................................................................................... B-2 61 Wichita Falls Firemen's Relief and Retirement Fund-Analysis of Funding Progress................... B-3 62 Wichita Falls Retiree Health Care Plan-Analysis of Funding Progress........................................ B-4 63 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2011 TABLE OF CONTENTS (CONT'D.) Exhibit Page COMBINING FINANCIAL STATEMENTS: Nonmajor Governmental Funds: Combining Balance Sheet........................................................................................................C-1 64 Combining Statement of Revenues, Expenditures and Changes in Fund Balances................C-2 65 Budgetary Comparison Schedule—Community Development Block Grant.............................C-3 66 Budgetary Comparison Schedule—Section 8 Housing Fund...................................................C-4 67 Budgetary Comparison Schedule—Home Investment Partnership Agreement Fund..............C-5 68 Budgetary Comparison Schedule—Hotel/Motel Tax Fund.......................................................C-6 69 Budgetary Comparison Schedule—Golf Fund.........................................................................C-7 70 Budgetary Comparison Schedule—MPEC Fund......................................................................C-8 71 Budgetary Comparison Schedule—Debt Service Fund ...........................................................C-9 72 Nonmajor Enterprise Funds: Combining Statement of Net Assets.........................................................................................D-1 73 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets..................D-2 74 Combining Statement of Cash Flows........................................................................................D-3 75-76 Internal Service Funds: Combining Statement of Net Assets......................................................................................... E-1 77 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets .................. E-2 78 Combining Statement of Cash Flows........................................................................................ E-3 79 Agency Fund: Statement of Changes in Assets and Liabilities........................................................................ F-1 80 Component Units: Combining Statement of Net Assets.........................................................................................G-1 81 Combining Statement of Activities............................................................................................G-2 82 SUPPORTING SCHEDULES: Combined Schedule of Bonded Debt and Interest Maturities........................................................H-1 83 Combined Schedule of Bonds Payable.........................................................................................H-2 84-88 Debt Service Coverage—Revenue Bonds....................................................................................H-3 89 Capital Assets Used in the Operation of Governmental Funds- Schedule By Function and Activity...............................................................................................H-4 90 Capital Assets Used in the Operation of Governmental Funds- Schedule of Changes By Function and Activity...........................................................................H-5 91 Municipal Airport Fund—Capital Assets and Accumulated Depreciation......................................H-6 92 Kickapoo Airport Fund—Capital Assets and Accumulated Depreciation......................................H-7 93 Transit Fund—Capital Assets and Accumulated Depreciation......................................................H-8 94 Stormwater Drainage Fund-Capital Assets and Accumulated Depreciation................................H-9 95 Sanitation Fund—Capital Assets and Accumulated Depreciation................................................H-10 96 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30,2011 TABLE OF CONTENTS (CONT'D.) Exhibit Page Water and Sewer Fund—Capital Assets and Accumulated Depreciation....................................H-11 97 Waterpark Fund—Capital Assets and Accumulated Depreciation...............................................H-12 98 Fleet Maintenance Fund—Capital Assets and Accumulated Depreciation..................................H-13 99 Duplicating Services Fund—Capital Assets and Accumulated Depreciation...............................H-14 100 Employee Benefit Trust Fund—Capital Assets and Accumulated Depreciation..........................H-15 101 Wichita Falls Economic Development Corporation—Capital Assets and Accumulated Depreciation..........................................................................................................H-16 102 STATISTICAL SECTION (UNAUDITED) Net Assets By Component—Last Nine Fiscal Years......................................................................1-1 103 Changes in Net Assets—Last Nine Fiscal Years...........................................................................1-2 104-105 Fund Balances, Governmental Funds—Last Ten Fiscal Years......................................................1-3 106 Changes in Fund Balances, Governmental Funds—Last Ten Fiscal Years..................................1-4 107 Tax Revenues By Source, Governmental Funds—Last Ten Fiscal Years.....................................1-5 108 Assessed and Estimated Actual Value of Taxable Property—Last Ten Fiscal Years....................1-6 109 Direct and Overlapping Property Tax Rates—Last Ten Fiscal Years ............................................1-7 110 Principal Property Taxpayers—Current Year and Nine Years Ago................................................1-8 111 Property Tax Levies and Collections—Last Ten Fiscal Years........................................................1-9 112 Ratios of Outstanding Debt by Type—Last Ten Fiscal Years.......................................................1-10 113 Ratios of General Bonded Debt Outstanding—Last Ten Fiscal Years..........................................1-11 114 Direct and Overlapping Governmental Activities Debt ..................................................................1-12 115 Computation of Legal Debt Margin—Last Ten Fiscal Years.........................................................1-13 116 Pledged Revenue Coverage—Water and Sewer Revenue Bonds— LastTen Fiscal Years..................................................................................................................1-14 117 Demographic Statistics—Last Ten Fiscal Years...........................................................................1-15 118 Principal Employers—Current Year and Ten Years Ago...............................................................1-16 119 Full-Time Equivalent City Government Employees by Function/Program— LastTen Fiscal Years..................................................................................................................1-17 120 Operating Indicators by Function/Program—Last Ten Fiscal Years .............................................1-18 121 Capital Asset Statistics by Function/Program—Last Ten Fiscal Years.........................................1-19 122 Graphics: Cashand Investments...............................................................................................................J-1 123 TotalBonds Payable..................................................................................................................J-2 124 General Obligation Bonds Payable............................................................................................J-3 125 Revenue Bonds Payable...........................................................................................................J-4 126 GeneralFund Equity..................................................................................................................J-5 127 Comparison of Tax Levy and Collections .................................................................................J-6 128 Revenues by Source—FYE 9/30/11..........................................................................................J-7 129 Expenditures by Function—FYE 9/30/11 ..................................................................................J-8 130 General Governmental Revenues (General Fund Only)............................................................J-9 131 General Governmental Expenditures(General Fund Only) .....................................................J-10 132 Introductory Section TEXAS OFFICE OF THE CITY MANAGER B/u�SkieS.Clolden O��ortun>�ir�,. March 20,2012 The Honorable Mayor, Members of the City Council, City Manager and Citizens of Wichita Falls,Texas I am pleased to submit herewith, the Comprehensive Annual Financial Report (CAFR) of the City of Wichita Falls, Texas for the fiscal year ended September 30, 2011. The purpose of this report is to provide the City Council, City Manager, citizens and other interested parties with detailed information concerning the financial condition of the City of Wichita Falls. In addition,this report provides assurance that the City presents fairly its financial position as verified by independent auditors. COMPREHENSIVE ANNUAL FINANCIAL REPORT The CAFR of the City of Wichita Falls, Texas, for the year ended September 30, 2011, was prepared in accordance with accounting principles as promulgated by the Governmental Accounting Standards Board (GASB). The financial statements and related notes have been audited by the independent audit firm of Edgin, Parkman,Fleming&Fleming,PC,whose report is included herein. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the data, as presented, is accurate in all material aspects;that it is presented in a manner designed to fairly set forth the financial position and results of operation of the City as measured by the financial activity of its various funds;and that all disclosures necessary to enable the reader to gain understanding of the City's financial activities have been included. The CAFR continues to present financial data using the reporting model promulgated by GASB Statement No. 34. This reporting model changed governmental financial reporting by incorporating government-wide financial statements. The Finance Department believes that this presentation provides better information to users of the report, and it requires management to provide a narrative introduction,overview and analysis to accompany the basic financial statements in the form of a Management's Discussion and Analysis(MD&A). The MD&A can be found immediately following the independent auditors' report and is designed to complement this transmittal letter and should be read in conjunction with it. GENERAL INFORMATION-CITY OF WICHITA FALLS,TEXAS The City of Wichita Falls is located 15 miles south of the Red River/Oklahoma border at the intersection of Interstate 44 and U.S. Highway 287. The city is approximately 130 miles northwest.of Dallas and 125 miles south of Oklahoma City. Wichita Falls is the county seat of Wichita County and the major population center in North Texas, serving a trade area which extends into southern Oklahoma. Wichita Falls has a strong international presence, unique for a city of its size and location. Sheppard Air Force Base maintains the Euro- NATO jet pilot training program;there is considerable international investment in the area's manufacturing base; and Midwestern State University has significant foreign student representation. Principal employers within the area manufacture glass,engine components,flexible packaging,laundry equipment,and pipe. North Texas State Hospital-Wichita Falls Branch, Midwestern State University, James V. Allred Prison and Sheppard Air Force Base are also large employers located within the city. The City operates a Multi-Purpose Events Center,which includes a coliseum,exhibit hall,and an agricultural arena/show barn. The 2010 population for Wichita Falls,as CITY OF WICHITA FALLS 1300 7T"Street P.O. Box 1431 Wichita Falls,Texas 76307 t: (940761-7404 f: (940)761-8833 www.wichitafallstx.gov estimated by the United States Census Bureau, is 104,553, an increase of 0.3%over the 2000 Census estimates, and an increase of 8.35%over,the 1990 population. CITY SERVICES AND ORGANIZATION OF THE GOVERNMENT The City of Wichita Falls utilizes a Council-Manager form of government and is organized under the Constitution and Laws of the State of Texas. The City Council is comprised of five members elected from separate districts, and a Mayor and one member elected by the citizens at-large. The City Council appoints the City Manager, City Attorney, Municipal Court Judge and City Clerk. All other staff members work under the direction of the City Manager. The City provides on a continuing basis a full range of basic municipal services including: public safety(police, fire and building inspection); highways, streets and engineering; health and welfare services; parks, recreation and cemeteries; library services;public improvements;planning and zoning; and general administrative services. In addition,the City provides water,sewer,sanitation and transportation services for its citizens. ECONOMIC CONDITION AND ACTIVITY Wichita Falls has successfully diversified its economy to include manufacturing, government, medical services, and education in addition to the more typical North Texas industries of agriculture, and oil and gas production. Manufacturing plays a vital role in the area economy. Wichita Falls has over 257 manufacturing outlets with $254 million in annual payroll, representing approximately 13% of total employment within the city. Large durable goods manufacturing represents a major portion of the area's employment base including metal fabrication, industrial and commercial machines and equipment, and assorted plastic and glass products. The remaining manufacturing jobs are in the processing of non-durable goods such as food, printing materials and garments. Six of the local manufacturers are operated by Fortune 500 companies or their subsidiaries. Three area manufacturing facilities are foreign-owned,representing France, Sweden, and Switzerland. The community has benefited in recent years through several major industrial expansions that have contributed in excess of$180 million in new manufacturing investments. At the beginning of the 2009-10 fiscal year, the local economy was showing considerable signs of stress. In March of 2009, the Avis/Budget Call Center closed its doors displacing 220 workers. In July of 2009, Saint Gobain ceased manufacturing fiberglass reinforcements eliminating 750 jobs. In September 2009, Washex closed its doors, idling 50 manufacturing workers. Also in September 2009, ABB Control announced it would close its manufacturing operation by the end of March 2010,ultimately affecting 170 employees. The recession also took its toll on many area businesses in the form of layoffs. Howmet/Alcoa, United Electric, Circuit City, Wichita Tank, PPG, OCV Fabrics, Kalco Machine, Wichita Clutch and many others laid off between 10 to 20 percent of their workforce. In response to the worst recession in modern history and this downturn in the local economy, efforts were made to nearly double the economic development marketing campaigns. Additionally, in December of 2009 the Chamber of Commerce, City of Wichita Falls, Convention and Visitor's Bureau, and Downtown Proud organizations unveiled a well thought out community-wide branding, marketing and public relations campaign. This effort was a public/private partnership with a goal of generating $250,000 per year for three years from citizens and local businesses, and matching funds from the 4A Economic Development Corporation. Within 90 days of the goal's announcement, the funding commitments were generated. This marketing effort is nearly two-thirds complete and discussions are underway about maintaining this program in some capacity. The City and 4A Economic Development Corporation also made a shift in philosophy for granting economic development incentives for primary job creation. In the past, 4A funds were awarded to companies and payments were made six to twelve months following capital investment and job creation. In response to the downturn in the economy, that philosophy has changed from a "pay for performance" model to a "pay for potential" model. Essentially, this change in philosophy involved offering interest-free forgivable loans for desirable projects. These loans are considered too risky for banks,but without these loans, companies would not be able to expand and create new jobs. Because of the higher risk involved, performance agreements required ii the companies to provide a series of guarantees and collateral equal to or, in most cases,greater than the value of the loan amount. This shift in philosophy resulted in a substantial increase in expenditures of the 4A Economic Development Corporation for the potential of job creation. During the 2009-10 fiscal year, 11 projects were approved for funding with the potential for creating, and/or retaining, over 2,000 jobs. These projects included Carter Aviation Technologies, Tryer Process Equipment, Natura World USA, Gel Solutions, WDS/Global, Wichita Clutch, Armor Controls, BuyDentalEquipment.com, Excaliber Paint and Coatings, MagicAire, and Latex International. Several of these projects have invested in the local economy resulting in the addition or retention of hundreds of jobs. Others are still in the early phases of their expansion plans and the results remain to be seen. 4A Economic Development Sales tax funds have also been used to assist with activities of the Military Affairs Committee, a regional organization established a few years ago to work directly with Sheppard Air Force Base (SAFB), Air Education and Training Command, the Chief of Staff for the Air Force, and our Congressional, State and Local elected officials. This Committee was formed to increase the value of SAFB, strengthen community development and build a stronger economy. Although these efforts and others have had some success,the recovery of the local economy continues to be very slow and gradual. During 2010-11, no new major plant developments were announced, but several industries made investments to retain over 300 primary jobs. Additionally, very few primary jobs were affected by plant closings and layoffs. The unemployment rate also continues to improve slowly as the commercial and retail sectors announce new additions to the community. Although, the value of both residential and commercial permits declined during the fiscal year, the amount was still fairly strong for Wichita Falls. Residential permits totaled$27,526,023, which is a decrease of$7,618,789, or 22% from the prior year. Commercial construction permits totaled $74,213,111, which is a reduction'of 8% from the prior fiscal year. Nevertheless, several commercial construction permits issued were above $1 million in value which directly impacts local construction contractors, and often times results in additional secondary jobs. Those permits include: • First Baptist Church Addition—a total of 4,452 sq.ft.addition,with an estimated value of$1,000,000. • Faith Refuge Addition—a total of 16,120 sq.ft. addition,with an estimated value of$1,750,000. • Texhoma Christian Care Addition — a total of 15,538 sq. ft. addition, with an estimated value of $2,500,000. • McDonalds Commercial Assembly—a total of 3,896 sq. ft.,with an estimated value of$1,000,000. • Wichita Christian Commercial Assembly Gym — a total of 15,724 sq. ft., with an estimated value of $1,500,000. • Texoma Builders Supply—a total of 29,291 sq. ft.,with an estimated value of$1,125,000. • Office Depot—a total of 20,292 sq.ft.,with an estimated value of$1,658,060. • Nursing Facility—a total of 42,600 sq. ft.,with an estimated value of$2,500,000. • Quail Creek Crossing—a total of 29,125 sq. ft.,with an estimated value of$1,558,740. • Quail Creek Crossing—a total of 26,930 sq.ft.,with an estimated value of$1,441,260. • Cavenders Retail—a total of 16,250 sq.ft.,with an estimated value of$1,265,880. lll • Aldis Store—a total of 17,886 sq.ft.,with an estimated value of$1,250,000. • Greenbriar Apartments—a total of 44,542 sq.ft.,with an estimated value of$8,468,040. Another indicator of local economic performance is the retail sales tax. During the 2010-11 fiscal year, retail sales taxes in Wichita Falls rebounded from two years of declines. In 2010-11,the City generated$28,226,934 in retail sales taxes,which was$1,515,174,or 5.67%more than in the prior fiscal year. MAJOR INITIATIVES For The Year. The City Council continues to identify programs to meet citizens' requests for services and to safeguard the environment. The major challenge for the City during the 2010-11 fiscal year was to consider increasing funding for public infrastructure improvements such as roadways, drainage, and utility line replacements. Historically, funding for infrastructure replacement was not adequate to keep pace with the level of deterioration of these systems. For several years, the City has included $1.6 million in the General Fund for the Street Overlay Program. With over 540 miles of roadway to be maintained, it is understandable that our roadways are beginning to show significant signs of distress. As a result, the 2010-11 budget included a 2 cent increase to the property tax rate and earmarked the additional$880,000 in additional revenue for street improvements. Additionally,the 4B Sales Tax Board expended approximately $1 million on the reconstruction of two major downtown intersections and made a commitment to begin budgeting $400,000 per year to repair streets in the Central Business District and other eligible commercial areas of the city. The budget also included an increase in the monthly fee for drainage improvement projects from$1.75 per Single Family Living Unit Equivalent(SFLUE)to $3.55 per SFLUE. This fee is still lower than the average of 6 other cities in Texas that have a Storm Water Utility, but provided a project budget of approximately $2 million per year to address these projects over the next few decades. During this fiscal year, drainage improvements were completed in Faith Village Subdivision and Beverly Drainage Basin. At the beginning of the 2010-11 fiscal year, retail water and sewer rates were increased by 4%. At average consumption,this rate increase will provide an additional $1.2 million annually for water and sewer line repairs, bringing the total budget for those programs to$2.5 million. Work is nearing completion on the City's major water system improvement projects. In 2001,the City embarked on a $118 million improvement program designed primarily to expand the City's water supply and treatment capabilities and to meet regulatory treatment requirements of the EPA and TCEQ. Specific projects that are complete are the addition of Lake Kemp Reservoir,Pump Station and Pipeline;a state-of-the-art 10 mgd Reverse Osmosis Facility; Distribution and Elevated Storage Improvements, Conventional Water Treatment Plant Modifications and Improvements; High Service Pump Station and Storage, and new Water Plant Administration and Maintenance Facilities. Two water system improvement projects that remain to be completed include a 10 mgd Conventional Water Treatment Expansion and a Secondary Reservoir Pumping Station. The contracts to construct these two remaining projects totals$46 million and is expected to be complete in the summer of 2012. In September 2010, the City began an energy efficiency project of purchasing LED street lights with American Recovery and Reinvestment Act funds. During this fiscal year,approximately$700,000 of these funds were used to purchase the energy saving lights. In addition, the 2011-12 budget includes $350,000 to continue this program. During this fiscal year, considerable strides were made in the extension of the City's Circle Hike and Bike Trail System. In 2009, $2.9 million of bond funds were issued for the trail system. In addition, in August 2010, a Texas Transportation Enhancement Grant in the amount of$2.5 million was awarded for continuation of the trail system. About one-half of these funds have been expended to connect two existing sections of the trail in and around Holliday Creek. The remaining funds are being used towards design and construction of two sections of the trail in the western portion of the city along Seymour Highway and along Barnett Road. iv In December 2010, the City completed construction of Phase I of the Runway 17/35 Reconstruction Project at Municipal Airport. Additionally,construction is underway on Phase II,which will complete the project. In total, approximately $9 million will be expended on this project, 95% of which will be funded with Federal Aviation Administration funds,and 5%with local airport funds. For The Future. The City is also in the process of beginning the design of a new airport terminal building for the City's Municipal Airport. A new terminal building has been identified as a need in the City's Airport Master Plan, but funding has been a major hurdle to overcome. With an estimated construction cost in excess of$30 million, the City has a significant need for FAA discretionary and entitlement funding to assist with the cost for this facility. However, in an effort to be in a better position to receive this grant funding,the City has committed to 100% of the design of the parking, entry road and aircraft apron, and 35% of the terminal structure itself. Should federal assistance not materialize in the near future,this level of design would still be useable when funds do become available. A major undertaking that is making progress in the downtown area is the design and construction of a new travel center for various public and private transportation services. This new travel center will serve as a major transportation hub for the region. Property acquisition, demolition of dilapidated property, and design services were completed during this fiscal year using funds from the Federal Transit Administration(FTA) and the 4A Economic Development Sales Tax Corporation. It is anticipated that construction will begin in the near future using funds from the FTA and General City Funds. The estimated cost of the project is$3.5 million. In October 2011, the City issued $3.2 million of 20-Year Combination Tax and Revenue Certificates of Obligation for the Rhea/Callfield/Lawrence Road Realignment Project. This project is designed to alleviate traffic congestion in this major retail area of the city by reducing eliminating a traffic controlled intersection. The project consists of property acquisition, demolition, roadway construction, and traffic controls. Funds from the 4B Sales Tax Corporation and the Tax Increment Financing Zone#2 will be used to finance the debt service for this project. The City also recently refinanced approximately $4.3 million of outstanding General Obligation Bonds to take advantage of lower interest rates for the remaining life of the bonds. It is anticipated that the refinancing of this debt will save the City approximately$600,000 over the remaining ten years of this bond issue. FINANCIAL INFORMATION In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal control as deemed appropriate by the City Manager. Internal control is designed to provide reasonable, but not absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that the cost of a control should not exceed the benefits likely to be derived and the evaluation of costs and benefits requires estimates and judgments by the City Manager. All internal control evaluations occur within the above framework. The City believes that its internal control adequately safeguards assets and provides reasonable assurance of proper recording of financial transactions. The Annual Operating Budget is proposed by the City Manager and approved by the City Council following public discussion. Budgetary control is maintained at the class level by the Finance Department within each division by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of class level balances are not released until additional appropriations are made available. In instances when budgetary transfers are necessary, management control of the operating budget is maintained at the fund and department level. Transfers within a department of the same fund must be approved by the City Manager. Transfers across departments or funds must be approved by the City Council. v Unencumbered appropriation balances lapse at year end and are not carried forward to new budget periods. Open encumbrances are reported as assignments of fund balance at September 30, 2011, and related appropriations are carried forward to the new fiscal year through a supplemental budgetary allocation. The City's informal policy is to maintain approximately 20% of unassigned fund balances in the General Fund for emergencies and other unanticipated needs. These financial statements reflect that this policy has been followed. Additionally,the City maintains an informal policy to limit tax supported debt to no more than 5%of total assessed property value or$1,500 per capita. As of September 30,2011,the City's tax supported debt was approximately$38 million,which is 0.86%of the taxable value of property and$363 per capita. OTHER INFORMATION Independent Audit The City Charter requires an annual audit of the books of account, financial records, and transactions of all administrative departments of the City by Certified Public Accountants. The accounting firm of Edgin,Parkman, Fleming & Fleming, PC was selected by the Mayor and City Council to satisfy this charter requirement. The auditors' report on the basic financial statements and combining fund statements and schedules is included in the financial section of this report. In addition to meeting the requirements set forth in the City Charter, the audit also was designed to meet the requirements of the federal Single Audit Act Amendments of 1996 and related OMB Circular A-133,and the State Single Audit Act. These reports are issued under separate cover. Awards The Government Finance Officers Association of the United States and Canada(GFOA)awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Wichita Falls for its Comprehensive Annual Financial Report for the fiscal year ended September 30, 2010. This was the 16'h consecutive year that the government has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. Acknowledgments My appreciation is extended to the various elected officials, city manager, department heads and employees responsible for the fair presentation of the CAFR and for contributing to the sound financial position of the City of Wichita Falls. The City of Wichita Falls has been blessed with a group of persons who appreciate and respect principles of fiscal restraint and propriety. In particular, I would like to acknowledge the special efforts of the Department of Finance employees who contributed directly to the development of this report. The continuing support of City Council and City Manager, who remain committed to fiscal integrity and financial leadership, is likewise appreciated. Respectfully submitted, (PA 0167 Jim Dockery Assistant City Manager/CFO Vi Certificate of Achievement for Excellence in Financial Reporting Presented to City of Wichita Falls Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2010 A Certificate of Achievement for Excellence in Financial- Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and financial reporting. CAMA ' President ZAL 04 Executive Director vii CITY OF WICHITA FALLS ORGANIZATIONAL CHART WICHITAFALIA CII7ZENS COMNISS ONS CITY COUNCIL �— BOARDS CML r-75111, Cry T MANAGER ASSISTANT CITY PUBLIC ASSISTANT CITY MANAGER COMMUNICATIONS MANAGER /CFO FINANCE AND ADMINISTRATIVE PARKS AND zIM HUMANRESOURCES SUPPORTS RECREATION DRYAR131M SERVICES DEPARTMENT BUDGET FINANCE PERSONNEL RISK RECREATION PARKS MPREHENG DEVELOPMENT ACCOUNTING MANAGEMENT MAINTENANCE PLANNION INFORMATION PURCHASING Ewwm BUH DING M.L.K. PROPERTY CODE SYSTEMS BENEFITS MAINTENANCE CENTER MANAGEMENT ENFORCEMENT UTII TI Y MUMCII'AL PRINT SHOP CEMETERY NEIGHBORHOOD HOUSING COLLECRON COURT RESOURCES FINE TRAFFIC AND HEALTH PUBLIC WORKS/ MULTI PURPOSE DEPARTMENT DEPARTMENT TRANSPORTATION DEPARTMENT PUBLIC UTIIrms EVENT CENTER DEPARTMENT DEPARTMENT DEPARTMENT TECMwAL FIELD FIRS ARSON ADHORTS PUBLIC ADMINISTRATION ENVIRONMBNTAI ENGINEERING SANITATION CONVENTIONk ERHtBTT SERVICES SERV a SUPPRESSION INVESTIGATION TRANSPORTATION NMII HALL EMEADMINISTRATION MANAGEMENT ENGINEERING SERVICES PUBLIC>INALG TH pOLLUIYON 2E� g ALAS/WAGRICULTURAARENAL COLISEUM TRANSPORTATION PLANNING CITY OF WICHITA FALLS, TEXAS 4 LIST OF PRINCIPAL OFFICIALS SEPTEMBER 30, 2011 Title Name Mayor Glenn Barham Mayor Pro-Tem Dorothy Roberts-Burns City Council Member Michael Smith City Council Member Rick Hatcher City Council Member Tim Ingle City Council Member Mary Ward City Council Member Annetta Pope City Manager Darron Leiker City Attorney Miles Risley Municipal Court Judge Larry Gillen City Clerk Lydia Ozuna Assistant City Manager/Director of Community Development Kevin Hugman Director of Aviation, Traffic and Transportation John Burrus Assistant City Manager/Chief Financial Officer Jim Dockery Director of Community Development Kevin Hugman Director of Public Health Lou Franklin Police Chief Dennis Bachman Fire Chief Earl Foster Director of Parks and Recreation Jack Murphy Director of Public Works and Public Utilities Russell Schreiber Director of Multi-Purpose Events Center Bob Sullivan ix Financial Section Independent Auditor's Report M EDGIN, PARKMAN, FLEMING & FLEMING, PC CERTIFIED PUBLIC ACCOUNTANTS MICHAEL D.EDGIN,CPA 4110 KELL BLVD.,SECOND FLOOR P.O.Box 750 DAVID L.PARKMAN,CPA,CFE WICHITA FALLS,TEXAS 76307-0750 A.PAUL FLEMING,CPA PH.(940)766-5550 • FAx(940)766-5778 J.MARK FLEMING,CPA Independent Auditor's Report The Honorable Mayor and Members of the City Council City of Wichita Falls, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Wichita Falls, Texas, as of and for the year ended September 30, 2011, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Wichita Falls, Texas, as of September 30, 2011, and the respective changes in financial position, and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued under separate cover our report dated March 20, 2012 on our consideration of the City of Wichita Falls, Texas' internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 1 Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, the Budgetary Comparison Schedule — General Fund, the schedules on the Texas Municipal Retirement System, the Wichita Falls Firemen's Relief and Retirement Fund, and the Wichita Falls Retiree Health Care Plan be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements as a whole. The introductory section, combining and individual fund financial statements, supporting schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and supporting schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. EDGIN, PARKMAN, FLEMING & FLEMING, PC Wichita Falls, Texas March 20, 2012 2 Management Discussion and Analysis Uic 4 T E X A S S/r�Sklcs Glo�aleo O�,porfmoWics City of Wichita Falls, Texas Management's Discussion and Analysis September 30, 2011 Management's discussion and analysis provides a narrative overview of the financial activities and changes in the financial position of the City of Wichita Falls, Texas, for the fiscal year ended September 30, 2011. It is offered here by the management of the City to the readers of its financial statements. Readers should use the information presented here in conjunction with additional information furnished in our letter of transmittal, which can be found in the Introductory Section of this Comprehensive Annual Financial Report. Financial Highlights The assets of the City of Wichita Falls exceeded its liabilities at September 30, 2011, by $359,490,329 (net assets). Of this amount, $30,196,722 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. The City's total net assets increased by $12,996,330. This increase can be attributed to several factors: (1) water sales exceeded budget projections by approximately $3.7 million due to extreme hot and dry summer weather conditions during the summer months; (2) continued reduction in long term liabilities (outstanding debt) in business and governmental activities; (3) sales tax receipts were above budgeted amounts; (4) receipt of grant funds from the state government to construct an above ground fuel farm at Kickapoo Airport; (5) income at the Municipal Airport due to recently implemented customer and passenger facility charges; (6) income in the Stormwater Utility Fund that is being reserved for future drainage improvement projects; (7) less than anticipated expenses for salaries, benefits and worker's compensation claims in the governmental funds; and(8)net income at the Castaway Cove Water Park. At September 30, 2011, the City's governmental funds reported combined ending fund balances of $29,806,579. Of this amount, $15,977,943, or 53.61%, is available for spending at the government's discretion, (unassigned fund balance). At the end of the current fiscal year, unassigned fund balance for the General Fund was $16,002,361 or 25.36% of total General Fund expenditures. During the 2010-11 fiscal year, total City debt decreased by $8,363,563. The primary reason for this reduction is because the City continued to retire outstanding General Obligation Bonds, Water and Sewer System Revenue Bonds, and Combination Tax and Revenue Bonds, without borrowing any additional long term debt. 3 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2011 (continued) Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The reporting focus is on the City as a whole and on individual major funds. It is intended to present a comprehensive view of the City's financial activities. The basic financial statements are comprised of three components: 1)government-wide financial statements, 2)fund financial statements, and 3) notes to the financial statements. This report contains other supplementary information in addition to the basic financial statements. Government-wide Financial Statements The government-wide financial statements, which can be found on pages 14-15 of this report, include the Statement of Net Assets (Exhibit A-1) and the Statement of Activities (Exhibit A-2). These statements are designed to provide readers with a broad overview of the City's finances in a manner similar to a private-sector business. Both are prepared using the economic resources focus and the accrual basis of accounting; meaning that all current year's revenues and expenses are included regardless of when cash is received or paid. Thus, revenues and expenses are reported in these statements for some items that will result in cash flows in future fiscal periods (e.g.uncollected taxes and earned but not used vacation leave). The Statement of Net Assets presents information on all of the City's assets and liabilities, including capital assets and long-term obligations. The difference between the City's assets and liabilities is reported as net assets. Over time, the increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Other indicators of the City's financial position should be taken into consideration, such as the change in the City"s property tax base and condition of the City's infrastructure (e.g., roads, traffic signals, water and sewer lines, etc.), in order to more accurately assess the overall financial condition of the City. The Statement of Activities presents information showing how the City's net assets changed during the most recent fiscal year. It focuses on both the gross and net costs of the government services. This statement includes all current year revenues and expenses. The Statement of Net Assets and the Statement of Activities divide the City's activities into three types: Governmental activities — Most of the City's basic services are reported here, including police, fire, parks and recreation, public works, health, traffic and transportation, community development and planning, duplicating services, information technology,health insurance claims, and general administration and finance. The Multi-Purpose Events Center and Champions Golf Course are also reported as governmental activities. Property taxes, sales taxes, franchise fees, and various grant funds provide the majority of financing for these activities. 4 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) Business-Ope activities —Activities for which the City charges fees to customers to pay most or all of the cost of a service it provides are reported as business-type activities. The City's business-type activities include water and wastewater treatment and distribution, solid waste collection and disposal, municipal airports, transit system, storm water drainage improvements, fleet maintenance services and water park operations. Component Units — Four legally separate organizations, for which the City is financially accountable, are included in these statements as discretely presented component units. These organizations include the Wichita Falls Economic Development Corporation, Wichita Falls 4B Sales Tax Corporation, Wichita Falls Reinvestment Zone#2, and the Wichita Falls Reinvestment Zone#3. Fund Financial Statements The City of Wichita Falls, like other state and local governments,uses fund accounting to provide more detailed information about the City's most significant funds, not the City as a whole. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Some funds are required to be established by state law or bond covenants. However, the City Council establishes many other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities. All of the funds of the City can be divided into three categories: governmental funds,proprietary funds and fiduciary funds. Governmental Funds — These funds are used to account for the majority of the City's activities, which are essentially the same functions reported as governmental funds in the government-wide statements. However, unlike the government-wide financial statements, governmental fund financial statements are reported using an accounting method identified as the modified accrual basis of accounting, which measures cash and all other financial assets that can be readily converted to cash. The governmental fund statements focus on near-term inflows and outflows of expendable resources, as well as expendable resources available at the end of the fiscal year for future spending. Such information may be useful in evaluating a government's near-term financing requirements. The focus of the governmental funds financial statements is narrower than that of the government-wide financial statements. Therefore, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide statements. By doing so, readers may better understand the long-term impact of the government's short term financing decisions. Both the Governmental Fund Balance Sheet and the Governmental Fund Statement of Revenues, Expenditures and Changes in Fund Balances provide a reconciliation to facilitate this comparison. The reconciliation explains the differences between the government's activities reported in the government-wide statements and the information presented in the governmental funds financial statements. 5 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2011 (continued) The City of Wichita Falls maintains 15 individual governmental funds. Information for the General Fund is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues and Changes in Fund Balances because it is considered a major fund of the City. Data for the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of the non-major governmental funds are provided in the Combining Financial Statement Section of this report. The Basic Governmental Funds Financial Statements can be found on pages 16-19 of this report. Proprietary Funds—When the City charges customers for services it provides,whether to outside customers or to other units within the City, the activities are generally reported in proprietary funds. The City of Wichita Falls maintains two different types of proprietary funds: enterprise funds and internal service funds. • Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water and sewer operations, sanitation collection and disposal services, municipal airports, transit operations, storm water utility district, and water park operations. • Internal service funds are an accounting device used to report activities that provide supplies and services to other City programs, such as fleet maintenance, print shop services, information technology, and employee benefit trust. Because these services benefit both governmental and business-type functions,they have been allocated between governmental and business-type activities in the government-wide financial statements. Proprietary fund financial statements provide the same type of information as the business-type activities shown in the government-wide financial statements, only in more detail and include some of the internal service fund-type activities. The proprietary fund financial statements provide separate information for the Water and Sewer Fund and the Sanitation Fund since they are considered to be major funds of the City. The non-major proprietary funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for each of the non-major proprietary funds are provided in the Combining Financial Statement Section of this report. Fiduciary Funds—Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting method used for fiduciary funds is much like that used for proprietary funds. Agency funds are a component of fiduciary funds and are used to account for situations where the City's role is purely custodial, such as receipt,temporary investment and remittance of fiduciary funds to individuals, private organizations or other governments. The City maintains one fiduciary fund. This fund is an agency fund used to account for property that has been abandoned or unclaimed pending escheatment to the State of Texas. 6 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) Notes to the Financial Statements The Notes to the Financial Statements provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. These notes can be found on pages 26-58 of this report. Government-Wide Financial Analysis The City's combined net assets were $359,490,329 as of September 30, 2011, an increase of $12,996,330, or 3.75% from the prior year. Using the Tables below, an analysis of the net assets of the City can be made. The largest portion of the City's net assets, $311,510,445, or 86.65%, is reflected in capital assets (land and improvements, buildings, infrastructure, machinery and equipment), less any related debt used to acquire those assets that is still outstanding. The City uses these assets to provide services to its citizens; consequently,these assets are not available for future spending. Although the City reports its capital assets net of related debt, the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net assets, $17,783,162, or 4.95%, represents resources that are subject to external restrictions on how they may be used. The remaining balance of net assets, $30,196,722, or 8.40%, may be used to meet the government's ongoing obligations to citizens and creditors. Net Assets (in thousands) Governmental Business-type Activities Activities Total 2011 2010 2011 2010 2011 2010 Current and Other Assets $ 37,262 $ 42,290 $ 59,273 $ 71,443 $ 96,535 $ 113,733 Capital Assets 169,806 167,699 290,817 274,169 460,623 441,868 Total Assets 207,068 209,989 350,090 345,612 557,158 555,601 Long Term Liabilities 45,605 47,732 134,328 140,367 179,933 188,099 Other Liabilities 9,349 12,030 8,386 8,978 17,735 21,008 Total Liabilities 54,954 59,762 142,714 149,345 197,668 209,107 Net Assets: Invested in Capital Assets, Net of Related Debt 138,876 135,957 172,634 172,591 311,510 308,548 Restricted 6,048 5,006 11,735 12,942 17,783 17,948 Unrestricted 7,190 9,264 23,007 10,734 30,197 19,998 Total Net Assets 152 114 150 227 207 376 196 267 359 490 346 494 7 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) CHANGES IN NET ASSETS (in thousands) Governmental Business-type Activities Activities Total 2011 2010 2011 2010 2011 2010 Revenues: Program Revenues: Charges For Services $ 9,431 $ 9,350 $ 58,747 $ 49,345 $ 68,178 $ 58,695 Operating Grants and Contributions 13,269 14,607 1,323 2,312 14,592 16,919 Capital Grants and Contributions 2,315 6,146 193 108 2,508 6,254 General Revenues: Property Taxes 28,557 27,570 - - 28,557 27,570 Sales Taxes 21,083 20,034 - - 21,083 20,034 Other Taxes/Fees 7,485 7,471 - - 7,485 7,471 Investment Earnings 49 130 51 194 100 324 Miscellaneous - 161 (42) 153 (42) 314 Total Revenue 82,189 85,469 60,272 52,112 142,461 137,581 Expenses: Administrative Services 10,882 10,043 - - 10,882 10,043 Police 21,823 21,133 - - 21,823 21,133 Fire 13,291 13,066 - - 13,291 13,066 Parks and Recreation 5,406 5,688 - - 5,406 5,688 Accounting/Finance 2,534 2,428 - - 2,534 2,428 Community Development 7,084 7,244 - - 7,084 7,244 Public Works 7,613 8,036 - - 7,613 8,036 Health 4,911 4,932 - - 4,911 4,932 Traffic and Transportation 2,451 2,525 - - 2,451 2,525 MPEC 4,296 4,181 - - 4,296 4,181 Interest and Fees on Long-term Debt 1,765 1,781 - - 1,765 1,781 Golf - - - - - - Municipal Airport - - 436 338 436 338 Kickapoo Airport - - 1,263 1,108 1,263 1,108 Transit - - 1,847 1.602 1,847 1,602 Sanitation - - 8,960 9,152 8,960 9,152 Water and Sewer - - 32,970 30,250 32,970 30,250 Stormwater Drainage - - 534 786 534 786 Waterpark - - 1,399 1,254 1,399 1,254 Total Expenses 82,056 81,057 47,409 44,490 129,465 125,547 Increase(Decrease)in Net Assets Before Transfers 133 4,412 12,863 7,622 12,996 12,034 Transfers 1,754 (8,803) (1,754) 8,803 - - Increase(Decrease)in Net Assets 1,887 (4,391) 11,109 16,425 12,996 12,034 Net Assets-Beginning of Year 150,227 154,618 196,267 179,842 346,494 334,460 Prior Period Adjustment - - - - - - Net Assets-End of Year $152,114 SIN,227 SZQ7,376 196 267 San 490 346 494 8 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) Governmental Activities—Governmental Activities increased the City's net assets by$1,887,260. Much of that increase was due to higher than anticipated revenues from the City's sales tax. The City also realized savings in expenditures for worker's compensation claims and salaries due to turnover in personnel. The City also retired outstanding debt during this fiscal year without issuing any new bonds. Business-Type Activities — Business-type Activities increased the City's net assets by $11,109,070, which was 85.48% of the total growth in the City's net assets. The City continues to reduce liabilities in its Water and Sewer Fund as debt service payments are made on outstanding revenue bonds. Business-type Activities also benefited from much higher water sales due to very hot and dry summer weather. Other reasons for increases in net assets included (1) receipt of grant funds from the state government to construct an above ground fuel farm at Kickapoo Airport; (2) income at the Municipal Airport due to recently implemented customer and passenger facility charges; (3) income in the Stormwater Utility Fund that is being reserved for future drainage improvement projects; and(4)net income at the Castaway Cove Water Park. Financial Analysis of the City's Funds Governmental Funds — The focus of the governmental funds is to provide information on near- term inflows, outflows and balances of expendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of September 30, 2011, the City's governmental funds reported combined fund balances of $29,806,579, which is a reduction of$1,197,994 from the prior year. This reduction was due, however, to the expenditure of designated Capital Project funds for the Rhea/Callfield/Lawrence Road Realignment Project, the City's new Animal Shelter and improvements to the Park Trail System. The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unassigned fund balance of the General Fund was $16,002,361, an increase of$1,707,842 from the unreserved fund balance in the prior year. As a measure of the General Fund's liquidity, it may be useful to compare both the unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 25.36% of total General Fund expenditures, while the total fund balance represents 27.04%of total General Fund expenditures. Proprietary Funds — The financial statements of the proprietary funds provide information for two types of funds: the business type (enterprise) funds and the internal service funds. The accounting principles applied to proprietary funds are similar to that of the private sector. Consequently, with the exception of the allocation of internal service fund net income or loss,the net assets and changes in net assets of the enterprise funds in these financial statements are identical with the net assets and changes in net assets reflected in the business type activities in the city-wide presentation. 9 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) The City's internal service funds include the Fleet Maintenance Fund, Employee Benefit Trust Fund, Duplicating Services Fund and the Information Technology Fund. At the close of September 30, 2011, the net assets for the City's internal service funds were $22,726,827, a reduction of$1,658,179. This reduction is principally because the City's fleet depreciated more than was gained in new assets. Additionally, both the Duplicating Service's Fund and the Employee Benefit Trust Fund experienced a loss in net income. It should be noted that of the net assets for the City's internal service funds, $19,185,252 is invested in capital assets and $2,152,075 is reserved for employee life and health benefits. The remainder of net assets of the internal service funds is typically used to replace equipment in the Fleet Maintenance Fund. The purpose of the internal service funds is to provide services within the organization on a break-even basis. The net income or loss from these internal service funds has been allocated back to the using departments or funds for the City-wide financial statements. General Fund Budgetary Highlights The final amended expenditure budget for the General Fund, including transfers out, was increased by $1,609,521 from the original adopted budget. The primary reasons for this increase in appropriations can be briefly summarized as follows: • Approximately $1,056,000 of prior year encumbrances for numerous commitments were carried forward to the 2010-11 amended budget, most of which was for street improvements. • Approximately $403,000 was appropriated for to assist with design of a new terminal building at Municipal Airport. • An additional $151,000 was budgeted as the City's matching requirement of a grant awarded to the City to purchase two buses for the Transit System. Actual revenues in the General Fund for the 2010-11 fiscal year were $62,891,738, which was $1,071,437 above final budgeted figures. The largest share of this amount was due to higher than anticipated receipts from sales taxes. Franchise fees from ONCOR also exceeded budget estimates due to a legal settlement that resulted in additional revenue to the City. The City also exceeded budget estimates in Municipal Court Fines. Actual expenditures in the General Fund for the 2010-11 fiscal year were $63,090,658 compared to a final budget of$64,725,145. Much of this variance was due to turnover in personnel that allowed positions to remain unfilled for a period of time. The City also continued to benefit greatly through a third party administrative agreement to manage workers compensation claims. The City also saved money in electricity expenses, principally due to installation of LED street lights. Finally,there was over$579,000 in encumbrances that were not liquidated by the close of the fiscal year and will be expended during the 2011-12 fiscal year. 10 City of Wichita Falls, Texas Management's Discussion and Analysis September 30,2011 (continued) Capital Asset and Debt Administration Capital Assets - The City's investment in capital assets for its governmental and business-type activities as of September 30, 2011 amounts to $460,623,116 (net of accumulated depreciation). This investment in capital assets includes land, buildings, equipment, infrastructure and construction in progress. Major capital asset events during this fiscal year included the following: • Continued improvements to the water system, principally at Cypress Water Treatment Plant. • Construction of a fuel farm at Kickapoo Airport • Runway Improvements at Municipal Airport • Drainage Improvements principally in Faith Village and Plum Creek • Construction of a new Animal Services Center • Extension of the Park System Hike/Bike Trail • Callfield/Rhea/Lawrence Road Realignment Project • Downtown intersection reconstruction Capital Assets,net of Accumulated Depreciation (in thousands) Governmental Business-type Activities Activities Total 2011 2010 2011 2010 2011 2010 Land $ 10,609 $ 9,314 $ 8,970 $ 8,855 $ 19,579 $ 18,169 Land Betterments 19,199 19,629 22,926 18,178 42,125 37,807 Buildings,Systems and Improvements 52,069 49,927 193,751 190,054 245,820 239,981 Infrastructure 74,346 72,255 - - 74,346 72,255 Machinery and Equip 13,145 9,496 2,024 2,095 15,169 11,591 Furniture and Fixtures 5 8 1 2 6 10 Motor Vehicles - - 16,638 18,163 16,638 18,163 Construction in Progress 433 7,070 46,507 36,822 46,940 43,892 Totals 169 806 167 699 290 817 S274 169 S441 868 Additional information on the City's capital assets can be found in Note 7 on pages 41-43 of this report. 11 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) Long Term Debt — At the end of the current fiscal year, the City of Wichita Falls had a total bonded debt, notes and capital leases outstanding of$168,750,471. The City did not issue any new long term debt obligations or refinance any outstanding bond issues during the 2010-11 fiscal year. As of September 30, 2011,Moody's Investor's Service had assigned a credit rating of Aa2 for the City's General Obligation Bonds and a rating of Al for the City's Water and Sewer System Revenue Bonds. Standard & Poor's had assigned a credit rating of AA for the City's General Obligation Bonds and a rating of AA-for its Water and Sewer System Revenue Bonds. Outstanding Debt at Year-End (in thousands) Governmental Business-type Activities Activities Total 2011 2010 2011 2010 2011 2010 General Obligation Bonds $ 4,450 $ 4,790 $ - $ - $ 4,450 $ 4,790 Combination Tax and Revenue Bonds 34,104 35,919 23,970 27,745 58,074 63,664 Utility System Revenue - - Bonds 105,278 107,502 105,278 107,502 Capital Lease Payable - - 372 550 372 550 Notes Payable = = 577 609 577 609 Total 38 554 40 709 130 197 136 406 168 751 177 115 The City is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services, including the payment of principal and interest on long-term debt. The combined tax rate to finance general governmental services for the year ended September 30, 2011, was $.62526 per$100, which means that the City has a tax margin of $1.62474 per $100, and could raise up to $71,846,695 additional tax revenue a year from the present assessed valuation of $4,422,042,602 before the limit is reached. The current ratio of general bonded debt outstanding to the assessed value of all taxable property is 0.87%. Additional information about the City's long-term debt can be found in Note 13 on pages 51-54 of this report. 12 City of Wichita Falls,Texas Management's Discussion and Analysis September 30,2011 (continued) Economic Factors and Next Year's Budget and Rates Total 2011-12 operating revenues, not including fund balance appropriations or operating transfers for the new Information Technology Fund, are budgeted at $149,063,317, which is an increase of$2,228,929,or 1.52%from the 2010-11 adopted budget. In the 2011-12 budget, sales taxes in the General Fund are projected to generate $21,199,148, an increase of$1,262,856, or 6.33% from the prior year adopted budget. It should be noted that this projection was based upon an estimate of 2010-11 actual receipts and a growth rate of 1.00%. This projection is fairly conservative given the recent growth rate that has been experienced. The Property Tax is the largest source of revenue in the City's budget and is relied heavily upon to provide general City services. The property tax base, as certified by the Wichita County Appraisal District, is $4.43 billion; an increase of $8.6 million, or 0.19% from the prior year. This is the third consecutive year that the property tax base has remained relatively unchanged. The budget maintained a property tax rate of$0.62526 per$100 of taxable property. Although retail water and sewer rates remained the same, wholesale water rates were increased on average by 10%. Finally, the City Council increased rates for Refuse Collection Services by 4.7%to begin setting aside funding for a future landfill cell construction and to cover rising fuel prices. Requests for Information This financial report is designed to provide a general overview of the City of Wichita Falls' finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report, or request for additional financial information, should be addressed to the City Finance Department, 1300 Seventh Street, Wichita Falls,Texas 76301. 13 Basic Financial Statements EXHIBIT A-1 CITY OF WICHITA FALLS, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2011 Primary Government Governmental Business-type Component Activities Activities Total Units Assets Cash and cash equivalents $ 31,040,653 $ 13,590,002 $ 44,630,655 $15,369,941 Receivables(net): Taxes and assessments 1,166,462 - 1,166,462 - Customer and trade - 6,503,238 6,503,238 - Government agencies 7,013,676 291,706 7,305,382 1,244,483 Other 1,862,130 172,270 2,034,400 - Internal balances (5,488,933) 5,488,933 - - Inventory 498,998 1,831,260 2,330,258 - Prepaid items 72,856 5,545 78,401 54,423 Other assets 47,503 - 47,503 - Deferred charges - 5,245,123 5,245,123 - Restricted assets: Cash and cash equivalents 1,048,370 26,144,753 27,193,123 - Capital assets not being depreciated 11,042,861 55,476,844 66,519,705 1,469,797 Capital assets net of accumulated depreciation 158,763,401 235,340,010 394,103,411 851,900 Total assets 207,067,977 350,089,684 557,157,661 18,990,544 Liabilities Accounts payable-trade 2,181,287 2,079,337 4,260,624 601,254 Accrued payroll 933,036 252,933 1,185,969 - Accrued interest payable 323,083 955,121 1,278,204 - Payable to government agencies 408,428 82,438 490,866 - Estimated health claims payable 744,982 - 744,982 - Other liabilities 4,720,912 2,229,596 6,950,508 - Unearned revenue 37,025 - 37,025 - Customer deposits - 2,786,222 2,786,222 - Long-term liabilities: Portion due or payable within one year 4,229,972 6,870,669 11,100,641 - Portion due or payable after one year 41,375,108 127,457,183 168,832,291 - Totalliabilities 54,953,833 142,713,499 197,667,332 601,254 Net Assets Invested in capital assets,net of related debt 138,876,124 172,634,321 311,510,445 2,321,697 Restricted for: Perpetual care 927,469 - 927,469 - Debt service 853,619 11,734,924 12,588,543 - Federal grant programs 4,207,741 - 4,207,741 - Tourism 59,409 - 59,409 - Unrestricted 7,189,782 23,006,940 30,196,722 16,067,593 Total net assets $152,114,144 $ 207,376,185 $359,490,329 $18,389,290 See accompanying notes to the basic financial statements. 14 CITY OF WICHITA FALLS, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30,2011 Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary government: Governmental activities: Administrative services $ 10,881,691 $ 4,499,281 $ 389,435 - Police 21,822,371 527,007 407,113 - Fire 13,291,048 11,400 173,337 - Parks and recreation 5,405,955 513,746 498,762 - Accounting/finance 2,534,141 65,000 - - Community development 7,084,165 1,017,718 6,064,061 - Public works 7,613,089 2,740 1,643,586 - Health 4,911,165 965,741 1,996,487 - Traffic and transportation 2,451,154 184,138 - 2,115,245 Multi-Purpose Events Center 4,295,871 1,644,569 - 200,000 Interest and fees on long-term debt 1,765,406 - 2,095,802 - Total governmental activities 82,056,056 9,431,340 13,268,583 2,315,245 Business-type activities: Municipal Airport 435,774 681,639 - - Kickapoo Airport 1,262,976 988,457 - - Transit 1,847,362 367,374 1,323,581 111,224 Sanitation 8,959,973 11,911,026 - - Water and sewer 32,969,719 40,679,751 - 81,396 Stormwater drainage 533,715 2,485,346 - - Waterpark 1,399,255 1,633,155 - - Total business-type activities 47,408,774 58,746,748 1,323,581 192,620 Total primary government $ 129,464,830 $ 68,178,088 $ 14,592,164 $ 2,507,865 Component units: Community development $ 10,784,485 $ 106,800 $ 319,650 $ - General revenues and transfers: Taxes: Property tax Sales tax Franchise fees Hotel occupancy tax Beverage tax Bingo tax Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets-beginning Net assets-ending See accompanying notes to the basic financial statements. 15 EXHIBIT A-2 Net(Expense)Revenue and Changes in Net Assets Primary Government Governmental Business-type Component Activities Activities Total Units $ (5,992,975) $ - $ (5,992,975) $ - (20,888,251) - (20,888,251) - (13,106,311) - (13,106,311) - (4,393,447) - (4,393,447) - (2,469,141) - (2,469,141) - (2,386) - (2,386) - (5,966,763) - (5,966,763) - (1,948,937) - (1,948,937) - (151,771) - (151,771) - (2,451,302) - (2,451,302) - 330,396 - 330,396 - (57,040,888) - (57,040,888) - - 245,865 245,865 - - (274,519) (274,519) - - (45,183) (45,183) - - 2,951,053 2,951,053 - - 7,791,428 7,791,428 - - 1,951,631 1,951,631 - - 233,900 233,900 - - 12,854,175 12,854,175 - (57,040,888) 12,854,175 (44,186,713) - - - - (10,358,035) 28,556,762 - 28,556,762 357,259 21,082,993 - 21,082,993 7,027,664 5,593,781 - 5,593,781 - 1,572,105 - 1,572,105 - 248,350 - 248,350 - 70,747 - 70,747 - 49,239 50,858 100,097 23,373 - (41,792) (41,792) 29,880 1,754,171 (1,754,171) - - 58,928,148 (1,745,105) 57,183,043 7,438,176 1,887,260 11,109,070 12,996,330 (2,919,859) 150,226,884 196,267,115 346,493,999 21,309,149 $ 152,114,144 $ 207,376,185 $ 359,490,329 $ 18,389,290 EXHIBIT A-3 CITY OF WICHITA FALLS, TEXAS BALANCE SHEET-GOVERNMENTAL FUNDS SEPTEMBER 30, 2011 Total Nonmajor Governmental General Governmental Funds Assets Cash and cash equivalents $ 15,913,998 $ 13,009,548 $ 28,923,546 Receivables(net): Taxes and assessments 919,344 247,118 1,166,462 Other City funds 2,991,941 - 2,991,941 Government agencies 3,541,334 3,472,342 7,013,676 Other 1,726,174 122,749 1,848,923 Inventory 421,908 65,881 487,789 Prepaid items 56,709 15,495 72,204 Other assets - 47,503 47,503 Total assets $ 25,571,408 $ 16,980,636 $ 42,552,044 Liabilities and Fund Balances Liabilities: Accounts payable $ 1,660,455 $ 432,216 $ 2,092,671 Accrued payroll 860,922 69,817 930,739 Payable to other City funds - 2,874,218 2,874,218 Payable to government agencies 325,256 83,172 408,428 Other liabilities 3,559,016 661,896 4,220,912 Deferred revenue 1,523,732 112,738 1,636,470 Claims and judgments payable 582,027 - 582,027 Total liabilities 8,511,408 4,234,057 12,745,465 Fund balances: Nonspendable: Inventory and prepaid items 478,617 81,376 559,993 Restricted for: Perpetual care - 927,469 927,469 Debt service - 778,117 778,117 Capital projects - 4,954,637 4,954,637 Federal and state grant programs - 4,207,741 4,207,741 Tourism - 59,409 59,409 Committed for: Golf course - 29,288 29,288 Multi-Purpose Events Center - 390,721 390,721 Local projects - 1,342,239 1,342,239 Assigned for: Subsequent year's expenditures 579,022 - 579,022 Unassigned 16,002,361 (24,418) 15,977,943 Total fund balances 17,060,000 12,746,579 29,806,579 Total liabilities and fund balances $ 25,571,408 $ 16,980,636 $ 42,552,044 See accompanying notes to the basic financial statements. 16 EXHIBIT A-4 CITY OF WICHITA FALLS, TEXAS RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS SEPTEMBER 30, 2011 Total fund balances-governmental funds(Exhibit A-3) $ 29,806,579 Amounts reported for governmental activities in the Statement of Net Assets(Exhibit A-1) are different because: Capital assets used in governmental activities are not financial resources and therefore not reported in the funds. Capital assets at year-end consist of: Gross capital assets $283,472,071 Related accumulated depreciation 113,670,559 169,801,512 Property taxes receivable and municipal court fines are not available to pay for current period expenditures and therefore are deferred in the funds. 1,599,445 Long-term liabilities are not due and payable in the current period and therefore not reported as liabilities in the funds. Long-term liabilities at year-end consist of: General obligation bonds payable 38,554,161 Accrued vacation and sick leave 6,885,288 Claims and judgments payable 81,872 Accrued interest 323,083 (45,844,404) Internal service funds are used by management to charge the costs of duplicating services, information technology and health insurance claims to the individual funds. The assets and liabilities of these internal service funds are included with the governmental activities. 2,433,500 Internal service funds are used by management to charge the costs of central garage services to the individual funds. The assets and liabilities of this fund are included with the business-type activities. This amount represents the governmental activity portion of the central garage activity. (5,682,488) Total net assets-governmental activities(Exhibit A-1) $ 152,114,144 See accompanying notes to the basic financial statements. 17 EXHIBIT A-5 CITY OF WICHITA FALLS, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2011 Total Nonmajor Governmental General Governmental Funds Revenues Taxes $ 54,513,746 $ 2,608,260 $ 57,122,006 Charges for services 3,096,663 789,497 3,886,160 Licenses and permits 2,064,972 - 2,064,972 Fines and forfeitures 2,023,343 185,683 2,209,026 Intergovernmental revenue 18,480 11,023,199 11,041,679 Contributions 134,695 4,407,454 4,542,149 Miscellaneous revenue 1,039,839 2,176,895 3,216,734 Total revenues 62,891,738 21,190,988 84,082,726 Expenditures Administrative services 8,819,407 1,416,313 10,235,720 Police 19,886,599 348,413 20,235,012 Fire 12,704,565 193,245 12,897,810 Parks and recreation 4,636,653 329,407 4,966,060 Accounting/finance 2,367,814 - 2,367,814 Community development 1,696,745 5,428,106 7,124,851 Public works 5,049,855 120,769 5,170,624 Health 2,545,984 2,250,950 4,796,934 Traffic and transportation 2,027,827 205,484 2,233,311 Multi-Purpose Events Center - 3,436,052 3,436,052 Capital outlay 3,355,209 4,245,282 7,600,491 Debt service-principal - 2,115,000 2,115,000 Debt service-interest and paying agent fees - 1,934,935 1,934,935 Total expenditures 63,090,658 22,023,956 85,114,614 Excess of revenues over(under)expenditures (198,920) (832,968) (1,031,888) Other Financing Sources(Uses) Transfers in 2,845,702 3,393,781 6,239,483 Transfers out (1,273,630) (5,131,959) (6,405,589) Total other financing sources(uses) 1,572,072 (1,738,178) (166,106) Net change in fund balance 1,373,152 (2,571,146) (1,197,994) Fund balances-beginning 15,686,848 15,317,725 31,004,573 Fund balances-ending $ 17,060,000 $ 12,746,579 $ 29,806,579 See accompanying notes to the basic financial statements. 18 EXHIBIT A-6 CITY OF WICHITA FALLS, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF THE GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2011 Net change in fund balances-total governmental funds(Exhibit A-5) $ (1,197,994) Amounts reported for govemmental activities in the Statement of Activities(Exhibit A-2) are different because: Capital outlays are reported in governmental funds as expenditures. However,in the Statement of Activities,the cost of those assets are allocated over their estimated useful lives as depreciation expense.The net difference between the two is as follows: Capital outlay during the year $ 7,739,401 Depreciation expense for the year 5,342,689 2,396,712 Proceeds from the sale of capital assets are recorded as revenues when received in the governmental funds. In the Statement of Activities,the difference between the proceeds and the book value of the capital asset is reported as a gain(loss)from sale. (247,390) Because property tax receivables and municipal court receivables will not be collected for several months after the City's fiscal year ends,they are not considered'available'revenues and are deferred in the governmental funds. Deferred revenues increased by this amount this year. 31,852 Repayment of long-term debt principal is an expenditure in the governmental funds,but the repayment reduces long-term liabilities in the Statement of Net Assets. Bond principal payments in 2010-11 were: 2,154,526 Included in long-term debt are obligations for accrued vacation and sick leave,and claims and judgments payable. The changes in these obligations are not included in the governmental fund financial statements,but are included in the government-wide financial statements.The changes in these long-term obligations were: Accrued vacation and sick leave (67,331) Claims and judgments payable 22,652 (44,679) Interest on long-term debt in the Statement of Activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due,and thus requires the use of current financial resources. In the Statement of Activities,however,interest expense is recognized as the interest accrues, regardless of when it is due.The decrease in accrued interest is as follows: Accrued interest at September 30,2010 453,086 Accrued interest at September 30,2011 323,083 130,003 Internal service funds are used by management to charge the costs of duplicating services, information technology and health insurance claims to the individual funds.The net revenues of these internal service funds are included with the governmental activities. (170,400) Internal service funds are used by management to charge the costs of central garage services to the individual funds.The net revenue of this fund is included with the business-type activities. This amount represents the governmental activity portion of the central garage activity. (1,165,370) Change in net assets of governmental activities(Exhibit A-2) $ 1,887,260 See accompanying notes to the basic financial statements. 19 EXHIBIT A-7 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF FUND NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30,2011 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Assets Current assets: Cash and cash equivalents $ 5,720,261 $ 2,420,247 $ 4,703,248 $ 12,843,756 $ 2,863,353 Restricted cash and cash equivalents 25,876,136 - 268,617 26,144,753 1,048,370 Receivables(net): Customer and trade 5,031,033 1,200,123 272,082 6,503,238 - Government agencies 51,419 - 240,287 291,706 - Other 66,153 - 78,815 144,968 40,509 Inventory 1,016,929 - 52,667 1,069,596 772,873 Prepaid items 111 - 5,434 5,545 652 Total current assets 37,762,042 3,620,370 5,621,150 47,003,562 4,725,757 Long-term assets: Deferred charges 5,245,123 - - 5,245,123 - Capital assets,net of accumulated depreciation 228,800,742 6,866,055 35,597,859 271,264,656 19,556,948 Total long-term assets 234,045,865 6,866,055 35,597,859 276,509,779 19,556,948 Total assets 271,807,907 10,486,425 41,219,009 323,513,341 24,282,705 See accompanying notes to the basic financial statements. 20 EXHIBIT A-7 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF FUND NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30,2011 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Liabilities Current liabilities: Accounts payable-trade 1,572,586 25,089 302,415 1,900,090 267,863 Accrued payroll 136,963 50,709 32,092 219,764 35,466 Accrued vacation and sick leave 322,734 116,685 35,666 475,085 83,759 Payable to other City funds - - 71,314 71',314 46,409 Payable to government agencies - 63,915 18,523 82,438 - Estimated health claims payable - - - - 744,982 Other liabilities 2,129,819 19,195 74,879 2,223,893 5,703 Payable to U.S.Government-current maturity 33,201 - - 33,201 - Capital leases-current maturities - - - - 183,156 Revenue bonds-current maturities 6,154,312 - - 6,154,312 - Accrued interest-revenue bonds 955,121 - - 955,121 - Total current liabilities 11,304,736 275,593 534,889 12,115,218 1,367,338 Long-term liabilities: Payable to U.S.Government 543,878 - - 543,878 - Capital leases, less current maturities - - - - 188,540 Revenue bonds,less current maturities 123,093,222 - - 123,093,222 - Estimated liability for landfill closure and post-closure care costs - 3,574,431 - 3,574,431 - Customer deposits 2,786,222 - - 2,786,222 - Total long-term liabilities 126,423,322 3,574,431 - 129,997,753 188,540 Total liabilities 137,728,058 3,850,024 534,889 142,112,971 1,555,878 Net Assets Invested in capital assets,net of related debt 110,989,905 6,866,055 35,597,859 153,453,819 19,185,252 Restricted for debt service 12,942,163 - - 12,942,163 - Unrestricted 10,147,781 (229,654) 5,086,261 15,004,388 3,541,575 Total net assets $134,079,849 $ 6,636,401 $40,684,120 181,400,370 $22,726,827 Adjustment to reflect the consolidation of internal service funds activities related to enterprise funds 25,975,815 Net assets of business type activities $207,376,185 See accompanying notes to the basic financial statements. 21 EXHIBIT A-8 CITY OF WICHITA FALLS, TEXAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2011 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Operating revenues: Charges for services $ 40,511,322 $11,867,098 $ 4,059,821 $56,438,241 $ 9,126,752 Rents,concessions and other 168,429 43,928 2,096,150 2,308,507 521,792 Contributions - - - - 9,676,625 Total operating revenues 40,679,751 11,911,026 6,155,971 58,746,748 19,325,169 Operating expenses: Personnel services 8,194,785 3,294,832 1,768,965 13,258,582 1,966,774 Supplies and materials 2,676,228 248,274 1,218,262 4,142,764 3,916,078 Maintenance and repairs 1,578,412 397,263 324,758 2,300,433 1,650,046 Utilities and other services 5,910,650 3,574,135 1,025,791 10,510,576 160,664 Insurance and contract support 2,414,736 74,740 70,075 2,559,551 9,573,970 Other expenses 1,647,714 505,680 228,676 2,382,070 1,168,935 Depreciation and amortization 5,508,066 173,898 859,263 6,541,227 3,982,592 Total operating expenses 27,930,591 8,268,822 5,495,790 41,695,203 22,419,059 Operating income(loss) 12,749,160 3,642,204 660,181 17,051,545 (3,093,890) Nonoperating revenues(expenses): Interest income 43,126 2,509 5,223 50,858 - Gain/(loss)on sale/abandonment of capital assets (33,869) (475) (112,594) (146,938) 68,871 Interest expense and paying agent fees (5,789,281) - - (5,789,281) (50,174) Intergovernmental operating grants - - 1,323,581 1,323,581 - Total nonoperating revenues(expenses) (5,780,024) 2,034 1,216,210 (4,561,780) 18,697 Income(loss)before contributions and transfers 6,969,136 3,644,238 1,876,391 12,489,765 (3,075,193) Capital contributions 81,396 - 111,224 192,620 - Transfers in 1,183,948 2,589,265 3,773,213 1,729,014 Transfers out (1,347,214) (2,900,587) (776,319) (5,024,120) (312,000) Change in net assets 6,887,266 743,651 3,800,561 11,431,478 (1,658,179) Net assets-beginning 127,192,583 5,892,750 36,883,559 24,385,006 Net assets-ending $134,079,849 $ 6,636,401 $40,684,120 $ 22,726,827 Adjustment to reflect the consolidation of internal service funds activities related to enterprise funds (322,408) Change in net assets of business type activities $ 11,109,070 See accompanying notes to the basic financial statements. 22 EXHIBIT A-9 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2011 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Cash flows from operating activities: Received from customers and users $ 39,765,618 $ 11,964,829 $ 5,989,789 $ 57,720,236 $ 19,362,723 Payments to suppliers (16,650,579) (5,784,398) (3,187,902) (25,622,879) (16,809,398) Payments to employees (6,167,303) (2,456,703) (1,422,444) (10,046,450) (1,501,397) Net cash provided by operating activities 16,947,736 3,723,728 1,379,443 22,050,907 1,051,928 Cash flows from noncapital financing activities: Intergovernmental operating grants - - 1,399,999 1,399,999 - Interfund loans received(repaid) - (192,864) (192,864) 46,409 Transfers in from other funds 1,183,948 2,589,265 3,773,213 1,729,014 Transfers out to other funds (1,347,214) (2,900,587) (776,319) (5,024,120) (312,000) Net cash provided(used)by noncapital financing activities (163,266) (2,900,587) 3,020,081 (43,772) 1,463,423 Cash flows from capital and related financing activities: Capital contributions 111,224 111,224 - Acquisition and construction of capital assets (20,321,026) (653,202) (3,608,706) (24,582,934) (2,496,351) Proceeds from sale of capital assets 291 291 137,546 Principal paid on long-term debt (5,647,155) (5,647,155) (177,925) Interest and fees paid on long-term debt (5,899,598) (5,899,598) (50,174) Net cash used for capital and related financing activities (31,867,488) (653,202) (3,497,482) (36,018,172) (2,586,904) Cash flows from investing activities: Interest on investments 43,126 2,509 5,223 50,858 Net cash provided by investing activities 43,126 2,509 5,223 50,858 Net Increase(Decrease)in Cash and Cash Equivalents (15,039,892) 172,448 907,265 (13,960,179) (71,553) Cash and Cash Equivalents-Beginning 46,636,289 2,247,799 4,064,600 52,948,688 3,983,276 Cash and Cash Equivalents-Ending $ 31,596,397 $ 2,420,247 $ 4,971,865 $ 38,988,509 $ 3,911,723 Reconciliation of cash and cash equivalents on the balance sheet to the statement of cash flows: Cash and cash equivalents $ 5,720,261 $ 2,420,247 $ 4,703,248 $ 12,843,756 $ 2,863,353 Restricted assets-cash and cash equivalents 25,876,136 - 268,617 26,144,753 1,048,370 Total cash and cash equivalents at end of year $ 31,596,397 $ 2,420,247 $ 4,971,865 $ 38,988,509 $ 3,911,723 See accompanying notes to the basic financial statements. 23 EXHIBIT A-9 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2011 Enterprise Funds Nonmajor Water and Enterprise Internal Sewer Sanitation Funds Total Service Funds Reconciliation of Operating Income(Loss)to Net Cash Provided by Operating Activities: Operating income(loss) $ 12,749,160 $ .3,642,204 $ 660,181 $ 17,051,545 $ (3,093,890) Adjustments to reconcile operating income(loss) to net cash provided by operating activities: Depreciation and amortization 5,508,066 173,898 859,263 6,541,227 3,982,592 Customer deposits received 68,840 - - 68,840 - (Increase)decrease in current assets: Receivables: Customer and trade (968,755) 53,803 (137,200) (1,052,152) - Other (14,218) - (28,982) (43,200) 36,617 Inventory (33,572) - (17,522) (51,094) (51,859) Prepaid items 1,897 175 958 3,030 4,696 Increase(decrease)in current liabilities: Accounts payable-trade (155,652) (171,367) 40,756 (286,263) 2,537 Accrued payroll (229,873) (100,372) (36,684) (366,929) (62,627) Accrued vacation and sick leave 14,533 (65) 4,392 18,860 8,740 Payable to other City funds (50,455) - - (50,455) - Estimated health claims payable - - 224,185 Payable to government agencies - 45 1,956 2,001 - Other liabilities 57,765 (16,324) 32,325 73,766 937 Estimated liability for landfill closure - 141.,731 - 141,731 - Total adjustments 4,198,576 81,524 719,262 4,999,362 4,145,818 Net cash provided by operating activities $ 16,947,736 $ 3,723,728 $ 1,379,443 $ 22,050,907 $ 1,051,928 Noncash capital and financing activities: Capital assets received from developers $ 81,396 $ - $ - $ 81,396 $ - See accompanying notes to the basic financial statements. 24 EXHIBIT A-10 CITY OF WICHITA FALLS, TEXAS STATEMENT OF FIDUCIARY ASSETS AND LIABILITIES SEPTEMBER 30, 2011 Agency Fund Assets Cash and cash equivalents $ 126,830 Liabilities Other liabilities $ 126,830 See accompanying notes to the basic financial statements. 25 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting and reporting policies of the City of Wichita Falls, Texas (City) conform to accounting principles generally accepted in the United States of America (GAAP) applicable to state and local governments. GAAP for local governments includes those principles prescribed by the Governmental Accounting Standards Board (GASB), which includes all statements and interpretations of the National Council on Governmental Accounting (NCGA) unless modified by the GASB, and those principles prescribed by the American Institute of Certified Public Accountants in the publication entitled Audits of State and Local Governmental Units. The following is a summary of the more significant policies and practices used by the City. A. Reporting Entity The City is a municipal corporation governed by an elected Mayor and six-member City Council. As required by Governmental Accounting Standards Board (GASB) Statement No. 39, these financial statements present the City and its component units, entities for which the City is considered to be financially accountable. Blended component units, although legally separate entities, are in substance, part of the City's operations and data from these units are combined with data presented by the City. A discretely presented component unit, on the other hand, is reported in a separate column in the basic financial statements to emphasize it is legally separate from the City. Each blended and discretely presented component unit has a September 30th year end. Blended Component Unit Employee Benefit Trust Fund. On October 1, 1983, an "Agreement and Declaration of Trust" was made and entered into between the City and the Employee Benefit Trust Committee, acting as Trustee to administer the Employee Benefit Trust (Trust). The Trust Committee consists of four Trustees selected by the City, who may, but need not be, beneficiaries of the health and welfare program funded by the Trust, and/or officers or employees of the City. The purpose of the Trust is to provide health and welfare benefits, which may include life, accidental death and dismemberment, disability, medical and dental insurance, and any other benefits as determined by the Trustee Committee. The Trust is funded through contributions by the City and employees who choose to participate. It may be terminated in writing, at any time, by either party. The Employee Benefit Trust Fund is presented in the accompanying financial statements as an internal service fund. Discretely Presented Component Units The Wichita Falls Economic Development Corporation. The Wichita Falls Economic Development Corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualifying enterprises with funds provided by a portion of the local sales tax. Assistance may be in the form of incentive grants, loans or leases which call for discounted rates or rebates for job development. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4A. Since the City Council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls Economic Development Corporation is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Wichita Falls Economic Development Corporation utilizes full accrual accounting. 26 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTD.) The Wichita Falls 4B Sales Tax Corporation. The Wichita Falls 4B Sales Tax Corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities, and the related maintenance and operating costs of such projects. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4B. Since the City Council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls 4B Sales Tax Corporation is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Wichita Falls 4B Sales Tax Corporation utilizes full accrual accounting. Wichita Falls Reinvestment Zone #2. On August 16, 2005, the City of Wichita Falls, Texas, with the advice and consent of the Wichita Falls Independent School District and Wichita County, approved the creation of the Wichita Falls Reinvestment Zone#2 (Zone). This Zone is permitted by Article 1066e of the State of Texas Tax Increment Financing Act passed in 1981. The area of the Zone is approximately 236 acres and includes the Lawrence Road area of the City. The purpose of the Zone is to capture increments of growth in real property values in the Zone from base values established on January 1, 2004, and use the ad valorem taxes derived from these increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the Zone or for the payment of debt service on bonds issued to provide funds for public improvements. The Zone terminates on December 31, 2025, or when all debt has been paid if later. After all costs have been paid at the end of the tax increment financing period, any money remaining is to be remitted to the taxing entities. Since the City Council appoints a majority of its Board, approves its budget, and exercises final authority over its operations, the Wichita Falls Reinvestment Zone #2 is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Zone utilizes full accrual accounting. Wichita Falls Reinvestment Zone#3. On September 1, 2009, the City of Wichita Falls, Texas, with the advice and consent of the Wichita Falls Independent School District and Wichita County, approved the creation of the Wichita Falls Reinvestment Zone#3 (Zone). This Zone is permitted by Article 1066e of the State of Texas Tax Increment Financing Act passed in 1981. The area of the Zone is approximately 630 acres and includes a significant portion of the Eastside Neighborhood. The purpose of the Zone is to capture increments of growth in real property values in the Zone from base values established on January 1, 2009, and use the ad valorem taxes derived from these increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the Zone or for the payment of debt service on bonds issued to provide funds for public improvements. The Zone terminates on December 31, 2029. After all costs have been paid at the end of the tax increment financing period, any money remaining is to be remitted to the taxing entities. Since the City Council appoints a majority of its Board, approves its budget, and exercises final authority over its operations, the Wichita Falls Reinvestment Zone #3 is considered to be part of the City's reporting entity and presented in the accompanying basic financial statements as a discretely presented component unit. The Zone utilizes full accrual accounting. 27 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) No separate audited financial statements are available for the City's blended and discretely presented component units. Complete financial statements for the individual component units may be obtained from the City's Assistant City Manager/CFO at 1300 7th Street, Wichita Falls, Texas. Excluded From the Reporting Entity Wichita Falls Firemen's Relief and Retirement Fund. The Wichita Falls Firemen's Relief and Retirement Fund was established and is controlled through various State of Texas legislative enactments. This Fund is administered locally by a seven-member board, independent of the City Council. City management and the City Council do not influence or control the administrative and financial affairs of the Fund, and the assets of the Fund are not the property of the City. The seven-member Board of Trustees, composed of the Mayor, the Senior Accountant from the City's Finance Department, three firefighters elected by a majority vote of the firefighters and two citizens, who are not employees or officers of the City and are chosen by the unanimous vote of the first five Trustees, are subject to the administrative supervision of and report to the State Firemen's Pension Bo ard.oard. The activities p p t es of the Firemen's Relief and Retirement Fund, in the City's judgment, are not a part of the City and thus are excluded from the accompanying financial statements. B. Basis of Presentation Government-wide financial statements The basic financial statements include both government-wide (based on the City as a whole) and fund financial statements. The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all non-fiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. However, interfund services provided and used are not eliminated in the process of consolidation. Governmental activities which normally are PP Psupported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The government-wide statement of activities demonstrates the degree to which the direct expenses of a functional category (police, public works, etc.) or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given function or segment, 2) grants and contributions that are restricted to meeting operational requirements of a particular function or segment, and 3) grants and contributions that are restricted to meeting the capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. 28 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONT'D.) Fund financial statements Separate fund-based financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major enterprise funds are reported as separate columns in the fund financial statements. GASB Statement No. 34 sets forth minimum criteria (percentage of assets, liabilities, revenues or expenditures/expenses of either fund category for governmental and enterprise) for the determination of major funds. The major governmental fund is the General Fund. The major enterprise funds are the Water and Sewer Fund and the Sanitation Fund. Non-major funds are combined in a column in the fund financial statements. Non-major funds are detailed in the combining section of the statements. Internal service funds, which traditionally provide services primarily to other funds of the government, are presented in the summary form as part of the proprietary fund financial statements. Because the principal users of internal services are the City's governmental and business-type activities, financial statements of internal service funds are allocated (based on the percentage of goods or services provided) between the governmental and business-type activities when presented at the government-wide level. The government-wide focus is more on the sustainability of the City as an entity and the change in aggregate financial position resulting from the activities of the fiscal period. The focus of the fund financial statements is on the major individual funds of the governmental and business-type categories. Each presentation provides valuable information that can be analyzed and compared to enhance the usefulness of the information. C. Measurement focus, basis of accounting and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary funds. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year in which they are levied. Grants and similar items are recognized as soon as all eligibility requirements imposed by the provider have been met. Government fund-level financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property tax, franchise fees, and sales tax associated with the current fiscal period are all susceptible to accrual and have been recognized as revenues of the current fiscal period. All of the revenue items are considered to be measurable and available only when cash is received. 29 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) The City reports the following major governmental fund: The General Fund is the City's primary operating fund. All general tax revenues and other receipts that are not allocated by law or contractual agreement to some other fund are accounted for in this fund. From the fund are paid general operating costs, fixed charges, and capital improvement costs that are not paid through other funds. Other governmental funds are a summarization of all the non-major governmental funds. The City reports the following major proprietary funds: The Water and Sewer Fund accounts for water and sewer utility services to residents of the City. Activities necessary to provide such services are accounted for in the fund, including, but not limited to, administration, operations, maintenance, finance and related debt service. The Sanitation Fund accounts for refuse collection services to the residents of the City as well as the operations of the City's landfill. Activities necessary to provide such services are accounted for in the fund, including, but not limited to, administration, operations and maintenance. Other enterprise funds are a summarization of all of the non-major proprietary funds. The City additionally reports the following fund types: Internal service funds are used to account for the financing of materials and services provided by one department of the City to other departments of the City on a cost-reimbursement basis. The City uses internal service funds to report the activities of fleet maintenance, duplicating services, and employee health and life insurance. An agency fund is used to account for any unclaimed vendor or payroll checks that will be escheated to the State if they remain unclaimed. These funds are held on a purely custodial basis. GASB Statement No. 34 eliminates the presentation of account groups but provides for these records to be maintained and incorporates the information into the Governmental Activities column in the government-wide Statement of Net Assets. Private-sector standards of accounting and financial reporting (as issued by the Financial Accounting Standards Board) issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. 30 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONTD.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expense generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water and sewer, sanitation, transit, and airport funds are charges to customers for services. Operating expenses for the enterprise funds and internal service funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. Capital improvement assessments are recorded as revenues in the fiscal period when the assessment becomes both measurable and available to finance expenditures of the fiscal period. Assessment revenues are considered measurable and available when collected by the City and recognized as revenue at that time. Payments for capital improvement assessments received in advance of the levy are reflected as deferred revenue. D. Nonexchange Transactions In a nonexchange transaction, a government gives (or receives) value without directly receiving (or giving) equal value in return. The statement defines when the City should recognize revenue or expense for nonexchange transactions involving financial or capital resources and how to account for timing and purpose restrictions. The timing of recognition depends on whether a nonexchange transaction is (a) a derived tax revenue (b) an imposed nonexchange revenue transaction or (c) a government-mandated or voluntary nonexchange transaction. Under this standard, revenue transactions with purpose restrictions are recorded as restricted resources until the purpose restrictions are met. Nonexchange transactions include the following classifications: • Derived tax revenues result from assessments imposed by government on exchange transactions. • Imposed nonexchange revenues result from assessments by governments on nongovernmental entities, other than assessments on exchange transactions. • Government-mandated nonexchange transactions occur when a government at one level provides resources to a government at another level and require that government to use them for a specific purpose or purposes established in the provider's enabling legislation. • Voluntary nonexchange transactions result from legislative or contractual agreements, other than exchanges, entered into willingly by two or more parties. Examples of the City's voluntary nonexchange transactions include capital grants, state shared revenue and private donations. 31 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONTD.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) Providers of government-mandated nonexchange transactions and voluntary nonexchange transactions should recognize liabilities and expenses/expenditures and recipients should recognize receivables (or decrease in liabilities) and revenue when all applicable eligibility requirements, including i q g time requirements are met. All nonexchange transactions occurring in governmental fund types are also subject to the modified accrual revenue recognition criteria. Accordingly, assets and revenue should not be recognized unless measurable and available. E. Assets, liabilities and net assets or equity 1. Cash, cash equivalents and investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. Investments are carried at fair value. Fair value is determined as the price at which two willing parties would complete an exchange. Interest earned on investments is recorded in the funds in which the investments are recorded. 2. Inventory and Prepaid Items Inventories of the general and proprietary funds consist of supplies and various materials used for the maintenance of fixed assets. The consumption method is used to account for these inventories. Under this method, inventory acquisitions are recorded in inventory accounts initially and charged as expenditures when used. Inventories are stated at average cost. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. 3. Capital Assets Capital assets, which include property, plant and equipment, and infrastructure assets (e.g. roads, bridges, sidewalks and similar items), are reported in the applicable governmental or business-like activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the time received. Capital assets are depreciated using the straight line method over the following useful lives: 32 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONTD.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) Assets Years Buildings, systems and improvement 20-59 years Infrastructure 8-100 years Machinery, vehicles and other equipment 3-25 years Furniture and equipment 3- 10 years For business-like activities' capital assets, interest is capitalized on construction costs incurred during the year at an average interest rate on borrowed funds (revenue bonds) in accordance with generally accepted accounting principles. For the fiscal year ended September 30, 2011, the City's business-like activities incurred a total of $5,789,281 of interest costs. All of this amount was charged to expense as there was no capitalized interest in the current year. Contributions of funds from federal, state, or local grants restricted for the purpose of purchasing plant and equipment are recorded as revenue when received. The cost of water and sewer lines installed by developers is valued by the contractor and recorded as nonoperating revenue in the Water and Sewer Fund. 4. Long-Term Obligations Long-term debt and other obligations for general government purposes are recorded in the government-wide statement of net assets. Long-term debt and other obligations financed by proprietary funds are reported as liabilities in the appropriate funds. For the government-wide financial statements and proprietary fund types, bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method in the government-wide financial statements. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs are reported as deferred bond issue costs and amortized over the term of the related debt. In addition, gains or losses on proprietary fund bond refunding are amortized over the term of the lesser of the new bonds or the refunded bonds' life using the effective interest method. In the governmental fund financials, bond proceeds are reported as another financing source. Bond premiums and discounts in governmental funds are also recognized currently as other financing sources or uses. Issuance costs, even if withheld from the actual net proceeds received, are reported as debt service expenditures. 5. Fund Balances—Governmental Funds Fund balances of the governmental funds are classified as follows: Nonspendable Fund Balance—represents amounts that cannot be spent because they are either not in spendable form (such as inventory or prepaid insurance) or legally required to remain intact(such as notes receivable or principal of a permanent fund). Restricted Fund Balance — represents amounts that are constrained by external parties, constitutional provisions or enabling legislation. 33 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) Committed Fund Balance — represents amounts that can only be used for a specific purpose because of a formal action by the City Council. Committed amounts cannot be used for any other purpose unless the governing board removes those constraints by taking the same type of formal action. Committed fund balance amounts may be used for other purposes with appropriate due process by the governing board. Commitments are typically done through adoption and amendment of the budget. Committed fund balance amounts differ from restricted balances in that the constraints on their use do not come from outside parties, constitutional provisions, or enabling legislation. Assigned Fund Balance — represents amounts which the City intends to use for a specific purpose, but that do not meet the criteria to be classified as restricted or committed. Intent may be stipulated by the governing board or by an official or body to which the governing board delegates the authority. Specific amounts that are not restricted or committed in a special revenue, capital projects, debt service or permanent fund are assigned for purposes in accordance with the nature of their fund type or the fund's primary purpose. Assignments within the General Fund convey that the intended use of those amounts is for a specific purpose that is narrower than the general purposes of the City itself. Unassigned Fund Balance— represents amounts which are unconstrained in that they may be spent for any purpose. Only the General Fund reports a positive unassigned fund balance. Other governmental funds might report a negative balance in this classification because of overspending for specific purposes for which amounts had been restricted, committed or assigned. When an expenditure is incurred for a purpose for which both restricted and unrestricted fund balance is available, the City considers restricted funds to have been spent first. When an expenditure is incurred for which committed, assigned, or unassigned fund balances are available, the City considers amounts to have been spent first out of committed funds, then assigned funds, and finally unassigned funds. 6. Federal and State Grants Grants and shared revenues are generally accounted for within the appropriate fund of the City to be financed by such grants or shared revenues. Federal grants include Community Development Block Grant, Section 8 Housing Assistance, Home Investment Partnership Agreement Program, and numerous health-related grants. Each Federal grant is accounted for in a separate special revenue fund. State grant revenues received for purposes normally financed through the general government are accounted for within the General Fund. 34 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) 7. Transactions Between Funds Outstanding balances between funds are reported as "due to/from other City funds." Any residual balances between governmental activities and business-type activities are reported in the government-wide statements as "internal balances." Nonrecurring or non-routine transfers of equity between funds are accounted for as transfers. 8. Vacation and Sick Leave All full-time employees accumulate vacation benefits based on length of service up to 15 days per year. The maximum allowable accumulation is 30 days. Upon leaving the employment of the City, employees will be paid for unused vacation days which they have accrued. Sick leave is earned at the rate of 4.62 hours per pay period up to a maximum of ninety days. Additionally, police officers and firefighters may accumulate an unlimited number of sick leave days while employed with the City. Upon termination, police officers and firefighters are compensated for up to 720 hours and 1,080 hours, respectively. 9. Risk Management The government is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. For insured programs, there have been no significant reductions in insurance coverage. Settlement amounts have not exceeded insurance coverage for the current year or the three prior years. The City maintains a group health insurance plan for employees and dependents which is partially self-insured by the City. A group life insurance plan is maintained through an insurance company. Contributions to the plans are provided for by both the City and participating employees. These contributions are recognized as revenues in the internal service fund used to account for these plans. The contributions made by the City are recorded as expenditures or expenses of the various funds as appropriate. Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. An excess coverage insurance policy covers individual claims in excess of $500,000. Liabilities include an amount for claims that have been incurred but not reported. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amount of pay-outs and other economic and social factors. 35 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES(CONTD.) The City is also self-insured up to $250,000 for workers' compensation claims. Such claims are processed by a third party administrator. The City's estimated liability for workers' compensation claims payable at September 30, 2011 is based on management's estimate of probable losses in the amount of$163,899. The payment dates of such claims cannot be precisely determined, but are expected to be paid on a periodic basis over the next few years. Accordingly, the long-term liability has been recorded in the government- wide financial statements. $82,027 is believed by City management to be currently payable from available resources and is recorded in the General Fund. The following represents changes in the amount of claims liabilities for the City from October 1, 2009 to September 30, 2011: Health Workers' Care Compensation Liability balance, October 1, 2009 $ 426,734 $ 200,763 Incurred claims/adjustments 7,776,535 615,475 Claim payments ( 7,682,472) ( 613,654) Liability balance, September 30, 2010 520,797 202,584 Incurred claims/adjustments 8,942,608 461,856 Claim payments ( 8,718,423) ( 500,541) Liability balance, September 30, 2011 $ 744,982 $ 163,899 Note 2 - COMPLIANCE AND ACCOUNTABILITY Finance-Related Legal and Contractual Provisions In accordance with GASB Statement No. 38, "Certain Financial Statement Note Disclosures", violations of finance-related legal and contractual provisions are reported below, along with actions taken to address such violations. Violation Action Taken None Note 3 - DEPOSITS AND INVESTMENTS Deposits All of the City's demand and time depository accounts are held in local banking institutions under the terms of written depository contracts. At September 30, 2011, the total amount of the City's demand and time deposits per the general ledger was $2,160,509, and the total amount per the City's September 30, 2011 bank statements was $2,702,059. The entire amount of the year-end bank statement balances was covered by federal depository insurance or by collateral held by the City's agent in the City's name. 36 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 3 - DEPOSITS AND INVESTMENTS (CONTD.) Investments The investment policies of the City and its discretely presented component units are governed by The Public Funds Investment Act. Authorized investments include obligations of the U.S. Treasury, agencies and instrumentalities, obligations of the State of Texas and related agencies, obligations of states, agencies, counties, cities and political subdivisions of any state rated A or above by a nationally recognized investment rating firm, repurchase agreements, public funds investment pools, and commercial paper. The investments of the City and its discretely presented component units at September 30, 2011 are as follows: Fair Value/ Average Weighted Average Carrying Credit Quality/ Months to Types of Investments Amount Cost Ratings Maturity Primary Government: TexPool $32,737,953 $32,737,953 Not rated 1.00 LOGIC 23,963,727 23,963,727 Not rated 1.00 Money market account 9,826,382 9,826,382 Not rated 1.00 Total primary government investments 66,528,062 66,528,062 Component Units: TexPool 17,546,539 17,546,539 Not rated 1.00 Total component unit investments 17,546,539 17,546,539 Total investments $84NA 601 $84,074,601 TexPool is a public funds investment pool administered by the Treasurer of the State of Texas pursuant to the Interlocal Cooperation Act passed in 1989 by the 71st Texas Legislature. This Act authorized the City to delegate to TexPool the authority to make investment purchases and to hold legal title as custodian of the investment securities. All TexPool investments are in the possession of the Texas Treasury Safekeeping Trust Company and held in its book-entry safekeeping account at the Federal Reserve Bank of Dallas. The Texas Treasury Safekeeping Trust Company was created in 1986 by the 69th Texas Legislature to enable the Treasurer of the State of Texas to manage, safekeep, and invest public funds of state agencies and political subdivisions more efficiently and economically. TexPool is not registered with the Securities and Exchange Commission (SEC) as an investment company. TexPool is operated in a manner consistent with the SEC's Rule 2a-7 of the Investment Company Act of 1940. Therefore, the fair value of the City's position in TexPool is the same as the value of the pool shares. LOGIC was also established pursuant to the Interlocal Cooperation Act passed by the State of Texas and is administered by Southwest Securities Group, Inc. LOGIC's governing body is a five- member board of directors comprised of three government officials and two other persons with expertise in public finance. LOGIC's investments are only those authorized by the Texas Public Funds Investment Act governing pools for local governments. LOGIC presently offers two investment pools, each of which is separately managed and has a different investment objective. Each participating government owns an undivided beneficial interest in the assets of the pool 37 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 3 - DEPOSITS AND INVESTMENTS(CONT'D.) represented by units. Participants may terminate their participation in LOGIC at any time by redeeming their units. LOGIC is not registered with the Securities and Exchange Commission (SEC) as an investment company. LOGIC is operated in a manner consistent with the SEC's Rule 2a-7 of the Investment Company Act of 1940. Therefore, the fair value of the City's position in LOGIC is the same as the value of the pool shares. GASB Statement No. 40 requires a determination as to whether the City was exposed to the following specific investment risks at year end and if so, the reporting of certain related disclosures: a. Credit Risk Credit risk is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. The ratings of securities by nationally recognized rating agencies are designed to give an indication of credit risk. At year end, the City was not exposed to credit risk. b. Custodial Credit Risk Deposits are exposed to custodial credit risk if they are not covered by depository insurance and the deposits are uncollateralized, collateralized with securities held by the pledging financial institution, or collateralized with securities held by the pledging financial institution's trust department or agent but not in the City's name. Investment securities are exposed to custodial risk if the securities are uninsured, are not registered in the name of the government, and are held by either the counterparty or the counterparty's trust department or agent but not in the City's name. At year end, the City was not exposed to custodial credit risk. c. Concentration of Credit Risk This risk is the risk of loss attributed to the magnitude of a government's investment in a single issuer. At year end, the City was not exposed to concentration of credit risk. d. Interest Rate Risk This is the risk that changes in interest rates will adversely affect the fair value of an investment. In accordance with its investment policy, the City manages its exposure to interest rate risk by allowing no more than 20% of the City's portfolio to be invested for a period greater than one year. e. Foreign Currency Risk This is the risk that exchange rates will adversely affect the fair value of an investment. At year end, the City was not exposed to foreign currency risk. 38 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT-D.) SEPTEMBER 30, 2011 Note 4- RECEIVABLES Receivables at September 30, 2011 consist of the following: Nonmajor Nonmajor Totals Totals Governmental Water and Enterprise Internal Primary Component Reporting General Funds Sewer Sanitation Funds Service Government Units Entity Receivables: Taxes and assessments $1,621,106 $ 298,331 $ - $ - $ - $ - $ 1,919,437 $ - $ 1,919,437 Customer and trade - - 6,269,836 1,630,339 333,039 - 8,233,214 - 8,233,214 Other City funds 2,991,939 - - - - 2,991,939 - 2,991,939 Government agencies 3,541,334 3,472,342 51,419 - 240,287 - 7,305,382 1,244,483 8,549,865 Other 1,726,176 122,749 66,153 - 78,815 40,509 2,034,402 2,034,402 cwp Gross receivables 9,880,555 3,893,422 6,387,408 1,630,339 652,141 40,509 22,484,374 1,244,483 23,728,857 Less: Allowance for uncollectible accounts ( 701,762) ( 51,213) ( 1,238,803) ( 430,216) ( 60,957) - ( 2,482,951) ( 2,482,951) Net total receivables $9 178,793 $4 Oq $1 200 123 $40 5p9 $�0 001,4 � $1 44 48 $�?45�06 There are no receivables, other than delinquent property taxes, that the City does not expect to collect within a year. The City expects to collect approximately$300,000 of the$1,919,437 total delinquent property taxes. This amount is similar to the amounts collected in previous years. CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 5 - PROPERTY TAXES Property taxes attach as an enforceable lien on property as of the prior January 1. Taxes are levied on October 1, and become delinquent after January 31, unless the half-payment option is elected, in which case one-half of the tax is due November 30, and the balance the following June 30. The City is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services including the payment of principal and interest on long- term debt. The combined tax rate to finance general governmental services for the year ended September 30, 2011 was $.62526 per $100 which means that the City has a tax margin of $1.62474 per $100, and could raise up to $71,846,695 additional tax revenue a year from the present assessed valuation of$4,422,042,602 before the limit is reached. Note 6 - RESTRICTED ASSETS Restricted assets in the Water and Sewer Fund, Municipal Airport Fund, and Internal Service Funds, are held for specific purposes in accordance with bond ordinances or other legal restrictions. Water and Sewer restricted assets are comprised of the following: For Debt Service: Cash and cash equivalents $11,734,924 For Capital Improvements: Cash and cash equivalents 14,141,212 Total 25.876.136 Municipal Airport restricted assets are comprised of the following: For Passenger Fare Charges: Cash and cash equivalents $ 268. 117 Internal Service Fund restricted assets are comprised of the following: For Employee Insurance: Cash and cash equivalents 1.048.370 40 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 7 - CAPITAL ASSETS Capital asset activity for the year ended September 30, 2011 was as follows: Balance Balance Governmental activities: October 1, September 30, 2010 Increases Decreases 2011 Capital assets not being depreciated: Land $ 9,313,952 $ 1,295,547 $ - $ 10,609,499 Construction in progress 7,070,334 57,662 6,694,634 433. 662 Total capital assets not being depreciated 16,384,286 1,353,209 6,694,634 11,042,861 Capital assets being depreciated: Land betterments 23,400,516 60,386 - 23,460,902 Buildings, systems and improvements 65,145,044 3,532,042 2,339 68,674,747 Infrastructure 155,392,414 4,459,925 1,533,732 158,318,607 Machinery and equipment 16,987,484 5,029,864 207,130 21,810,218 Furniture and fixtures 192,581 2,920 189,661 Total capital assets being depreciated 261,118,039 13,082,217 1,746,121 272,454,135 Less accumulated depreciation for: Land betterments 3,771,838 490,338 - 4,262,176 Buildings,systems and improvements 15,217,544 1,389,970 1,606 16,605,908 Infrastructure 83,137,636 2,130,613 1,295,344 83,972,905 Machinery and equipment 7,491,575 1,336,388 162,587 8,665,376 Furniture and fixtures 184,306 1;589 1,527 184,368 Total accumulated depreciation 109,802,899 5,348,898 1,461,064 113,690,733 Total capital assets being depreciated, net 151,315,140 7,733,319 285,057 158,763,402 Governmental activities capital assets, net $167,699,426 $ 9,086,528 $6.979.691 $169,806,263 41 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 7 - CAPITAL ASSETS(CONTD.) Balance Balance Business-type activities: October 1, September 30, 2010 Increases Decreases 2011 Capital assets not being depreciated: Land $ 8,855,617 $ 120,500 $ 6,212 $ 8,969,905 Construction in progress 36,822,475 20,419,441 10,734,977 46,506,939 Total capital assets not being depreciated 45,678,092 20,539,941 10,741,189 55,476,844 Capital assets being depreciated: Land betterments 30,531,299 5,407,907 - 35,939,206 Buildings, systems and improvements 274,068,211 9,140,258 214,550 282,993,919 Machinery and equipment 6,991,154 400,926 48,092 7,343,988 Furniture and fixtures 40,819 - - 40,819 Motor vehicles 46,814,089 2,333,215 1,032,433 48,114,871 Total capital assets being depreciated 358,445,572 17,282,306 1,295,075 374,432,803 Less accumulated depreciation for: Land betterments 12,353,734 665,246 6,039 13,012,941 Buildings, systems and improvements 84,014,603 5,359,478 131,250 89,242,831 Machinery and equipment 4,896,406 474,027 50,837 5,319,596 Furniture and fixtures 39,020 1,753 - 40,773 Motor vehicles 28,651,379 3,828,201 1,002,928 31,476,652 Total accumulated depreciation 129,955,142 10,328,705 1,191,054 139,092,793 Total capital assets being depreciated, net 228,490,430 6,953,601 104,021 235,340,010 Business-type activities capital assets, net $274,168,522 $27,493,542 $10-845,210 $290 816,854 Depreciation expense was charged to functions as follows: Governmental activities: Administrative services $ 566,601 Police 1,072,042 Fire 151,782 Parks and recreation 231,609 Accounting/finance 151,687 Community development 11,333 Public works 1,918,734 Health 121,551 Traffic and transportation 288,456 Multi-Purpose Events Center 835,103 Total governmental depreciation $5,348,898 42 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 7 - CAPITAL ASSETS(CONTD.) Business-type activities: Municipal Airport $ 165,815 Kickapoo Airport 353,952 Transit 330,671 Sanitation 2,942,595 Water and sewer 6,188,553 Stormwater drainage 162,054 Water park 185,065 Total business-type depreciation $10,328,705 Note 8 - PENSION PLANS Texas Municipal Retirement System Plan Description The City provides pension benefits for all of its eligible employees, except firefighters, through a nontraditional, joint contributory, hybrid defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), an agent multiple-employer public employee retirement system. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS. TMRS issues a publicly available comprehensive annual financial report that includes financial statements and required supplementary information (RSI) for TMRS; the report also provides detailed explanations of the contributions, benefits and actuarial methods and assumptions used by the System. This report may be obtained by writing TMRS, P.O. Box 149153, Austin, TX 78714-9153 or by calling 800-924-8677; in addition, the report is available on TMRS' website at www.TMRS.org. Plan provisions for the City were as follows: Plan Year 2010 Plan Year 2011 Employee deposit rate 5%/7% 5%/7% Matching ratio(City to employee) 2 to 1 2 to 1 Years required for vesting 10 10 Service retirement eligibility (expressed as age/years of service) 60/10, 0/25 60/10, 0/25 Updated Service Credit 50% Repeating,Transfers 50% Repeating,Transfers Annuity Increase(to retirees) 70%of CPI Repeating 70%of CPI Repeating 43 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 8 - PENSION PLANS(CONTD.) Contributions Under the state law governing TMRS, the contribution rate for each city is determined annually by the actuary, using the Projected Unit Credit actuarial cost method. This rate consists of the normal cost contribution rate and the prior service cost contribution rate, which is calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the portion of an active member's projected benefit allocated annually; the prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the applicable period for that city. Both the normal cost and prior service contribution rates include recognition of the projected impact of annually repeating benefits, such as Updated Service Credits and Annuity Increases. The City contributes to the TMRS Plan at an actuarially determined rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetary purposes, there is a one-year delay between the actuarial valuation that serves as the basis for the rate and the calendar year when the rate goes into effect. Wichita Falls Firemen's Relief and Retirement Fund Plan Description The City provides pension benefits for all of its firefighters through a single employer defined benefit pension plan. The Wichita Falls Firemen's Relief and Retirement Fund (Fund)operates under an act passed in 1937 by the Texas State Legislature and adopted by the City's firefighters. Benefits are determined on a "formula" or a "final salary" plan. A firefighter who qualifies for a retirement benefit will receive monthly retirement equal to 2.28% (2.10% prior to August 5, 1998) of the firefighter's.highest three year average salary calculated over the seventy-eight consecutive pay periods during the frefighter's period of service covered by the Plan, which produces the highest average, multiplied by 2.167. Members can receive a service retirement at ages 50 and above with 20 or more years of service. Members are eligible for actuarially reduced early retirement benefits before age 50, provided the employee has accrued at least 20 years of service. The plan also provides death and disability benefits. Members who terminate their service and are nonvested are entitled to the excess of the member's contributions over any benefits previously received. 44 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30, 2011 Note 8 - PENSION PLANS (CONTD.) Contributions The contribution rate for the firefighters is 11% (increased from 9% effective August 5, 1998) and the City contributes 10.46% (increased from 9% effective September 26, 2001). Both the firefighters and City make contributions bi-weekly. Contribution requirements are not actuarially determined, however, state law requires that each plan of benefits adopted by the Fund must be approved by a qualified actuary. The actuary certifies that the contribution commitments by the firefighters and the City provide an adequate financing arrangement. Using the entry age actuarial cost method, the plan's normal cost is determined as a percentage of payroll. The actuarial assumptions included (a) 8% investment rate of return (net of administrative expenses, (b) projected salary increases due to inflation of 4.75% per year, compounded annually, and (c) projected salary increases due to seniority/merit raises of 4.75% per year, compounded annually. The actuarial value of assets was determined using techniques that smooth the effects of short-term volatility in the market value of investments over a ten-year period. The unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at December 31, 2008 was 24.8 years. Schedule of Actuarial Liabilities and Funding Progress Texas Municipal Firemen's Retirement Relief and System Retirement Total Actuarial Valuation Date 12/31/10* 12/31/08 Actuarial Value of Assets $155,809,040 $39,358,309 $110,864,254 Actuarial Accrued Liability(AAL) 193,990,630 54,260,301 179,585,602 Percentage Funded 80.3% 72.5% 61.7% Unfunded Actuarial Accrued Liability(UAAL) 38,181,590 14,901,992 68,721,348 Annual Covered Payroll 38,337,008 8,915,419 47,935,458 UAAL as a Percentage of Covered Payroll 99.6% 167.1% 143.4% Net Pension Obligation (NPO)at the Beginning of the Period -0- -0- -0- Annual Pension Cost: Annual Required Contribution(ARC) $ 5,218,722 $ 1,174,529 $ 6,393,251 Interest on NPO -0- -0- -0- Adjustment to the ARC -0- -0- -0- Annual Pension Cost $ 5 218 722 $ 1 174 529 $ 6,393,251 TMRS restructured its funds as of December 31, 2010. These amounts represent the actuarial valuation performed after the restructuring. 45 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 8 - PENSION PLANS(CONTD.) Texas Municipal Firemen's Retirement Relief and System Retirement Total Percentage of Annual Pension Costs Contributed 100% 100% 100% Contributions Made $ 5,218,722 $ 1,174,529 $ 6,393,251 Increase in NPO -0- -0- -0- NPO At the End of the Period -0- -0- -0- Two preceding years: 2009: Annual Pension Cost $ 5,300,506 $ 1,136,628 $ 6,437,134 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- 2008: Annual Pension Cost $ 4,997,318 $ 1,018,126 $ 6,015,444 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- Actuarial Assumptions Texas Municipal Firemen's Retirement Relief and System Retirement Actuarial Cost Method Projected Unit Credit Entry Age Amortization Method Level Percent of Payroll Level Percent of Payroll Remaining Amortization Period 27 Years 24.8 Years Amortization Period Closed Closed Amortization Period for New Gains/Losses 30 Years Asset Valuation Method 10-Year Smoothed Market Smooth Market Value Investment Rate of Return 7.0% 8% Projected Salary Increases Varies by Age& Service 4.75% Includes Inflation at 3.0% 4.75% Cost-of-Living Adjustments 2.1% (3.0% CPI) None Both of the stand-alone financial reports for the Texas Municipal Retirement System and Firemen's Relief and Retirement Fund can be obtained from the City's Director of Finance at 1300 7th Street, Wichita Falls, Texas. A schedule of funding progress is presented as required supplementary information for both the Texas Municipal Retirement System and the Firemen's Relief and Retirement Fund. These schedules provide multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. 46 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS Plan Description The City administers the City of Wichita Falls Retiree Health Care Plan for all permanent employees who retire after satisfying eligibility retirement requirements through a single-employer defined benefit plan. All employees who retire and are actively in one of the City's health plans can continue to receive health care benefits under the City's plan for themselves and any dependents for as long as the retiree and/or dependents live. The plan does not issue a stand-alone financial report. Retiree Contributions Pre-Medicare Eligibility Retirees share in the cost of the Plan by paying premiums according to the following schedule: BC/BS BC/BS Core Plan Enhanced Plan Retiree Only (under 65) $171 $278 Retiree Only (over 65) N/A N/A Retiree/Spouse(both <65) $321 $492 Retiree/Spouse(both > 65) N/A N/A Retiree/Spouse (1 >, 1 <65) $583 $690 Retiree/Child $294 $465 Retiree/Family $364 $578 Dental premiums are included in the under 65 premiums above. Benefits for Spouses of Retired Employees Spouses of retirees are eligible to participate in a retiree health care program. Spouses are eligible to continue with same coverage after the death of retiree. Non-Medicare and Medicare-Eligible Provisions Medicare-eligible retirees and spouses on Medicare are eligible to participate in a Medicare supplement health care plan. Effective January 1, 2009, the following changes will be implemented to Medicare eligible retirees: For retirees already on Medicare as of January 1, 2009, the City will provide $250 in premium assistance towards the full premium for a Medicare subsidy program. The $250 is expected to be a fixed amount. Spouses currently covered in the health plan will also be eligible for the $250 premium assistance. For members retired as of January 1, 2009 but not yet Medicare-eligible, the City will provide $100 in premium assistance towards the full premium for a Medicare subsidy program. The $100 is expected to be a fixed amount. Spouses can participate in the Medicare subsidy program, but will receive no premium assistance. 47 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS(CONTD.) For members who retire on or after January 1, 2009, the City will provide no premium assistance once Medicare-eligible. The retiree premium for post-65 coverage is $421/month for each covered member as of June 1, 2010. Vision Coverage There is no vision coverage provided as of September 30, 2011. Dental Coverage Retirees and spouses prior to qualifying for Medicare are eligible to participate in the same dental care program as active employees. There is no dental coverage for retiree or spouses on the Medicare supplement. Life Insurance Coverage Life Insurance of $7,500 is provided to each retiree. There is no Life coverage for spouses of retirees. Funding Policy and Annual OPEB Cost The City's annual other post-employment benefits (OPEB) cost is based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and to amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. The City has established a trust to fund the City's OPEB liability and intends on contributing quarterly installments to meet its obligation. The City's OPEB cost for the current year is as follows: Annual Required Contribution $2,437,686 Interest on OPEB obligation - Adjustment to ARC - Annual OPEB cost(expense) end of year 2,437,686 Net estimated employer contributions ( 2,437,686) Increase (decrease) in net OPEB obligation Net OPEB obligation—beginning of year Net OPEB obligation—end of year $ - 48 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 9 - POST-EMPLOYMENT BENEFITS OTHER THAN PENSION BENEFITS (CONTD.) Schedule of Actuarial Liabilities and Funding Status Actuarial Valuation Date 12/31/10 Actuarial Value of Assets $ 853,478 Actuarial Accrued Liabilities $32,409,858 Unfunded Actuarial Accrued Liability (UAAL) $31,556,380 Funded Ratio 2.63% Annual Covered Payroll N/A UAAL as a Percentage of Annual Covered Payroll N/A Actuarial Methods and Assumptions The Projected Unit Credit actuarial cost method is used to calculate the GASB ARC for the City's retiree health care plan. Using the plan benefits, the present health premiums and a set of actuarial assumptions, the anticipated future payments are projected. The projected unit credit method then provides for a systematic funding for these anticipated payments. The yearly ARC is computed to cover the cost of benefits being earned by covered members as well as to amortize a portion of the accrued liability. Projections of health benefits are based on the plan as understood by the City and include the types of benefits in force at the valuation date and the pattern of sharing benefit costs between Wichita Falls and its employees to that point. Actuarial calculations reflect a long-term perspective and employ methods and assumptions that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets. Significant methods.and assumptions were as follows: Inflation rate 3.00% per annum Investment rate of return 7.5%, net of expenses Actuarial cost method Projected unit credit cost method Amortization method Level as a percentage of salary Amortization period Open 30 year period Salary growth 3.0% per annum Medical trend 9.0%for 2009; decreasing by 0.5% each year until 2018; then 4.5%thereafter Actuarial valuations involve estimates of the value of reported amounts and assumptions about the profitability of events in the future. Amounts determined regarding the funded status and the annual required contributions of the City's retiree health care plan are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. The required schedule of funding progress presented as required supplementary information provides multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. 49 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 10 - DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to the employees until termination, retirement, death, or an unforeseen emergency. Note 11 - AIRPORT LEASE The Municipal Airport facilities are located on land at Sheppard Air Force Base. The land is leased from the Department of the Air Force for a period of fifty years, beginning May 15, 2009 and expiring May 14, 2059. The City's expense for the year ended September 30, 2011 was $34,196. The lease payment increases by 3% per year with a final lease payment of$141,307 in 2059. Note 12 - DESCRIPTION OF LEASING ARRANGEMENTS The majority of the City's operating leases contain an option for annual renewal at the end of the initial lease term. In most cases, these leases will be canceled or replaced by other leases. The City leases certain equipment under operating leases expiring at various times through the year ending September 30, 2011. The following is a schedule by years of future minimum rental payments required under operating leases that have initial or remaining noncancellable lease terms in excess of one year as of September 30, 2011: Year ending September 30: 2012 $ 267,971 2013 143,093 2014 139,735 2015 106,907 2016 77,652 2017-2021 216,782 2022-2026 251,309 2027-2031 291,336 2032-2036 337,739 2037-2041 391,532 2042-2046 453,893 2047-2051 526,186 2052-2056 609,994 2057-2059 411,692 Total minimum payments required 4 225 821 The total rental expenses for all operating leases for the year ended September 30, 2011 was $294,892. There were no contingent rentals during the year ended September 30, 2011. 50 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 13 - LONG-TERM LIABILITIES Long-term liabilities transactions for the year ended September 30, 2011 are summarized as follows: Balance at Balance at October 1, Retired and September 30, Due Within 2010 Issued Transferred(1) 2011 One Year Governmental Activities: General obligation bonds $ 4,790,000 $ - $ 340,000 $ 4,450,000 $ 355,000 Combination tax and revenue bonds 35,918,687 - 1,814,526 34,104,161 1,892,945 Accrued vacation and sick leave payable 6,820,669 1,897,519 1,831,168 6,887,020 1,900,000 Claims and judgments payable 202,584 461,856 500,541 163,899 82,027 Total governmental activities 47,731,940 2,359,375 4,486,235 45,605,080 4,229,972 Business-type Activities: Utility system revenue bonds, net of premium(discount) 107,501,744 - 2,223,966 105,277,778 1,982,898 Combination tax and revenue bonds 27,744,748 - 3,774,991 23,969,757 4,171,414 Accrued vacation and sick leave payable 528,532 535,470 506,890 557,112 500,000 Note payable 609,234 - 32,155 577,079 33,201 Capital lease payable 549,621 - 177,925 371,696 183,156 Landfill closure,post-closure costs 3,432,700 141,731 - 3,574,431 - Total business-type activities 140,366,579 677,201 6,715,927 134,327,853 6,870,669 Total long-term liabilities $179,932,933 $11,100,641 (1) Includes bond premium amortization of $39,526 related to the combination tax and revenue bonds (governmental activities), $108,966 related to revenue bonds, and $274,991 related to the combination tax and revenue bonds(business-type activities). For governmental activities, claims and judgments payable and compensated absences are generally liquidated by the General Fund. Bonds Payable Bonds payable at September 30, 2011, including net unamortized premium on the revenue bonds, are comprised of the following individual issues: Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/11 General Obligation Bonds: General Obligation and Construction 3.75%- 9/01/21 $175,000 to $10,205,000 $ 4,450,000 Refunding Bonds,Series 2001 5.375% $945,000 Total General Obligation Bonds 4,450,000 51 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT'D.) SEPTEMBER 30,2011 Note 13 - LONG-TERM LIABILITIES(CONTD.) Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/11 Combination Tax and Revenue Bonds: Combination Tax and Revenue 3.00%- 9/01/18 $335,000 to 7,550,000 2,655,000 Certificates of Obligation,Series 2003 4.00% $775,000 Combination Tax and Revenue 2.00%- 8/01/12 $640,000 to 18,840,000 3,645,000 Refunding Bonds,Series 2004 5.00% $3,645,000 Plus bond premium 43,710 Combination Tax and Revenue 4.90%- 8/01/16 $115,000 to 14,020,000 9,700,000 Refunding Bonds,Series 2005 5.00% $2,650,000 Plus bond premium 357,929 Combination Tax and Revenue 3.55%- 9/01/26 $580,000 to 16,875,000 13,710,000 Certificates of Obligation,Series 2006A 5.00% $1,225,000 Plus bond premium 283,327 Combination Tax and Revenue 5.20%- 9/01/26 $130,000 to 4,275,000 3,550,000 Certificates of Obligation,Series 2006E 6.25% $345,000 Plus bond premium 65,834 Combination Tax and Revenue 2.25%- 10/01/28 $340,000 to 10,820,000 10,075,000 Certificates of Obligation,Series 2009 4.75% $780,000 Combination Tax and Revenue 5.60% 02/01/25 $165,000 to 3,930,000 3,765,000 Certificates of Obligation,Series 2010 $375,000 Combination Tax and Revenue 2.00%- 8/01/18 $170,000 to 9,830,000 9,660,000 Refunding Bonds,Series 2010 4.00% $3,600,000 Plus bond premium 563,118 Total Combination Tax and Revenue Bonds 58,073,918 Revenue Bonds: Water and Sewer Revenue Bonds: Water&Sewer System Priority 3.75%- 8/01/12 $1,220,000 to 118,770,000 1,615,000 Lien Revenue Bonds,Series 2001 5.375% $1,665,000 Plus bond premium 807,394 Water&Sewer System Priority 4.00%- 8/01/27 $225,000 to 103,495,000 102,550,000 Lien Refunding Revenue Bonds, 4.50% $11,070,000 Series 2007 Plus bond premium 305,384 Total Revenue Bonds 105,277,778 Total All Bonds $167,801 $96 52 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 13 - LONG-TERM LIABILITIES(CONTD.) All of the General Obligation Bonds were issued on the full faith and credit of the City and are secured by ad valorem taxes levied against all taxable property. These bonds are serviced by the Debt Service Fund with an apportionment of the ad valorem tax levy. At September 30, 2011, $190,457 was available in this fund to service these bonds. The Combination Tax and Revenue Bonds are secured by ad valorem taxes levied against all taxable property as well as a pledge of surplus net revenues of the City's combined waterworks and sewer system. The Series 2003 and 2010 Certificates will be serviced by the Debt Service Fund by contributions from the Wichita Falls 4B Economic Development Corporation. The Series 2004 and the Series 2005 Certificates will be serviced by the net revenues of the Water and Sewer Fund, as well as the Series 2010 Combination Tax and Revenue Refunding Certificates. All of the Water and Sewer Revenue Bonds were issued for purposes of improving the City's water and sewer systems and are serviced by the net revenues of the Water and Sewer Fund. Notes Payable The City of Wichita Falls and Wichita County Water Improvement District Number 2, upon the completion of the Lake Kemp reconstruction project in January 1976 by the U.S. Government, are required to reimburse the U.S. Government 22.7% of its reported total cost of $8,774,705, or $1,991,858. The City's share of this amount is 66.11%, or $1,316,817, payable in forty-nine annual installments through January 2025 of $51,974, which includes interest at the rate of 3.253%. The City's share of the total costs ($5,800,957) as well as the U.S. Government funded portion ($4,484,140) is reflected as capital assets in the Water and Sewer Enterprise Fund. This contractual arrangement is strictly a cost-sharing agreement and is not considered a joint venture as defined in Section J50 of the Codification of Governmental Accounting and Financial Reporting Standards. The remaining debt payable to the U.S. Government at September 30, 2011 is classified as follows: Long-term $543,878 Current portion 33,201 Total 1577 779 Capital Lease Payable The City issued a capital lease on March 30, 2009 for the purchase of a fire ladder truck in the amount of $916,548 which is the total amount of the City's assets acquired under capital lease. This asset is listed under "Motor Vehicles" in the business-type activities. The lease carries an interest rate of 2.94% and is due in five annual installments of $194,084, with final payment due on March 30, 2013. The capital lease is recorded in the Fleet Maintenance Internal Service Fund and is included in the business-type activities of the government-wide statements. 53 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT-D.) SEPTEMBER 30, 2011 Note 13 - LONG-TERM LIABILITIES(CONTD.) Aggregate maturities of the long-term debt(principal and interest) for the years subsequent to September 30, 2011 are as follows: Combination Tax and Year Ending General Obligation Bonds Revenue Bonds Revenue Bonds Notes Payable Capital Lease Payable Total September 30, Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest 2012 $ 355,000 $ 227,112 $ 6,064,359 $ 2,259,045 $ 1,982,897 $ 4,502,178 $ 33,201 $ 18,772 $183,156 $10,928 $ 8,618,613 $ 7,018,035 2013 370,000 210,694 4,961,732 2,046,508 3,431,663 4,412,262 34,281 17,692 188,540 5,543 8,986,216 6,692,699 2014 385,000 193,581 5,017,477 1,874,260 3,563,431 4,282,494 35,397 16,577 - - 9,001,305 6,366,912 2015 405,000 175,775 5,191,817 1,696,068 3,709,980 4,138,895 36,548 15,426 9,343,345 6,026,164 2016 425,000 154,513 5,378,922 1,505,992 3,861,351 3,989,099 37,737 14,237 9,703,010 5,663,841 2017-2021 2,510,000 406,744 17,570,813 4,919,416 33,938,037 16,968,051 207,917 51,953 54,226,767 22,346,164 P 2022-2026 - - 11,653,798 2,147,653 50,971,174 7,729,551 191,998 15,862 62,816,970 9,893,066 2027-2029 2,235,000 162,125 3.819,245 167,430 6,054,245 329,555 Totals $4 450 000 $1 366 419 $58.073.918 $16 611 067 $105 277 778 $46 189 960 $1 $� $1 $168,750,471 $64 336.436 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 14 - LANDFILL AND TRANSFER STATION CLOSURE AND POSTCLOSURE CARE COSTS State and federal laws and regulations require that the City place a final cover on its landfill when closed, and perform certain maintenance and monitoring functions at the landfill site for thirty years after closure. In accordance with the Texas Administrative Code, Title 30, Part 1, Chapter 7, the City annually submits a financial assurance letter to the Texas Commission on Environmental Quality (TCEQ). In addition to operating expenses related to current activities of the landfill, an expense provision and related liability are being recognized based on the future closure and postclosure care costs that will be incurred near or after the date the landfill no longer accepts waste. The recognition of these landfill closure and postclosure care costs is based on the amount of the landfill used during the year. The estimated liability for landfill closure and postclosure care costs has a balance of$3,574,431 as of September 30, 2011, which is based on 17% usage of-the landfill. The City will recognize the remaining estimated cost of closure and postclosure care of $16,591,200 as the remaining estimated capacity is filled. The landfill is expected to be filled to capacity in 2153. Actual costs may be higher due to inflation, change in technology, or changes in regulations. Note 15 - INTERFUND BALANCES Balances due to and due from other funds at September 30, 2011 consisted of the following: Due To Fund Due From Fund Amount Purpose General Fund Nonmajor Governmental Funds $2,874,218 Short-term loan General Fund Nonmajor Enterprise Funds 71,314 Short-term loan General Fund Internal Service Funds 46,409 Short-term loan Total 2.991.941 All amounts due are scheduled to be repaid within one year. Transfers to and from other funds during the year ended September 30, 2011 were as follows: Transfers From Transfers To Amount Reason General Fund Nonmajor Governmental Funds $ 245,596 Supplement operating deficits General Fund Nonmajor Enterprise Funds 617,148 Supplement operating grants General Fund Nonmajor Governmental Funds 110,171 Supplement operating grants General Fund Internal Service Fund 105,715 Purchase capital assets General Fund Internal Service Fund 195,000 Fund operations Nonmajor Governmental Funds General Fund 179,820 Fund construction projects Nonmajor Governmental Funds Nonmajor Governmental Funds 281,988 Fund debt service payment Nonmajor Governmental Funds Nonmajor Governmental Funds 1,479,707 Fund operating deficits Nonmajor Governmental Funds Nonmajor Enterprise Funds 1,972,117 Purchase capital assets Nonmajor Governmental Funds Internal Service Funds 34,379 Purchase capital assets Nonmajor Governmental Funds Water and Sewer Fund 1,183,948 Fund construction projects Water and Sewer Fund General Fund 847,214 Administrative overhead Water and Sewer Fund Nonmajor Governmental Funds 500,000 Fund debt service payment Sanitation Fund General Fund 1,506,667 Administrative overhead Sanitation Fund Internal Service Funds 1,393,920 Purchase capital assets Nonmajor Enterprise Funds Nonmajor Governmental Funds 326,766 Supplement operating grant Nonmajor Enterprise Funds Nonmajor Governmental Funds 449,553 Fund debt service payment Internal Service Funds General Fund 312,000 Administrative overhead Total $11741709 55 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 16 - COMMITMENTS AND CONTINGENCIES Litigation The City is a defendant in numerous lawsuits. In the opinion of the City's management, any unrecorded liabilities resulting from such suits will not materially affect the financial position of the City. The City has accrued $500,000 as a liability in the General Fund for a claim that was settled subsequent to September 30, 2011. Accrued Vacation and Sick Leave The City's liability for accrued vacation and sick leave excluding the amount recorded in the proprietary funds was$6,887,020 at September 30, 2011. This accrual is recorded as a long-term liability in the Government-wide Statement of Net Assets. Contract Commitment With West Texas Utilities Company In 1977, the City and Wichita County Water Improvement District Number 2 entered into a sixty- year contract with the West Texas Utilities Company (the Company) and agreed to provide an adequate water supply for the Company's use in generating power upon completion of the Company's construction of a power plant adjacent to the Lake Kemp-Lake Diversion System. The significant terms of the contract provide for standby charges to be paid to the City and the Wichita County Water Improvement District Number 2 in equal amounts. Minimum charges for the calendar year 1997 and all years thereafter until the end of contract will be$500,000 per year. For water actually consumed, the Company shall pay the City and Wichita County Water Improvement District Number 2 equally, at the base rate of$0.23 per one thousand gallons, which is adjusted annually. The rate for the year ended September 30, 2011 was $.404046 per one thousand gallons. This contract can be terminated at any time by the Company. If the contract is terminated, the Company is required to make a maximum termination payment equal to the minimum charges which would have become due and payable during the following twenty-four month period. Contract Commitments At September 30, 2011, the City was committed to various contracts. The amounts for which the various funds are committed to complete these contracts are as follows: General Fund $ 386,864 Nonmajor Governmental Funds 2,557,905 Water and Sewer Fund 4,636,380 Sanitation Fund 365,938 Nonmajor Enterprise Funds 1,399,263 Internal Service Funds 72,170 Total contract commitments $9,418,520 56 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30,2011 Note 16 - COMMITMENTS AND CONTINGENCIES(CONTD.) Federal and State Grants-Compliance Audits The City participates in numerous Federal and State grants, on both a direct and state pass- through basis, as well as on a service-provider basis. Principal among these are Community Development Block Grants, Section 8 Housing Assistance, Home Investment Partnership Agreement Program, and numerous health-related grants. In connection with these grants, the City is required to comply with specific terms and agreements as well as applicable Federal and State laws and regulations. Such compliance is subject to review and audit by the grantors and their representatives. In the opinion of management, the City has complied with all requirements. However, since such programs are subject to future audit or review, the possibility of disallowed expenditures exists. In the event of any disallowance of claimed expenditures, the City expects the resulting liability to be immaterial. Note 17 - CONDENSED FINANCIAL INFORMATION FOR DISCRETELY PRESENTED COMPONENT UNITS The City has four component units that are discretely presented in the City's basic financial statements. Condensed financial information for the year ended September 30, 2011 is as follows: Wichita Falls Wichita Falls Economic 413 Sales Wichita Falls Wichita Falls Development Tax Reinvestment Reinvestment Corporation Corporation Zone#2 Zone#3 Totals Condensed statement of net assets: Cash,investments and other current assets $14,488,869 $2,106,745 $ - $73,233 $16,668,847 Capital assets,net of accumulated depreciation 2,321,697 - - 2,321,697 Total assets 16,810,566 2,106,745 - 73,233 18,990,544 Accounts payable and other current liabilities 581,005 20,249 - - 601,254 Total liabilities 581,005 20,249 - 601,254 Net assets $18 38 2 0 57 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS(CONT-D.) SEPTEMBER 30, 2011 Note 17 - CONDENSED FINANCIAL INFORMATION FOR DISCRETELY PRESENTED COMPONENT UNITS (CONTD.) Wichita Falls Wichita Falls Economic 4B Sales Wichita Falls Wichita Falls Development Tax Reinvestment Reinvestment Corporation Corporation Zone#2 Zone#3 Totals Condensed statement of activities: Expenses: Community development $ 5,495,089 $4,969,746 $319,650 $ $10,784,485 Program revenues: Charges for services 106,800 - - - 106,800 Operating grants and contributions - 319,650 - - 319,650 Total program revenues 106,800 319,650 - - 426,450 Net program expense ( 5,388,289) ( 4,650096) 31( 9.650) - ( 10,358,035) General revenues: Tax revenues 3,513,832 3,513,832 319,612 37,647 7,384,923 Non-tax general revenues 48,273 4,896 38 46 53,253 Total general revenues and transfers 3,562,105 3,518,728 319,650 37,693 7,438,176 Change in net assets ( 1,826,184) ( 1,131,368) - 37,693 ( 2,919,859) Beginning net assets 18,055,745 3,217,864 - 35,540 21,309,149 Ending net assets $16229 561 $2.086,496 $--- $73 233 $18 389 290 Note 18 - SUBSEQUENT EVENT On October 15, 2011, the City issued Combination Tax and Revenue Certificates of Obligation, Series 2011 and General Obligation Refunding Bonds, Series 2011. The Combination Tax and Revenue Certificates of Obligation, Series 2011 totaled $3,200,000 and will be used to fund a portion of the Rhea, Call Field and Lawrence Road realignment project. The certificates are payable in annual installments ranging from $135,000 to $365,000 with final maturity on October 1, 2031.. The certificates carry interest rates ranging from 2.0%to 4.0%. The General Obligation Refunding Bonds, Series 2011 totaled $4,365,000 and will be used to refund the General Obligation Bonds, Series 2001. The certificates are payable in annual installments ranging from $415,000 to $485,000 with final maturity on September 1, 2021. The certificates carry interest rates ranging from 1.5%to 3.0%. 58 Required Supplemental Information EXHIBIT B-1 CITY OF WICHITA FALLS, TEXAS REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 53,533,919 $ 53,533,919 $ 54,513,746 $ 979,827 Charges for services 3,251,182 3,251,182 3,096,663 (154,519) Licenses and permits 2,091,781 2,091,781 2,064,972 (26,809) Fines and forfeitures 1,860,700 1,860,700 2,023,343 162,643 Intergovernmental revenue 40,725 40,725 18,480 (22,245) Contributions - - 134,695 134,695 Miscellaneous revenue 1,041,994 1,041,994 1,039,839 (2,155) Total revenues 61,820,301 61,820,301 62,891,738 1,071,437 Expenditures: Current: Administrative services 8,732,924 8,859,835 8,819,407 40,428 Police 20,165,766 20,100,829 19,886,599 214,230 Fire 12,716,881 12,737,792 12,704,565 33,227 Parks and recreation 4,685,022 4,751,899 4,636,653 115,246 Accounting/finance 2,264,997 2,394,189 2,367,814 26,375 Community development 1,758,170 1,826,509 1,696,745 129,764 Public works 5,261,384 5,237,894 5,049,855 188,039 Health 2,725,613 2,786,958 2,545,984 240,974 Traffic and transportation 2,094,528 2,050,299 2,027,827 22,472 Capital outlay 3,527,313 3,978,941 3,355,209 623,732 Total expenditures 63,932,598 64,725,145 63,090,658 1,634,487 Excess of revenues over(under)expenditures (2,112,297) (2,904,844) (198,920) 2,705,924 Other financing sources(uses): Transfers in 2,665,881 2,665,881 2,845,702 179,821 Transfers out (553,584) (1,370,558) (1,273,630) 96,928 Total other financing sources(uses) 2,112,297 1,295,323 1,572,072 276,749 Excess of revenues and other sources over(under)expenditures and other uses - (1,609,521) 1,373,152 2,982,673 Fund balance-beginning 15,686,848 15,686,848 15,686,848 - Fund balance-ending $ 15,686,848 $ 14,077,327 $ 17,060,000 $ 2,982,673 59 CITY OF WICHITA FALLS, TEXAS NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION SEPTEMBER 30, 2011 Demonstrating compliance with the adopted budget is an important component of a government's accountability to the public. Many citizens participate in the process of establishing the annual operating budgets of state and local governments, and have a keen interest in following the actual financial progress of their governments over the course of the year. The City and many other governments revise their original budgets over the course of the year for a variety of reasons. Under the new reporting model, governments will continue to provide budgetary comparison information in their annual reports. An important change, however, is a requirement to add the government's original budget to the current comparison of final budget and actual results. The City adheres to the following procedures in establishing the operating budget reflected in the basic financial statements: On or before August 15 of each year, the City Manager submits to the City Council a proposed budget for the fiscal year beginning the following October 1. The operating budget includes proposed expenditures and the means of financing them. Public hearings are conducted. The budget is legally enacted by the City Council through passage of appropriation and tax levying ordinances prior to September 30 and is published under a separate cover. An annual budget, including debt service requirements, is legally adopted for the General Fund, the Community Development Block Grant Fund, the Section 8 Housing Fund, the HOME Investment Partnership Agreement Fund, the Hotel/Motel Tax Fund, the Golf Fund, the MPEC Fund and the Debt Service Fund, on a basis which is consistent with generally accepted accounting principles. The City Council must approve any transfer of appropriation balances or portions thereof from one department to another. The City Manager has the authority, without City Council approval, to transfer appropriation balances from one expenditure account to another within a single department of the City. Supplemental appropriations of $792,547 were approved by the City Council. The reported budgetary data includes amendments made during the year. At the close of each fiscal year, any unencumbered appropriated balance lapses to the unreserved fund balance. The unencumbered appropriation balances in the Capital Projects Funds do not lapse at year end. 60 EXHIBIT B-2 CITY OF WICHITA FALLS, TEXAS TEXAS MUNICIPAL RETIREMENT SYSTEM -ANALYSIS OF FUNDING PROGRESS- LAST TEN PLAN YEARS (UNAUDITED)" (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) _ (2) (2)-(1) Payroll (4) _ (5) 12/31/01 $ 66,919,614 $ 88,721,318 75.4% $ 21,801,704 $ 29,061,189 75.0% 12/31/02 69,770,838 93,176,395 74.9% 23,405,557 31,065,101 75.3% 12/31/03 72,469,506 98,017,025 73.9% 25,547,519 31,516,130 81.1% 12/31/04 70,462,244 98,405,860 71.6% 27,943,616 33,522,283 83.4% 12/31/05 71,393,893 101,093,789 70.6% 29,699,896 32,846,479 90.4% 12/31/06 69,201,457 100,991,795 68.5% 31,790,338 33,791,762 94.1% 12/31/07 (1) 70,561,545 120,374,701 58.6% 46,813,156 35,873,970 138.9% 12/31/08 68,910,226 122,001,202 56.5% 53,090,976 38,272,312 138.7% 12/31/09 71,505,945 125,325,301 57.1% 53,819,356 39,020,039 137.9% 12/31/10 (2) 155,809,040 193,990,630 80.3% 38,181,590 38,337,008 99.6% Analysis of the dollar amounts of the actuarial value of assets, actuarial accrued liability, and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally, the greater this percentage, the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally, the smaller this percentage, the stronger the pension plan. This City retirement plan is substantially a defined contribution plan. These voluntary disclosures, similar to the disclosures required for a defined benefit plan, are provided for additional analysis of the plan. (1) TMRS made changes to both the actuarial funding method and actuarial assumptions for the 2007 valuation. (2) TMRS, with the approval of the Texas Legislature, amended the fund structure of the plan as of December 31, 2010. 61 EXHIBIT B-3 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS FIREMEN'S RELIEF AND RETIREMENT FUND - ANALYSIS OF FUNDING PROGRESS (UNAUDITED) (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) - (2) (2) - (1) Payroll (4) _ (5) 12/31/00 $ 26,930,018 $ 31,419,892 85.7% $ 4,489,874 $ 5,858,962 76.6% 12/31/01 (a) - - - - - - 12/31/02(b) 27,439,565 37,003,896 74.2% 9,564,331 6,609,807 144.7% 12/31/03(a) - - - - - - 12/31/04(b) 32,240,524 42,178,490 76.4% 9,937,966 7,175,196 138.5% 12/31/05(a) - - - - - - 12/31/06(b) 35,584,639 47,582,190 74.8% 11,997,551 7,697,370 155.9% 12/31/07(a) - - - - - - 12/31/08(b) 39,358,309 54,260,301 72.5% 14,901,992 8,915,419 167.1% 12/31/09(a) - - - - - - 12/31/10(c) - - - - - - Analysis of the dollar amounts of the actuarial value of assets,actuarial accrued liability,and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally,the greater this percentage,the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally,the smaller the percentage,the stronger the pension plan. (a) Historical trend information is presented for as many years as such information about the plan is available. No actuarial valuation or update was performed as of these dates. Texas state law does not require an actuarial valuation to be completed annually. (b) For the 2002,2004,2006 and 2008 valuations,retirement was assumed to occur once a member both attained age 57 and completed 20 years of service. In prior years, retirement was assumed to occur at age 55 and 20 years of service. There were no changes made in actuarial methods. (c) The December 31,2010 valuation has not been completed as of yet. That valuation will be included in future CAFRs. 62 EXHIBIT B4 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS RETIREE HEALTH CARE PLAN - ANALYSIS OF FUNDING PROGRESS (UNAUDITED) (1) (2) (3) (4) (5) (6) Unfunded UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability(UAAL) Covered Covered Payroll Date of Assets Liability(AAL) (1) _ (2) (2) - (1) Payroll (4) _ (5) 12/31/06(a) $ - $ 29,656,852 0.0% $ 29,656,852 $ 40,021,675 74.1% 12/31/07(b) - - - - - - 12/31/08 - 32,143,378 0.0% 32,143,378 43,571,340 73.8% 12/31/09(b) - - - - - - 12/31/10 853,478 32,409,858 2.6% 31,556,380 47,297,531 66.7% Analysis of the dollar amounts of the actuarial value of assets,actuarial accrued liability,and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the City's funding status on a going-concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally,the greater this percentage,the stronger the plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumu►ating sufficient assets to pay benefits when due. Generally,the smaller the percentage,the stronger the plan. (a) The first actuarial valuation was performed as of December 31,2006 as the City began to prepare for the implementation of GASB 45. (b) Historical trend information is presented for as many years as such information about the plan is available. No actuarial valuation or update was performed as of these dates. Texas state law does not require an actuarial valuation to be completed annually. 63 Combining Financial Statements Nonmajor Governmental Funds Special Revenue Funds The special revenue funds are used to account for the proceeds from specific revenue sources (other than for major capital projects or proprietary funds) that are legally restricted to be expended for specified purposes. Community Development Block Grant Fund The Community Development Block Grant Fund accounts for federal block grant revenues and related expenditures. Section 8 Housing Fund The Section 8 Housing Fund accounts for federal funds received to subsidize rents and housing payments for lower income families within the City. Home Investment Partnership Agreement Fund The Home Investment Partnership Agreement Fund accounts for federal funds received to provide home ownership opportunities to low income, first-time homebuyers through the acquisition, rehabilitation and resale of single-family dwellings that are currently owned by governmental agencies. Hotel/Motel Tax Fund The Hotel/Motel Tax Fund accounts for revenues derived from an occupancy tax which is expended on programs promoting the growth of the City of Wichita Falls. Airport Improvement Grant Fund The Airport Improvement Fund accounts for federal funds received to make capital improvements to the Kickapoo Downtown Airport. This fund is not required to have a legally adopted budget; therefore no budgetary comparison schedule is presented. Golf Fund The Golf Fund accounts for the activities at the Weeks Park Golf Course. MPEC Fund The MPEC Fund is used to account for the operations of the City's Multi-Purpose Events Center. Miscellaneous Special Revenue Fund The Miscellaneous Special Revenue Fund accounts for various revenues generated in the form of contributions, fees, concessions, rents and other charges and their related expenditures. This fund also includes revenues derived from various grants for health and police programs. The revenues in this fund are expended to support the activity generating the revenue or as designated by the contributor. This fund is not required to have a legally adopted budget; therefore no budgetary comparison schedule is presented. Debt Service Funds Debt Service Fund The Debt Service Fund is established by ordinances authorizing the issuance of general obligation bonds to provide for the payment of bond principal and interest. An ad valorem tax rate and tax levy are required to be computed and levied which will be sufficient to produce the funds required to pay principal and interest as they come due. This fund is also used to provide for the payment of paying agent fees. Excess Sales Tax Fund The Excess Sales Tax Fund is used to account for and administer the excess sales tax collected related to the property reduction tax. This fund is not required to have a legally adopted budget; therefore no budgetary comparison schedule is presented. Capital Projects Funds The capital projects funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities, other than those financed by federal grants or proprietary funds. 4B Sales Tax Projects This fund was established to account for projects financed by the Wichita Falls 4B Sales Tax Corporation. Significant projects accounted for in this fund included the construction of three fire stations and the renovation of the second floor of the Wichita Falls Public Library building for recreational purposes. 2006-A Bond Fund This fund was established to account for projects financed by the Combination Tax and Revenue Certificates of Obligation, Series 2006A. These funds will be used for street and drainage improvements, a police firing range, the construction of a new fire station, four softball fields, and a skate park. Miscellaneous Capital Projects Funds This fund is an accumulation of several projects that have been undertaken over the years including library renovations, street improvements and drainage improvements. Permanent Fund The permanent fund is used to account for principal trust amounts received and related interest income. The interest earnings of this fund may be used for maintenance of the City's cemeteries. CITY OF WICHITA FALLS, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30,2011 Special Revenue Home Community Investment Hotel/ Airport Development Section 8 Partnership Motel Improvement Golf Block Grant Housing Agreement Tax Grant Fund ASSETS Cash and cash equivalents $ 50 $ 2,568,195 $ 68,719 $ - $ 18,871 $ 47,509 Receivables: Taxes and assessments - - - 182,323 - - Government agencies 1,466,425 716,053 - 43,143 Other - - 20,190 - Inventory - - Prepaid items 2,493 Other assets - - - - - - Total assets $ 1,466,475 $ 2,568,195 $ 784,772 $ 202,513 $ 62,014 $ 50,002 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable-trade $ 131,601 $ 431 $ - $ $ 20,662 $ 87,244 Accrued payroll 3,126 5,370 852 - - Payable to other City funds 334,202 - - 143,104 65,770 Payable to government agencies - 73,659 - - - Other liabilities 17,569 147 44,744 - - (69,023) Deferred revenue - - - - - Totalliabilities 486,498 79,607 45,596 143,104 86,432 18,221 Fund balance: Nonspendable: Inventory and prepaid items - - - - - 2,493 Restricted for: Perpetual care - Debt service - Capital projects Federal and state grant programs 979,977 2,488,588 739,176 - Tourism - - - 59,409 - Committed for: Golf course - 29,288 Multi-Purpose Events Center - Local projects Unassigned - - (24,418) - Total fund balance 979,977 2,488,588 739,176 59,409 (24,418) 31,781 Total liabilities and fund balance $ 1,466,475 $ 2,568,195 $ 784,772 $ 202,513 $ 62,014 $ 50,002 64 EXHIBIT C-1 Permanent Debt Service Capital Projects Fund Total Miscellaneous Miscellaneous Nonmajor MPEC Special Debt Excess 413 Sales 2006-A Capital Perpetual Governmental Fund Revenue Service Sales Tax Tax Projects Bond Fund Projects Care Funds $ 737,902 $ 2,039,680 $ 225,252 $ 116,277 $ 2,114,790 $ 891,362 $ 3,253,472 $ 927,469 $ 13,009,548 - - 64,795 - - - - - 247,118 - 762,520 12,908 471,293 3,472,342 64,134 38,425 - - 122,749 65,881 - - 65,881 13,002 - - - 15,495 44,503 3,000 - - - - - 47,503 $ 925,422 $ 2,843,625 $ 302,955 $ 587,570 $ 2,114,790 $ 891,362 $ 3,253,472 $ 927,469 $ 16,980,636 $ 99,964 $ 86,836 $ - $ - $ 2,144 $ - $ 3,334 $ - $ 432,216 26,895 33,574 - - 69,817 - 1,031,633 1,299,509 2,874,218 7,211 2,302 - - - 83,172 321,748 309,805 36,906 - 661,896 - 37,236 75,502 - - 112,738 455,818 1,501,386 112,408 2,144 1,302,843 4,234,057 78,883 - - - - - 81,376 - - - - 927,469 927,469 190,547 587,570 - - - - 778,117 - - 2,112,646 891,362 1,950,629 4,954,637 - - - 4,207,741 59,409 - - 29,288 390,721 - 390,721 - 1,342,239 1,342,239 - - - - - (24,418) 469,604 1,342,239 190,547 587,570 2,112,646 891,362 1,950,629 927,469 12,746,579 $ 925,422 $ 2,843,625 $ 302,955 $ 587,570 $ 2,114,790 $ 891,362 $ 3,253,472 $ 927,469 $ 16,980,636 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES,EXPENDITURES AND CHANGES IN FUND BALANCES-NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2011 Special Revenue Home Community Investment Hotel/ Airport Development Section 8 Partnership Motel Improvement Golf Block Grant Housing Agreement Tax Grant Fund Revenues: Taxes $ - $ $ $ 1,545,407 $ $ Charges for services 12,435 - 457,478 Fines and forfeitures - - _ Intergovernmental revenue 1,531,250 3,788,473 552,275 1,101,248 Contributions - - - _ _ Miscellaneous revenue - 12,089 2,800 - 253,002 Total revenues 1,543,685 3,800,562 555,075 1,545,407 1,101,248 710,480 Expenditures: Current: Administrative services 161,687 85,523 888,412 Police - - _ Fire Parks and recreation - -Community development 866,507 3,758,173 379,758 Public works 100,000 - - Health - - _ _ Traffic and transportation 11,015 - Multi-Purpose Events Center - Capital outlay Debt service: Principal retirement Interest and paying agent fees - - - - - _ Total expenditures 1,128,194 3,758,173 379,758 85,523 11,015 888,412 Excess of revenues over (under)expenditures 415,491 42,389 175,317 1,459,884 1,090,233 (177,932) Other financing sources(uses): Transfers in - - - 326,766 177,933 Transfers out (640,484) (1,459,883) (1,412,644) Total other financing sources(uses) (640,484) (1,459,883) (1,085,878) 177,933 Net change in fund balance (224,993) 42,389 175,317 1 4,355 1 Fundbalance-beginning 1,204,970 2,446,199 563,859 59,408 (28,773) 31,780 Fundbalance-ending $ 979,977 $ 2,488,588 $ 739,176 $ 59,409 $ (24,418) $ 31,781 65 EXHIBIT C-2 Permanent Debt Service Capital Projects Fund Total Miscellaneous Miscellaneous Nonmajor MPEC Special Debt Excess 4B Sales 2006-A Capital Perpetual Governmental Fund Revenue Service Sales Tax Tax Projects Bond Fund Projects Care Funds $ - $ - $ 591,560 $ 471,293 $ $ $ $ $ 2,608,260 174,788 144,796 - - 789,497 - 185,683 185,683 - 4,049,953 - 11,023,199 200,000 194,574 2,095,802 - 1,917,078 4,407,454 1,469,782 409,207 575 497 - 1,434 4,999 22,510 2,176,895 1,844,570 4,984,213 2,687,937 471,790 1,917,078 1,434 4,999 22,510 21,190,988 - 280,691 - - - - - - 1,416,313 341,040 - 7,373 - 348,413 61,264 - 131,981 - - 193,245 102,661 - 180,878 30,359 15,509 329,407 423,668 - - - - - 5,428,106 16,482 - 2,887 1,400 - 120,769 2,119,659 - - 131,291 2,250,950 - 194,469 - - 205,484 3,436,052 - - - 3,436,052 145,759 890,122 - 650,818 2,558,583 4,245,282 - - 2,115,000 - - 2,115,000 - 1,927,370 - - 7,565 1,934,935 3,581,811 4,430,056 4,042,370 - 973,937 1,400 2,727,798 15,509 22,023,956 (1,737,241) 554,157 (1,354,433) 471,790 943,141 34 (2,722,799) 7,001 (832,968) 1,501,794 155,747 1,231,541 - - - - 3,393,781 - (671,755) - (281,988) (366,235) (280,477) (18,493) (5,131,959) 1,501,794 (516,008) 1,231,541 (281,988) (366,235) (280,477) (18,493) (1,738,178) (235,447) 38,149 (122,892) 189,802 576,906 (280,443) (2,741,292) 7,001 (2,571,146) 705,051 1,304,090 313,439 397,768 1,535,740 1,171,805 4,691,921 920,468 15,317,725 $ 469,604 $ 1,342,239 $ 190,547 $ 587,570 $ 2,112,646 $ 891,362 $ 1,950,629 $ 927,469 $ 12,746,579 EXHIBIT C-3 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE-COMMUNITY DEVELOPMENT BLOCK GRANT FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final.Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ - $ - $ 12,435 $ 12,435 Intergovernmental revenue 1,931,250 1,931,250 1,531,250 (400,000) Total revenues 1,931,250 1,931,250 1,543,685 (387,565) Expenditures: Administrative services 161,687 167,443 161,687 5,756 Community development 1,060,600 1,440,754 866,507 574,247 Public works 100,000 100,000 100,000 - Capital outlay 608,963 1,108,963 - 1,108,963 Total expenditures 1,931,250 2,817,160 1,128,194 1,688,966 Excess of revenues over(under)expenditures - (885,910) 415,491 1,301,401 Other financing sources(uses): Transfers out - (19,824) (640,484) (620,660) Total other financing sources(uses) - (19,824) (640,484) (620,660) Excess of revenues and other sources over(under)expenditures and other uses - (905,734) (224,993) 680,741 Fund balance-beginning 1,204,970 1,204,970 1,204,970 - Fund balance-ending $ 1,204,970 $ 299,236 $ 979,977 $ 680,741 66 EXHIBIT C-4 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -SECTION 8 HOUSING FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Intergovernmental revenue $ 3,782,622 $ 3,782,622 $ 3,788,473 $ 5,851 Miscellaneous revenue - - 12,089 12,089 Total revenues 3,782,622 3,782,622 3,800,562 17,940 Expenditures: Community development 3,781,422 3,781,422 3,758,173 23,249 Capital outlay 1,200 1,200 - 1,200 Total expenditures 3,782,622 3,782,622 3,758,173 24,449 Excess of revenues over expenditures - - 42,389 42,389 Fund balance-beginning 2,446,200 2,446,200 2,446,199 (1) Fund balance-ending $ 2,446,200 $ 2,446,200 $ 2,488,588 $ 42,388 67 _ EXHIBIT C-5 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -HOME INVESTMENT PARTNERSHIP AGREEMENT FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Intergovernmental revenue $ 552,275 $ 552,275 $ 552,275 $ - Miscellaneous revenue - - 2,800 2,800 Total revenues 552,275 552,275 555,075 2,800 Expenditures: Community development 552,275 994,567 379,758 614,809 Total expenditures 552,275 994,567 379,758 614,809 Excess of revenues over(under)expenditures - (442,292) 175,317 617,609 Fund balance-beginning 563,859 563,859 563,859 - Fund balance-ending $ 563,859 $ 121,567 $ 739,176 $ 617,609 68 EXHIBIT C-6 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -HOTEL/MOTEL TAX FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 1,455,000 $ 1,545,406 $ 1,545,407 $ 1 Total revenues 1,455,000 1,545,406 1,545,407 1 Expenditures: Administrative services 85,525 85,525 85,523 2 Total expenditures 85,525 85,525 85,523 2 Excess of revenues over expenditures 1,369,475 1,459,881 1,459,884 3 Other financing sources(uses): Transfers out (1,369,475) (1,459,881) (1,459,883) (2) Total other financing sources(uses) (1,369,475) (1,459,881) (1,459,883) (2) Excess of revenues and other sources over(under)expenditures and other uses - - 1 1 Fund balance-beginning 59,408 59,408 59,408 - Fund balance-ending $ 59,408 $ 59,408 $ 59,409 $ 1 69 EXHIBIT C-7 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -GOLF FUND FOR THE YEAR ENDED SEPTEMBER 30,2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ 750,000 $ 750,000 $ 457,478 $ (292,522) Miscellaneous revenue - - 253,002 253,002 Total revenues 750,000 750,000 710,480 (39,520) Expenditures: Administrative services 937,000 937,000 888,412 48,588 Total expenditures 937,000 937,000 888,412 48,588 Excess of revenues over(under)expenditures (187,000) (187,000) (177,932) 9,068 Other financing sources(uses): Transfers in 187,000 187,000 177,933. (9,067) Total other financing sources(uses) 187,000 187,000 177,933 (9,067) Excess of revenues and other sources over(under)expenditures and other uses - - 1 1 Fund balance-beginning 31,780 31,780 31,780 - Fund balance-ending $ 31,780 $ 31,780 $ 31,781 $ 1 70 EXHIBIT C-8 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -MPEC FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Charges for services $ 199,367 $ 190,667 $ 174,788 $ (15,879) Contributions - 200,000 200,000 - Miscellaneous revenue 1,722,663 1,451,976 1,469,782 17,806 Total revenues 1,922,030 1,842,643 1,844,570 1,927 Expenditures: MPEC 3,281,293 3,937,737 3,436,052 501,685 Capital outlay - 145,762 145,759 3 Total expenditures 3,281,293 4,083,499 3,581,811 501,688 Excess of revenues over(under)expenditures (1,359,263) (2,240,856) (1,737,241) 503,615 Other financing sources(uses): Transfers in 1,359,263 1,503,722 1,501,794 (1,928) Total other financing sources(uses) 1,359,263 1,503,722 1,501,794 (1,928) Excess of revenues and other sources over(under)expenditures and other uses - (737,134) (235,447) 501,687 Fund balance-beginning 705,051 705,051 705,051 - Fund balance-ending $ 705,051 $ (32,083) $ 469,604 $ 501,687 71 EXHIBIT C-9 CITY OF WICHITA FALLS, TEXAS BUDGETARY COMPARISON SCHEDULE -DEBT SERVICE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2011 Variance With Final Budget- Budgeted Amounts Positive Original Final Actual (Negative) Revenues: Taxes $ 590,228 $ 590,228 $ 591,560 $ 1,332 Contributions 3,327,345 3,327,345 2,095,802 (1,231,543) Miscellaneous revenue - - 575 575 Total revenues 3,917,573 3,917,573 2,687,937 (1,229,636) Expenditures: Debtservice-principal 2,115,000 2,115,000 2,115,000 - Debt service-interest and paying agent fees 1,927,573 1,927,573 1,927,370 203 Total expenditures 4,042,573 4,042,573 4,042,370 203 Excess of revenues over(under)expenditures (125,000) (125,000) (1,354,433) (1,229,433) Other financing sources(uses): Transfers in - - 1,231,541 1,231,541 Total other financing sources(uses) - - 1,231,541 1,231,541 Excess of revenues and other sources over(under)expenditures and other uses (125,000) (125,000) (122,892) 2,108 Fund balance-beginning 313,439 313,439 313,439 - Fund balance-ending $ 188,439 $ 188,439 $ 190,547 $ 2,108 72 Nonmajor Enterprise Funds Nonmajor enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises. The intent of the governing body is that the cost of providing the service to the general public on a continuing basis be recovered primarily through user charges. Municipal Airport Fund The Municipal Airport Fund was established to account for the operating revenues and expenses of the Wichita Falls Municipal Airport. The airport is operated on land leased from the Department of Defense. Commercial and private aviation share airport facilities and runways owned by Sheppard Air Force Base. Kickapoo Airport Fund During the year ended September 30, 2000, the City acquired Kickapoo Downtown Airport, a private airport. The Kickapoo Airport Fund was established to account for the operating revenues and expenses of the airport. Transit Fund The Transit Fund accounts for the operation of the Wichita Falls transit system. This system is supported from passenger fees, subsidies from the General Fund and subsidies from the Federal Transit Administration. Stormwater Drainage Fund The Stormwater Drainage Fund was established to account for operating revenues and expenses associated with the Storm Water Drainage Utility System (System). The System was established effective May 1, 2001 and provides a funding mechanism for drainage improvements in the City. Waterpark Fund The Waterpark Fund was established to account for the operating revenues and expenses of the Castaway Cove Waterpark. The waterpark was purchased on February 4, 2010. CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS NONMAJOR ENTERPRISE FUNDS SEPTEMBER 30, 2011 Municipal Kickapoo Airport Airport ASSETS Current assets: Cash and cash equivalents $ 467,663 $ 151,590 Restricted cash and cash equivalents 268,617 - Receivables(net of allowance for uncollectible accounts): Customer and trade - - Government agencies - - Other 17,574 61,241 Inventory - 52,667 Prepaid items 1,373 4,061 Total current assets 755,227 269,559 Capital assets, net of accumulated depreciation 6,864,888 9,712,986 Total assets 7,620,115 9,982,545 LIABILITIES Current liabilities payable from current assets: Accounts payable-trade 137,935 50,812 Accrued payroll 3,144 6,248 Accrued vacation and sick leave 2,564 8,135 Payable to other City funds - - Payable to government agencies 14,084 92 Other liabilities 21,317 507 Total current liabilities payable from current assets 179,044 65,794 Net assets: Invested in capital assets 6,864,888 9,712,986 Unrestricted 576,183 203,765 Total net assets $ 7,441,071 $ 9,916,751 73 EXHIBIT D-1 Total Nonmajor Stormwater Enterprise Transit Drainage Waterpark Funds $ - $ 3,441,340 $ 642,655- $ 4,703,248 - - 268,617 - 272,082 - 272,082 240,287 - - 240,287 - - 78,815 - - 52,667 - - - 5,434 240,287 3,713,422 642,655 5,621,150 719,494 14,727,749 3,572,742 35,597,859 959,781 18,441,171 4,215,397 41,219,009 2,915 110,753 - 302,415 19,124 2,195 1,381 32,092 16,878 4,530 3,559 35,666 71,314 - - 71,314 - - 4,347 18,523 261 52,794 - 74,879 110,492 170,272 9,287 534,889 719,494 14,727,749 3,572,742 35,597,859 129,795 3,543,150 633,368 5,086,261 $ 849,289 $ 18,270,899 $ 4,206,110 $ 40,684,120 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2011 Municipal Kickapoo Airport Airport Operating revenues: Charges for services $ - $ - Rents, concessions and other 681,639 988,457 Total operating revenues 681,639 988,457 Operating expenses: Personnel services 115,331 194,557 Supplies and materials 6,062 613,565 Maintenance and repairs 35,305 17,160 Utilities and other services 66,694 89,585 Insurance and contract support 7,799 8,927 Other expenses 92,329 37,164 Depreciation and amortization 164,002 322,535 Total operating expenses 487,522 1,283,493 Operating income (loss) 194,117 (295,036) Nonoperating revenues (expenses): Interest income 1,112 165 Loss on sale of capital assets - - Intergovernmental operating grants - - Total nonoperating revenues (expenses) 1,112 165 Income(loss) before contributions and transfers 195,229 (294,871) Capital contributions - - Transfers in 765,034 1,050,263 Transfers out (326,766) - Net transfers 438,268 1,050,263 Net income (loss) 633,497 755,392 Net assets- beginning 6,807,574 9,161,359 Net assets-ending $ 7,441,071 $ 9,916,751 74 EXHIBIT D-2 Total Nonmajor Stormwater Enterprise Transit Drainage Waterpark Funds $ 367,374 $ 2,485,346 $ 1,207,101 $ 4,059,821 - - 426,054 2,096,150 367,374 2,485,346 1,633,155 6,155,971 882,748 122,674 453,655 1,768,965 370,254 4,433 223,948 1,218,262 192,605 39,182 40,506 324,758 256,782 191,617 421,113 1,025,791 4,794 100 48,455 70,075 60,469 13,233 25,481 228,676 25,607 162,054 185,065 859,263 1,793,259 533,293 1,398,223 5,495,790 (1,425,885) 1,952,053 234,932 660,181 - 3,862 84 5,223 - (112,594) - (112,594) 1,323,581 - - 1,323,581 1,323,581 (108,732) 84 1,216,210 (102,304) 1,843,321 235,016 1,876,391 111,224 - - 111,224 286,728 420,780 66,460 2,589,265 - (449,553) - (776,319) 397,952 (28,773) 66,460 1,924,170 295,648 1,814,548 301,476 3,800,561 553,641 16,456,351 3,904,634 36,883,559 $ 849,289 $ 18,270,899 $ 4,206,110 $ 40,684,120 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2011 Municipal Kickapoo Airport Airport Cash flows from operating activities: Receipts from customers and users $ 687,872 $ 953,242 Payments to suppliers (113,518) (795,593) Payments to employees (88,770) (141,403) Net cash provided (used) by operating activities 485,584 16,246 Cash flows from noncapital financing activities: Intergovernmental operating grants - - Interfund loan repaid - - Transfers out to other funds (326,766) - Transfers from other funds 765,034 1,050,263 Net cash provided by noncapital financing activities 438,268 1,050,263 Cash flows from capital and related financing activities: Capital contributions - - Acquisition and construction of capital assets (1,003,615) (1,050,263) Net cash used for capital and related financing activities (1,003,615) (1,050,263) Cash flows from investing activities: Interest on investments 1,112 165 Net cash provided by investing activities 1,112 165 Net Increase(Decrease) in Cash and Cash Equivalents (78,651) 16,411 Cash and Cash Equivalents-Beginning 814,931 135,179 Cash and Cash Equivalents-Ending $ 736,280 $ 151,590 75 EXHIBIT D-3 (Page 1 of 2) Total Nonmajor Stormwater Enterprise Transit Drainage Waterpark Funds $ 367,374 $ 2,348,146 $ 1,633,155 $ 5,989,789 (1,102,557) (340,766) (835,468) (3,187,902) (699,671) (96,636) (395,964) (1,422,444) (1,434,854) 1,910,744 401,723 1,379,443 1,399,999 - - 1,399,999 (192,864) - - (192,864) - (449,553) - (776,319) 286,728 420,780 66,460 2,589,265 1,493,863 (28,773) 66,460 3,020,081 111,224 - - 111,224 (170,233) (1,318,135) (66,460) (3,608,706) (59,009) (1,318,135) (66,460) (3,497,482) - 3,862 84 5,223 - 3,862 84 5,223 - 567,698 401,807 907,265 - 2,873,642 240,848 4,064,600 $ - $ 3,441,340 $ 642,655 $ 4,971,865 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS (CONT-D.) NONMAJOR ENTERPRISE FUNDS - FOR THE YEAR ENDED SEPTEMBER 30, 2011 Municipal Kickapoo Airport Airport Cash flows from operating activities: Operating income(loss) $ 194,117 $ (295,036) Adjustments to reconcile operating income (loss) to net cash provided by(used in)operating activities: Depreciation and amortization 164,002 322,535 (Increase) decrease in current assets: Receivables: Customer and trade - - Other 6,233 (35,215) Inventory - (17,522) Prepaid items 2,462 (1,504)_ Increase (decrease) in current liabilities: Accounts payable-trade 98,664 46,535 Accrued payroll (2,565) (2,925) Accrued vacation and sick leave 1,280 (662) Payable to government agencies 74 40 Other liabilities 21,317 - Total adjustments 291,467 311,282 Net cash provided by(used in) operating activities $ 485,584 $ 16,246 76 EXHIBIT D-3 (Page 2 of 2) Stormwater Transit Drainage Waterpark Totals $(1,425,885) $ 1,952,053 $ 234,932 $ 660,181 25,607 162,054 185,065 859,263 (137,200) - (137,200) - - - (28,982) - - (17,522) - 958 (11,691) (92,752) - 40,756 (22,526) (3,775) (4,893) (36,684) 2,549 1,225 4,392 - - 1,842 1,956 (359) 27,815 (16,448) 32,325 (8,969) (41,309) 166,791 719,262 $(1,434,854) $ 1,910,744 $ 401,723 $ 1,379,443 Internal Service Funds Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost-reimbursement basis. Fleet Maintenance Fund The Fleet Maintenance Fund accounts for the costs associated with the operation, maintenance and replacement of the City's vehicle and equipment fleet. City departments which use the vehicles and equipment are charged a monthly rental fee based upon actual operating costs associated with each class of vehicle or equipment. Duplicating Services Fund The Duplicating Services Fund accounts for the costs associated with the operation and maintenance of the City's duplicating equipment. City departments which use the duplicating services are charged a fee based upon actual usage. Employee Benefit Trust Fund The Employee Benefit Trust Fund is used to account for and administer group health insurance, which is self-insured by the City, and life insurance for employees and covered dependents. Information Technology Fund The Information Technology Fund accounts for the costs associated with the operation and maintenance of the City's Information Technology assets. City departments which use information technology are charged a fee based on usage. EXHIBIT E-1 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS SEPTEMBER 30,2011 Employee Information Fleet Duplicating Benefit Technology Maintenance Services Trust Fund Totals ASSETS Current assets: Cash and cash equivalents $ 746,246 $ - $ 1,922,107 $ 195,000 $ 2,863,353 Restricted cash and cash equivalents - - 1,048,370 - 1,048,370 Receivables: Other 27,302 - 13,207 - 40,509 Inventory 761,664 11,209 - - 772,873 Prepaid items - 652 - - 652 Total current assets 1,535,212 11,861 2,983,684 195,000 4,725,757 Capital assets, net of accumulated depreciation 19,552,198 4,750 - - 19,556,948 Total assets 21,087,410 16,611 2,983,684 195,000 24,282,705 LIABILITIES Current liabilities: Accounts payable-trade 179,247 3,616 85,000 - 267,863 Accrued payroll 33,169 670 1,627 - 35,466 Accrued vacation and sick leave 82,027 1,732 - - 83,759 Payable to other City funds - 46,409 - - 46,409 Estimated health claims payable - - 744,982 - 744,982 Other liabilities 5,703 - - - 5,703 Capital leases-current maturities 183,156 - - - 183,156 Total current liabilities 483,302 52,427 831,609 - 1,367,338 Long-term liabilities: Capital leases, less current maturities 188,540 - - - 188,540 Total liabilities 671,842 52,427 831,609 - 1,555,878 NET ASSETS Invested in capital assets 19,180,502 4,750 - - 19,185,252 Unrestricted 1,235,066 (40,566) 2,152,075 195,000 3,541,575 Total net assets $ 20,415,568 $ (35,816) $ 2,152,075 $ 195,000 $ 22,726,827 77 EXHIBIT E-2 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2011 Employee Information Fleet Duplicating Benefit Technology Maintenance Services Trust Fund Totals Operating revenues: Charges for services $ 8,958,909 $ 152,786 $ 15,057 $ - $ 9,126,752 Rents,concessions and other 23,696 - 498,096 - 521,792 Contributions - - 9,676,625 - 9,676,625 Total operating revenues 8,982,605 152,786 10,189,778 - 19,325,169 Operating expenses: Personnel services 1,789,305 80,570 96,899 - 1,966,774 Supplies and materials 3,892,816 14,418 8,844 - 3,916,078 Maintenance and repairs 1,647,320 37 2,689 - 1,650,046 Utilities and other services 96,232 1,575 62,857 - 160,664 Insurance and contract support 58,385 - 9,515,585 - 9,573,970 Other expenses 193,955 133,805 841,175 - 1,168,935 Depreciation and amortization 3,976,381 6,142 69 - 3,982,592 Total operating expenses 11,654,394 236,547 10,528,118 - 22,419,059 Operating income(loss) (2,671,789) (83,761) (338,340) - (3,093,890) Nonoperating revenues(expenses): Interest expense (16,159) - (34,015) - (50,174) Gain on sale of capital assets 105,146 (35,861) (414) - 68,871 Total nonoperating revenues (expenses) 88,987 (35,861) (34,429) - 18,697 Income(loss)before transfers (2,582,802) (119,622) (372,769) - (3,075,193) Transfers: Transfers in 1,534,014 - - 195,000 1,729,014 Transfers out (312,000) - - - (312,000) Total transfers 1,222,014 - - 195,000 1,417,014 Net income(loss) (1,360,788) (119,622) (372,769) 195,000 (1,658,179) Net assets-beginning 21,776,356 83,806 2,524,844 - 24,385,006 Net assets-ending $ 20,415,568 $ (35,816) $ 2,152,075 $ 195,000 $ 22,726,827 78 EXHIBIT E-3 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30,2011 Employee Information Fleet Duplicating Benefit Technology Maintenance Services Trust Fund Totals Cash flows from operating activities: Received from customers and users $ 9,012,205 $ 152,786 $ 10,197,732 $ $ 19,362,723 Payments to suppliers (6,401,993) (167,989) (10,239,416) (16,809,398) Payments to employees (1,365,870) (61,363) (74,164) (1,501,397) Net cash provided(used)by operating activities 1,244,342 (76,566) (115,848) - 1,051,928 Cash flows from noncapital financing activities: Interfund loans received - 46,409 - 46,409 Transfers in from other funds 1,534,014 - - 195,000 1,729,014 Transfers out to other funds (312,000) - - - (312,000) Net cash provided(used)by noncapital financing activities 1,222,014 46,409 - 995,000 1,463,423 Cash flows from capital and related financing activities: Acquisition of capital assets (2,496,351) - - - (2,496,351) Proceeds from sale of capital assets 137,546 - - 137,546 Principal paid on long-term debt (177,925) - - - (177,925) Interest and fees paid on long-term debt (16,159) - (34,015) - (50,174) Net cash used for capital and related financing activities (2,552,889) - (34,015) - (2,586,904) Net Increase(Decrease)in Cash and Cash Equivalents (86,533) (30,157) (149,863) 195,000 (71,553) Cash and Cash Equivalents-Beginning 832,779 30,157 3,120,340 - 3,983,276 Cash and Cash Equivalents-Ending $ 746,246 $ - $ 2,970,477 $ 195,000 $ 3,911,723 Cash flows from operating activities: Operating income(loss) $ (2,671,789) $ (83,761) $ (338,340) $ - $ (3,093,890) Adjustments to reconcile operating income to net cash provided(used)by operating activities: Depreciation and amortization 3,976,381 6,142 69 3,982,592 Other 28,663 - 7,954 36,617 Inventory (54,441) 2,582 - (51,859) Prepaid items - 4,696 - - 4,696 Increase(decrease)in current liabilities: Accounts payable-trade 11,047 (2,051) (6,459) - 2,537 Accrued payroll (56,176) (3,194) (3,257) - (62,627) Accrued vacation and sick leave 9,720 (980) - - 8,740 Estimated health claims payable - - 224,185 - 224,185 Other liabilities 937 - - - 937 Total adjustments 3,916,131 7,195 222,492 - 4,145,818 Net cash provided(used)by operating activities $ 1,244,342 $ (76,566) $ (115,848) $ - $ 1,051,928 79 Agency Fund Escheatment Fund - The agency fund is used to account for assets held by the City of Wichita Falls in a custodial capacity. The assets in this fund have been abandoned or remain unclaimed pending escheatment to the State of Texas. EXHIBIT F-1 CITY OF WICHITA FALLS, TEXAS AGENCYFUND STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deductions 9/30/2011 ESCHEATMENT FUND Assets Cash and cash equivalents $ 300,715 $ 41,027 $ 214,912 $ 126,830 Liabilities Other liabilities $ 300,715 $ 41,027 $ 214,912 $ 126,830 80 Component Units Discretely Presented Component Units of the City of Wichita Falls are legally separate entities; however, the City is considered to be financially accountable for their operations. The four discretely presented component units are as follows: Wichita Falls Economic Development Corporation The Wichita Falls Economic Development Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualified enterprises with funds provided by a portion of the local sales tax. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4A. Wichita Falls 4B Sales Tax Corporation The Wichita Falls 4B Sales Tax.Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities and the related maintenance and operating costs of such projects. These projects are funded by a portion of the local sales tax. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4B. Wichita Falls Reinvestment Zone#2 The Wichita Falls Reinvestment Zone #2 was created in August 2005 by the City, with the advice and consent of the Wichita Falls Independent School District and Wichita County. The purpose of the Wichita Falls Reinvestment Zone#2 is to capture increments of growth in real property values in the designated zone area from base values established in January 2004 and use the ad valorem taxes derived from the increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the zoned area or for payment of debt service on bonds issued to provide funds for public improvements. Wichita Falls Reinvestment Zone#3 The Wichita Falls Reinvestment Zone#3 was created in September 2009 by the City, with the advice and consent of the Wichita Falls Independent School District and Wichita County. The purpose of the Wichita Falls Reinvestment.Zone#3 is to capture increments of growth in real property values in the designated zone area from base values established in January 2009 and use the ad valorem taxes derived from the increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the zoned area or for payment of debt service on bonds issued to provide funds for public improvements. EXHIBIT G-1 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF NET ASSETS COMPONENT UNITS SEPTEMBER 30,2011 Wichita Falls Economic Wichita Falls Wichita Falls Wichita Falls Development 413 Sales Tax Reinvestment Reinvestment Corporation Corporation Zone#2 Zone#3 Totals Assets Cash and cash equivalents $13,869,755 $ 1,433,208 $ - $ 66,978 $15,369,941 Receivables: Government agencies 619,114 619,114 - 6,255 1,244,483 Prepaid items - 54,423 - - 54,423 Capital assets,net of accumulated depreciation 2,321,697 - - - 2,321,697 Total assets 16,810,566 2,106,745 - 73,233 18,990,544 Liabilities Accounts payable-trade 581,005 20,249 - - 601,254 Total liabilities 581,005 20,249 - - 601,254 Net assets Investment in capital assets, net of related debt 2,321,697 - - - 2,321,697 Unrestricted 13,907,864 2,086,496 - 73,233 16,067,593 Total net assets $16,229,561 $ 2,086,496 $ - $ 73,233 $18,389,290 81 CITY OF WICHITA FALLS, TEXAS COMBINING STATEMENT OF ACTIVITIES COMPONENT UNITS FOR THE YEAR ENDED SEPTEMBER 30,2011 Program Revenue Operating Charges for Grants and Expenses Services Contributions Community development Wichita Falls Economic Development Corporation $ 5,495,089 $ 106,800 $ - Wichita Falls 413 Sales Tax Corporation 4,969,746 - 319,650 Wichita Falls Reinvestment Zone#2 319,650 - - Wichita Falls Reinvestment Zone#3 - - - Total component units $ 10,784,485 $ 106,800 $ 319,650 General revenues: Taxes: Property tax Sales tax Investment earnings Miscellaneous Total general revenues Change in net assets Net assets-beginning Net assets-ending 82 EXHIBIT G-2 Net(Expense) Revenue and Changes in Net Assets Wichita Falls Economic Wichita Falls Wichita Falls Wichita Falls Development 413 Sales Tax Reinvestment Reinvestment Corporation Corporation Zone#2 Zone#3 Totals $ (5,388,289) $ - $ - $ - $ (5,388,289) (4,650,096) - - (4,650,096) (319,650) - (319,650) (5,388,289) (4,650,096) (319,650) - (10,358,035) - - 319,612 37,647 357,259 3,513,832 3,513,832 - - 7,027,664 18,393 4,896 38 46 23,373 29,880 - - - 29,880 3,562,105 3,518,728 319,650 37,693 7,438,176 (1,826,184) (1,131,368) - 37,693 (2,919,859) 18,055,745 3,217,864 - 35,540 21,309,149 $ 16,229,561 $ 2,086,496 $ - $ 73,233 $ 18,389,290 Supporting Schedules CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDED DEBT AND INTEREST MATURITIES SEPTEMBER 30,2011 Fiscal Year General Obligation Bonds Combination Tax and Revenue Bonds Ending Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds September 30, Maturities on Bonds and Interest Maturities(1) on Bonds and Interest 2012 $ 355,000 $ 227,113 $ 582,113 $ 6,064,359 $ 2,259,045 $ 8,323,404 2013 370,000 210,694 580,694 4,961,732 2,046,508 7,008,240 2014 385,000 193,581 578,581 5,017,477 1,874,260 6,891,737 2015 405,000 175,775 580,775 5,191,817 1,696,068 6,887,885 2016 425,000 154,512 579,512 5,378,922 1,505,992 6,884,914 2017 450,000 132,200 582,200 5,693,748 1,303,911 6,997,659 2018 475,000 108,013 583,013 5,864,985 1,115,826 6,980,811 2019 500,000 82,481 582,481 1,919,725 918,086 2,837,811 2020 530,000 55,606 585,606 2,002,410 835,234 2,837,644 2021 555,000 28,444 583,444 2,089,945 746,359 2,836,304 2022 - - - 2,187,350 652,881 2,840,231 2023 - 2,294,222 546,622 2,840,844 2024 - 2,400,925 434,027 2,834,952 2025 - 2,522,469 314,681 2,837,150 2026 - 2,248,832 199,442 2,448,274 2027 - 710,000 88,856 798,856 2028 - 745,000 54,744 799,744 2029 - - - 780,000 18,525 798,525 $ 4,450,000 $ 1,368,419 $ 5,818,419 $ 58,073,918 $ 16,611,067 $ 74,684,985 (1)Includes amortization of bond premium of$1,313,918. (2)Includes amortization of bond premium of$1,112,778. 83 EXHIBIT H-1 Water and Sewer Priority Lien Revenue Bonds Totals-All Bonded Debt Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds Maturities(2) on Bonds and Interest Maturities on Bonds and Interest $ 1,982,897 $ 4,502,178 $ 6,485,075 $ 8,402,256 $ 6,988,336 $ 15,390,592 3,431,663 4,412,262 7,843,925 8,763,395 6,669,464 15,432,859 3,563,431 4,282,494 7,845,925 8,965,908 6,350,335 15,316,243 3,709,980 4,138,895 7,848,875 9,306,797 6,010,738 15,317,535 3,861,351 3,989,099 7,850,450 9,665,273 5,649,603 15,314,876 4,007,536 3,832,902 7,840,438 10,151,284 5,269,013 15,420,297 4,178,541 3,670,509 7,849,050 10,518,526 4,894,348 15,412,874 8,224,396 3,511,054 11,735,450 10,644,121 4,511,621 15,155,742 8,575,823 3,163,502 11,739,325 11,108,233 4,054,342 15,162,575 8,951,741 2,790,084 11,741,825 11,596,686 3,564,887 15,161,573 9,337,675 2,399,324 11,736,999 11,525,025 3,052,205 14,577,230 9,748,174 1,991,226 11,739,400 12,042,396 2,537,848 14,580,244 10,177,748 1,565,152 11,742,900 12,578,673 1,999,179 14,577,852 10,621,792 1,119,808 11,741,600 13,144,261 1,434,489 14,578,750 11,085,785 654,040 11,739,825 13,334,617 853,482 14,188,099 3,819,245 167,430 3,986,675 4,529,245 256,286 4,785,531 - - - 745,000 54,744 799,744 - - - 780,000 18,525 798,525 $ 105,277,778 $ 46,189,959 $ 151,467,737 $ 167,801,696 $ 64,169,445 $ 231,971,141 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE SEPTEMBER 30,2011 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments General Obligation and Construction 3.75,3.85,4.00,4.125 03/01/01 09/01/21 175,000 (2002) Refunding Bonds,Series 2001 4.25,4.375,4.625,5.00 415,000 (2003) 5.125,5.25,5.375 435,000 (2004) (311,911) 445,000 (2005) 465,000 (2006) 880,000 (2007) 910,000 (2008) 945,000 (2009) 745,000 (2010) 340,000 (Ml1) 355,000 (2012) 370,000 (2013) 385,000 (2014) 405,000 (2015) 425,000 (2016) 450,000 (2017) 475,000 (2018) 500,000 (2019) 530,000 (2020) 555,000 (2021) Total General Obligation Bonds Combination Tax and Revenue Bonds: Combination Tax and Revenue 3.00,3.10,3.30,3.40 11/15/03 09/01/18 740,000 (2004) Certificates of Obligation, 3.55,3.65,3.75,3.90, 715,000 (2005) Series 2003 4.00 735,000 (2006) (3/1,9/1) 755,000 (2007) 775,000 (2008) 380,000 (2009) 390,000 (2010) 405,000 (2011) 420,000 (2012) 435,000 (2013) 335,000 (2014) 345,000 (2015) 360,000 (2016) 375,000 (2017) 385,000 (2018) 84 EXHIBIT H-2 (Page 1 of 5) Bonds Retired or Authorized Issued Refunded Outstanding $ 10,205,000 $ 10,205,000 $ 5,755,000 $ 4,450,000 10,205,000 10,205,000 5,755,000 4,450,000 7,550,000 7,550,000 4,895,000 2,655,000 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT-D.) SEPTEMBER 30, 2011 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Combination Tax and Revenue 2.00,2.25,2.75,3.50, 09/01/04 08/01/12 685,000 (2005) Refunding Bonds, 4.00,5.00 640,000 (2006) Series 2004 (2/1,8/1) 650,000 (2007) 3,115,000 (2008) 3,230,000 (2009) 3,375,000 (2010) 3,500,000 (2011) 3,645,000 (2012) Combination Tax and Revenue Refunding Bonds,Series 2004-Premium Combination Tax and Revenue 4.90,5.00 09/01/05 08/01/16 115,000 (2005) Refunding Bonds, (2/1,8/1) 2,055,000 (2006) Series 2005 2,150,000 (2007) 2,210,000 (2013) 2,350,000 (2014) 2,490,000 (2015) 2,650,000 (2016) Combination Tax and Revenue Refunding Bonds,Series 2005-Premium Combination Tax and Revenue 3.55,3.60,3.90,4.00 11/15/06 09/01/26 705,000(2007) Certificates of Obligation, 4.10,4.20,4.25,5.00 580,000(2008) Series 2006A (3/1,9/1) 605,000(2009) 625,000(2010) 650,000(2011) 680,000(2012) 705,000(2013) 735,000(2014) 760,000(2015) 795,000(2016) 825,000(2017) 855,000(2018) 890,000(2019) 930,000(2020) 965,000(2021) 1,010,000(2022) 1,060,000(2023) 1,110,000(2024) 1,165,000(2025) 1,225,000(2026) Combination Tax and Revenue Certificates of Obligation,Series 2006A-Premium 85 EXHIBIT H-2 (Page 2 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 18,840,000 18,840,000 15,195,000 3,645,000 - 1,060,889 1,017,179 43,710 14,020,000 14,020,000 4,320,000 9,700,000 - 1,050,891 692,962 357,929 16,875,000 16,875,000 3,165,000 13,710,000 448,769 165,441 283,328 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE(CONT-D.) SEPTEMBER 30,2011 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Combination Tax and Revenue 5.20,5.30,6.00,6.25 11/15/06 09/01/26 170,000(2007) Certificates of Obligation, (3/1,9/1) 130,000(2008) Series 2006E 135,000(2009) 140,000(2010) 150,000(2011) 155,000(2012) 165,000(2013) 175,000(2014) 185,000(2015) 190,000(2016) 205,000(2017) 215,000(2018) 230,000(2019) 240,000(2020) 255,000(2021) 270,000(2022) 290,000(2023) 305,000(2024) 325,000(2025) 345,000(2026) Combination Tax and Revenue Certificates of Obligation,Series 2006E-Premium Combination Tax and Revenue 2.25,2.50,2.75,3.00, 01/15/09 10/01/28 340,000(2010) Certificates of Obligation, 3.25,3.50,4.00,4.125, 405,000(2011) Series 2009 4.25,4.50,4.625,4.75 415,000(2012) (4/1, 10/1) 425,000(2013) 435,000(2014) 450,000(2015) 460,000(2016) 475,000(2017) 490,000(2018) 505,000(2019) 525,000(2020) 550,000(2021) 570,000(2022) 595,000(2023) 620,000(2024) 650,000(2025) 675,000(2026) 710,000(2027) 745,000(2028) 780,000(2029) 86 EXHIBIT H-2 (Page 3 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 4,275,000 4,275,000 725,000 3,550,000 - 103,279 37,445 65,834 10,820,000 10,820,000 745,000 10,075,000 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE(CONT-D.) SEPTEMBER 30,2011 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Combination Tax and Revenue 5.60(2/1,8/1) 01/01/10 02/01/25 165,000(2011) Certificates of Obligation, 185,000(2012) Series 2010 195,000(2013) 205,000(2014) 215,000(2015) 230,000(2016) 240,000(2017) 255,000(2018) 270,000(2019) 285,000(2020) 300,000(2021) 320,000(2022) 335,000(2023) 355,000(2024) 375,000(2025) Combination Tax and Revenue 2.00,3.00,3.50,4.00 05/01/10 08/01/18 170,000(2010) Refunding Bonds,Series 2010 (2/1,8/1) 285,000(2012) 595,000(2013) 580,000(2014) 575,000(2015) 555,000(2016) 3,470,000(2017) 3,600,000(2018) Combination Tax and Revenue Refunding Bonds,Series 2010- Premium Total Combination Tax and Revenue Bonds Water and Sewer System 3.75,4.00,4.375,4.50 09/01/01 08/01/12 1,665,000 (2002) Priority Lien Revenue 5.00,5.10,5.375 1,220,000 (2003) Bonds,Series 2001 (2/1,8/1) 1,265,000 (2004) 1,320,000 (2005) 1,365,000 (2006) 1,430,000 (2007) 1,360,000 (2008) 1,419,000 (2009) 1,490,000 (2010) 1,545,000 (2011) 1,615,000 (2012) Water and Sewer System Priority Lien Revenue Bonds,Series 2001 -Premium 87 EXHIBIT H-2 (Page 4 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 3,930,000 3,930,000 165,000 3,765,000 9,830,000 9,830,000 170,000 9,660,000 - 685,333 122,215 563,118 86,140,000 89,489,161 31,415,242 58,073,919 118,770,000 118,770,000 117,155,000 1,615,000 - 1,634,193 826,799 807,394 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE(CONT-D.) SEPTEMBER 30,2011 Final Interest Rates Issue Maturity Annual and(Dates) Date Date Serial Payments Water and Sewer System 4.00,4.25,4.375,4.50 02/01/07 08/01/27 225,000 (2008) Priority Lien Refunding Revenue (2/1,8/1) 230,000 (2009) Bonds,Series 2007 240,000 (2010) 250,000 (2011) 260,000 (2012) 3,325,000 (2013) 3,460,000 (2014) 3,610,000 (2015) 3,765,000 (2016) 3,915,000 (2017) 4,090,000 (2018) 8,140,000 (2019) 8,500,000 (2020) 8,885,000 (2021) 9,280,000 (2022) 9,700,000 (2023) 10,140,000 (2024) 10,595,000 (2025) 11,070,000 (2026) 3,815,000 (2027) Water and Sewer System Priority Lien Refunding Revenue Bonds,Series 2007-Premium Total Priority Lien Revenue Bonds Total All Bonds 88 EXHIBIT H-2 (Page 5 of 5) Bonds Retired or Authorized Issued Refunded Outstanding 103,495,000 103,495,000 945,000 102,550,000 - 437,938 132,555 305,383 222,265,000 224,337,131 119,059,354 105,277,777 $ 318,610,000 $ 324,031,292 $ 156,229,596 $ 167,801,696 EXHIBIT H-3 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE COVERAGE-REVENUE BONDS SEPTEMBER 30,2011 Water and Sewer Revenue Bonds: Change in net assets(Exhibit A-8) $ 6,887,266 Add: Depreciation and amortization $ 5,508,066 Interest expense and paying agent fees 5,789,281 Transfers out 1,347,214 12,644,561 Subtract: West Texas Utilities water revenues 595,273 Gain (loss)on sale/abandonment of capital assets (33,869) Capital contributions from developers 81,396 Transfers in 1,183,948 (1,826,748) Net earnings for determining debt service coverage $17,705,079 Priority Subordinate Lien Bonds Lien Bonds Net earnings for determining debt service coverage $17,705,079 Principal and interest requirements to maturity $ 151,467,737 $ - Number of years remaining to pay bonds 16 N/A Average annual principal and interest requirement 9,466,734 N/A Minimum bond covenant debt service coverage 1.25 1.10 Minimum debt service coverage requirement $ 11,833,417 $ - 11,833,417 Excess over debt service coverage requirements $ 5,871,662 89 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY SEPTEMBER 30,2011 Buildings Machinery Land and and and Betterments Improvements Equipment Administrative services: Mayor and City Council $ $ - $ - City Manager 265,898 2,019 Personnel/Risk Management - 7,584 Martin Luther King Center - 786,763 6,206 Library 477,942 4,522,939 440,252 General Public Information - - 285,195 Building Maintenance - 1,076,622 39,072 Nondepartmental 44,080 380,755 70,439 Municipal Court 230,000 316,527 202,396 Legal - - 1,869 City Clerk - 1,411 Homeland security - 802,766 Training Center - - 536,255 Golf course 3,808,375 531,686 45,151 Total administrative services 4,560,397 7,881,190 2,440,615 Police 1,131,749 10,231,506 15,461,438 Fire 194,065 7,079,019 250,214 Parks and recreation: Recreation 683,155 1,714,368 193,192 Park maintenance 12,085,368 908,781 30,204 Cemetery 131,619 - 9,423 Total parks and recreation 12,900,142 2,623,149 232,819 Accounting/finance: Accounting/finance - - 1,192 Information Systems 2,093,928 Total accounting/finance 2,095,120 Community development: Planning 28,465 Inspection - - 7,447 Property management 2,760,061 420,892 29,590 Weed and Seed program - - 7,504 Hazard Mitigation grant 170,800 - - Total community development 2,930,861 420,892 73,006 Public works: Engineering 125,806 29,665 124,900 Street maintenance 10,147 100,108 27,915 Infrastructure 1,295,547 - - Total public works 1,431,500 129,773 152,815 Health: Administration 34,820 2,878,545 360,926 General City nursing 76,411 1,123 30,958 Environmental health - 8,956 11,042 Lab water pollution - - 31,044 Animal reclaim center 150,737 3,321,311 9,643 Total health 261,968 6,209,935 443,613 Traffic and transportation - 31,045 152,859 Multi-Purpose Events Center 9,560,212 34,068,238 507,719 Wichita Falls Business Park 1,099,507 - - Total capital assets used in the operation of governmental funds $ 34,070,401 $ 68,674,747 $ 21,810,218 90 EXHIBIT H-4 Motor Furniture Vehicles and and Construction Fixtures Equipment Infrastructure in Progress Totals $ 5,218 $ $ $ - $ 5,218 13,644 - 281,561 4,660 - 12,244 9,120 - 802,089 89,052 - 5,530,185 3,184 - 288,379 - - 1,115,694 - - 495,274 1,435 - 750,358 - - 1,869 - 1,411 - 802,766 - 536,255 - - 4,385,212 126,313 - 15,008,515 8,760 - 375,700 27,209,153 - - 7,523,298 11,727 - 2,602,442 - - 13,024,353 - - 141,042 11,727 - 15,767,837 - - 1,192 - 2,093,928 - 2,095,120 - 28,465 - 7,447 - 3,210,543 - 7,504 - - 170,800 - 3,424,759 - 280,371 - - 138,170 149,341,779 - 150,637,326 - 149,341,779 - 151,055,867 14,573 - - 3,288,864 - - 108,492 - 19,998 - 31,044 - - 3,481,691 14,573 - - 6,930,089 - 8,976,828 - 9,160,732 28,288 - 57,662 44,222,119 - - - 1,099,507 $ 189,661 $ $ 158,318,607 $ 433,362 $ 283,496,996 EXHIBIT H-5 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE OF CHANGES BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED SEPTEMBER 30,2011 Beginning Ending Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Administrative services: Mayor and City Council $ 5,218 $ $ - $ 5,218 City Manager 281,561 - 281,561 Personnel/Risk Management 12,244 - 12,244 Martin Luther King Center 802,089 - - 802,089 Library 5,574,096 7,102 51,013 5,530,185 General Public Information 288,379 - - 288,379 Building Maintenance 1,115,830 1,017 1,153 1,115,694 Nondepartmental 482,782 105,289 92,797 495,274 Municipal Court 740,883 21,913 12,438 750,358 Legal 1,869 - - 1,869 City Clerk 1,411 - - 1,411 Homeland security 700,971 101,795 - 802,766 Training center 392,220 144,035 - 536,255 Golf course 4,385,212 - - 4,385,212 Total administrative services 14,784,765 381,151 157,401 15,008,515 Police 27,213,728 30,942 35,517 27,209,153 Fire 7,523,298 - - 7,523,298 Parks and recreation: Recreation 2,566,520 37,150 1,228 2,602,442 Park maintenance 12,981,347 43,006 - 13,024,353 Cemetery 141,042 - 141,042 Total parks and recreation 15,688,909 80,156 1,228 15,767,837 Accounting/finance: Accounting/finance 1,192 - - 1,192 Information Systems 2,031,145 71,151 8,368 2,093,928 Total accounting/finance 2,032,337 71,151 8,368 2,095,120 Community development: Planning 28,465 - - 28,465 Inspection 7,447 7,447 Property management 3,210,543 3,210,543 Weed and Seed program 7,504 7,504 Hazard Mitigation Grant 170,800 170,800 Total community development 3,424,759 3,424,759 Public works: Engineering 280,371 280,371 Street maintenance 136,136 2,034 - 138,170 Infrastructure 147,141,123 4,892,266 1,396,063 150,637,326 Total public works 147,557,630 4,894,300 1,396,063 151,055,867 Health: Administration 3,266,791 27,811 5,738 3,288,864 General city nursing 111,235 - 2,743 108,492 Environmental health 19,998 - - 19,998 Lab water pollution 21,734 9,310 31,044 Animal reclaim center 2,248,324 1,233,367 - 3,481,691 Total health 5,668,082 1,270,488 8,481 6,930,089 Traffic and transportation 8,432,948 865,453 137,669 9,160,732 Multi-Purpose Events Center 44,076,360 145,759 - 44,222,119 Wichita Falls Business Park 1,099,507 - - 1,099,507 Total capital assets $ 277,502,323 $ 7,739,400 $ 1,744,727 $ 283,496,996 91 EXHIBIT H-6 CITY OF WICHITA FALLS, TEXAS MUNICIPAL AIRPORT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $2,239,667 $ 4,989,951 $ - $7,229,618 Buildings and improvements 1,698,058 - - 1,698,058 Machinery and equipment 34,871 - - 34,871 Furniture and fixtures 36,705 - - 36,705 Construction in progress 4,690,417 704,081 4,690,416 704,082 Total capital assets 8,699,718 5,694,032 4,690,416 9,703,334 Accumulated Depreciation: Land and betterments 1,536,833 131,119 - 1,667,952 Buildings and improvements 1,077,812 28,908 - 1,106,720 Machinery and equipment 24,893 2,222 - 27,115 Furniture and fixtures 34,906 1,753 - 36,659 Total accumulated depreciation 2,674,444 164,002 - 2,838,446 Net capital assets $6,025,274 $ 5,530,030 $4,690,416 $6,864,888 92 EXHIBIT H-7 CITY OF WICHITA FALLS, TEXAS KICKAPOO AIRPORT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $6,501,607 $ 25,275 $ - $ 6,526,882 Buildings and improvements 3,259,730 - - 3,259,730 Machinery and equipment 610,925 - - 610,925 Construction in progress 7,192 1,024,988 - 1,032,180 Total capital assets 10,379,454 1,050,263 - 11,429,717 Accumulated Depreciation: Land and betterments 884,918 183,110 - 1,068,028 Buildings and improvements 338,115 107,336 - 445,451 Machinery and equipment 171,164 32,089 - 203,253 Total accumulated depreciation 1,394,197 322,535 - 1,716,732 Net capital assets $8,985,257 $ 727,728 $ - $ 9,712,985 93 EXHIBIT H-8 CITY OF WICHITA FALLS, TEXAS TRANSIT FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30,2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $ 61,925 $ 98,000 $ - $ 159,925 Buildings and improvements 680,718 - - 680,718 Machinery and equipment 193,985 72,233 3,879 262,339 Total capital assets 936,628 170,233 3,879 1,102,982 Accumulated Depreciation: Buildings and improvements 216,042 10,456 - 226,498 Machinery and equipment 145,720 15,150 3,879 156,991 Total accumulated depreciation 361,762 25,606 3,879 383,489 Net capital assets $ 574,866 $144,627 $ - $ 719,493 94 EXHIBIT H-9 CITY OF WICHITA FALLS, TEXAS STORMWATER DRAINAGE FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Drainage $ 8,813,665 $ 5,645,973 $ 83,128 $14,376,510 Land betterments 2,300 22,500 - 24,800 Machinery and equipment 73,376 - - 73,376 Construction in progress 5,159,580 706,655 5,089,328 776,907 Total capital assets 14,048,921 6,375,128 5,172,456 15,251,593 Accumulated Depreciation: Drainage 54,850 7,338 - 62,188 Land betterments 287 115 - 402 Machinery and equipment 309,523 154,601 2,869 461,255 Total accumulated depreciation 364,660 162,054 2,869 523,845 Net capital assets $ 13,684,261 $ 6,213,074 $ 5,169,587 $14,727,748 95 EXHIBIT H-10 CITY OF WICHITA FALLS, TEXAS SANITATION FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $5,409,789 $ 392,681 $ 6,212 $5,796,258 Buildings and improvements 2,310,283 - 22,422 2,287,861 Machinery and equipment 284,786 99,887 44,216 340,457 Construction in progress 187,061 347,695 187,061 347,695 Total capital assets 8,191,919 840,263 259,911 8,772,271 Accumulated Depreciation: Land and betterments 351,695 107,009 6,039 452,665 Buildings and improvements 1,325,159 45,979 22,247 1,348,891 Machinery and equipment 127,839 20,910 44,089 104,660 Total accumulated depreciation 1,804,693 173,898 72,375 1,906,216 Net capital assets $6,387,226 $ 666,365 $ 187,536 $6,866,055 96 EXHIBIT H-11 CITY OF WICHITA FALLS, TEXAS WATER AND SEWER FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $ 24,345,465 $ - $ - $ 24,345,465 Buildings, systems and improvements 249,863,240 3,434,166 109,000 253,188,406 Machinery and equipment 4,779,373 62,591 - 4,841,964 Furniture and fixtures 1,164 - - 1,164 Motor vehicles 1,235 - - 1,235 Construction in progress 26,771,518 17,636,019 768,170 43,639,367 Total capital assets 305,761,995 21,132,776 877,170 326,017,601 Accumulated Depreciation: Land and betterments 9,579,087 243,632 - 9,822,719 Buildings, systems and improvements 78,848,520 4,906,156 109,000 83,645,676 Machinery and equipment 3,576,326 169,740 - 3,746,066 Furniture and fixtures 1,164 - - 1,164 Motor vehicles 1,235 - - 1,235 Total accumulated depreciation 92,006,332 5,319,528 109,000 97,216,860 Net capital assets $213,755,663 $ 15,813,248 $ 768,170 $228,800,741 97 EXHIBIT H-12 CITY OF WICHITA FALLS, TEXAS WATERPARK FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $ 389,894 $ - $ - $ 389,894 Buildings and improvements 3,306,149 56,460 - 3,362,609 Machinery and equipment 178,457 10,000 - 188,457 Total capital assets 3,874,500 66,460 - 3,940,960 Accumulated Depreciation: Buildings and improvements 165,307 166,719 - 332,026 Machinery and equipment 17,846 18,346 - 36,192 Total accumulated depreciation 183,153 185,065 - 368,218 Net capital assets $ 3,691,347 $ (118,605) $ - $ 3,572,742 98 EXHIBIT H-13 CITY OF WICHITA FALLS, TEXAS FLEET MAINTENANCE FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $ 436,269 $ - $ - $ 436,269 Buildings and improvements 4,136,368 3,659 - 4,140,027 Machinery and equipment 835,374 156,218 - 991,592 Furniture and fixtures 2,950 - - 2,950 Motor vehicles 46,812,853 2,333,216 1,032,433 48,113,636 Construction in progress 6,706 - - 6,706 Total capital assets 52,230,520 2,493,093 1,032,433 53,691,180 Accumulated Depreciation: Land and betterments-other 914 261 - 1,175 Buildings and improvements 1,988,794 86,584 - 2,075,378 Machinery and equipment 523,095 60,969 - 584,064 Furniture and fixtures 2,950 - - 2,950 Motor vehicles and equipment 28,650,139 3,828,199 1,002,923 31,475,415 Total accumulated depreciation 31,165,892 3,976,013 1,002,923 34,138,982 Net capital assets $21,064,628 $ (1,482,920) $ 29,510 $ 19,552,198 99 EXHIBIT H-14 CITY OF WICHITA FALLS, TEXAS DUPLICATING SERVICES FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Machinery and equipment $ 114,995 $ - $ 90,070 $ 24,925 Accumulated Depreciation: Machinery and equipment 68,242 6,142 54,209 20,175 Net capital assets $ 46,753 $ (6,142) $ 35,861 $ 4,750 100 EXHIBIT H-15 CITY OF WICHITA FALLS, TEXAS EMPLOYEE BENEFIT TRUST FUND CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30,2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Machinery and equipment $ 1,379 $ - $ 1,379 $ - Accumulated Depreciation: Machinery and equipment 896 69 965 - Net capital assets $ 483 $ (69) $ 414 $ - 101 EXHIBIT H-16 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS ECONOMIC DEVELOPMENT CORPORATION CAPITAL ASSETS AND ACCUMULATED DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 2011 Balance Balance 10/1/2010 Additions Deletions 9/30/2011 Capital Assets: Land and betterments $ 1,469,797 $ - $ - $ 1,469,797 Buildings and improvements 957,191 - - 957,191 Total capital assets 2,426,988 - - 2,426,988 Accumulated Depreciation: Buildings and improvements 86,147 19,144 - 105,291 Net capital assets $ 2,340,841 $ (19,144) $ - $ 2,321,697 102 Statistical Section (Unaudited) This part of the City of Wichita Falls, Texas' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 103 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 109 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 113 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 118 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 120 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. CITY OF WICHITA FALLS, TEXAS NET ASSETS BY COMPONENT LAST NINE FISCAL YEARS(UNAUDITED) 2002-2003 2003-2004 2004-2005 Governmental activities Invested in capital assets, net of related debt $ 64,632,911 $ 90,045,882 $ 127,366,654 Restricted 597,966 626,256 1,200,845 Unrestricted 16,561,287 25,286,103 20,500,308 Total governmental activities net assets $ 81,792,164 $ 115,958,241 $ 149,067,807 Business-type activities Invested in capital assets, net of related debt $ 89,683,262 $ 99,419,642 $ 112,568,870 Restricted 15,483,121 15,436,872 15,679,474 Unrestricted 14,109,004 10,631,269 7,698,134 Total business-type activities net assets $ 119,275,387 $ 125,487,783 $ 135,946,478 Primary government Invested in capital assets, net of related debt $ 154,316,173 $ 189,465,524 $ 239,935,524 Restricted 16,081,087 16,063,128 16,880,319 Unrestricted 30,670,291 35,917,372 28,198,442 Total primary government net assets $ 201,067,551 $ 241,446,024 $ 285,014,285 Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. 103 EXHIBIT 1-1 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 $ 132,958,014 $ 133,737,880 $ 139,868,969 $ 138,550,295 $ 135,957,279 $ 138,876,124 1,373,786 1,541,859 1,631,963 1,186,730 5,006,079 6,048,238 20,689,055 27,487,733 21,189,932 14,880,792 9,263,524 7,189,782 $ 155,020,855 $ 162,767,472 $ 162,690,864 $ 154,617,817 $ 150,226,882 $ 152,114,144 $ 120,263,391 $ 132,852,246 $ 143,023,239 $ 156,170,924 $ 172,590,416 $ 172,634,321 16,234,804 12,681,053 12,945,497 12,958,909 12,942,163 11,734,924 11,962,104 12,513,454 12,810,854 10,712,005 10,734,533 23,006,940 $ 148,460,299 $ 158,046,753 $ 168,779,590 $ 179,841,838 $ 196,267,112 $ 207,376,185 $ 253,221,405 $ 266,590,126 $ 282,892,208 $ 294,721,219 $ 308,547,695 $ 311,510,445 17,608,590 14,222,912 14,577,460 14,145,639 17,948,242 17,783,162 32,651,159 40,001,187 34,000,786 25,592,797 19,998,057 30,196,722 $ 303,481,154 $ 320,814,225 $ 331,470,454 $ 334,459,655 $ 346,493,994 $ 359,490,329 CITY OF WICHITA FALLS, TEXAS CHANGES IN NET ASSETS LAST NINE FISCAL YEARS (UNAUDITED) 2002-2003 2003-2004 2004-2005 Expenses Governmental activities: Administrative services $ 9,816,232 $ 9,524,291 $ 9,174,786 Police 16,082,473 16,283,542 17,107,502 Fire 9,742,147 10,058,363 10,337,851 Parks and recreation 4,112,071 4,164,247 4,220,079 Accounting/finance 1,721,239 1,851,988 1,841,475 Community development 7,536,269 7,897,167 7,181,397 Public works 5,627,020 6,404,132 6,742,355 Health 4,632,486 4,523,907 4,435,702 Traffic and transportation 2,138,240 1,983,322 2,181,799 Multi-Purpose Events Center 622,406 1,589,670 2,015,329 Interest and fees on long-term debt 905,959 921,705 843,358 Total governmental activities expenses 62,936,542 65,202,334 66,081,633 Business-type activities: Golf 747,356 760,705 779,151 Municipal Airport 220,970 250,807 243,414 Kickapoo Airport 295,987 338,957 377,299 Transit 1,101,145 1,028,491 1,240,131 Sanitation 7,087,574 7,418,146 7,715,572 Water and Sewer 25,076,194 24,721,561 25,604,413 Stormwater drainage 10,633 112,082 125,989 Waterpark - - - Total business-type activities expenses 34,539,859 34,630,749 36,085,969 Total primary government expenses $ 97,476,401 $ 99,833,083 $ 102,167,602 Program Revenues Governmental activities: Charges for services: Administrative services $ 3,259,315 $ 3,631,020 $ 3,640,715 Police 401,168 372,510 361,201 Fire 2,062 3,233 1,458 Parks and recreation 513,109 479,204 455,861 Accounting/finance - - - Community development 771,418 1,265,897 1,078,293 Public works - - - Health 590,441 668,491 711,399 Traffic and transportation 202,392 214,266 195,585 Multi-Purpose Events Center - - - Operating grants and contributions 9,469,723 11,968,460 14,734,689 Capital grants and contributions 2,608,168 6,970,138 1,176,107 Total governmental activities program revenues 17,817,796 25,573,219 22,355,308 104 EXHIBIT 1-2 (Page 1 of 2) Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 $ 10,648,044 $ 10,363,134 $ 11,662,086 $ 12,026,311 $ 10,043,369 $ 10,881,691 17,733,480 18,587,210 20,527,967 21,008,696 21,133,526 21,822,371 10,825,964 11,295,623 12,492,842 13,028,146 13,065,768 13,291,048 4,210,463 4,478,311 5,107,579 5,757,363 5,687,527 5,405,955 1,843,810 1,893,389 2,231,952 2,473,024 2,428,055 2,534,141 6,293,156 . 6,573,917 6,921,352 7,584,142 7,243,744 7,084,165 7,706,209 8,616,348 8,314,596 8,282,184 8,035,626 7,613,089 4,409,374 4,736,162 4,873,643 4,995,764 4,931,859 4,911,165 2,527,270 2,590,309 2,679,026 2,499,869 2,525,097 2,451,154 2,166,331 4,291,434 4,335,968 4,027,612 4,181,379 4,295,871 721,762 1,308,748 1,405,383 1,620,854 1,781,245 1,765,406 69,085,863 74,734,585 80,552,394 83,303,965 81,057,195 82,056,056 901,454 - - - - - 281,117 276,368 310,980 289,195 337,946 435,774 574,929 966,961 1,245,021 1,354,624 1,108,515 1,262,976 1,280,540 1,373,283 1,793,369 1,616,322 1,602,362 1,847,362 8,059,991 8,638,374 9,199,341 8,509,153 9,152,130 8,959,973 26,380,183 26,764,879 28,126,920 30,165,844 30,250,390 32,969,719 328,833 355,697 407,035 477,415 785,543 533,715 - - - - 1,253,557 1,399,255 37,807,047 38,375,562 41,082,666 42,412,553 44,490,443 47,408,774 $ 106,892,910 $ 113,110,147 $ 121,635,060 $ 125,716,518 $ 125,547,638 $ 129,464,830 $ 3,691,411 $ 3,327,519 $ 3,211,546 $ 4,267,891 $ 4,414,667 $ 4,499,281 402,583 700,216 600,020 470,020 495,459 527,007 5,195 5,434 2,612 4,369 2,042 11,400 473,121 443,827 517,707 513,682 515,008 513,746 - - - - - 65,000 1,195,203 1,138,671 1,124,534 891,803 1,042,574 1,017,718 48,871 7,286 100,000 165,363 2,600 2,740 807,002 803,115 864,874 888,890 908,415 965,741 292,234 212,911 154,941 164,350 201,961 184,138 - 2,215,411 2,141,584 1,789,269 1,767,398 1,644,569 11,109,618 12,298,595 11,468,654 10,891,021 14,606,807 13,268,583 2,667,389 3,218,003 3,097,319 1,631,109 6,145,852 2,315,245 20,692,627 24,370,988 23,283,791 21,677,767 30,102,783 25,015,168 CITY OF WICHITA FALLS, TEXAS CHANGES IN NET ASSETS(CONT-D.) LAST NINE FISCAL YEARS (UNAUDITED) 2002-2003 2003-2004 2004-2005 Business-type activities: Charges for services: Golf 687,153 677,498 622,434 Municipal Airport 359,006 416,573 446,388 Kickapoo Airport 348,512 385,871 270,194 Transit 160,749 194,388 162,018 Sanitation 8,783,064 8,920,801 9,133,955 Water and Sewer 28,488,384 27,857,286 30,208,286 Stormwater drainage 1,035,683 1,036,450 1,042,278 Waterpark - - - Operating grants and contributions 817,451 937,025 926,088 Capital grants and contributions 879,222 376,437 862,398 Total business-type activities program revenues 41,559,224 40,802,329 43,674,039 Total primary government program revenues $ 59,377,020 $ 66,375,548 $ 66,029,347 Net(Expense)/Revenue Governmental activities $ (45,118,746) $ (39,629,115) $ (43,726,325) Business-type activities 7,019,365 6,171,580 7,588,070 Total primary government net expense $ (38,099,381) $ (33,457,535) $ (36,138,255) General Revenues and Other Changes in Net Assets Governmental activities: Taxes: Property tax $ 20,890,964 $ 21,404,857 $ 22,578,788 Sales tax 16,598,733 17,192,703 17,845,505 Franchise fees 5,286,038 5,218,860 5,191,741 Hotel occupancy tax 1,221,620 1,278,102 1,262,518 Beverage tax 196,663 202,841 204,727 Bingo tax 230,280 209,825 164,128 Investment earnings 404,146 379,150 754,935 Gain (loss)on sale of capital assets 3,045 (24,061) - Miscellaneous 309,168 482,908 166,648 Transfers 5,748,106 2,241,628 473,644 Total governmental activities 50,888,763 48,586,813 48,642,634 Business-type activities: Investment earnings 2,238,809 1,764,311 3,417,875 Miscellaneous 1,167,155 518,133 (73,611) Transfers (3,698,431) (2,241,628) (473,644) Total business-type activities (292,467) 40,816 2,870,620 Total primary government $ 50,596,296 $ 48,627,629 $ 51,513,254 Change in Net Assets Governmental activities $ 5,770,017 $ 8,957,698 $ 4,916,309 Business-type activities 6,726,898 6,212,396 10,458,690 Total primary government $ 12,496,915 $ 15,170,094 $ 15,374,999 Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. 105 EXHIBIT 1-2 (Page 2 of 2) Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-10 2010-11 .828,055 - - - - - 448,384 441,471 430,561 544,332 624,298 681,639 347,761 789,522 1,025,300 745,444 798,034 988,457 214,771 206,109 224,856 229,483 274,577 367,374 9,517,673 9,917,386 10,939,617 12,025,478 11,826,882 11,911,026 33,436,585 30,031,969 33,042,845 33,888,553 33,264,688 40,679,751 1,209,196 1,267,533 1,318,340 1,252,544 1,272,430 2,485,346 - - - - 1,283,919 1,633,155 1,251,770 1,026,685 1,389,202 1,142,191 2,312,062 1,323,581 455,217 580,729 1,021,644 456,743 108,471 192,620 47,709,412 44,261,404 49,392,365 50,284,768 51,765,361 60,262,949 $ 68,402,039 $ 68,632,392 $ 72,676,156 $ 71,962,535 $ 81,868,144 $ 85,278,117 $ (48,393,236) $ (50,363,597) $ (57,268,603) $ (61,626,198) $ (50,954,412) $ (57,040,888) 9,902,365 5,885,842 8,309,699 7,872,215 7,274,918 12,854,175 $ (38,490,871) $ (44,477,755) $ (48,958,904) $ (53,753,983) $ (43,679,494) $ (44,186,713) $ 23,522,746 $ 24,975,158 $ 26,160,116 $ 27,869,849 $ 27,570,092 $ 28,556,762 19,272,204 20,068,529 21,353,896 20,451,906 20,033,820 21,082,993 5,740,202 5,780,311 5,598,406 5,570,399 5,593,573 5,593,781 1,333,747 1,417,397 1,560,353 1,506,423 1,553,674 1,572,105 234,075 236,367 251,386 249,121 246,541 248,350 178,666 166,223 168,864 109,739 77,883 70,747 1,409,188 2,684,388 1,727,671 415,156 129,653 49,239 - - (397,404) - - - 172,500 712,358 242,811 134,983 160,949 - 2,482,958 1,972,819 525,898 (2,439,625) (8,802,705) 1,754,171 54,346,286 58,013,550 57,191,997 53,867,951 46,563,480 58,928,148 5,094,418 5,575,703 2,949,036 602,872 194,428 50,858 - 199,174 - 147,536 153,223 (41,792) (2,482,958) (1,972,819) (525,898) 2,439,625 8,802,705 (1,754,171) 2,611,460 3,802,058 2,423,138 3,190,033 9,150,356 (1,745,105) $ 56,957,746 $ 61,815,608 $ 59,615,135 $ 57,057,984 $ 55,713,836 $ 57,183,043 $ 5,953,050 $ 7,649,953 $ (76,606) $ (7,758,247) $ (4,390,932) $ 1,887,260 12,513,825 9,687,900 10,732,837 11,062,248 16,425,274 11,109,070 $ 18,466,875 $ 17,337,853 $ 10,656,231 $ 3,304,001 $ 12,034,342 $ 12,996,330 CITY OF WICHITA FALLS, TEXAS FUND BALANCES, GOVERNMENTAL FUNDS- LAST TEN FISCAL YEARS (UNAUDITED) 2001-2002 2002-2003 2003-2004 2004-2005 General Fund Reserved $ 685,011 $ 1,914,615 $ 1,516,079 $ 2,439,595 Unreserved 8,367,731 8,368,357 9,507,595 10,608,472 Nonspendable - - - - Assigned - - - Unassigned - Total general fund $ 9,052,742 $ 10,282,972 $ 11,023,674 $ 13,048,067 All other Governmental Funds Reserved $ 1,937,961 $ 3,240,727 $ 11,092,483 $ 5,102,543 Unreserved, reported in: Special revenue funds 5,769,119 4,163,834 4,673,755 4,299,100 Capital projects funds 7,064,161 3,205,633 3,394,688 3,738,484 Nonspendable - - - Restricted - - - Committed - - - Unassigned - Total all other governmental funds $ 14,771,241 $ 10,610,194 $ 19,160,926 $ 13,140,127 106 EXHIBIT 1-3 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 $ 2,393,129 $ 3,161,776 $ 2,686,432 $ 1,499,613 $ 1,392,329 $ - 11,503,795 15,569,840 14,500,836 13,042,044 14,294,519 - - - - - - 478,617 - - - - 579,022 - - - 16,002,361 $ 13,896,924 $ 18,731,616 $ 17,187,268 $ 14,541,657 $ 15,686,848 $ 17,060,000 $ 3,179,513 $ 2,371,514 $ 2,888,944 $ 6,254,620 $ 11,753,749 $ - 4,746,615 7,089,584 6,180,559 4,808,127 1,713,168 - 4,857,539 23,458,510 15,033,333 10,963,970 1,850,806 - - - - - - 81,376 - - 10,927,373 - - - - - 1,762,248 - - - - (24,418) $ 12,783,667 $ 32,919,608 $ 24,102,836 $ 22,026,717 $ 15,317,723 $ 12,746,579 CITY OF WICHITA FALLS, TEXAS CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS- LAST TEN FISCAL YEARS(UNAUDITED) 2001-2002 2002-2003 2003-2004 2004-2005 Revenues Taxes $ 41,798,664 $ 44,425,106 $ 45,512,949 $ 47,236,518 Charges for services 2,153,223 2,338,678 2,452,353 2,480,148 Licenses and permits 1,918,690 2,001,117 2,292,695 2,218,119 Fines and forfeitures 1,797,795 1,773,449 2,189,001 2,161,782 Intergovernmental revenue 9,000,057 9,469,723 11,444,840 13,003,816 Contributions 837,213 2,698,930 7,493,758 2,906,980 Miscellaneous revenue 1,833,247 1,539,063 2,007,303 1,985,383 Total revenues 59,338,889 64,246,066 73,392,899 71,992,746 Expenditures Administrative services 8,491,188 9,169,430 9,330,631 8,701,521 Police 14,716,145 15,586,666 15,996,964 16,731,373 Fire 9,084,534 9,456,869 9,851,203 10,196,605 Parks and recreation 3,821,791 3,920,357 4,016,394 4,106,476 Accounting/finance 1,702,554 1,604,484 1,757,006 1,754,186 Community development 5,970,759 7,569,296 8,137,672 7,282,012 Public works 6,204,297 5,311,740 4,488,704 4,653,539 Health 4,146,598 4,513,769 4,452,507 4,391,270 Traffic and transportation 2,261,335 1,923,176 1,768,336 1,937,424 Multi-Purpose Events Center - 57,848 783,244 1,205,153 Capital outlay 13,910,949 10,333,520 8,235,652 10,171,128 Debt service-principal 1,805,000 2,120,000 2,970,000 3,050,000 Debt service-interest 1,181,524 924,557 900,526 852,624 Total expenditures 73,296,674 72,491,712 72,688,839 75,033,311 Excess of revenues over(under) expenditures (13,957,785) (8,245,646) 704,060 (3,040,565) Other Financing Sources(Uses) Transfers in 3,450,446 6,805,264 7,142,007 6,922,585 Transfer out (1,436,580) (2,437,133) (6,393,643) (7,878,421) Proceeds from general obligation bonds - 2,450,000 7,549,000 - Payment to refunded bonds escrow agent - (2,450,000) - - Total other financing sources(uses) 2,013,866 4,368,131 8,297,364 (955,836) Net change in fund balances $(11,943,919) $ (3,877,515) $ 9,001,424 $ (3,996,401) Debt service as a percentage of noncapital expenditures 5.03% 4.90% 6.01% 6.02% 107 EXHIBIT 1-4 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 $ 50,228,509 $ 52,637,318 $ 55,155,574 $ 55,752,982 $ 55,006,901 $ 57,122,006 2,597,044 3,202,699 3,270,930 3,689,717 3,715,832 3,886,160 2,206,023 2,215,813 2,116,140 1,887,434 1,990,328 2,064,972 2,481,816 2,127,062 1,964,391 1,970,612 2,214,884 2,209,026 9,682,237 11,136,433 8,428,310 9,287,371 14,783,860 11,041,679 4,094,770 4,366,961 6,137,663 3,234,759 5,711,904 4,542,149 2,816,865 6,664,315 5,369,689 3,804,438 3,597,927 3,216,734 74,107,264 82,350,601 82,442,697 79,627,313 87,021,636 84,082,726 10,103,642 9,965,494 10,873,576 11,315,351 9,694,632 10,235,720 17,228,066 18,068,168 19,524,824 20,182,150 20,182,168 20,235,012 10,739,651 11,238,422 12,206,774 12,833,183 12,671,757 12,897,810 4,110,013 4,373,460 4,841,597 5,457,410 5,359,692 4,966,060 1,765,350 1,811,690 2,087,572 2,327,608 2,279,241 2,367,814 6,355,136 6,652,162 6,925,581 7,433,617 7,315,631 7,124,851 5,128,384 6,038,790 5,606,784 5,452,172 5,355,585 5,170,624 4,407,758 4,728,414 4,775,418 4,950,213 4,896,841 4,796,934 2,309,854 2,355,249 2,459,070 2,292,890 2,245,038 2,233,311 1,355,846 3,498,189 3,506,091 3,208,713 3,358,470 3,436,052 7,244,115 7,093,636 15,219,394 12,088,928 8,758,421 7,600,491 3,190,000 2,510,000 2,395,000 2,065,000 2,240,000 2,115,000 731,921 1,271,106 1,456,540 1,364,831 1,781,176 1,934,935 74,669,736 79,604,780 91,878,221 90,972,066 86,138,652 85,114,614 (562,472) 2,745,821 (9,435,524) (11,344,753) 882,984 (1,031,888) 3,282,459 5,922,091 7,268,938 5,530,309 3,930,000 - (2,227,586) (5,401,565) (8,194,534) (9,433,265) 5,676,896 6,239,483 21,702,048 - 10,840,779 (16,053,685) (6,405,589) 1,054,873 22,222,574 (925,596) 6,937,823 (6,446,789) (166,106) $ 492,401 $ 24,968,395 $(10,361,120) $ (4,406,930) $ (5,5639805) $ (1,197,994) 5.82% 5.21% 5.02% 4.35% 5.20% 5.22% EXHIBIT 1-5 CITY OF WICHITA FALLS, TEXAS TAX REVENUES BY SOURCE, GOVERNMENTAL FUNDS - LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Hotel Year Property Sales Franchise Occupancy Beverage Bingo Total 2001-2002 $19,055,248 $16,222,571 $ 4,933,338 $1,201,114 $ 188,517 $ 197,875 $41,798,663 2002-2003 20,891,772 16,598,733 5,286,038 1,221,620 196,663 230,280 44,425,106 2003-2004 21,410,615 17,192,706 5,218,860 1,278,102 202,841 209,825 45,512,949 2004-2005 22,567,902 17,845,502 5,191,741 1,262,518 204,727 164,128 47,236,518 2005-2006 23,469,615 19,272,204 5,740,202 1,333,747 234,075 178,666 50,228,509 2006-2007 24,968,481 20,068,529 5,780,311 1,417,397 236,367 166,233 52,637,318 2007-2008 26,217,499 21,353,896 5,598,406 1,565,523 251,386 168,864 55,155,574 2008-2009 27,865,394 20,451,906 5,570,399 1,506,423 249,121 109,739 55,752,982 2009-2010 27,501,412 20,033,820 5,593,573 1,513,484 246,541 77,883 54,966,713 2010-2011 28,554,029 21,082,994 5,593,781 1,572,105 248,350 70,747 57,122,006 108 EXHIBIT 1-6 CITY OF WICHITA FALLS, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY- LAST TEN FISCAL YEARS(UNAUDITED) Personal Ratio of Total Real Property Property Total Total Assessed to Fiscal Assessed Assessed Assessed Direct Estimated Total Estimated Year Value Value Value Tax Rate Actual Value Actual Value 2001-2002 $2,671,429,859 $ 667,334,298 $3,338,764,157 $0.55194 $3,338,764,157 100.00% 2002-2003 2,775,175,780 652,625,915 3,427,801,695 0.55194 3,427,801,695 100.00% 2003-2004 2,901,708,013 629,284,576 3,530,992,589 0.59246 3,530,992,589 100.00% 2004-2005 3,047,463,928 632,056,253 3,679,520,181 0.59246 3,679,520,181 100.00% 2005-2006 2,992,717,987 726,512,178 3,719,230,165 0.59246 3,719,230,165 100.00% 2006-2007 3,208,236,037 744,353,082 3,952,589,119 0.59246 3,952,589,119 100.00% 2007-2008 3,389,094,572 802,449,151 4,191,543,723 0.59246 4,191,543,723 100.00% 2008-2009 3,553,825,553 877,030,381 4,430,855,934 0.59526 4,430,855,934 100.00% 2009-2010 3,622,501,148 803,697,677 4,426,198,825 0.60526 4,426,198,825 100.00% 2010-2011 3,693,399,778 728,642,824 4,422,042,602 0.62526 4,422,042,602 100.00% 109 EXHIBIT 1-7 CITY OF WICHITA FALLS, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES- LAST TEN FISCAL YEARS(UNAUDITED) Tax Rates Per$100 Valuation Fiscal City of Wichita Falls Wichita County Burkburnett ISD(1) Year M&O I&S Total M&O I&S Total M&O I&S Total 2001-2002 $ 0.49 $ 0.06 $ 0.55 $ 0.37 $ 0.02 $ 0.39 $ 1.48 $ 0.13 $ 1.61 2002-2003 0.53 0.06 0.59 0.40 0.02 0.42 1.49 0.14 1.63 2003-2004 0.53 0.06 0.59 0.43 0.02 0.45 1.50 0.14 1.64 2004-2005 0.54 0.05 0.59 0.44 0.02 0.46 1.50 0.14 1.64 2005-2006 0.55 0.04 0.59 0.44 0.02 0.46 1.50 0.13 1.63 2006-2007 0.57 0.02 0.59 0.43 0.02 0.45 1.37 0.13 1.50 2007-2008 0.57 0.02 0.59 0.43 0.01 0.44 1.17 0.11 1.28 2008-2009 0.58 0.02 0.60 0.43 - 0.43 1.17 0.14 1.31 2009-2010 0.59 0.02 0.61 0.48 - 0.48 1.17 0.14 1.31 2010-2011 0.61 0.01 0.62 0.52 - 0.52 1.17 0.14 1.31 City View ISD(2) Iowa Park CISD(3) Wichita Falls ISD(4) Grand M&O I&S Total M&O I&S Total M&O I&S Total Total 2001-2002 $ 1.50 $ 0.19 $ 1.69 $ 1.32 $ 0.08 $ 1.40 $ 1.50 $ 0.04 $ 1.54 $ 7.18 2002-2003 1.50 0.19 1.69 1.50 0.11 1.61 1.50 0.06 1.56 7.50 2003-2004 1.50 0.19 1.69 1.50 0.08 1.58 1.50 0.06 1.56 7.51 2004-2005 1.50 0.23 1.73 1.49 0.09 1.58 1.50 0.06 1.56 7.56 2005-2006 1.50 0.25 1.75 1.49 0.09 1.58 1.50 0.06 1.56 7.57 2006-2007 1.50 0.23 1.73 1.36 0.09 1.45 1.33 0.06 1.39 7.11 2007-2008 1.37 0.23 1.60 1.04 0.08 1.12 1.04 0.15 1.19 6.22 2008-2009 1.04 0.22 1.26 1.04 0.08 1.12 1.04 0.16 1.20 5.92 2009-2010 1.17 0.23 1.40 1.04 0.11 1.15 1.04 0.16 1.20 6.15 2010-2011 1.17 0.25 1.42 1.04 0.10 1.14 1.04 0.16 1.20 6.21 Notes: (1) Burkburnett Independent School District-25%in Wichita Falls city limits (2) City View Independent School District-90%in Wichita Falls city limits (3) Iowa Park Consolidated Independent School District-2%in Wichita Falls city limits (4) Wichita Falls Independent School District-99%in Wichita Falls city limits 110 EXHIBIT 1-8 CITY OF WICHITA FALLS, TEXAS PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO SEPTEMBER 30, 2011 2010-11 2001-2002 Percentage Percentage Taxable of Total Taxable of Total Assessed Assessed. Assessed Assessed Taxpayer Value Rank Valuation Value Rank Valuation GGP-Sikes Senter LLC $ 50,522,779 1 1.14% $ 42,045,000 3 1.26% Oncor Electric Delivery Co 37,300,850 2 0.84% 43,420,140 2 1.30% Wal-Mart Stores Texas LP 24,172,866 3 0.55% 34,277,549 4 1.03% Southwestern Bell 21,789,249 4 0.49% 46,005,162 1 1.38% Wal-Mart Stores East Inc 18,974,411 5 0.43% - N/A 0.00% Quail Creek Crossing Ltd 14,421,000 6 0.33% - N/A 0.00% Kell West Regional Hospital 13,143,306 7 0.30% 10,403,611 9 0.31% Saint-Gobain Vetrotex America Inc. 13,003,240 8 0.29% - N/A 0.00% Lowe's Home Centers, Inc. 12,087,569 9 0.27% 14,348,834 6 0.43% North American Pipe Corp 13,969,307 10 0.32% - N/A 0.00% Clinics of North Texas - N/A 0.00% 14,613,806 5 0.44% SBC Asset Management, Inc. - N/A 0.00% 13,689,391 7 0.41% Time Warner - N/A 0.00% 13,196,703 8 0.40% Winn Dixie - N/A 0.00% 9,871,185 10 0.30% Totals $ 219,384,577 4.96% $ 241,871,381 7.26% 111 EXHIBIT 1-9 CITY OF WICHITA FALLS, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS- LAST TEN FISCAL YEARS (UNAUDITED) Collected within the Taxes Levied Fiscal Year of the Levy Collections Total Collections to Date Fiscal for the Percentage in Subsequent Percentage Year Fiscal Year Amount of Levy Years Amount of Levy 2001-2002 $ 17,635,425 $ 17,210,516 97.59% $ 369,293 $ 17,579,809 99.68% 2002-2003 19,439,511 18,962,880 97.55% 408,409 19,371,289 99.65% 2003-2004 20,039,039 19,646,529 98.04% 311,678 19,958,207 99.60% 2004-2005 20,919,473 20,494,272 97.97% 306,509 20,800,781 99.43% 2005-2006 22,034,951 21,612,888 98.08% 290,997 21,903,885 99.41% 2006-2007 23,421,270 23,043,185 98.39% 261,287 23,304,472 99.50% 2007-2008 24,833,219 24,408,683 98.29% 244,414 24,653,097 99.27% 2008-2009 26,375,113 25,905,854 98.22% 267,118 26,172,972 99.23% 2009-2010 26,752,242 26,166,043 97.81% 212,103 26,378,146 98.60% 2010-2011 27,649,264 27,179,642 98.30% - 27,179,642 98.30% 112 CITY OF WICHITA FALLS, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE - LAST TEN FISCAL YEARS(UNAUDITED) Governmental Activities General Combination Utility Fiscal Obligation Tax and Note System Year Bonds Revenue Bonds Payable Revenue Bonds 2001-2002 $ 17,410,000 $ - $ - $ 172,349,440 2002-2003 15,290,000 - 54,561 168,368,339 2003-2004 13,060,000 6,810,000 234,186 144,747,898 2004-2005 10,725,000 6,095,000 178,149 126,538,189 2005-2006 8,270,000 5,360,000 120,443 124,824,242 2006-2007 7,390,000 25,396,016 61,093 123,869,328 2007-2008 6,480,000 23,867,228 - 121,887,613 2008-2009 5,535,000 33,524,726 - 119,841,741 2009-2010 4,790,000 35,918,687 - 107,501,744 2010-2011 4,450,000 34,104,162 - 105,277,778 113 EXHIBIT 1-10 Business-type Activities Combination Capital Total Percentage Tax and Note Lease Primary of Personal Per Revenue Bonds Payable Payable Government Income Capita $ - $ 832,565 $ - $ 190,592,005 4.95% $ 1,823.08 - 807,674 - 184,520,574 4.70% 1,762.17 19,900,889 781,974 - 185,534,947 4.56% 1,769.98 33,975,588 755,438 - 178,267,364 4.16% 1,667.98 30,961,933 728,039 - 170,264,657 3.81% 1,581.87 27,864,844 699,748 - 185,281,029 4.01% 1,721.38 24,479,232 670,537 - 177,384,610 3.71% 1,644.78 21,004,768 640,377 722,464 181,269,076 7.34% 1,711.13 27,744,748 609,234 549,621 177,114,034 8.03% 1,694.01 23,969,757 577,079 371,696 168,750,472 6.10% 1,614.02 EXHIBIT 1-11 CITY OF WICHITA FALLS, TEXAS RATIOS OF GENERAL BONDED DEBT OUTSTANDING - LAST TEN FISCAL YEARS(UNAUDITED) Governmental Activities Percentage of General Combination Actual Taxable Fiscal Obligation Tax and Value of Per Year Bonds Revenue Bonds Total Property Capita 2001-2002 $ 17,410,000 $ - $ 17,410,000 0.52% $ 166.53 2002-2003 15,290,000 - 15,290,000 0.45% 146.02 2003-2004 13,060,000 6,810,000 19,870,000 0.56% 189.56 2004-2005 10,725,000 6,095,000 16,820,000 0.46% 157.38 2005-2006 8,270,000 5,360,000 13,630,000 0.37% 126.63 2006-2007 7,390,000 25,396,016 32,786,016 0.83% 304.60 2007-2008 6,480,000 23,867,228 30,347,228 0.72% 281.39 2008-2009 5,535,000 33,524,726 39,059,726 0.88% 368.71 2009-2010 4,790,000 35,918,687 40,708,687 0.92% 389.36 2010-2011 4,450,000 34,104,162 38,554,162 0.87% 368.75 114 EXHIBIT 1-12 CITY OF WICHITA FALLS, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT(UNAUDITED) SEPTEMBER 30, 2011 Percentage Amount Gross Applicable Applicable General Bonded to City of to City of Debt(1) Wichita Falls (2) Wichita Falls Direct: City of Wichita Falls $ 38,554,162 100% $ 38,554,162 Overlapping: Wichita County 1,370,000 100% 1,370,000 Burkburnett Independent School District 9,591,019 25% 2,397,755 City View Independent School District 8,436,125 90% 7,592,513 Iowa Park Consolidated Independent School District 3,953,522 2% 79,070 Wichita Falls Independent School District 64,190,793 99% 63,548,885 Total overlapping 87,541,459 74,988,223 Total direct and overlapping bonded debt $ 126,095,621 $113,542,385 Sources: (1) Listed taxing jurisdictions (2) City of Wichita Falls Planning Department 115 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF LEGAL DEBT MARGIN- LAST TEN FISCAL YEARS(UNAUDITED) Total assessed property value per 2010 tax roll $ 4,422,042,602 Maximum tax rate" $ 2.25/$100 Current tax rate for 2007 tax year .62526/$100 Maximum tax rate in excess of 2007 tax rate 1.62474/$100 Total legal debt margin $ 71,846,695 2001-2002 2002-2003 2003-2004 2004-2005 Assessed value $ 3,338,764,157 $ 3,427,801,695 $ 3,530,992,589 $ 3,679,520,181 Maximum tax rate $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 Current tax rate .55194/$100 .59246/$100 .59246/$100 .59246/$100 Maximum tax rate in excess of current rate 1.69806/$100 1.65754/$100 1.65754/$100 1.65754/$100 Total legal debt margin $ 56,694,219 $ 56,817,184 $ 58,527,615 $ 60,989,519 There is no debt limit established by law. The limit is,therefore,governed by the City's ability to levy and collect taxes to service the outstanding indebtedness. The City's maximum legal tax rate established under its Charter is$2.25 per$100 assessed valuation. The 2010 tax rate is$.62526 per$100 assessed valuation. Maximum tax levy established by City Charter 116 EXHIBIT 1-13 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 $ 3,719,230,165 $ 3,952,589,119 $ 4,191,543,723 $ 4,430,855,934 $ 4,426,198,825 $ 4,422,042,602 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 $ 2.25/$100 .59246/$100 .59246/$100 .59246/$100 .59526/$100 .60526/$100 .62526/$100 1.65754/$100 1.65754/$100 1.65754/$100 1.65474/$100 1.64754/$100 1.62754/$100 $ 61,647,728 $ 65,515,746 $ 69,476,514 $ 73,319,145 $ 72,799,463 $ 71,846,695 CITY OF WICHITA FALLS, TEXAS PLEDGED REVENUE COVERAGE -WATER AND SEWER REVENUE BONDS - LAST TEN FISCAL YEARS (UNAUDITED) Net Revenue Fiscal Gross Operating Available For Year Revenues(l) Expenses (2) Debt Service 2001-2002 $ 29,768,543 $ 13,569,831 $ 16,198,712 2002-2003 30,052,619 14,105,694 15,946,925 2003-2004 29,021,062 14,100,412 14,920,650 2004-2005 29,680,713 15,693,788 13,986,925 2005-2006 32,976,347 16,986,210 15,990,137 2006-2007 29,598,709 17,273,862 12,324,847 2007-2008 33,514,257 17,896,263 15,617,994 2008-2009 33,662,220 19,546,745 14,115,475 2009-2010 33,264,688 19,924,687 13,340,001 2010-2011 40,679,751 22,422,525 18,257,226 Notes: (1) Includes operating revenues exclusive of water sales to West Texas Utilities and capital contributions from developers of the Water and Sewer Fund (see Exhibit H-3). (2) Includes operating expenses of the Water and Sewer Fund exclusive of depreciation and amortization (see Exhibit H-3). (3) Excludes bond premium amortization. 117 EXHIBIT 1-14 Debt Service Requirement Principal (3) Interest Total Coverage $4,220,000 $ 8,087,504 $12,307,504 1.32 3,895,000 8,412,955 12,307,955 1.30 4,070,000 8,403,349 12,473,349 1.20 4,385,000 8,078,748 12,463,748 1.12 4,505,000 7,600,831 12,105,831 1.32 4,985,000 6,608,627 11,593,627 1.06 5,165,000 6,424,544 11,589,544 1.35 5,410,000 6,185,216 11,595,216 1.22 5,615,000 5,879,680 11,494,680 1.16 5,805,000 5,646,250 11,451,250 1.59 EXHIBIT 1-15 CITY OF WICHITA FALLS, TEXAS DEMOGRAPHIC STATISTICS- LAST TEN FISCAL YEARS(UNAUDITED) Per Capita Fiscal Estimated Personal Personal Median Education School Unemployment Year Population(1) Income Income(2) Age Level(3) Enrollment(3) Rate(4) 2001-2002 104,544 $ 3,849,710,474 $ 36,824 35.4 13.1 14,059 6.3% 2002-2003 104,712 3,929,158,919 37,523 35.4 13.1 13,765 5.5% 2003-2004 104,823 4,067,057,042 38,799 35.4 13.1 13,857 3.6% 2004-2005 106,876 4,287,700,173 40,118 35.4 13.1 13,755 4.8% 2005-2006 107,635 4,464,967,184 41,482 35.4 13.1 13,743 4.2% 2006-2007 107,635 4,616,776,069 42,893, 34.9 13.1 14,707 4.1% 2007-2008 107,847 4,783,148,919 44,351 34.9 13.3 14,533 5.5% 2008-2009 105,935 2,470,050,408 23,317 33.2 13.5 15,473 8.2% 2009-2010 104,553 2,205,022,770 21,090 32.3 13.3 16,217 7.3% 2010-2011 104,553 2,766,263,274 26,458 32.8 13.2 15,539 6.6% Sources: (1) City of Wichita Falls Planning Department for all years,except for 2009-10 and 2010-11 from US Bureau of Census. (2) C.A.C.I. Marketing Services (3) Wichita Falls I.S.D.-Educational level is grade equivalent of graduating senior (4) Texas Workforce Commission 118 EXHIBIT 1-16 CITY OF WICHITA FALLS, TEXAS PRINCIPAL EMPLOYERS CURRENT YEAR AND NINE YEARS AGO(UNAUDITED) SEPTEMBER 30,2011 2010-2011 2001-2002 Percentage Percentage of Total of Total City City Employer Employees Rank Employment Employees Rank Employment Sheppard Air Force Base 12,272 1 17.16% 13,088 1 N/A Wichita Falls ISD 2,059 2 2.88% 1,700 3 N/A North Texas State Hospital 1,974 3 2.76% 1,055 5 N/A United Regional Health Care System 1,778 4 2.49% 1,700 2 N/A City of Wichita Falls 1,477 5 2.07% 1,477 4 N/A Midwestern State University 1,284 6 1.80% - N/A - James B.Allred Prison Unit 971 7 1.36% 930 7 N/A Cryovac Division-Sealed Air Corp 732 8 1.02% 738 9 N/A Work Services Corporation 730 9 1.02% - 9 - Howmet Corporation 704 10 0.98% 903 8 N/A Vetrotex America - N/A - 1,000 6 N/A Stanley Works, Mechanics Division - N/A - 550 10 N/A Totals 23,981 33.54% 23,141 0.00% Sources: 2001-2002 data is from Texas Workforce Commission. 2010-2011 data is from Wichita Falls Chamber of Commerce. 119 CITY OF WICHITA FALLS, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (UNAUDITED) 2001-2002 2002-2003 2003-2004 2004-2005 Administrative services 87.5 91.6 92.3 95.5 Police 268.5 278.5 285.5 286.5 Fire 156.0 156.0 156.0 156.0 Parks and recreation 75.0 74.7 75.8 75.8 Accounting/finance 22.6 22.6 22.4 22.4 Community development 36.4 39.4 38.7 38.7 Public works 79.3 79.6 80.0 80.2 Health 81.8 80.0 84.1 76.9 Traffic and transportation 51.4 51.4 51.3 51.5 Multi-Purpose Events Center - - - - Water and sewer 166.9 166.9 169.2 172.0 Sanitation 81.0 81.0 81.0 81.0 Golf 20.3 20.3 19.8 19.7 Municipal Airport 1.0 1.0 1.0 1.0 Kickapoo Airport 6.5 6.5 4.8 5.0 Transit 18.0 17.0 19.3 19.3 Stormwater Drainage - - 0.3 1.3 120 EXHIBIT 1-17 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 99.9 103.0 105.1 104.6 102.0 97.0 286.5 294.0 293.0 294.0 295.0 296.5 156.0 162.0 164.0 164.0 164.0 162.0 75.8 75.8 82.9 82.9 84.8 88.7 22.4 24.5 25.5 26.0 26.0 25.0 38.7 40.7 40.5 41.0 40.1 40.0 80.2 80.2 80.2 80.8 80.8 79.2 77.1 74.9 72.5 69.0 68.4 71.5 51.5 52.6 52.6 50.6 51.7 52.6 - 22.4 22.8 23.0 23.0 22.8 177.5 179.5 179.5 179.9 180.1 179.6 81.0 81.0 82.0 82.5 82.5 82.5 19.2 19.4 - - - - 1.0 1.6 1.6 1.6 1.6 1.6 5.0 4.4 4.4 4.4 5.4 5.4 19.3 19.2 19.6 22.1 21.6 21.6 1.3 1.3 1.3 1.3 1.3 1.3 CITY OF WICHITA FALLS, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (UNAUDITED) 2001-2002 2002-2003 2003-2004 2004-2005 General government Building permits issued 9,177 10,270 10,159 8,904 Building inspections conducted 10,076 12,276 12,600 13,092 Police Physical arrests 7,992 7,927 7,847 8,284 Parking violations 1,024 558 1,284 1,615 Traffic violations 18,978 19,946 23,385 21,075 Fire Emergency responses 7,542 7,040 7,535 7,677 Fires extinguished 663 775 668 757 Inspections 850 850 850 850 Refuse collection Refuse collected (tons) 73,435 74,426 82,973 79,555 Recyclables collected - - 1,926 2,328 Library Volumes in collection 150,686 157,641 210,976 225,941 Total volumes borrowed - 292,359 304,644 295,088 Water New connections 292 327 335 312 Water main breaks 795 737 691 573 Average daily consumption 21,700 21,900 20,400 22,100 (thousands of gallons) Wastewater Average daily sewage treatment 12,560 12,348 11,026 12,404 (thousands of gallons) Transit Total route miles 424,115 407,121 - 450,938 Passengers 196,217 245,908 - 247,303 Notes: Data was not available for all items for all years. The City will provide more data as it becomes available. 121 EXHIBIT 1-18 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 7,553 7,813 7,420 6,769 6,802 8,130 12,591 12,048 11,425 9,565 11,038 13,321 8,571 7,279 6,752 7,186 6,235 5,845 327 383 197 - 109 125 24,126 17,904 16,236 23,253 25,558 23,780 8,234 8,634 8,684 8,687 8,693 9,139 792 554 1,340 718 654 703 850 900 2,647 3,250 3,281 3,114 78,165 182,855 168,681 161,243 156,630 141,251 2,018 19,034 21,624 22,010 16,923 16,780 172,391 179,728 184,231 185,009 185,009 193,064 293,884 302,565 352,408 368,685 368,685 344,107 325 310 212 146 48 64 881 741 898 872 724 1,250 23,680 19,936 22,511 19,200 19,851 25,798 11,097 13,930 11,410 7,670 12,435 10,080 435,446 476,758 488,842 530,771 536,181 552,238 229,601 294,670 324,666 327,463 340,181 374,277 CITY OF WICHITA FALLS, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS(UNAUDITED) 2001-2002 2002-2003 2003-2004 2004-2005 Police Stations 1 1 1 1 Patrol units - - - - Fire stations 8 8 8 8 Refuse collection Collection trucks - - - Other public works Streets(miles) 542 542 542 585 Streetlights 7,457 7,600 7,738 7,825 Traffic signals - 109 111 111 Parks and recreation Acreage 1,200 1,200 1,100 1,200 Playgrounds 41 43 45 47 Golf courses 1 1 1 1 Water Water mains(miles) 635 720 714 566 Fire hydrants - - - - Storage capacity(thousands of gallons) - - - - Wastewater Sanitary sewers(miles) 516 506 508 529 Storm sewers(miles) 41 41 41 96 Treatment capacity(thousands of gallons) - - - - Transit Buses 12 12 12 12 Notes: Data was not available for all items for all years. The City will provide more data as it becomes available. 122 EXHIBIT 1-19 Fiscal Year 2005-2006 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 1 1 1 1 1 1 114 114 103 105 115 114 8 8 8 8 8 8 34 34 36 36 36 36 585 587 515 529 514 514 7,926 7,922 7,976 8,203 7,958 8,084 102 98 102 104 104 104 1,200 1,200 1,200 1,200 1,200 1,200 47 47 47 40 39 39 1 1 1 1 1 1 830 846 720 720 572 572 6,000 6,019 2,264 2,264 2,545 2,547 14,000 21,500 21,000 22,500 37,000 37,000 529 531 538 550 543 543 96 96 117 117 97 97 56,600 21,410 21,410 22,800 21,410 24,410 12 12 12 12 14 14 Graphics EXHIBIT J-1 CITY OF WICHITA FALLS , TEXAS CASH AND INVESTMENTS 160 140 120 � 0 O 100 E 80 L 60 i O 40 20 0 ---- - 2007 - 2008 2009 -" .... September 30, 2010 2011 (UNAUDITED) 123 EXHIBIT J-2 CITY OF WICHITA FALLS , TEXAS TOTAL BONDS PAYABLE ---------------------- ------- 200 ---------- ----- c 0 L O r) 150 2007 _ 2008 2009 2010 2011 September 30, (UNAUDITED) 124 EXHIBIT J-3 CITY OF WICHITA FALLS , TEXAS GENERAL OBLIGATION BONDS PAYABLE 25 20 U) c O 15 C U) 10 O ------------- Q 5 2007 2008 --- _ 2009 - - 2010 September 30, 2011 (UNAUDITED) 125 EXHIBIT J-4 CITY OF WICHITA FALLS , TEXAS REVENUE BONDS PAYABLE 200 -- --- --- -------- -- --- -------------- 175 150 cn - O 125 -- - - -- 100 ---------- -- - c 75 O 50 i 25 0 �- --- 2007 -- / 2008 -- - ---- - 2009 - ---__ 2010 September 30, 2011 (UNAUDITED) 126 P?Ioo EXHIBIT J-6 CITY OF WICHITA FALLS , TEXAS COMPARISON OF TAX LEVY AND COLLECTIONS 30 25 20 �O - i � 15 i U) ca 10 0 5 t 0 - 2003 2004 2005 2006 - Tax Levy 2007 2008 Tax... 2009 Years Ended September 30, 2010 2011 aTax Collections aTax Levy - (UNAUDITED) 128 EXHIBIT J-7 CITY OF WICHITA FALLS, TEXAS REVENUES BY SOURCE — FYE 9/30/11 Fines and forfeitures 1% 4K.4K.4K. 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K•4.bKKKK.4•\.4 4.4 4.4 L• \ ^� f•rM t J r•JMM M•J•J•J•l•J•hJ•JN•lM•J•J•t \ti.ti.{4.4.\.\K.\.44K 4.4.4.\.4K•44.\.4• M(1,�� 40 1t+-1 J JyJ JMrl•J•J•J•J•1.J•hJ•JN•t•J•lYr 0 141%+ � 1�# 4.4•ti•{.\4K 4K•4K•LKK•4•\K•Y\K• 1 JN•J t l t J•t•J hl.hJ.l•J•l•JM /o M 1`I`1��5# # ♦4\4\•4.4.{K•4K•4K•4.4•\ l J l•l.JrJ•NJ+MJrJY•l 11�1,1��•'�#���# # .t.ti.ti.•K.f��l••'n.414.t•r 0 too N, Licenses andpermits Miscellaneous Contributions Intergovernmental 4% 3% 9% (UNAUDITED) 129 EXHIBIT J-8 CITY OF WICHITA FALLS, TEXAS EXPENDITURES BY FUNCTION - FYE 9/30/11 Administrative Services Police 14% 13% Debt Service 6% Fire Capital Outlay 8% 5°/Q Parks and Recreation 4% MPEC --.-. . . ` '"•..ti.ti ti ti.�ti r�r •,• i r•i•r.r.i.}•f•f•�•rx•sz#r Accounting/Finance 2 0 'b t ti ti•�•L'.ti ti ti ti ti t•. S S♦ •. /Q �•J t f•r r r•r•r•r.r.r•r•r.r.r•r•r•r�f r jj •:•r•r•r.r•r•r.r.r.r•r.r.r•r.r•r• r•r.} 2% ti.ti•ti•ti•T.1•ti•1•ti.ti.ti.t.ti.ti•..•ti'�1.ti. r•r r•r•r•l•r•l•r•r•r•r•r.r.r•r•r• {.1•t.•..ti.1.ti.ti.ti....ti.ti.ti.�.ti.ti. t� �ry��r.r.r.r.r.r.r.•.r.••.r.r. 1 r•r•r.r•r•r.r.r t� ��11 ?•f r•a r•r•r•r•r ��\\�\\ r•r~•t:rtirtir• Community Development i\a\\ \a Traffic and Transportation�a'��;+;� 11% 140, Health Public Works 3% 27% (UNAUDITED) 130 EXHIBIT J-9 CITY OF WICH ITA FALLS , TEXAS GENERAL GOVERNMENTAL REVENUES (GENERAL FUND ONLY) 65 60 55 50 ----- u 45 O 40 E 35 �- 30 25 20 15 10 5 0 -- 2002 2003 2004 - 2005 2006 2007 ~ 2008 2009 Years Ended September 30, 2010 2011 (UNAUDITED) 131 I 1, I �