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1986 Annual Financial Report City of Wichita Fall exas • I d • • C ` • Financial Repo For ., _a, _. • _ • _ • em •er 30, 1986 wiC'lilsS CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1986 I PREPARED BY: DEPARTMENT OF FINANCE FRED L. WERNER, C.P.A. DIRECTOR OF FINANCE AND CHIEF ACCOUNTING OFFICER INTRODUCTORY SECTION CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1986 MAYOR AND CITY COUNCIL Charles Harper, Mayor Charles Thomas Mayor Pro-Tem Ruth Ann Allred Sandy Goff Ronald Buffum Lindsey Walker Donald Kirkham CITY MANAGER James Berzina DIRECTOR OF FINANCE AND CHIEF ACCOUNTING OFFICER Fred L. Werner, C.P.A. CERTIFIED PUBLIC ACCOUNTANTS Mathis, West, Huffines & Co. CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1986 TABLE OF CONTENTS Exhibit Page INTRODUCTORY SECTION Title Page Table of Contents Organizational Chart iv Letter of Transmittal: Director of Finance/Chief Accounting Officer v-xii Certificate of Conformance xiii FINANCIAL SECTION Accountants' Report 1 General Purpose Financial Statements: Combined Balance Sheet - All Fund Types and Account Groups A-1 2-3 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Funds A-2 4 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General, Special Revenue, and Debt Service Funds A-3 5 Combined Statement of Revenues, Expenses and Changes in Retained Earnings - All Proprietary Fund Types A-4 6-7 Combined Statement of Changes in Financial Position - All Proprietary Fund Types A-5 8-9 Notes to the Financial Statements 10-39 Combining and Individual Fund Financial Statements: General Fund: Balance Sheet B-1 40 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual B-2 41-44 Special Revenue Funds: Combining Balance Sheet C-1 45 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual C-2 46 i CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1986 TABLE OF CONTENTS (CONT'D. ) Exhibit Page Combining and Individual Fund Financial Statements (Cont'd.) Debt Service Fund: Balance Sheet D-1 47 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D-2 48 Capital Projects Funds: Combining Balance Sheet E-1 49 Combining Statement of Revenues, Expenditures and Changes in Fund Balance E-2 50 Special Assessment Fund: Balance Sheet F-1 51 Statement of Revenues, Expenditures and Changes in Fund Balance F-2 52 Enterprise Funds: Combining Balance Sheet G-1 53-54 Combining Statement of Revenues, Expenses and Changes in Retained Earnings G-2 55 Combining Statement of Changes in Financial Position G-3 56-57 Internal Service Fund: Balance Sheet H-1 58 Statement of Revenues, Expenses and Changes in Retained Earnings H-2 59 Statement of Changes in Financial Position H-3 60 Trust and Agency Funds: Combining Balance Sheet I-1 61 Expendable Trust Fund - Employee Benefit Trust Statement of Revenues, Expenditures and Changes in Fund Balance I-2 62 Agency Funds Combining Statement of Changes in Assets and Liabilities I-3 63-65 Supporting Schedules: Combined Schedule of Bonded Debt and Interest Maturities J-1 66 Combined Schedule of Bonds Payable J-2 67-69 Debt Service Coverage - Revenue Bonds J-3 70 General Fixed Assets - Schedule of Changes in General Fixed Assets by Function and Activity J-4 71-72 ii CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1986 TABLE OF CONTENTS (CONT'D. ) Exhibit Page Supporting Schedules (Cont'd. ) : General Fixed Assets - Schedule of General Fixed Assets by Function and Activity J-5 73 Airport Fund - Plant, Equipment and Depreciation J-6 74 Transit Fund - Plant, Equipment and Depreciation J-7 75 Sanitation Fund - Plant, Equipment and Depreciation J-8 76 Water and Sewer Fund - Plant, Equipment and Depreciation J-9 77 Internal Service Fund - Plant, Equipment and Depreciation J-10 78 STATISTICAL SECTION (UNAUDITED) General Government Expenditures by Function (General Fund Only) - Last Ten Fiscal Years K-1 79 General Revenue by Source (General Fund Only) - Last Ten Fiscal Years K-2 80 Property Tax Levies and Collections - Last Ten Fiscal Years K-3 81 Assessed and Estimated Actual Value of Taxable Property - Last Ten Fiscal Years K-4 82 Property Tax Rates and Tax Levies - All Overlapping Governments - Last Ten Fiscal Years K-5 83 Special Assessment Collections - Last Ten Fiscal Years K-6 84 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita - Last Ten Fiscal Years K-7 85 Computation of Legal Debt Margin K-8 86 Computation of Direct and Overlapping Debt K-9 87 Ratio of Annual Debt Service for General Bonded Debt to Total General Expenditures - Last Ten Fiscal Years K-10 88 Airport Revenue Bonds - Schedule of Revenue Bond Coverage - Last Ten Fiscal Years K-11 89 Water and Sewer Revenue Bonds - Schedule of Revenue Bond Coverage - Last Ten Fiscal Years K-12 90 Demographic Statistics - Last Ten Fiscal Years K-13 91 Property Value, Building Permits, and Bank Deposits - Last Ten Fiscal Years K-14 92 Ten Largest Taxpayers K-15 93 Miscellaneous Statistical Data K-16 94 Schedule of Insurance Coverage K-17 95-98 Schedule of Employee Benefit Insurance K-18 99-100 iii CITY OF WICHITA FALLS ORGANIZATIONAL CHART ( WICHITA FALLS ) CITIZENS CITIZENS 1 ( CITY I ) I/ 1 ( COMMISSIONS J COUNCIL 1 BOARDS J I I I CHIEF I ) I I (_ I ) ( I \ ( ACCOFOUNTING ( ADMINISTRATOR R ) ( CITY MANAGER ) CITY ATTORNEY CITY CLERK ) 1 I ( ASSISTANT 1 PUBLIC ( INFORMATION ) CITY MANAGERS I I I I I TRAFFIC AND ADMINISTRATIVE TRANSPORTATIO FINANCE SERVICES PLANNING HEALTH CDEPARTMENTE DEPARTMENT DEPARTMENTPUBLIC FINANCE- DEPARTMENT DEPARTMENT ( AIRPORT F� TRANSPptTpT[ON� ( ACCOUNTING ``� PURCHASING ( CENTER PROCESSING ,1 ( COS ANNENS,IVE\ ELODEPENFORCEMENT) ( ADMINISTRATION)- ENVIROGENNMENTAL RAL > C ENGINEERING ///� SERV AI ) ( COLLELTTR ) COLLECTION) MARKETS ACTIVITY AUDITORIUM / ( DEVELOPMENT ) HOUSING ) PUBLIC NURSIENG TN� CONTROL ) ( MEP TERS ) ( LIBRARY MAINTENANCE E ) ( ( POLLUTION CONTROL ) ( PR°MANAGEMENTI �` PERSONNEL ) ( LABORATORY )---( C T OL ) PUBLIC POLICE FIRE PARKS AND WORKS/ DEPARTMENT DEPARTMENT RECREATION PUBLIC DEPARTMENT UTILITIES DEPARTMENT TECHNICAL FIELD FIRE I ARSON RECREATION PAS ENGINEERING SANITATION ( SERVICES ) ( SERVICES ) ( SUPPRESSION ) C INVESTIGATION) ( 1 ( MAINTENANCE ) C ) ( ) (ADMINISTRATION) ( CEMETERY ) ( MAINTENANCE ) (_-UTILITIES -) Wichita Falls A February 10, 1987 The Honorable Mayor and Members of the City Council James Berzina, City Manager City of Wichita Falls, Texas The Comprehensive Annual Financial Report of the City of Wichita Falls, Texas, for the year ended September 30, 1986, is submitted herewith. General Information The City of Wichita Falls is located in North Central Texas, approximately 130 miles northwest of the Dallas - Fort Worth metropolitan area and 145 miles southwest of Oklahoma City. The City of Wichita Falls is the county seat of Wichita County and was incorporated in 1889. There are 50 square miles of land in the City' s boundary. The City is an industrial trade and financial center for a large farming, ranching and oil producing territory. Reporting Entity In accordance with NCGA Statement 3, which addresses the issue of defining the reporting entity with respect to other agencies, institutions , commissions, public authorities, or other governmental organizations for inclusion in the reporting entity's general purpose financial statements, four organizations were evaluated. Employee Benefit Trust Fund, Firemen' s Relief and Retirement Board, Housing Authority of the City of Wichita Falls, and the Wichita County/City Hospital Board. Only the Employee Benefit Trust Fund met the criteria used to evaluate each organization and is included in these financial statements. The other three did not meet the criteria of financial interdependency and therefore were not included in this report. The organizations have substantial autonomy and separate governmental entity characteristics and are governed by separate boards. However, they are not funded by the City. The City is not obligated to finance any deficits they may incur and the City does not guarantee their indebtedness. Services Provided The City provides the full range of basic services contemplated by charter on a continuing basis. These basic services include public safety (police , fire and building inspection) , highways and streets, health and welfare services, culture-recreation, public improvements, planning and zoning and general administration services. In addition, the City provides water, sewerage and sewerage treatment services for its citizens. 1300 7th Street P O Box 1431 817/761-7611 Wichita Falls, Texas 76307 V Accounting System and Budgetary Control In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal accounting controls as deered appropriate by the City Manager. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: ( 1 ) the safeguarding of assets against loss from unauthorized use of disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognized that: (1 ) the cost of a control should not exceed the benefits likely to be derived; and (2) the evaluation of costs and benefits requires estimates and judgments by .he City Manager. All internal control evaluations occur within the above framework. The City believes that its internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained at the class level within each divis..on by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an over.:un of class level balances are not released until additional appropriati(ms are made available. Open encumbrances are reported as reservations of fund balance at September 30, 1986. Subsequent Events On October 17 , 1986, the United States Congress passed a bill that was signed into law; agreeing to provide the services of the U. S. Army Corps of Engineers in expanding the flood protection provided by the Holliday Creek Flood Control project. The City of Wichita Falls will benefit from this participation and enhance its flood protection to its citizenry. Development of a scenic riverwalk area was started on November 18, 1 )86 with an appropriation from General Fund equity. The development of this project will make the City of Wichita Falls, Texas, an attractive location for tourism. A purchase of land for the development of a fresh water reservoir for the City and the surrounding area was authorized on December 29, 1986, with an appropriation from the West Texas Electric Fund and the Water and Sewer Revenue Fund. This land purchase will reserve the cnly remaining major lake sight in the north Texas area for the City of Wichita Falls and the surrounding area thus providing a water supply for future development of the area. vi General Governmental Operations Revenues in general governmental operations totaled $26, 144,038 in the 1985-86 fiscal year, a decrease of 1 .7% from the 1984-85 fiscal year. The decrease is due to the reduced rates on investments and a reduction of revenue tenerated from other service charges. General property taxes produced 45.17% of general revenues compared to 42.9% in 1984-85 and 37.4% in 1983-84 Increase (Decrease) Percent Over Prior Revenue Source Amount of Total Year Taxes $21 ,943,688 84.0% $ 614,885 Charges for service 1 ,117,348 4.3% (787,262) Licenses and permits 418,823 1 .6% ( 44,790) Fines 836,851 3.2% 21 ,703 Intergovernmental revenue 479,325 1 .8% 36,311 Miscellaneous revenue 1 ,348,003 5.1% (289,780) $26, 144,038 100.0% $(448,933) Assessed valuation was $2,226,690,210 based on 100% of market value. Current tax collections were 96.6% on the tax levy, up .05% from last year. The ratio of total collections (current and delinquent) to the current tax levy was 99.56%. Allocation of the property tax levy by purpose for the year ended September 30, 1986, and the proceding two fiscal years was as follows: Purposes 1985-86 1984-85 1983-84 General Government $11 ,337,416 $10,898,063 $10,550,919 Debt Service Fund 2,603, 193 3,301 ,906 3,499,654 $13,940,609 $14,199,969 $14,050,573 Expenditures from the General fund totaled $28,477,376, an increase of 1.53% over the 1984-85 fiscal year. The increase in levels of expenditures for major functions of the City over the preceding year are shown in the following tabulation. The major change is seen in the Police Division through a purchase of it's own computer system for more effective police work and record management. vii General Governmental Operations, Continued Increase (Decrease) Percent Over Prior Function Amount of Total Year Administrative Services $ 4,895,221 17.2% $ (673,828) Police 7,422,813 26.1% 1 ,064,896 Fire 4,601 ,651 16.2% (321 ,934) Parks and Recreation 2,396,365 8.4% ( 170,079) Accounting/Finance 525,034 1 .8% 21 ,764 Planning 405,519 1 .4% 66,508 Public Works 5,220,861 18.3% 469,433 Health 1 ,732,984 6.1% 77,616 Traffic and Transportation 1 ,276,928 4.5% (104,655) $28,477,376 100.0% $ 429,721 Treasury Management Cash which was temporarily idle during the year, including debt retirement funds, operating funds, and bond proceeds, was invested in government securities, certificates of deposit, and money-market checking accounts. The total amount of interest earned on these investments amounted to $3,421 ,486. Special Revenue Funds The Civic/Community Promotion Fund is a special revenue fund used to account for revenues from various rents and concessions associated with the Auditorium and the Activity Center. The City Hotel/Motel Tax Fund is a special revenue fund used to account for revenues from the City-imposed tax of 6% on rental of hotel/motel rooms within the City with 4% State tax for a total of 11%. The Revenue Sharing, Community Development Block Grant, and Section 8 Housing, which are used tc subsidize rents and housing payments for lower income families withir. the City, are also included in Special Revenue Funds. Debt Administration The ratio of net bonded debt to assessed valuation and the amount of bonded debt per capita are useful indicators of the City's debt positior to municipal management, citizens and investors. The data for the 1985-86 fiscal year was as follows: Ratio of Debt of Assessed Debt Per Value Capita Net Direct Bonded Debt $22,540,000 1 .01 $222.51 Outstanding general obligation bonds at September 30, 1986, totalec $22,540,000 and is considered to be direct tax supported debt. viii Debt Administration, Continued On July 30, 1986, all of the City's General Obligation and Water/Sewer Revenue bonds were refunded. The City's bond ratings are as follows: Moody' s Investors Standard & Service Poor's General Obligation Bonds Al AA Water and Sewer Revenue Bonds Al A+ Capital Projects Funds The Capital Projects Funds are used to account for all resources used for the acquisition of capital facilities except those financed by special assessment and enterprise funds. At the end of the fiscal year, completed projects are transferred to General Fixed Assets. During the 1985-86 fiscal period, expenditures from the Capital Projects Funds amounted to $2,741 ,600. Capital Projects Funds balances on hand as of September 30, 1986, were $12,120,938. Significant uncompleted projects in the Capital Projects Funds at the present time are: Holliday Creek Flood Control Project Police Station Renovation Special Assessment Fund The Participation Paving Fund is a special assessments fund established for the purpose of paving streets and sidewalks that have been petitioned for paving. In 1985-86, no expenditures were made from the Participation Paving Fund. Revenues totaled $65,685. Accounts receivable from property owners at September 30, 1986, total $499,695. Enterprise Funds The Water and Sewer Fund operations for the past three fiscal years is presented in the following tabulation: Water and Sewer: 1985-86 1984-85 1983-84 Income Available for Debt Service $4,588,812 $5,239,019 $ 4,844,678 Maximum Annual Debt Service 2,457,972 2,377,437 1 ,347,556 Maximum coverage (income available for debt service divided by maximum annual debt service) 1 .87 2.20 3.60 ix Enterprise Funds, Continued Airport: Operating revenues of the Airport for the year ended September 30, 1986 were $181 ,711 . This is a decrease of 2.63%. Operating expenses increased 22.63%. This was due to refurbishing and improving the interior at the airport. Transit: Operating revenues of the Transit system were consistent with the prior year. Operating expenses increased by 3.14%. Sanitation: Sanitation revenues for the year ended September 30, 1986 were $4,690, 107, a decrease of 1 .34% from the prior year. Operating expenses increased 7.94% to $3,242,360. Internal Service Fund Fleet Maintenance Internal Service Fund: The City created an internal service fund for improved maintenance over the vehicle fleet on October 1 , 1985. Divisions which use the vehicles and equipment are charged a monthly rental fee for the use of the vehicle. Fiduciary Funds Fiduciary Funds are set up for the purpose of accounting for money anc property received from non-enterprise fund sources and held by governmental unit in the capacity of trustee, custodian, or agent fox individuals, governmental entities and non-public organizations. Included in the Fiduciary Funds are certain Federal and State grants, social security, payroll, tax collection, accounts payable funds and the employee benefit trust fund. General Fixed Assets The general fixed assets of the City are those fixed assets used in the performance of general governmental functions and exclude the fixed assets of utility and other enterprise funds. As of September 30, 1986,the general fixed assets of the City amounted to $32,047,742. Responsibility of Financial Statements Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosure:: rests with the City. We believe the data, as presented, is accurate in all material aspects; that it is presented in a manner designed to fairly set forth the financial position and results of operation of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain understanding of the City's financial activity have been included. x Reporting Standards Local governmental accounting principles are primarily promulgated by the Governmental Accounting Standards Board (GASB) . These principles have been adhered to in the preparation of this report. Notes to Financial Statements The Notes to the Financial Statements presented with the General Purpose Financial Statements section are an integral part of this comprehensive annual financial report and should be read for a fuller understanding of the statements and information presented within. Independent Audit The City Charter requires an annual audit of the books of account, financial records, and transactions of all administrative departments of the City by Certified Public Accountants, selected by the Mayor and City Council. This requirement has been complied with and Mathis, West, Huffines & Co. 's opinion has been included in this report. The statistical section of this report was not included within the scope of the audit. Certificate of Conformance The Governmental Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Wichita Falls, Texas, for its comprehensive annual financial report for the fiscal year ended September 30, 1985. In order to be awarded a Certificate of Achievement for Excellence in Financial Reporting, a governmental unit must publish an easily readable and effeciently organized comprehensive annual financial report whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement for Excellence in Financial Reporting is valid for a period of one year only. We believe our current report continues to conform to Certificate of Conformance requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. Acknowledgements Our appreciation is extended to the various elected officials, department heads and employees responsible for the fair presentation of the comprehensive annual report and contributing to the sound financial position of the City of Wichita Falls. The City of Wichita Falls has been blessed with a group of persons who appreciate and respect principles of fiscal restraint and propriety. In particular, we would like to acknowledge the special efforts of the department of finance employees who contributed directly to the development of this report. xi Acknowledgements, Continued The continuing support of Wichita Falls' elected officials and City Manager, who remain committed to fiscal integrity and financial leadership, is likewise appreciated. Sincerely yours, l'''-------). .--jz.- ----71716.(14 ' Fred L. Werner, CPA Director of Finance xii Certificate of Achievement for Excellence in Financial Reporting Presented to City of Wichita Falls, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1985 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to governmental units and public employee retirement systems whose comprehensive annual financial reports (CAFR's) are judged to substantially conform to program standards. pNGE OFFjC /6,1j////,J-t Ebscr // / 90 0‘4.1e-Gii uNITEO sTATEs` ,, ((// w• AND \N President CANADA I d CORPORATION�a ��� 00. CnickGEA9 Owl CN�C�GO 4[ Y#L;Executive Director xiii FINANCIAL SECTION 1 — i—r— MATHIS,WEST, HUFFINES&CO. Capital Center • Indiana at Seventh Certified Public Accountants P.O. Box MWH • Wichita Falls,Texas 76307-9989 —L — (817)723-1471 The Honorable Mayor and Members of the City Council City of Wichita Falls, Texas We have examined the combined financial statements of the City of Wichita Falls, Texas, as of September 30 , 1986 and for the year then ended, as listed under general purpose financial statements in the table of contents. Our exam- ination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the aforementioned combined financial statements present fairly the financial position of the City of Wichita Falls, Texas, at September 30, 1986 , and the results of its operations and changes in financial position of its proprietary funds for the year then ended, in conformity with generally accepted accounting principles consistently applied during the year except for the change, with which we concur, in the method of accounting for the Internal Service Fund and the Section 8 Housing Fund dt described in Note 3 to the financial statements. Our examination was made for the purpose of forming an opinion on the com- bined financial statements taken as a whole. The combining and individual fund financial statements and the supplementary information listed as supporting schedules in the table of contents are presented for purposes of additional analysis and are not a required part of the combined financial statements of the City of Wichita Falls, Texas. The information has been subjected to the auditing procedures applied in the examination of the combined financial state- ments and, in our opinion, is fairly stated in all material respects in relation to the combined financial statements taken as a whole. The supplementary infor- mation in the statistical section as listed in the table of contents has not been audited by us, and we do not express an opinion on it. •-'2 .--, ,V--...-#-;-...c...._ i Co-:- MATHIS, WEST, HUFFINES & CO. Wichita Falls, Texas January 7, 1987 1 GENERAL PURPOSE FINANCIAL STATEMENTS CITY OF WICHITA FALLS, TEXAS EXHIBIT A-1 COMBINED BALANCE SHEET -ALL FUND TYPES AND ACCOUNT GROUPS (Page 1 of 2) SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1985 Fiduciary Account Groupe Governmental Fund Types Proprietary Fund Types Fund Type General Totals Special Debt Capital Special Internal Trust and General Long-Term (Memorandum Only) General Revenue Service Profecte Assessments Enterprise Service Agency Fixed Aesete Debt 1986 1985 ASSETS Cash and short-term investments $11,379,432 $2,465,395 $ - $12,205,273 $348,390 $ 6,699,277 $ 586,144 $ 677,597 $ - $ - $ 34,361,508 $ 33,744,908 Receivables (net of allowance for uncollectible): Taxes and assessments (Note 6) 1,158,884 131,275 - - 499,695 - - 2,433,029 - - 4,222,883 3,993,518 Customer and trade - - - - - 1,488,382 - - - - 1,488,382 1,601,089 Other City funds (Note 19) 20,738 942 - - 4 28,885 - 70,829 - - 121,398 70,231 Government agencies 577,862 2,692,193 - - - 86,604 - 1,681 - - 3,358,340 4,014,834 Other 159,919 14,234 - 61,406 3,070 35,218 359 11,515 - - 285,801 263,919 Inventory 14,911 - - - - 537,690 292,656 - - - 845,257 848,861 Prepaid items 55,468 92,689 - 1,350 - - 1,419 - - - 150,926 119,552 Restricted assets (Note 7): Ceeh and short-term investments - - 224,506 - - 14,732,774 - - - - 14,957,280 16,129,029 Receivables: Taxes - - 405,313 - - - - - - - 405,313 439,796 Government agencies 184,811 - - - - - - - - - 184,811 46,012 Other - - - - - 71,834 - - - - 71,834 358,222 Land and betterments - - - - - 21,121,139 206,769 - 14,152,913 - 35,480,821 35,334,446 Buildings, systems and improvements - - - - - 55,221,725 4,008,948 - 13,128,409 - 72,359,082 67,792,008 Machinery and equipment - - - - - 2,412,547 - - 3,000,072 - 5,412,619 5,687,838 Furniture and fixtures - - - - - 55,125 6,234 - 783,352 - 844,711 797,297 Motor vehicles end equipment - - - - - 7,366 12,089,076 - 150,555 - 12,246,997 10,543,760 Construction in progress - - - - - 5,238,882 - - 832,441 - 6,071,323 2,849,185 Accumulated depreciation - - - - - ( 27,665,100) ( 5,927,114) - - - ( 33,592,214) ( 28,046,911) Amount available for retirement of bonds - - - - - - - - - 245,043 245,043 235,914 Amount to be provided for the retirement N of capital leases - - - - - - - - - 460,634 460,634 743,775 Amount to be provided for accrued vacation and eick leave - - - - - - - - - 2,678,937 2,678,937 2,621,467 Amount to be provided for the retirement of bond. - - - - - - - - - 22,294,957 22,294,957 21,634,086 Amount to be provided for claims and judgments - - - - - - - - - 103,773 103,773 23,677 Deferred durge■ - - - - - 729,944 - - - - 729,944 669,019 Other - - - - - - - - - 37,500 Total assets 013,552,025 15,396,728 1629,819 512,268,109 9851,159 $80,802,292 $11,264,491 13,194,651 $32,047,742 $25,783,344 6185.790.360 6182,553,032 The accompanying Notes are an integral part of these financial statements. CITY OF WICHITA FALLS, TEXAS EXHIBIT A-1 (Page 2 of 2) COMBINED BALANCE SHEET -ALL FUND TYPES AND ACCOUNT GROUPS (CONY D.) SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1985 Fiduciary Account Groups Governmental Fund Types Proprietary Fund Types Fund Type General Totals Special Debt Capital Special Internal Trust and General Long-Term (Memorandum Only) General Revenue Service Projects Assessments Enterprise Service Agency Fixed Assets Debt 1986 1985 LIABILITIES AND FUND EQUITY Liabilities: Bank overdraft $ - $ 214,775 $ - $ - $ - $ 52,020 5 - S - S - $ - $ 266,795 $ 191,334 Accounts payable - trade 589,388 40,495 - 50,388 - 401,117 160,332 438,734 - - 1,680,454 1,181,681 Accrued payroll 681,354 14,840 - - - 316,641 80,376 - - - 1,093,211 992,117 Accrued vacation and sick leave - - - - - - - - - 2,678,937 2,678,937 2,621,467 Payable to other City funds (Note 19) 36,971 1,072 - 18,747 - 11,386 2,286 50,936 - - 121,398 70,231 Payable to government agencies 30,813 - - - - 7 _,807 2,643,935 - - 2,682,555 2,326,786 Other liabilities 507,942 5,897 - 78,036 16 60,526 - 9,802 - - 662,219 671,601 Deferred revenue 1,091,611 - - - - _ _ _ - - 1,091,611 1,181,536 Capital leases payable - - - - - _ _ _ - 460,634 460,634 743,775 Claims and judgments payable - - - - - _ _ _ - 103,773 103,773 23,677 Payable from restricted assets: Contracts and trade - - - - - 239,402 - - - - 239,402 463,053 Revenue bonds (Note 15) - - - - - 415,000 - - - - 415,000 460,000 Accrued interest - revenue bonds - - - - - 472,570 - - - - 472,570 322,964 Matured bonds and interest payable - - - - - 3,000 - - - - 3,000 3,000 Deferred revenue - - 384,776 - 499,695 50,000 - - - - 934,471 1,121,256 General obligation bonds payable (Note 15) - - - - - _ _ _ - 22,540,000 22,540,000 21,870,000 Payable to U.S. Government (Note 12) - - - - - 1,124,339 - - - - 1,124,339 1,139,253 Revenue bonds payable (Note 15) - - - - - 24,010,000 - - - - 24,010,000 19,535,000 Other long-term liabilities: Deferred revenue - 72,343 - - - _ _ _ - - 72,343 37,500 Customer deposits- payable from restricted assets - - - - - 870,_172 - - - - 870,172 777.732 W Total liabilities 2,938,079 349,422 384,776 14 717,1 499,711 28,0 80 33,9 242,994 3,143,407 - 25,783,344 61,522.884 55.733.963 Fund equity: Contributed capital - - - - - 21,457,771 11,693,909 - - - 33,151,680 23,721,264 Investment in general fixed assets - - - - - _ _ _ 32,047,742 - 32,047,742 41,242,095 Retained earnings: Reserved for revenue bond debt service - - - - - 2,941,853 - - - - 2,941,853 2,281,604 Unreserved (Note 20) - - - - - 28,368,688 ( 672,412) - - - 27,696,276 28,690,028 Fund balances: Reserved for encumbrances 1,126,170 1,549,008 - 862,571 - _ _ _ _ - 3,537,749 3,270,456 Reserved for inventory and prepaid items 70,379 92,689 - - - - _ _ - - 163,068 406,433 Unreserved: Designated for: Self-insurance (Note 11) 1,250,000 - - - - _ _ _ - - 1,250,000 1,000,000 Subsequent years expenditures - 2,897,397 - 11,258,367 351,448 - - 51,244 - - 14,558,456 16,412,857 Debt service - - 245,043 - - - - _ - - 245,043 235,914 Undesignated 8,167,397 508,212 - - - - - - - - 8,675,609 9.558.418 Total fund equity 10,613,946 5,047,306 245,043 12,120,938 351,448 52,768,312 11,021,497 51,244 32047, ,742 - 124,267,476 126.819.069 Total liabilities and fund equity $13,552,025 55,396,728 5629,819 $12,268,109 $851,159 $80,802,292 $11,264,491 $3,194,651 $32,047,742 525,783,344 $185.790.360 $182.553.032 The accompanying Notes are an integral part of these financial statements. CITY OF WICHITA FALLS, TEXAS EXHIBIT A-2 COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES AND EXPENDABLE TRUST FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Fiduciary Governmental Fund Types Fund Type Totals Special Debt Capital Special Expendable (Memorandum Only) General Revenue Service Projects Assessments Trust 1986 1985 Revenues: Taxes (Note 6) $21,943,688 $ 551,990 $ 2,654,730 $ - $ - $ - $25,150,408 $25,095,109 Special assessments - - - - 36,960 - 36,960 109,799 Charges for services 1,117,348 - - - - - 1,117,348 1,904,610 Licenses and permits 418,823 - - - - - 418,823 463,613 Fines 836,851 - - - - - 836,851 815,148 Intergovernmental revenue 479,325 3,622,433 - - - - 4,101,758 3,370,634 Contributions - - - - - 1,678,147 1,678,147 1,214,932 Miscellaneous revenue 1,348,003 602,160 76,572 883,010 28,725 79 2,938,549 3,353,636 Total revenues 26,144,038 4,776,583 2,731,302 883,010 65,685 1,678,226 36,278,844 36,327,481 Expenditures: Current: Administrative services division 4,895,221 1,816,529 - - - 1,672,468 8,384,218 7,697,924 Police division 7,422,813 - - - - - 7,422,813 6,357,917 Fire division 4,601,651 - - - - - 4,601,651 4,923,585 Parks and recreation division 2,396,365 - - - - - 2,396,365 2,566,444 Accounting/finance division 525,034 - - - - - 525,034 503,270 Planning division 405,519 - - - - - 405,519 339,011 Public works division 5,220,861 - - - - - 5,220,861 4,751,428 Health division 1,732,984 - - - - - 1,732,984 1,655,368 Traffic and transportation division 1,276,928 - - - - - 1,276,928 1,381,583 Capital outlay - 15,032 - 2,741,600 - - 2,756,632 906,811 Debt service: Principal retirement - - - - - - - 1,855,000 Interest and paying agent fees - - 904,357 - - - 904,357 1,263,084 Bond refunding expenditures - - - - - - - 145,476 Total expenditures 28,477,376 1,831,561 904,357 2,741,600 - 1,672,468 35,627,362 34,346,901 Excess of revenues over (under) expenditures ( 2,333,338) 2,945,022 1,826,945 ( 1,858,590) 65,685 5,758 651,482 1,980,580 Other financing sources (uses): Operating transfers in 836,143 60,870 200,000 - - - 1,097,013 1,097,631 Operating transfers out ( 896,418) ( 60,870) - - - - ( 957,288) ( 148,968) Contributions from (by) operating grants (Note 5) 1,961,258 ( 2,864,453) - - - - ( 903,195) ( 503,207) Proceeds of refunding bonds (net) - - 22,169,613 - - - 22,169,613 21,323,250 Payment to refunded bond escrow agent - - ( 24,187,429) - - - ( 24,187,429) ( 13,428,787) Total other financing sources (uses) 1,900,983 ( 2,864,453) ( 1,817,816) - - - ( 2,781,286) 8,339,919 Excess of revenues and other sources over (under) expenditures and other uses ( 432,355) 80,569 9,129 ( 1,858,590) 65,685 5,758 ( 2,129,804) 10,320,499 Fund balance - beginning 11,370,650 4,966,737 235,914 13,979,528 285,763 45,486 30,884,078 20,965,047 Residual equity transfer (Note 4) ( 324,349) - - - - - ( 324,349) ( 401,468) Fund balance - ending $10,613,946 $5,047,306 $ 245,043 $12,120,938 $351,448 $ 51,244 $28,429,925 $30,884,078 The accompanying Notes are an integral part of these financial statements. EXHIBIT A-3 CITY OF WICHITA FALLS, TEXAS COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - GENERAL, SPECIAL REVENUE, AND DEBT SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 1986 Totals General Fund Special Revenue Fund Debt Service Fund (Memorandum Only) Variance - Variance - Variance - Variance - Favorable Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Revenues: Taxes $21,812,258 $21,943,688 $ 131,430 $ 490,500 $ 551,990 $ 61,490 $2,507,910 $ 2,654,730 $ 146,820 $24,810,668 $25,150,408 $ 339,740 Charges for services 1,223,528 1,117,348 ( 106,180) - - - - - - 1,223,528 1,117,348 ( 106,180) Licenses and permits 406,318 418,823 12,505 - - - - - - 406,318 418,823 12,505 Fines 879,000 836,851 ( 42,149) - - - - - - 879,000 836,851 ( 42,149) Intergovernmental revenue 370,522 479,325 108,803 2,429,848 3,622,433 1,192,585 - - - 2,800,370 4,101,758 1,301,388 Miscellaneous revenue 1,211,085 1,348,003 136,918 494,580 602,160 107,580 - 76,572 76,572 1,705,665 2,026,735 321,070 Total revenues 25,902,711 26,144,038 241,327 3,414,928 4,776,583 1,361,655 2,507,910 2,731,302 223,392 31,825,549 33,651,923 1,826,374 Expenditures: Current: Administrative services division 5,532,547 4,895,221 637,326 2,158,914 1,816,529 342,385 - - - 7,691,461 6,711,750 979,711 Police division 7,504,576 7,422,813 81,763 - - - - - - 7,504,576 7,422,813 81,763 Fire division 4,601,922 4,601,651 271 - - - - - - 4,601,922 4,601,651 271 Parks and recreation division 2,685,017 2,396,365 288,652 - - - - - - 2,685,017 2,396,365 288,652 Accounting/finance division 566,750 525,034 41,716 - - - - - - 566,750 525,034 41,716 Planning division 456,994 405,519 51,475 - - - - - - 456,994 405,519 51,475 Public works division 5,730,504 5,220,861 509,643 - - - - - - 5,730,504 5,220,861 509,643 Health division 1,827,171 1,732,984 94,187 - - - - - - 1,827,171 1,732,984 94,187 Traffic and transportation divison 1,524,397 1,276,928 247,469 - - - - - - 1,524,397 1,276,928 247,469 Capital outlay - - - 68,304 15,032 53,272 - - - 68,304 15,032 53,272 Debt service: 111 Principal retirement - - - - - - 770,000 - 770,000 770,000 - 770,000 Interest and paying agent fees - - - - - - 1,829,115 904,357 924,758 1,829,115 904,357 924,758 Total expenditures 30,429,878 28,477,376 1,952,502 2,227,218 1,831,561 395,657 2,599.115 904,357 1,694,758 35,256,211 31,213,294 4,042,917 Excess of revenues over (under) expenditures ( 4,527,167) ( 2,333,338) 2,193,829 1,187,710 2,945,022 1,757,312 ( 91.205) 1,826.945 1,918,150 ( 3,430.662) 2,438.629 5,869,291 Other financing sources (uses): Operating transfers in 836,143 836,143 - 19,000 - ( 19,000) - 200,000 200,000 855,143 1,036,143 181,000 Operating transfers out ( 886,221) ( 896,418) ( 10,197) - - - - - - ( 886,221) ( 896,418) ( 10,197) Contributions from (by) operating grants 1,961,258 1,961,258 - ( 2,864,453) ( 2,864,453) - - - - ( 903,195) ( 903,195) - Proceeds of refunding bonds (net) - - - - - - - 22,169,613 22,169,613 - 22,169,613 22,169,613 Payment to refunded bond escrow agent - - ( - - - - - ( 24,187.429) ( 24,187,429) - ( 24,187,429) ( 24,187,429) Total other financing sources (uses) 1,911,180 1,900,983 ( 10,197) ( 2,845,453) ( 2,864,453) ( 19,000) - ( 1,817,816) ( 1,817,816) ( 934,273) ( 2,781,286) ( 1,847,013) Excess of revenues and other sources over (under) expenditures and other uses ($ 2,615,987) ( 432,355) $2,183,632 ($1,657,743) 80,569 $1,738,312 ($ 91.205) 9,129 $ 100,334 ($ 4,364,935) ( 342,657) $ 4,022,278 Fund balance - beginning 11,370,650 4,966,737 235,914 16,573,301 Residual equity transfer ( 324,349) - - ( 324,349) Fund balance - ending $10,613,946 $5,047,306 $ 245,043 $15,906,295 The accompanying Notea are an integral part of these financial statements. EXHIBIT A-4 CITY OF WICHITA FALLS, TEXAS (Page 1 of 2) COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS - ALL PROPRIETARY FUND TYPES FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Proprietary Fund Types Totals Internal (Memorandum Only) Enterprise Service 1986 1985 Operating revenues: Charges for services $16,480,405 $ - $16,480,405 $15,364,884 Rents, concessions and other 271 ,996 3,435,989 3,707,985 279,748 Total operating revenues 16,752,401 3,435,989 20, 188,390 15,644,632 Operating expenses: Personnel services 4,759,678 1 ,037,704 5,797,382 4,468, 117 Supplies and materials 538,497 370,248 908,745 821 ,530 °N Maintenance and repairs 4,355,656 1 ,617,232 5,972,888 2,493,695 Utilities and other services 2,279,618 76,392 2,356,010 1 ,989,245 Insurance and contract support 541 ,037 1 ,295 542,332 585,556 Depreciation and amortization 1 ,550,401 1 ,456,715 3,007, 116 1 ,884,887 Total operating expenses 14,024,887 4,559,586 18,584,473 12,243,030 Operating income (loss) 2,727,514 ( 1 , 123,597) 1 ,603,917 3,401 ,602 Non-operating revenues (expenses) : Interest income 1 ,496,340 16,359 1 ,512,699 1 ,799,054 Gain (loss) on sale of fixed assets 18,723 ( 79,945) ( 61 ,222) ( 34,067) Interest expense ( 227,857) - ( 227,857) ( 1 ,472,818) Contributions from operating grants 586,324 - 586,324 617, 173 Total non-operating revenues (expenses) 1 ,873,530 ( 63,586) 1 ,809,944 909,342 The accompanying Notes are an integral part of these financial statements. EXHIBIT A-4 CITY OF WICHITA FALLS, TEXAS (Page 2 of 2) COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS - ALL PROPRIETARY FUND TYPES (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Proprietary Fund Types Totals Internal (Memorandum Only) Enterprise Service 1986 1985 Income (loss) before other financing sources and (uses) 4,601 ,044 ( 1 , 187, 183) 3,413,861 4,310,944 Other financing sources (uses) : Operating transfers in 216,347 514,771 731 , 118 148,968 Operating transfers out ( 870,843) - ( 870,843) ( 1 ,097,631 ) Total other financing sources (uses) ( 654,496) 514,771 ( 139,725) ( 948,663) Net income (loss) before extraordinary items 3,946,548 ( 672,412) 3,274, 136 3,362,281 Extraordinary items: Gain (loss) on extinguishment of debt (Note 17) ( 1 ,888,761 ) - ( 1 ,888,761 ) 855,539 Transfer to restricted water and sewer escrow account (Note 17) ( 1 ,247,358) - ( 1 ,247,358) - Total extraordinary items ( 3, 136, 119) - ( 3, 136, 119) 855,539 Net income (loss) 810,429 ( 672,412) 138,017 4,217,820 Retained earnings, beginning 30,971 ,632 - 30,971 ,632 26,753,812 Residual equity transfer to Internal Service Fund (Note 4) ( 471 ,520) - ( 471 ,520) - Retained earnings (deficit) , ending $31 ,310,541 ($ 672,412) $30,638, 129 $30,971 ,632 The accompanying Notes are an integral part of these financial statements. EXHIBIT A-5 CITY OF WICHITA FALLS, TEXAS (Page 1 of 2) COMBINED STATEMENT OF CHANGES IN FINANCIAL POSITION - ALL PROPRIETARY FUND TYPES FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Proprietary Fund Types Totals Internal (Memorandum Only) Enterprise Service 1986 1985 Sources of funds: Net income (loss) before extraordinary items $ 3,946,548 ($ 672,412) $ 3,274,136 $ 3,362,281 Items not requiring (providing) working capital: Depreciation and amortization 1,550,401 1,456,715 3,007,116 1,884,887 Loss on sale of assets 265 79,945 80,210 34,067 Working capital provided by operations excluding extraordinary items 5,497,214 864,248 6,361 ,462 5,281 ,235 Extraordinary items ( 3,136,119) - ( 3,136,119) 855,539 Working capital provided by operations 2,361 ,095 864,248 3,225,343 6,136,774 Contributed capital 787,017 133,703 920,720 408,178 Proceeds from sale of assets - 61 ,394 61 ,394 19,929 Proceeds from issuance of bonds 24,405,000 - 24,405,000 19,955,000 Customer deposits, net 92,440 - 92,440 123,690 Transfer of assets to Internal Service Fund 3,947,009 - 3,947,009 - co Contributions from equity transfers - 11,560,206 11 ,560,206 5,446,223 Fixed assets traded in 704 - 704 70,565 Decrease in restricted assets 1 ,467,257 - 1 ,467,257 - Total sources of funds 33,060,522 12,619,551 45,680,073 32,160,359 Application of funds: Deferred charges 99,144 - 99,144 693,236 Purchase of fixed assets 7,711 ,337 746,110 8,457,447 4,010,719 Retirement of revenue bonds 19,930,000 - 19,930,000 6,880,000 Payment of U.S. Government obligation 14,914 - 14,914 14,444 Residual equity transfer to Internal Service Fund 3,947,009 - 3,947,009 - Transfer of assets from General Fund - - - 5,096,191 Transfer of assets from Enterprise Funds - 3,947,009 3,947,009 - Transfer of assets from General Fixed Asset Account Group - 7,288,848 7,288,848 - Decrease in current liabilities payable from restricted assets 231 ,277 - 231 ,277 - Total application of funds 31 ,933,681 11 ,981 ,967 43,915,648 16,694,590 Net increase in working capital $ 1 ,126,841 $ 637,584 $ 1 ,764,425 $15,465,769 The accompanying Notes are an integral part of these financial statements. EXHIBIT A-5 CITY OF WICHITA FALLS, TEXAS (Page 2 of 2) COMBINED STATEMENT OF CHANGES IN FINANCIAL POSITION - ALL PROPRIETARY FUND TYPES (CONT'D. ) FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Proprietary Fund Types Totals Internal (Memorandum Only) Enterprise Service 1986 1985 Summary of net changes in working capital: Increase (decrease) in current assets: Cash and short-term investments $ 1,277,706 $ 586, 144 $ 1,863,850 $15,723,389 Receivables - trade ( 112,707) 359 ( 112,348) ( 101 ,139) Receivables - other City funds 26,630 - 26,630 ( 11 ,864) Receivables - government agencies ( 63,054) - ( 63,054) ( 32,980) qp Inventory 36,620 292,656 329,276 42,828 Prepaid expense and other ( 6,474) 1 ,419 ( 5,055) 242,939 Net increase in current assets 1 , 158,721 880,578 2,039,299 15,863, 173 Increase (decrease) in current liabilities: Bank overdraft ( 85,233) - ( 85,233) 5,436 Accounts payable - trade 99, 146 160,332 259,478 463,412 Payable to other City funds ( 3,643) 2,286 ( 1 ,357) 11,675 Revenue bonds - current maturities - - - ( 460,000) Other 21 ,610 80,376 101 ,986 376,881 Net increase in current liabilities 31 ,880 242,994 274,874 397,404 Net increase in working capital $ 1 , 126,841 $' 637,584 $ 1 ,764,425 $15,465,769 The accompanying Notes are an integral part of these financial statements. CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS SEPTEMBER 30, 1986 Note 1 - DEFINING THE REPORTING ENTITY In accordance with National Council on Governmental Accounting (NCGA) Statement 3, which addresses the issue of defining the reporting entity with respect to other agencies, institutions, commissions, public authorities, or other govern- ment organizations for inclusion in the reporting entity's general purpose financial statements, City management identified four organizations which were evaluated for inclusion using the following criteria: 1 . Exercise of oversight responsibility over such agencies by the City's elected officials: a. Financial interdependency b. Selection of governing authority c. Designation of management d. Ability to significantly influence operations and accountability for fiscal matters. 2. Scope of public service: a. Whether the activity is for the benefit of the reporting entity and/or its residents b. Whether the activity is conducted within the geographic boundaries of the reporting entity and is generally available to the citizens of that entity. The four organizations identified and evaluated were: Employee Benefit Trust Fund Firemen's Relief and Retirement Board Housing Authority of the City of Wichita Falls, Texas Wichita County/City Hospital Board Of the four organizations evaluated, only the first one, the Employee Fenefit Trust Fund, met all of the criteria listed above and is included in the City's general purpose financial statements. Although the three remaining organizations evaluated met one or more of the above criteria, City management determined that they should all be excluded as part of the reporting entity. These organizations represent separate govern- mental units and are not controlled by or dependent upon the City. They also did not meet the criteria of financial interdependency, which is the most significant manifestation of oversight and includes responsibility for financing deficits, entitlements to surpluses, and guarantees of or "mcral responsibility" for debt. 10 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting and reporting policies of the City conform to generally accepted accounting principles (GAAP) applicable to state and local governments. Gener- ally accepted accounting principles for local governments include those prin- ciples prescribed by the Governmental Accounting Standards Board (GASB), which includes all statements and interpretations of the National Council on Govern- mental Accounting (NCGA) unless modified by the GASB, and those principles prescribed by the American Institute of Certified Public Accountants in the publication entitled Audits of State and Local Governmental Units. The following is a summary of the more significant policies and practices used by the City. Basis of Presentation The accounts of the City are organized and operated on the basis of funds or account groups, each of which is considered to be a separate fiscal and accounting entity. The operations of each fund are accounted for with a self- balancing set of accounts that comprise its assets, liabilities, fund balances or retained earnings, revenues, and expenditures or expenses. The various funds are grouped by category and type in the financial statements. The City maintains the following fund classifications and account groups: Governmental Funds Governmental funds are used to account for the relatively liquid portion of City's assets that are not accounted for through proprietary or fiduciary funds, the short-term obligations pertaining thereto, and the net balance of these financial resources available for subsequent appropriation and expen- diture. General Fund - The General Fund is the general operating fund of the City. This fund is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than special assessments, expendable trusts or major capital projects) that are legally restricted to expenditures for specified purposes. Debt Service Funds - Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest and related costs. 11 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Governmental Funds (Cont'd. ) Capital Project Funds - Capital Project Funds are used to account for financial resources to be used for the acquisition or constructicn of major capital facilities (other than those financed by proprietary funds and trust funds) . Special Assessment Funds - Special Assessment Funds are used to account for the financing of public improvements or services deemed to benefit the properties against which special assessments are levied. Proprietary Funds Proprietary funds are those used to account for the City's ongoing organi- zations and activities which are similar to those found in the privw.te sector. The measurement focus is upon capital maintenance and upon deter- mination of net income, financial position, and changes in financia:. position. Enterprise Funds - Enterprise Funds are used to account for operations (a) that are financed and operated in a manner similar to private busi- ness enterprises where the intent of the governing body is that :he costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered pr:.marily through user charges, or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, or net income is appropriate for capital maintenance, public policy, management control, accountability or other purposes. Internal Service Funds - Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City, or to other governmental units, on a cost reimbursement basis. Fiduciary Funds Fiduciary funds are used to account for assets held by the City in 3 trustee capacity or as an agent for other governmental units and/or other funds. Trust and Agency Funds include expendable trust and payroll agency funds. Expendable Trust Funds - These funds are accounted for in the same manner as governmental funds. Agency Fund - This fund is purely custodial (assets equal liabilities) and thus does not involve measurement of results of operations. 12 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Account Groups Account groups are used to establish accounting control and accountability for the City's general fixed assets and general long-term liabilities. The following are the account groups maintained by the City: General Fixed Assets Group - This account group is established to account for all fixed assets of the City other than those accounted for in the proprietary funds. General Long-Term Obligations Group - This account group is established to account for long-term liabilities of the City other than those accounted for in the proprietary funds. Basis of Accounting Basis of accounting refers to the time at which revenues and expenditures or expenses are recognized in the accounts and reported in the financial state- ments. Governmental funds, expendable trust funds, and agency funds are accounted for using the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when they become measurable and available as net current assets. Available means collectible within the current period or expected to be collected within 60 days after year end and be used to pay liabilities of the current period. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred. Exceptions to this general rule include unmatured prin- cipal and interest on general long-term obligations which are recognized when due. This exception is in conformity with generally accepted accounting principles. Property tax revenues and sales tax receipts are considered measurable and available when collected by the respective intermediary collecting agency and recognized as revenue at that time. Licenses and permits, fines and forfeits, and miscellaneous revenues are recorded as revenues when received in cash because they are generally not measurable until actually received. Investment earnings are recorded on the accrual basis in all funds. Paving assessments are recorded as revenues in the fiscal period when the assessment becomes both measurable and available to finance expenditures of the fiscal period. Assessment revenues are considered measurable and available when collected by the City and recognized as revenue at that time. Payments for paving assessments received in advance of the levy are reflected as deferred revenue. 13 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Basis of Accounting (Cont'd. ) Intergovernmental revenues are recorded on a basis applicable to the legal and contractual requirements of the various individual grant programs. Inter- governmental revenues are recognized as follows: 1 . If monies must be expended on the specific purpose or project before any amounts will be paid to the City, revenues are recognized based aeon the expenditures or expenses recorded. 2. If monies are virtually unrestricted and irrevocable, except for failure to comply with required compliance requirements, revenues are recognized when received or susceptible to accrual. Proprietary funds are accounted for using the accrual basis of accounting. Under the accrual basis of accounting, revenues are recognized in the accounting period in which they are earned and become measurable. Expenses are recorded in the accounting period incurred, if measurable. Budget Policies The City Council adheres to the following procedures in establishing the budgets reflected in the financial statements: 1 . Prior to the beginning of each fiscal year, the City Manager submits to the City Council a proposed budget for all City departments, divisions and offices for the fiscal year beginning on the following October 1 . The operating budget which represents the financial plan for the ensuing fiscal year includes proposed expenditures and the means of financing them. 2. Public hearings are conducted at which all interested persons' comments concerning the budget are heard. 3. The budget for the next fiscal year is legally enacted by the City Council through passage of an ordinance by October 1 each year. 4. Expenditures may not legally exceed appropriations at the department level for each legally adopted annual operating budget. The City Manager may, without Council approval, transfer appropriation balances from one expenditure account to another within a department or agency of the City. The City Council, however, must approve any transfer of unemcumbered appropriation balances or portions thereof from one depart- ment or agency to another. The reported budgetary data has beer revised for amendments legally authorized during the year. 14 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Budget Policies (Cont'd. ) 5. Annual budgets are legally adopted for all governmental funds. However, the budget for the Capital Projects Funds is legally adopted for speci- fic projects and may exceed one year. Accordingly, the annual budget as reflected in the comparison of budget to actual amounts is an annual- ized budget, formerly approved by the City Council, but used for budgetary execution and management control. 6. At the close of each fiscal year any unencumbered appropriation balance (appropriations including prior year encumbrances less current year expenditures and encumbrances) lapse or revert to the undesignated fund balance. The unencumbered appropriation balance in the Capital Projects Funds does not lapse at year end. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary control in the General, Special Revenue, and Capital Projects funds. Encumbrances outstanding at year end are reported as reservations of fund balance for subsequent year expenditures and are reappropriated in subsequent year budgetary accounts. Investments Investments are stated at cost, which approximates market. Inventory Inventories of the General and Proprietary funds consist of supplies and various materials used for the maintenance of fixed assets. The "consumption" method is used to account for these inventories. Under this method, inventory acquisitions are recorded in inventory accounts initially and charged as expen- ditures when used. Inventories are stated at average cost. Property, Plant and Equipment - Proprietary Funds Property, plant and equipment owned by the proprietary funds are stated at historical cost. Maintenance and repairs are charged to operations as incurred, and improvements and betterments which extend the useful lives of fixed assets are capitalized. Depreciation of property, plant and equipment is provided by the straight-line method over the estimated useful lives of the respective assets. Estimated useful lives for straight-line depreciation are as follows: 15 CITY OF WICHITA FALLS , TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Property, Plant and Equipment - Proprietary Funds (Cont'd. ) Buildings, systems and improvements 20 - 59 years Machinery, vehicles and other equipment 3 - 25 years Furniture and equipment 3 - 10 years When fixed assets of proprietary fund types are sold, the sales proceeds less the adjusted basis of the assets (initial cost less accumulated depreciation) are recorded as a gain or loss. For Water and Sewer Fund fixed assets, interest is capitalized on construction costs incurred during the year at an average interest rate on borrowed funds (water and sewer revenue bonds) in accordance with generally accepted accounting principles. No interest is capitalized on fixed assets constructed by proprietary funds which are financed with general obligation bonds b:cause such interest expenditures are reported in the Debt Service Funds. Contributions of funds from Federal, State, or local grants restricted for the purpose of purchasing property, plant and equipment are recorded as equity contributions when received. The cost of water and sewer lines installed by developers is valued by the contractor and recorded as contributed capital in the Water and Sewer Fund. Depreciation on contributed assets from Federal and State governments is recorded as an expense in the statement of operations and is closed to the related contribution account. General Fixed Assets General fixed assets are those assets acquired for general governmental purposes. Assets purchased are recorded as expenditures in the governmental funds and capitalized at historical cost in the General Fixed Assets Account Group. Contributed fixed assets are recorded in general fixed assets at esti- mated fair market value at the time received. No depreciation has been provided on general fixed assets. No interest is capitalized on fixed assets constructed which are financed with general obli- gation bonds in accordance with generally accepted accounting principles. Public domain general fixed assets (infrastructure) consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, and similar assets have not been capitalized. 16 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Grants and Other Intergovernmental Revenues Categorical grants, except for grants that benefit more than one fund and "pass through" grants, are accounted for within the appropriate fund of the City to be financed by such grants. Revenues are recorded when they become susceptible to accrual. Generally, expenditures govern eligibility for income recognition, and the revenue is recognized as expenditures are incurred. Grants financing more than one fund or financing secondary recipients such as the Federal Revenue Sharing and Community Development Block grants are recorded in Special Revenue funds pending a determination of the programs or activities to be financed by such sources. Revenues are recognized when they become measurable and available, and expenditures are recorded in the fund benefited by such expenditures. Reserves and Designations Portions of fund equity are segregated for future use, and are therefore not available for future appropriation or expenditure. Amounts reserved for revenue bond debt service and retirement represent portions of fund equity which are required to be segregated in accordance with the City's bond ordi- nances. Amounts reserved for inventory and prepaid items have already been expended and represent a portion of the fund balance that is not available for future expenditures. Amounts reserved for encumbrances are commitments for materials and services on purchase orders and contracts which are unperformed. The City has also legally reserved a portion of the General Fund balance to provide available funds for unasserted or potential general liability claims against the City. Designations of unreserved fund balances in governmental funds indicate City management's tentative plans for use of financial resources in a future period. Transactions Between Funds Transactions between funds that would be treated as revenues, expenditures, or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures, or expenses in the funds involved. Transactions which constitute reimbursements to a fund for expenditures or expenses initially made from that fund which were properly applicable to another fund are recorded as expenditures or expenses in the fund that is reimbursed. 17 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Transactions Between Funds (Cont'd. ) Non-recurring or non-routine transfers of equity between funds are treated as residual equity transfers and are reported as additions to or deduction:; from the fund balance of governmental funds. Residual equity transfers to p oprie- tary funds are treated as contributed capital, and such transfers from ;proprie- tary funds are reported as reductions of retained earnings or contributed capital as is appropriate in the circumstances. All other transfers are treated as operating transfers and are included in the results of operations of both governmental and proprietary funds. Vacation and Sick Leave All permanent full-time employees earn vacation time and sick leave. Vacation time is earned at the rate of four hours per pay period up to a maximum of thirteen days per year. The maximum vacation time that may be accrued is thirty days. Sick leave is earned at the rate of 4.62 hours per pay period up to a maximum of ninety days. Upon leaving the employment of the City, employees will be paid for unused vacation days which have accrued. Addi- tionally, police officers and firefighters may accumulate an unlimited number of sick leave days. Insurance The City maintains a group health insurance plan for employees and dependents which is self-insured by the City. A group life insurance plan is mairtained through an insurance company. Contributions to the plans are provided for by both the City and the participating employees and are recognized as revenues in the funds. The contributions by the City are recorded as expenditures or expenses of the various funds as appropriate. Comparative Data Comparative data for the prior year have been presented in the accompanying financial statements in order to provide an understanding of changes it the City's financial position and operations. However, complete comparative data, (i.e., presentation of prior year totals by fund type) have not been presented in each of the statements since their inclusion would make the statements unduly complex and difficult to read. 18 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D. ) Reclassifications Certain comparative data have been reclassified to present such amounts in a manner consistent with the current year's financial statements. Total Columns on Combined Financial Statements Total columns on the combined financial statements are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Such data is not comparable to a consolida- tion. Interfund eliminations have not been made in arriving at the totals. Note 3 - ACCOUNTING CHANGES AND RESTATEMENT OF PRIOR YEARS Changes Accounted for on a Prospective Basis During the year ended September 30, 1986, the City implemented the following accounting changes, accounted for on a prospective basis. Effective October 1 , 1985, the City established a fleet maintenance Internal Service Fund and transferred to it the Central Services division of the General Fund as well as substantially all of the City's vehicle and equipment fleet. This newly-created fund is charged with the ownership of the fleet as well as the funding of the operation, maintenance and replacement of the City's vehicle and equipment fleet. The vehicles and equipment were transferred from the General Fixed Assets Group of Accounts and the Enterprise Funds through a resi- dual equity transfer. The amounts transferred were the net book value of the assets at October 1 , 1985. For those assets transferred from the General Fixed Assets Group of Accounts, the net book value was that value which would have resulted if depreciation had been taken from the date the asset was placed in service through October 1 , 1985. After the transfer of the City's vehicle and equipment fleet to Central Services, the criteria used for estimating useful lives of fixed assets was changed. Such changes in useful lives was applied retroactively to those assets transferred to Central Services and was applied to all fixed assets acquired subsequent to the creation of the Internal Service Fund. Generally, the effect on the Internal Service Fund was a decrease in useful lives of fixed assets and an increase in current year depreciation expense of $171 ,762 over the amount of depreciation expense that would have been incurred had the useful lives not been changed. 19 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 3 - ACCOUNTING CHANGES AND RESTATEMENT OF PRIOR YEARS (CONT'D. ) Changes Resulting in Restatement of Prior Year At September 30, 1986, various changes were made to the City's financial state- ments which required restatement of prior year financial information. In prior years, the City' s Department of Housing and Urban Development Section 8 Housing Grant was reported as an agency fund. The current year's financial statements report this grant in the Special Revenue Fund in accordance with NCGA Statement 2, "Grant, Entitlements, and Shared Revenue Accounting and Reporting by State and Local Governments". The comparative totals for the year ended September 30, 1985 have been restated to reflect this change. The effect of this restatement on September 30, 1985 balances was to decrease botl Trust and Agency Fund assets and liabilities by $150,092. At September 30, 1986, it was concluded that the City' s Internal Revenue Code Section 457 deferred compensation plan balances be displayed in an agency fund of the City. The comparative totals for the year ended September 30, 1985 were restated to reflect this change. The effect of this restatement on September 30, 1985 balances is to increase both the agency fund's assets and liabilities by $260, 142. Note 4 - ESTABLISHMENT OF INTERNAL SERVICE FUND As further disclosed in Footnote 3 to the financial statements, the Ci-:y Council authorized the creation of an Internal Service Fund effective October 1 , 1985. The transfer of assets to this fund was as follows: Transfer From Description Amou-it General Fund Fund balance $ 321,349 Transit Fund Contributed capital 531,429 Retained earnings 51 ,520 585,949 Sanitation Fund Contributed capital 2,598,467 Retained earnings 420,000 3,018,467 Water and Sewer Fund Contributed capital 342,593 General Fixed Asset Contributed capital 7,288,848 Account Group (net of allowable depreciation) Total transfers to Internal Service Fund $11 ,560,206 20 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 4 - ESTABLISHMENT OF INTERNAL SERVICE FUND (CONT'D. ) The above fund balance and retained earnings are shown as a residual equity transfer while the above contributed capital balances are shown as a reduction in contributed capital in the fund from which the assets were transferred. All of the above are shown in the Internal Service Fund as contributed capital. Note 5 - COLLECTIONS FROM CATEGORICAL BLOCK GRANTS AND FEDERAL REVENUE SHARING Categorical grant expenditures for the years ended September 30, 1986 and 1985, respectively, have been reflected in the following City funds: 1986 1985 General Fund $1 ,961 ,258 $3,344,227 Enterprise Funds: Airport Fund 51 ,000 3,224 Transit Fund 135,330 152,000 Sanitation Fund 4,600 459, 144 Water and Sewer Fund 395,394 2,805 Total Enterprise Funds 586,324 617, 173 Total $2,547,582 $3,961 ,400 The financing uses of the Revenue Sharing Fund and Community Development Block Grant as reflected in the General Fund and the Enterprise Fund are detailed as follows: Revenue Sharing Community Development Fund Block Grant Budget ( 1 ) Actual Budget ( 1 ) Actual Personnel services $ - $ - $ 241 ,834 $ 202,891 Supplies and materials - - 5,459 3,717 Maintenance 1 ,810,213 941 ,598 2,662,415 961 ,213 Utilities and other services 232, 186 18,996 169,641 137,645 Capital outlay 790,032 182,995 1 ,066,353 415,398 Total $2,832,431 $1 , 143,589 $4, 145,702 $1 ,720,864 ( 1 ) Budgeted amounts as shown include current and prior year appropriations to be carried forward for future use. 21 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 6 - PROPERTY TAXES Property taxes attach as an enforceable lien on property as of the prior January 1 . Taxes are levied on October 1, and become delinquent after January 31 , unless the half-payment option is elected, in which case one-half of the tax is due November 30, and the balance the following June 30. The City is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services including the payment of principal and interest on long-term debt. The combined tax rate to finance general governmental services for the year ended September 30, 1986 was $.6287 per $100 which means that the City has a tax margin of $1 .6213 per $100, and could raise up to $36,101 ,328 additional tax revenue a year from the present assessed valuation of $2,226,690,210 before the limit is reached. The City serves as agent in assessing and collecting ad valorem taxes fcr the Wichita Falls Independent School District. It also served the Wichita Falls College District in a similar capacity during its existence and currently serves as collector and as custodian of delinquent tax records for successors to the former District. Taxes levied and uncollected for the School and College District totaled. $2,433,029 and $2,169,112 at September 30, 1986 and 1985, respectively, and are reflected in the Tax Collection Fund in the agency fund group. Note 7 - RESTRICTED ASSETS Restricted assets in certain Enterprise Funds, held for specific purposes in accordance with bond ordinances or other legal restrictions, are comprir;ed of the following: Total Airport Water and Enterpri:5e Fund Sewer Fund Funds Debt Service: Cash and short-term investments $48,579 $ 2,893,274 $ 2,941 , 353 Capital Improvements: Cash and short-term investments - 10,920,749 10,920, 749 Receivables - 71 ,834 71 ,334 Customer Deposits: Cash and short-term investments - 870, 172 870, 172 Total restricted assets $48,579 $14,756,029 $14,804,508 22 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 8 - PROPERTY, PLANT AND EQUIPMENT AND DEPRECIATION A summary of proprietary fund type property, plant and equipment at September 30, 1986 follows: Total Water and Internal Proprietary Airport Transit Sanitation Sewer Service Funds Land and betterments $1 ,468,175 $ 39 ,814 $ 655,704 $18,957,446 $ 206,769 $ 21 ,327,908 Buildings, systems, and improvements 1 ,451 ,662 626,868 2, 190,972 50,952,223 4,008,948 59,230,673 Machinery and equipment 9,267 60,801 89,580 2,252,899 - 2,412,547 Furniture and fixtures 11 ,937 5,456 4,750 32,982 6,234 61 ,359 Motor vehicles and equipment - - 2,896 4,470 12,089,076 12,096,442 t, Construction in progress - - - 5,238,882 - 5,238,882 w 2,941 ,041 732,939 2,943,902 77,438,902 16,311 ,027 100,367,811 Less accumulated depreciation ( 805,491 ) ( 39,217) ( 238,442) ( 26,581 ,950) ( 5,927, 114) ( 33,592,214) Net plant and equipment $2,135,550 $693,722 $2,705,460 $50,856,952 $10,383,913 $ 66,775,597 The following table summarizes the changes in the components of the General Fixed Assets Account Group: Balance Balance October 1 , Transfers September 30, 1985 Additions Deletions In (Out) 1986 Land and betterments $14,265,768 $ 99,803 $ 2,259 ($ 210,399) $14, 152,913 Buildings and improvements 17,297,295 84,580 194,950 ( 4,058,516) 13,128,409 Machinery and equipment 3,297,957 539,790 16,004 ( 821 ,671 ) 3,000,072 Furniture and fixtures 756, 107 43,715 11 ,185 ( 5,285) 783,352 Motor vehicles and equipment 5,618,353 - - ( 5,467,798) 150,555 Construction in progress 6,615 825,826 - - 832,441 Total $41 ,242,095 $1 ,593,714 $224,398 ($10,563,669) $32,047,742 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 9 - EMPLOYEE RETIREMENT PLANS City employees, except for firemen, are covered by the Texas Municipal Retire- ment System. The Texas Municipal Retirement System contribution was 5.80% and 5.35% of each participant's salary in 1986 and 1985, respectively. The actuarial cost method used by the Texas Municipal Retirement System in per- forming the actuarial valuation was the unit credit actuarial cost method. Prior service liability of $4, 144, 166 is funded by the City annually over a period of 25 years and is included in the contribution rate. Accumulated plan benefit and asset information, estimated as of the following dates by consulting actuaries, is as follows: December 31 , 1985 1984 Actuarial present value of accumulated plan benefits: Vested $16,907,583 $14,379,711 Non-vested 4,373,078 3,751 , 175 Total $21 ,280,661 $18,130,886 Actuarial present value of assets available for benefits $17, 136,495 $14,902,005 There have been no changes in the actuarial cost method or the actuarial assumptions since the previous valuation. The assumptions were developed from the experience of the System. The withdrawal and payroll increase assumptions also reflect the experience of the City. The payroll was assumed to increase 5% per annum in future years. Because of the money purchase nature of the system, there was no need for an interest rate assumption in determing the actuarial present value of accrued benefits for nonretired employees. For annuitants, the actuarial present value of plan benefits was calculated using a 5% interest rate assumption. Firemen are covered by a self-administered Firemen's Relief and Retirement Fund. The Firemen's Relief and Retirement Fund contribution was 9.0% and 7.5% of each participant's salary in 1986 and 1985, respectively. The actuarial cost method used to value the Firemen's Relief and Retirement Fund was the entry-age-actuarial cost method. The unfunded accrued liability at April 30, 1986 of $2,949,325 is to be amortized by a level percentage of payroll over a period of 19 years assuming that total payroll will increase 6% per annum in future years. 24 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 9 - EMPLOYEE RETIREMENT PLANS (CONT'D. ) Accumulated plan benefit and asset information, estimated as of the following dates by consulting actuaries, is as follows: April 30, March 31 , 1986 1983 Actuarial present value of accumulated plan benefits: Vested $6,876,701 $4,538,970 Non-vested 183,749 179,781 Total $7,060,450 $4,718,751 Actuarial present value of assets available for benefits $6, 127,702 $4,045,578 The actuarial present value of plan benefits was calculated using a 7.5% interest rate assumption. The carrying value of the Firemen's Relief and Retirement Fund assets was $6,475,698 and $5,682,974 at September 30, 1986 and 1985, respectively. The City's contributions, to both plans, were charged to operations as follows for the years ended September 30: 1986 1985 General Fund $ 949,742 $729,434 Special Revenue Funds: Civic/Community Promotion Fund 6,881 6, 186 Section 8 Housing Fund 3,703 3,011 Total Special Revenue Funds 10,584 9, 197 Enterprise Funds: Airport Fund 1 ,285 1 ,083 Transit Fund 12,906 10,065 Sanitation Fund 75,534 64,076 Water and Sewer Fund 130,089 119,201 Total Enterprise Funds 219,814 194,425 Internal Service Fund 47, 140 Total City contribution $1 ,227,280 $933,056 Note 10 - DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accor- dance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to the employees until termination, retirement, death, or an unforeseen emergency. 25 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 10 - DEFERRED COMPENSATION PLAN (CONT'D. ) All compensation deferred under the plan, all investments purchased, and all income attributable to these investments are (until paid or made available to the employee or other beneficiary) solely the property of the City subject only to the claims of the City's general creditors. Participants' rights under the plan are equal to those of general creditors of the City in an amount equal to the fair market value of their deferred account. City management believes that it is unlikely that it will use plan assets to satisfy the claims of general creditors in the future. Note 11 - SELF-INSURANCE Due to problems incurred in obtaining adequate insurance coverage in prior years, the City has elected to designate $1 ,250,000 of fund balance in the General Fund for self-insurance. This designation is to be increased by $250,000 per year until it totals $3,000,000. The purpose of such self- insurance is to obtain cost savings by eliminating premium payments, allowing the City to invest this savings, and allowing the City to defer the payment of claims until they actually arise. This designation of fund balance was established to pay future general liability, automobile liability, and police professional claims in which the City is uninsured, and to cover all deductibles on claims in which the City is insured. Note 12 - PAYABLE TO U.S. GOVERNMENT The City of Wichita Falls and Wichita County Water Improvement District No. 2, upon the completion of the Lake Kemp reconstruction project in January, 1976 by the U.S. Government, are required to reimburse the U.S. Government 22.7% of its reported total cost of $8,774,705, or $1 ,991 ,858. The City's share of this amount is 66.11%, or $1 ,316,817, payable in forty-nine annual installments through January, 2004 of $51 ,974, including interest at the rate of 3.253%. The City's share of the total costs ($5,795,952) is reflected in fixed assets, and the City's share of the U.S. Government funded portion ($4,479, 135) is reflected as contributed capital in the Water and Sewer Enterprise Fund. The remaining unpaid debt is classified as follows: September 30, 1986 1985 Long-term $1 ,124,339 $1 ,139,253 Current portion in other liabilities 14,914 14,444 Total $1 , 139,253 $1 , 153,697 26 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1986 Note 13 - AIRPORT LEASE The airport facilities are located on land at Sheppard Air Force Base. The land is leased from the Department of the Air Force at a cost of $1 .00 per year for a period of fifty years, beginning May 15, 1959 and expiring May 14, 2009. Additional rent is based on landing fees at a rate of $1 .8264 per scheduled landing. Landing fees collected and paid on this lease were $10,247 and $8,376 for the fiscal years ended September 30, 1986 and 1985, respectively. Note 14 - DESCRIPTION OF LEASING ARRANGEMENTS Computer and other equipment leases, expiring in 1987 and 1989, a vehicle lease expiring in 1988, and a lease of land expiring in 1991 , are classified as capital leases and are included in the General Fixed Asset account group and General Long-Term Debt account group. The majority of the operating leases contain the option for annual renewal at the end of the initial lease term. In most cases, leases will be removed or replaced by other leases. The City leases certain equipment and data pro- cessing software under operating leases expiring at varying times through 1989. Capital Leases The following is an analysis of the leased property under capital leases by major classes: Asset Balances at September 30, Classes of Property 1986 1985 Equipment $ 810,755 $ 810,755 Motor vehicles 339,245 339,245 Land 50,000 50,000 $1 ,200,000 $1 ,200,000 The following is a schedule by years of future minimum lease payments under capital leases together with the present value of the net minimum lease pay- ments as of September 30, 1986: 27 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 14 - DESCRIPTION OF LEASING ARRANGEMENTS (CONT'D. ) Capital Leases (Cont'd. ) Year ending September 30: 1987 $271 ,641 1988 203,776 1989 6,634 1990 5,000 1991 5,000 Total minimum lease payments $492,051 Less: Amount representing interest ( 1 ) ( 31 ,417) Present value of minimum lease payments (2) $460,634 Operating Leases The following is a schedule by years of future minimum rental payments required under operating leases that have initial or remaining noncancellable lease terms in excess of one year as of September 30, 1986: Year ending September 30: 1987 $ 92,812 1988 12,698 1989 9,748 1990 1 1991 1 Later years 17 Total minimum payments required (3) $115,277 The following schedule shows the composition of total rental expenses for all operating leases: Year Ending September 30, 1986 1985 Minimum rentals $ 93,799 $78,363 Contingent rentals 10,247 8,376 Total rentals $104,046 $86,739 28 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 14 - DESCRIPTION OF LEASING ARRANGEMENTS (CONT'D. ) ( 1 ) Amount necessary to reduce net minimum lease payments to present value calculated at the City's incremental borrowing rate at the inception of the leases. (2) Reflected in the general long-term debt account group as lease obliga- tions payable. (3) Minimum payments do not include contingent rentals which may be paid under the airport lease based on the number of scheduled landings. Note 15 - LONG-TERM DEBT The following is a summary of changes in long-term obligations of the City for the year ended September 30 , 1986: Debt Obligations Outstanding New Obligations Outstanding October 1 , Obligations Retired September 30, 1985 Incurred or Refunded 1986 General Obligation Bonds payable $21 ,870,000 $22,540,000 $21 ,870,000 $22,540,000 Revenue Bonds payable 19,995,000 24,405,000 19,975,000 24,425,000 Accrued vacation and sick leave (Note 22) 2,621 ,467 57,470 - 2,678,937 Capital leases payable (Note 14) 743,775 - 283, 141 460,634 Claims and judgements payable (Note 22) 23,677 103,773 23,677 103,773 Payable to U.S. Govt. (Note 12) 1 , 153,697 - 14,444 1 , 139,253 Total $46,407,616 $47, 106,243 $42, 166,262 $51 ,347,597 Bonds payable at September 30, 1986 are comprised of the following individual issues: 29 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 15 - LONG-TERM DEBT (CONT'D. ) Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/86 General Obligation Bonds: 1986 General Obligation Refunding Bonds 5.00% to 9/01/06 $305,000 to $22,540,000 $22,540,000 8. 15% 2, 115,000 Total General Obligation Bonds 22,540,000 22,540,000 Revenue Bonds: Water and Sewer Revenue Bonds: 1986 Water and Sewer System Refunding Revenue Bonds 5.00% to 8/01/07 395,000 to 24,405,000 24,405,000 8.30% 2,265,000 Total Water and Sewer Revenue Bonds 24,405,000 24,405,000 Airport Revenue Bonds: 1967 Airport Revenue 4.5% 4/15/87 5,000 to 130,000 20,000 20,000 Total Airport Revenue Bonds 130,000 20,000 Total Revenue Bonds 24,535,000 24,425,000 Total All Bonds $47,075,000 $46,965,000 The net revenue of the Water and Sewer Fund and Airport Fund are pledged as colla- teral for the revenue bonds outstanding in the respective funds. The annual requirements to pay principal and interest on the bond obligations out- standing as of September 30, 1985, are as follows: 30 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 15 - LONG-TERM DEBT (CONT'D. ) Year Ending General September 30 Obligation Revenue Total 1987 $ 2,285,711 $ 2,477, 183 $ 4,762,894 1988 2,287,502 2,457,972 4,745,474 1989 2,285,740 2,451 ,348 4,737,088 1990 2,285,815 2,454,748 4,740,563 1991 2,285,615 2,453,788 4,739,403 1992-1996 11 ,434,786 12,269,140 23,703,926 1997-2001 11 ,438,404 12,268,560 23,706,964 2002-2007 11 ,428, 123 14,714,656 26, 142,779 $45,731 ,696 $51 ,547,395 $97,279,091 $245,043 is available in the Debt Service Fund to serve the general obligation bonds. There are limitations and restrictions contained in the various bond inden- tures. The City is in compliance with all significant provisions for such limitations and restrictions. Note 16 - GENERAL OBLIGATION REFUNDING BONDS On July 1 , 1986, the City issued $22,540,000 in 1986 General Obligation Refunding Bonds with an average interest rate of 7.78% to advance refund $21 ,870,000 of the 1985 General Obligation Bonds with an average interest rate of 9.15%. The entire proceeds of $22,169,613 (net of $507, 150 in underwriting fees and $136,763 in accrued interest) plus an additional $2,017,816 of interest and sinking fund monies were used to purchase U.S. Government Securi- ties, which were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments on the 1985 General Obligation Bonds. As a result, the 1985 General Obligation Bonds are considered to be defeased and the liability for those bonds has been removed from the general long-term debt account group. This refunding transaction will result in the City making additional debt service payments of $7,555,920 and will result in an economic loss on a present value basis of $890,367 over the life of the 1986 General Obligation Refunding Bonds. However, the City's bond consultants have advised that: ( 1 ) This advance refunding will reduce the City's annual general obli- gation debt service by approximately $285,000 per annum until the year 2001 . 31 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 16 - GENERAL OBLIGATION REFUNDING BONDS (CONT'D. ) (2) The reduction in annual debt service requirements will help offset temporary losses in tax revenues resulting from energy-related decreases in property tax values and the permanent loss of revenue sharing funds. (3) The advance refunding will enable current tax rates for debt service to be lowered by an estimated $.013 per $100 assessed valuation and require lower tax rate adjustments in the future. (4) The refunding will place the City's debt service schedule in a better position to accomodate future financing requirements. Note 17 - WATER AND SEWER REFUNDING REVENUE BONDS On July 1 , 1986, the City issued $24,405,000 in 1986 Water and Sewer Refunding Bonds with an average interest rate of 8.01% to advance refund $19,955,000 of the 1984 Water and Sewer Revenue Bonds with an average interest rate of 10.41%. The entire proceeds of $24,009,162 (net of $549, 113 in underwriting fees and $153,275 in accrued interest) plus an additional $1 ,247,358 of interest and sinking fund monies were used to purchase U.S. Government securities, which were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments on the 1984 Water and Sewer Revenue Bonds. As a result, the 1984 Water and Sewer Revenue Bonds are considered to be defeased and the liability for those bonds has been removed from the Water and Sewer Fund's financial statements. This refunding transaction resulted in the accounting recognition of an extra- ordinary loss in the Water and Sewer Fund of $3,136,119 for the year ended September 30, 1986. This loss is composed of a $1 ,888,761 extraordinary loss due to the bond refunding and a $1 ,247,358 extraordinary loss due to the required transfer of monies to a restricted water and sewer escrow account to provide for future debt service payments on the refunded bonds. This advance refunding will result in the City making additional debt service payments of $7, 124,892 and will result in an economic loss on a present value basis of $638,758 over the life of the 1986 Water and Sewer Refunding Bonds. However, the City's bond consultants have advised that this advance refunding reduced the overall annual debt service requirements of the City's outstanding water and sewer bonds which helped to finance an additional $1 ,500,000 in new bonds. 32 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 18 - DEFEASANCE OF PRIOR DEBT In prior years, the City defeased certain outstanding general obligation and revenue bonds by placing the proceeds of new bonds and additional cash in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust escrow accounts and the defeased bonds are not included in the City' s financial statements. At September 30, 1986, the following outstanding bonds are considered defeased: Amount Outstanding at September 30, 1986 General Obligation Bonds: 1956 Wichita County Water Control and Improvement District No. 5 $ 40,000 1959 Wichita County Water Control and Improvement District No. 6 78,000 1959 Wichita County Water Control and Improvement District No. 4 80,000 1963 General Obligation Bonds 240,000 1968 General Obligation Bonds 175,000 1968-A General Obligation Bonds 750,000 1970 General Obligation Bonds 500,000 1971 General Obligation Bonds 625,000 1980 General Obligation Bonds 2,925,000 1981 General Obligation Bonds 4,050,000 1982 General Obligation Bonds 2,500,000 1985 General Obligation Refunding and Improvement Bonds 21 , 110,000 Total Defeased General Obligation Bonds 33,073,000 Revenue Bonds: 1963 Water and Sewer Revenue Bonds 450,000 1966 Water and Sewer Revenue Bonds 695,000 1966-A Water and Sewer Revenue Bonds 375,000 1968 Water and Sewer Revenue Bonds 250,000 1973 Water and Sewer Revenue Bonds 700,000 1978 Water and Sewer Revenue Bonds 720,000 1980 Water and Sewer Revenue Bonds 750,000 1981 Water and Sewer Revenue Bonds 870,000 1982 Water and Sewer Revenue Bonds 710,000 1984 Water and Sewer Revenue Bonds 19,515,000 Total Defeased Revenue Bonds 25,035,000 Total Defeased Bonds $58, 108,000 33 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 19 - INTERFUND RECEIVABLE AND PAYABLE BALANCES Individual fund interfund receivable and payable balances at September 30, 1986 are: Interfund Interfund Receivables Payables General Fund $ 20,738 $ 36,971 Special Revenue Funds: Civic/Community Promotion Fund 378 Community Development Block Grant Fund 470 Special Revenue 188 Section 8 Housing Fund 754 224 Capital Projects Funds: 1982 General Improvements 18,747 Special Assessment Fund 4 Enterprise Funds: Airport Fund 75 59 Transit Fund 715 Sanitation Fund 3,825 Water and Sewer Fund 28,810 6,787 Internal Service Fund 2,286 Trust and Agency Funds: Social Security 48,851 Payroll Fund 1 ,597 4,003 Tax Collection Fund 367 Accounts Payable Fund 20,014 46,933 Total $121 ,398 $121 ,398 Note 20 - FUND DEFICITS Enterprise Funds At September 30, 1986, the Airport Fund had a deficit retained earnings balance of $69,022. The intent of management is that this deficit be recovered by transfers from other funds during the subsequent fiscal year. At September 30, 1986, the Transit Fund had a deficit retained earnings balance of $128,055. The intent of management is that this deficit also be recovered by transfers from other funds during the subsequent fiscal year. 34 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 20 - FUND DEFICITS (CONT'D. ) Internal Service Fund At September 30, 1986, the Internal Service Fund had a deficit retained earnings balance of $672,412. The intent of management is that this deficit be recovered by increasing rates charged for services rendered to other departments. Note 21 - SEGMENT INFORMATION FOR ENTERPRISE FUNDS The City maintains four enterprise funds which provide transportation, sanitation, water and sewer services. Segment information for the year ended September 30, 1986 is as follows: Total Water Enterprise Airport Transit Sanitation and Sewer Funds Operating revenues $ 181 ,711 $154,634 $4,690, 107 $11 ,725,949 $16,752,401 Depreciation and amortization 91 ,698 12,422 53,375 1 ,392,906 1 ,550,401 Operating income (loss) (210,662) (317,232) 1 ,447,747 1 ,807,661 2,727,514 Contributions from operating grants 51 ,000 135,330 4,600 395,394 586,324 Operating transfers in (out) , net - 216,347 (638,143) (232,700) (654,496) Net income (loss) (150,239) 34,445 930, 112 (3,889) 810,429 Current capital contri- butions and transfers - (85,546) (2,560,530) 382,583 (2,263,493) Plant and equipment: Additions 2,934 80,522 551 , 118 7,076,763 7,711 ,337 Deletions - - 2,247 7,078 9,325 Transfers out - 435,011 4, 114,723 856,836 5,406,570 Net working capital 44,647 (26,295) 1 ,822,887 6, 185,320 8,026,559 Total assets 2,267,904 746,359 4,664,056 73,123,973 80,802,292 Bonds and other long-term liabilities - - - 26,004,511 26,004,511 Total equity 2,208,363 667,427 4,528,347 45,364, 175 52,768,312 35 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 22 - COMMITMENTS AND CONTINGENCIES Litigation The City is a defendant in numerous lawsuits. The ultimate liability of the City cannot be determined at this time, although City management believes such liability will not materially affect the financial position of the City. Accrued Vacation and Sick Leave The City's liability for accrued vacation and sick leave excluding the amount recorded in the Enterprise funds was $2,778,937 at September 30, 1986. This accrual is recorded in the General Long-Term Debt account group, except for $100,000 which is believed by City management to be currently payable from available resources and is recorded in the General Fund. Workmens' Compensation Claims The City is liable for workmens' compensation claims arising in various General Fund departments of $103,773 as of September 30, 1986. This amount is recorded as a liability in the General Long-Term Debt account group. The City is also liable for workmens' compensation claims arising in the Enter- prise Funds of $50, 163 as of September 30, 1986. This amount is not recorded as a liability in the Enterprise Funds. All payments made as a result of these claims are charged to an expense account in the respective Enterprise Fund. Contract Commitment With West Texas Utilities Company In 1977, the City and Wichita County Water Improvement District Number Two entered into a sixty-year contract with the West Texas Utilities Company and agreed to provide an adequate water supply for the Company's use in generating power upon completion of the Company's construction of a power plant adjacent to the Lake Kemp-Lake Diversion System. The significant terms of the contract provide for standby charges to be paid to the City and the Wichita County Water Improvement District Number Two in equal amounts. The City received $150,000 annually from the date of this contract through the current year with future payments to be received as follows. Minimum annual charges shall begin when water is actually consumed for the production of electricity upon completion of the first generation unit or January 1 , 1987, whichever is sooner, in the following amounts and time sche- dule: 36 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 22 - COMMITMENTS AND CONTINGENCIES (CONT'D. ) Contract Commitment With West Texas Utilities Company (Cont'd. ) City' s Share 1 . Date of completion of first generation unit or January 1 , 1987, whichever is sooner, and for each of the next five years $250,000 2. For each of the next five years 375,000 3. For all years thereafter until end of contract 500,000 For water actually consumed, the Company shall pay the City and Wichita County Water Improvement District Number Two equally, at the Base Rate of twenty-three ($.23) cents per one thousand (1 ,000) gallons, which can be adjusted annually. This contract can be terminated at any time by the Company. If the contract is terminated, the Company is required to make a maximum termination payment equal to the standby charges which would have become due and payable during the following twenty-four month period. Construction Contracts At September 30, 1986, several long-term construction contracts were outstan- ding in which the City has committed to but has not accrued any expenditure or expense as the work has not yet been performed. The amounts for which the various funds are committed to complete these contracts are as follows: General Fund $ 732, 175 Special Revenue Funds: Federal Revenue Sharing Fund $ 321 ,211 Community Development Block Grant 1 ,227,611 Total Special Revenue Funds 1 ,548,822 Capital Projects Funds: 1980 General Improvements 7,790 1982 General Improvements 7 ,000 1985 Holliday Creek Project 847,782 Total Capital Projects Funds 862,572 37 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1986 Note 22 - COMMITMENTS AND CONTINGENCIES (CONT'D. ) Construction Contracts (Cont'd. ) Enterprise Funds: Airport Fund 21 ,854 Sanitation Fund 238,700 Water and Sewer Fund 1 ,330,707 Total Enterprise Funds 1 ,591 ,261 Internal Service Fund 127,516 Total contract commitments $4,862,346 Federally Assisted Programs - Compliance Audits The City participates in numerous Federally assisted programs, on both a direct and state pass-through basis, as well as on a service-provider basis. Prin- cipal amoung these are Federal Revenue Sharing, Community Development Block Grants, and Section 8 Housing Assistance. In connection with these grants, the City is required to comply with specific terms and agreements as well as applicable Federal and State laws and regulations. Such compliance is subject to review and audit by the grantors and their representatives. In the opinion of management, the City has complied with all requirements. However, since such programs are subject to future audit or review, the possi- bility of disallowed expenditures exists. In the event of any disallowance of claimed expenditures, the City expects the resulting liability to be immaterial. Note 23 - SUBSEQUENT EVENTS On October 17 , 1986, the United States Congress passed a bill, which was subse- quently signed into law by the President of the United States, agreeing to pro- vide the services of the U.S. Army Corps of Engineers in expanding the flood protection to be provided by the Holliday Creek Flood Control project. The City of Wichita Falls will benefit from the participation of U.S. Army Corps of Engineers and from other cost sharing agreements which have not yet been approved by the U.S. Government. The City has already committed substantial funds to the project as of September 30, 1986, but management does not antici- pate the need to commit additional City resources to complete the project. 38 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D. ) SEPTEMBER 30, 1986 Note 23 - SUBSEQUENT EVENTS (CONT'D. ) On November 18, 1986, the City appropriated $2,000,000 from the General Fund for the purchase of land in and along an area of the Wichita River. On December 29, 1986, the City also appropriated $1 ,500,000 from the West Texas Electric Fund and $2,337,600 from the Water and Sewer Revenue Fund for the pur- chase of land to be used in connection with the eventual construction of Lake Ringgold. The lake is being planned as a fresh water reservoir for the City of Wichita Falls and the surrounding area. As the lake is still in the planning stages, no date to begin construction has been determined. 39 THIS PAGE IS INTENTIONALLY LEFT BLANK. COMBINING MD INDIVIDUAL FUND FINANCIAL STATEMENTS THIS PAGE IS INTENTIONALLY LEFT BLANK. GENERAL FUND The General Fund is used to account for all revenues and expenditures not accounted for in other funds. It receives a greater variety and amount of revenues and finances a wider range of governmental activ- ities than any other fund. Major functions financed by the General Fund include: Administrative; Finance; Police; Fire; Protective Inspections, such as building, plumbing and electrical; Traffic Engineering; Public Works Engineering; Street Maintenance; Health; Community Enrichment Activities such as Parks, Recreation, and Library; Planning; and Central Services through September 30, 1985. THIS PAGE IS INTENTIONALLY LEFT BLANK. EXHIBIT B-1 CITY OF WICHITA FALLS, TEXAS GENERAL FUND BALANCE SHEET SEPTEMBER 30, 1986 AND 1985 1986 1985 ASSETS Cash and short-term investments $11 ,379,432 $11 ,681 ,274 Prepaid items 55,468 39,991 Receivables: Taxes and assessments (less $437 ,446 and $338,873 allowance for uncollectible accounts) 1 , 158,884 1 ,173,932 Other City funds 20,738 4,954 Government agencies 577,862 684, 185 Other 159,919 205,144 Inventory 14,911 347,791 Restricted assets: Receivable from government agencies 184,811 46,012 Total assets $13,552,025 $14, 183,283 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $ 589,388 $ 454,794 Accrued payroll 681 ,354 680,623 Payable to other City funds 36,971 45,370 Payable to government agencies 30,813 27, 190 Other liabilities 507,942 493, 140 Deferred revenue 1 ,091 ,611 1 , 111 ,516 Total liabilities 2,938,079 2,812,633 Fund balance: Reserved for encumbrances 1 , 126,170 870,695 Reserved for inventory and prepaid items 70,379 387,782 Designated for self-insurance 1 ,250,000 1 ,000,000 Undesignated 8, 167,397 9, 112, 173 Total fund balance 10,613,946 11 ,370,650 Total liabilities and fund balance $13,552,025 $14, 183,283 The accompanying Notes are an integral part of these financial statements. 40 EXHIBIT B-2 (Page 1 of 4) CITY OF WICHITA FALLS, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE ACTUAL AMOUNTS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 Variance - Favorable 1985 Budget Actual (Unfavorable) Actual Revenues: Taxes: Ad valorem taxes $11 ,730,264 $11 ,809,728 $ 79,464 $11 ,419,825 Penalties and interest 130,000 180,828 50,828 139,227 City sales tax 6,700,000 6,927,796 227,796 6,639, 193 Franchise taxes 3,040,994 2,807,488 ( 233,506) 2,909,037 Other taxes 211 ,000 217,848 6,848 221 ,521 Total taxes 21 ,812,258 21 ,943,688 131 ,430 21 ,328,803 Charges for services: Golf, tennis and recreation fees 287,280 97,087 ( 190, 193) 190,303 Tax collection fees 115,000 118,330 3,330 133,906 Other service charges 821 ,248 901 ,931 80,683 1 ,580,401 Total charges for services 1 ,223,528 1 , 117,348 ( 106,180) 1 ,904,610 Licenses and permits: Building permits 145,000 118,012 ( 26,988) 158,990 Electrical and plumbing 91 ,000 78,236 ( 12,764) 108,646 Health and animal control 110,423 146,217 35,794 111 ,663 Other licenses and permits 59,895 76,358 16,463 84,314 Total licenses and permits 406,318 418,823 12,505 463,613 Fines: Municipal Court 863,000 817,333 ( 45,667) 797,006 Library 16,000 19,518 3,518 18, 142 Total fines 879,000 836,851 ( 42, 149) 815, 148 Intergovernmental revenue: Operating grants 218,553 329,286 110,733 293,531 Wichita Falls School District 151 ,969 150,039 ( 1 ,930) 149,483 Total intergovernmental revenue 370,522 479,325 108,803 443,014 The accompanying Notes are an integral part of these financial statements. 41 EXHIBIT B-2 (Page 2 of 4) CITY OF WICHITA FALLS, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE (CONT'D.) - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE ACTUAL AMOUNTS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 Variance - Favorable 1985 Budget Actual (Unfavorable) Actual Revenues (Cont'd. ) : Miscellaneous revenue: Parking meters 3,600 3,173 ( 427) 3,565 Rentals and concessions 111 ,735 119,778 8,043 135,870 Interest 949,500 980,326 30,826 1 ,219,036 Sale of fixed assets 49,500 21 ,458 ( 28,042) 131 , 192 Other 96,750 223,268 126,518 148, 120 Total miscellaneous revenue 1 ,211 ,085 1 ,348,003 136,918 1 ,637,783 Total revenues 25,902,711 26, 144,038 241 ,327 26,592,971 Expenditures: Administrative services division: Mayor and Board of Alderman 44,434 32,060 12,374 34,960 City Manager 280,437 273,788 6,649 280,449 Legal 253,331 251 ,373 1 ,958 244,858 Personnel 170,981 165,648 5,333 150,487 City Clerk 78,329 73,977 4,352 61 ,903 Martin Luther King Center 141 ,386 137, 139 4,247 142,334 Farmer's Market 28,772 28, 196 576 20,394 Library 421 ,003 357,013 63,990 290,679 Property Management 43,665 43,538 127 34,261 Data Processing 1 ,057,432 999,522 57,910 1 , 112,957 Community Information 85,632 74,715 10,917 49,143 Nondepartmental 2, 157,403 1 ,726,929 430,474 1 ,354,596 Municipal Court 318,491 306,066 12,425 306,083 Risk Management 72,134 67,962 4,172 90,721 Building Maintenance 379, 117 357,295 21 ,822 386,980 Central Garage - - - 1 ,008,244 Total administrative services division 5,532,547 4,895,221 637,326 5,569,049 Police division: Police 7,504,576 7,422,813 81 ,763 6,357,917 The accompanying Notes are an integral part of these financial statements. 42 EXHIBIT B-2 (Page 3 of 4) CITY OF WICHITA FALLS, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE (CONT'D. ) - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE ACTUAL AMOUNTS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 Variance - Favorable 1985 Budget Actual (Unfavorable) Actual Expenditures (Cont'd. ) : Fire division: Fire 4,601 ,922 4,601 ,651 271 4,923,585 Parks and recreation division: Recreation 420,937 392,789 28,148 408,724 Park maintenance 1 ,782,003 1 ,633,430 148,573 1 ,571 , 188 Golf 293,453 213,933 79,520 435, 191 Cemetery 188,624 156,213 32,411 151 ,341 Total parks and recreation division 2,685,017 2,396,365 288,652 2,566,444 Accounting/finance division: Accounting/finance 329, 123 288,108 41 ,015 266,091 Tax 164,311 164,012 299 169,513 Purchasing 73,316 72,914 402 67,666 Total accounting/ finance division 566,750 525,034 41 ,716 503,270 Planning division: Planning 456,994 405,519 51 ,475 339,011 Public works division: Engineering 1 ,614,261 1 ,289,943 324,318 685, 188 Inspection 723, 115 706,612 16,503 847,957 Street 3,393, 128 3,224,306 168,822 3,218,283 Total public works division 5,730,504 5,220,861 509,643 4,751 ,428 Health division: Administration 381 ,012 361 ,020 19,992 335,099 Nursing 603,342 594,377 8,965 567, 119 Air and water pollution 154,772 150,224 4,548 145,602 Laboratory 119,279 116,626 2,653 117,384 General environment 141 ,686 120,989 20,697 109,290 Food and vector control 258,419 233,059 25,360 233,058 Animal control 168,661 156,689 11 ,972 147,816 Total health division 1 ,827, 171 1 ,732,984 94, 187 1 ,655,368 The accompanying Notes are an integral part of these financial statements. 43 EXHIBIT B-2 (Page 4 of 4) CITY OF WICHITA FALLS, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE (CONT'D.) - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE ACTUAL AMOUNTS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 Variance - Favorable 1985 Budget Actual (Unfavorable) Actual Expenditures (Cont'd. ) : Traffic and transportation division: Traffic engineering 1 ,457,963 1 ,246,981 210,982 1 ,303,682 Parking meters 66,434 29,947 36,487 77,901 Total traffic and transportation division 1 ,524,397 1 ,276,928 247,469 1 ,381 ,583 Total expenditures 30,429,878 28,477,376 1 ,952,502 28,047,655 Excess of revenues over (under) expenditures ( 4,527, 167) ( 2,333,338) 2, 193,829 ( 1 ,454,684) Other financing sources (uses) : Operating transfers in 836, 143 836, 143 - 1 ,097,631 Operating transfers out ( 886,221 ) ( 896,418) ( 10, 197) ( 148,968) Contributions from operating grants 1 ,961 ,258 1 ,961 ,258 - 3,344,227 Total other financing sources (uses) 1 ,911 , 180 1 ,900,983 ( 10, 197) 4,292,890 Excess of revenues and other sources over (under) expenditures and other uses ($ 2,615,987) ( 432,355) $2, 183,632 2,838,206 Fund balance - beginning 11 ,370,650 8,933,912 Residual equity transfer ( 324,349) ( 401 ,468) Fuhd balance - ending $10,613,946 $11 ,370,650 The accompanying Notes are an integral part of these financial statements. 44 THIS PAGE IS INTENTIONALLY LEFT BLANK. SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than special assessment, expendable trusts or for major capital projects) that are legally restricted to expenditure for specific purposes. Six individual funds are reported within the Special Revenue Funds as follows: Revenue Sharing Fund The Revenue Sharing Fund accounts for all federal revenue sharing receipts and related expenditures. Civic/Community Promotion Fund The Civic/Community Promotion Fund accounts for the operations of the Wichita Falls Municipal Auditorium and the Wichita Falls Activities Center. Hotel/Motel Tax Fund The Hotel/Motel Tax Fund accounts for revenues derived from an occupancy tax and expended on programs promoting the growth of the City of Wichita Falls. Community Development Block Grant Fund The Community Development Block Grant Fund accounts for federal grant revenues and related expenditures. Special Revenue Fund The Special Revenue Fund accounts for various revenues generated in the form of contributions, fees, concessions, rents and other charges and their related expenditures. The revenues in this fund are expended to support the activity generating the revenue or as desig- nated by the contributor. Section 8 Housing Fund The Section 8 Housing Fund accounts for federal funds received to subsidize rents and housing payments for lower income families within the City. EXHIBIT C-1 CITY OF WICHITA FALLS, TEXAS SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS AT SEPTEMBER 30, 1985 Civic/ Hotel/ Community Totals Revenue Community Motel Development Special Section 8 1985 Sharing Promotion Tax Block Grant Revenue Housing 1986 (Restated) ASSETS Cash and short-term investments $1,718,391 $11,792 $376,164 $ - $359,048 $ - $2,465,395 $1,984,042 Receivables: Taxes and assessments - - 131,275 - - - 131,275 110,718 Other City funds - - - - 188 754 942 - Government agencies - - - 2,597,889 - 94,304 2,692,193 3,180,991 Other 8,835 3,632 773 - 994 - 14,234 5,942 Prepaid items - 188 - 18,000 837 73,664 92,689 79,561 Total assets $1,727,226 $15,612 $508,212 $2,615,889 $361,067 $168,722 $5,396,728 $5,361,254 LIABILITIES AND FUND BALANCE Liabilities: U1 Bank overdraft $ - $ $ - $ 124,055 $ - $ 90,720 $ 214,775 $ 54,081 Accounts payable - trade 2,455 9,743 - 21,079 6,461 757 40,495 118,496 Accrued payroll - 5,235 - 6,513 - 3,092 14,840 13,851 Payable to other City funds - 378 - 470 - 224 1,072 1,328 Payable to government agencies - - - - - - - 80,733 Other liabilities - - - 3,735 576 1,586 5,897 56,008 Deferred revenue - - - - - 72,343 72,343 9,110 Total liabilities 2,455 15,356 - 155,852 7,037 168,722 349,422 333,607 Fund balance: Reserved for encumbrances 321,211 68 - 1,227,729 - - 1,549,008 1,601,852 Reserved for prepaid items - 188 - 18,000 837 73,664 92,689 79,561 Unreserved: Designated for subsequent year expenditures 1,403,560 - - 1,214,308 353,193 ( 73,664) 2,897,397 2,899,989 Undesignated - - 508,212 - - - 508,212 446,245 Total fund balance 1,724,771 256 508,212 2,460,037 354,030 -0- 5,047,306 5,027,647 Total liabilities and fund balance $1,727,226 $15,612 $508,212 $2,615,889 $361,067 $168,722 $5,396,728 $5,361,254 The accompanying Notes are an integral part of these financial statements. CITY OF WICHITA FALLS, TEXAS EXHIBIT C-2 SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH Q)MPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Totals 1986 1985 Civic/ Hotel/ Community Variance - Revenue Community Motel Development Special Section 8 Favorable Actual Sharing Promotion Tax Block Grant Revenue Housing Actual Budget (Unfavorable) (Restated) Revenues: Taxes: Hotel/motel tax $ - $ - $550,265 $ - $ - $ - $ 550,265 $ 490,000 $ 60,265 $ 384,355 Penalty and interest - - 1,725 - - - 1,725 500 1,225 2,013 Total taxes - - 551,990 - - - 551,990 490.500 61.490 386.368 Intergovernmental revenue 1,199,273 - - 1,454,000 - 969,160 3,622,433 2,429,848 1,192,585 3,745,410 Miscellaneous revenue: Fees and donations - - - - 237,125 - 237,125 239,896 ( 2,771) 225,553 Rents and concessions - 173,093 - - 21,107 - 194,200 214,116 ( 19,916) 225,183 Sale of fixed assets - - - - 2,075 - 2,075 - 2,075 43,802 Interest 87,842 1,541 20,710 - 21,056 2,000 133,149 40,156 92,993 190,383 Other - - - 35,199 412 - 35,611 412 35.199 159,967 Total miscellaneous revenue 87,842 174,634 20,710 35,199 281,775 2,000 602,160 494,580 107,580 844,888 Total revenues 1,287,115 174,634 572,700 1,489,199 281,775 971,160 4,776,583 3,414,928 1,361,655 4,976,666 Expenditures: Administrative services division: CN Personnel services - 159,557 - - - 93,513 253,070 265,749 12,679 243,686 Supplies and materials - 19,015 - - 19,806 790 39,611 96,383 56,772 49,770 Maintenance - 29,111 - - 23,711 984 53,806 265,557 211,751 120,342 Utilities and other services - 88,938 382,945 - 123,785 874,374 1,470,042 1,531.225 61,183 1,231,398 Total administrative services division - 296,621 382,945 - 167,302 969,661 1,816,529 2,158,914 342,385 1,645,196 Capital outlay - 5,545 - - 7,988 1,499 15,032 68,304 53,272 8,128 Total expenditures - 302,166 382,945 - 175,290 971,160 1,831,561 2,227,218 395,657 1,653,324 Excess of revenues over (under) expenditures 1.287,115 ( 127,532) 189,755 1,489,199 106,485 - 2,945.022 1,187,710 1,757,312 3,323,342 Other financing sources (uses): Operating transfers in - 60,870 - - - - 60,870 137,458 ( 76,588) - Operating transfers out - - ( 60,870) - - - ( 60,870) ( 118,458) 57,588 - Contributions from operating grants ( 1,143,589) - - ( 1,720,864) - - ( 2,864,453) ( 2,864,453) - ( 3,847,434) Total other financing sources (uses) ( 1,143,589) 60,870 ( 60,870) ( 1,720,864) - - ( 2,864,453) ( 2,845,453) ( 19,000) ( 3.847,434) Excess of revenues and other financing sources over (under) expenditures and uses 143,526 ( 66,662) 128,885 ( 231,665) 106,485 - 80,569 ($1.657.743) $1,738,312 ( 524,092) Fund balance - beginning 1,581,245 66,918 379,327 2,691,702 247,545 - 4,966,737 5,490,829 Fund balance - ending $1,724,771 $ 256 $508,212 $2,460,037 $354,030 $ - $5,047,306 $4,966,737 The accompanying Notes are an integral part of these financial statements. THIS PAGE IS INTENTIONALLY LEFT BLANK. DEBT SERVICE FUND The Debt Service Fund, also known as Interest and Sinking Fund, is established by ordinances authorizing the issuance of general obli- gation bonds to provide for the payment of bond principal and interest. An ad valorem tax rate and tax levy is required to be computed and levied which will be sufficient to produce the funds required to pay principal and interest as they come due. This fund is also used to provide for the payment of paying agent fees. EXHIBIT D-1 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE FUND BALANCE SHEET SEPTEMBER 30, 1986 AND 1985 1986 1985 ASSETS Restricted assets: Cash and short-term investments $224,506 $215,234 Receivables: Taxes (net of allowance for uncollectible taxes of $152,251 and $129,875) 405,313 439,796 Other - 152 Total assets $629,819 $655, 182 LIABILITIES AND FUND BALANCE Liabilities payable from restricted assets: Contracts and trade $ - $ 268 Deferred revenue 384,776 419,000 Total liabilities payable from restricted assets 384,776 419,268 Fund balance: Designated for debt service 245,043 235,914 Total liabilities and fund balance $629,819 $655, 182 The accompanying Notes are an integral part of these financial statements. 47 EXHIBIT D-2 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30 , 1986 WITH COMPARATIVE ACTUAL AMOUNTS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 Variance - Favorable 1985 Budget Actual (Unfavorable) Actual Revenues: Taxes: Ad valorem taxes $2,507,910 $ 2,654,730 $ 146,820 $ 3,379,938 Miscellaneous revenue - 76,572 76,572 295,427 Total revenues 2,507,910 2,731 ,302 223,392 3,675,365 Expenditures: Principal retirement 770,000 - 770,000 1 ,855,000 Interest and paying agent fees 1 ,829, 115 904,357 924,758 1 ,263,084 Bond refunding expenditures - - - 145,476 Total expenditures 2,599, 115 904,357 1 ,694,758 3,263,560 Excess of revenues over (under) expenditures ( 91 ,205) 1 ,826,945 1 ,918, 150 411 ,805 Other financing sources (uses) : Operating transfers in - 200,000 200,000 - Proceeds of refunding bonds (net) - 22, 169,613 22, 169,613 12,323,250 Payment to refunded bond escrow agent (net) - ( 24, 187,429) ( 24, 187,429) ( 13,428,787) Total other financing sources (uses) - ( 1 ,817,816) ( 1 ,817,816) ( 1 , 105,537) Excess of revenues and other sources over (under) expenditures and other uses ($ 91 ,205) 9,129 $ 100,334 ( 693,732) Fund balance - beginning 235,914 929,646 Fund balance - ending $ 245,043 $ 235,914 The accompanying Notes are an integral part of these financial statements. 48 THIS PAGE IS INTENTIONALLY LEFT BLANK. CAPITAL PROJECTS FUNDS The Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds) . The five Capital Projects Funds are as follows: 1980 General Improvements This fund was established to account for the projects financed by the 1980 General Obligation Bonds. Significant projects accounted for in this fund include drainage improvements and the installation of traffic control equipment. 1981 C.O. General Improvements This fund was established to account for the projects financed by the 1981 Certificates of Obligation. Significant projects accounted for in this fund include the construction of a solid waste transfer station and the improvements to Holliday Creek designed to increase flood control capabilities. 1981 G.O. General Improvements This fund was established to account for the projects financed by the 1981 General Obligation Bonds. Significant projects accounted for in this fund include street improvements and the construction of a storm drain. 1982 General Improvements This fund was established to account for the projects financed by the 1982 General Obligation Bonds. Significant projects accounted for in this fund include park improvements, street improvements and the construction of a softball complex. 1985 Holliday Creek Project This fund was established to account for a single project financed by the 1985 General Obligation Bonds. The project is designed to increase flood control capabilities in the Holliday Creek area. CITY OF WICHITA FALLS, TEXAS EXHIBIT E-1 CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS AT SEPTEMBER 30, 1985 1985 1980 1981 1981 1982 Holliday General C.O. General G.O. General General Creek Totals Improvements Improvements Improvements Improvements Project 1986 1985 ASSETS Cash and short-term investments $1 , 165,534 $384,306 $1 ,582,330 $1 ,233,989 $7,839, 114 $12,205,273 $14,274,072 Receivables: Other - 3,372 13,309 10,647 34, 158 61 ,486 10,873 Prepaid items - - - - 1 ,350 1 ,350 - Total assets $1 , 165,534 $387,678 $1 ,595,639 $1 ,244,636 $7,874,622 $12,268, 109 $14,284,945 LIABILITIES AND w FUND BALANCE Liabilities: Accounts payable - trade $ 17,234 $ - $ - $ 1 ,000 $ 32, 154 $ 50,388 $ 277,045 Payable to other City funds - - - 18,747 - 18,747 - Other liabilities 20,926 10,000 - 4,250 42,860 78,036 28,372 Total liabilities 38, 160 10,000 - 23,997 75,014 147, 171 305,417 Fund balance: Reserved for encumbrances 7,789 - - 7,000 847,782 862,571 797,909 Unreserved - designated for subsequent years expenditures 1 , 119,585 377,678 1 ,595,639 1 ,213,639 6,951 ,826 11 ,258,367 13, 181 ,619 Total fund balance 1 , 127,374 377,678 1 ,595,639 1 ,220,639 7,799,608 12, 120,938 13,979,528 Total liabilities and fund balance $1 , 165,534 $387,678 $1 ,595,639 $1 ,244,636 $7,874,622 $12,268, 109 $14,284,945 The accompanying Notes are an integral part of these financial statements. EXHIBIT E-2 CITY OF WICHITA FALLS, TEXAS CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1985 1980 1981 1981 1982 Holliday General C.O. General G.O. General General Creek Totals Improvements Improvements Improvements Improvements Proiect 1986 1985 Revenues: Miscellaneous: Interest $ 83,496 $ 30,669 $ 102,042 $ 86,176 $ 579,030 $ 881 ,413 $ 526,797 Other - - - 1,597 - 1,597 12,090 Total revenues 83,496 30,669 102,042 87,773 579,030 883,010 538,887 Expenditures: Drainage improvements 252,800 - - - - 252,800 345,130 Park improvements - - - 109,186 - 109,186 230,904 Weeks Park golf and tennis improvements - - - - - - 1,022 Central services complex - - - - - - 59,419 Traffic signals 3,619 - - 38,217 - 41,836 104,600 Irrigation systems - - - - - - 61,566 Street improvements - - 81,828 400,458 - 482,286 92,592 Library remodeling - - - 1,635 - 1,635 4,205 Ui Solid waste transfer station - 40,000 - - - 40,000 - 0 Storm drain construction - - 5,400 - - 5,400 - Softball complex - - - 22,180 - 22,180 - Holliday Creek improvements - - - - 1,786,277 1,786,277 - Total expenditures 256,419 40,000 87,228 571,676 1,786,277 2,741,600 899,438 Excess of revenues over (under) expenditures ( 172,923) ( 9,331) 14,814 ( 483,903) ( 1,207,247) ( 1,858,590) ( 360,551) Other financing sources: Proceeds of refunding bonds (net) - - - - - - 9,000,000 Excess of revenues and other sources over (under) expenditures ( 172,923) ( 9,331) 14,814 ( 483,903) ( 1,207,247) ( 1,858,590) 8,639,449 Fund balance - beginning 1,300,297 387,009 1,580,825 1,704,542 9,006,855 13,979,528 5,340,079 Fund balance - ending $1,127,374 $377,678 $1,595,639 $1,220,639 $7,799,608 $12,120,938 $13,979,528 The accompanying Notes are an integral part of these financial statements. THIS PAGE IS INTENTIONALLY LEFT BLANK. SPECIAL ASSESSMENT FUND The Special Assessment Fund is used to account for the financing of public improvements deemed to benefit the properties against which special assessments are levied. Street and sidewalk paving expendi- tures and associated special assessments are accounted for in this fund. EXHIBIT F-1 CITY OF WICHITA FALLS, TEXAS SPECIAL ASSESSMENT FUND BALANCE SHEET SEPTEMBER 30, 1986 AND 1985 1986 1985 ASSETS Cash and short-term investments $348,390 $286,037 Receivables: Paving assessments 499,695 539,756 Other City funds 4 - Other 3,070 217 Total assets $851 , 159 $826,010 LIABILITIES AND FUND BALANCE Liabilities: Other liabilities $ 16 $ 491 Deferred revenue 499,695 539,756 Total liabilities 499,711 540,247 Fund balance: Designated for subsequent years expenditures 351 ,448 285,763 Total liabilities and fund balance $851 , 159 $826,010 The accompanying Notes are an integral part of these financial statements. 51 EXHIBIT F-2 CITY OF WICHITA FALLS, TEXAS SPECIAL ASSESSMENT FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEARS ENDED SEPTEMBER 30, 1986 AND 1985 1986 1985 Revenues: Special assessments: Streets $ 36,960 $109,799 Miscellaneous revenue: Interest 28,725 38,534 Total revenues 65,685 148,333 Expenditures - - Excess of revenues over expenditures 65,685 148,333 Fund balance - beginning 285,763 137,430 Fund balance - ending $351 ,448 $285,763 The accompanying Notes are an integral part of these financial statements. 52 THIS PAGE IS INTENTIONALLY LEFT BLANK. ENTERPRISE FUNDS Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises. The intent of the governing body is that the cost of providing the service to the general public on a continuing basis be recovered primarily through user charges. The Enterprise Funds include the following: Airport Fund The Airport Fund was established for control of the operating revenue and expenses of the Wichita Falls Municipal Airport. The airport is operated upon land leased from the Department of Defense and commercial aviation shares the facilities and runways of Sheppard Air Force Base. Transit Fund The Transit Fund accounts for the operation of the Wichita Falls Transit System. The system is supported from passenger fees, subsidies from the General Fund and subsidies from the Urban Mass Transportation Administra- tion. Sanitation Fund The Sanitation Fund was established to account for the operating revenue and expenses associated with the collection of residential garbage and refuse produced by commercial establishments within the City of Wichita Falls. Although a program of the City government, the Sanitation Fund is operated as a separate enterprise and the accounting records are maintained on an enterprise fund basis. Water and Sewer Fund The Water and Sewer Fund was established for control of the operating revenues and expenses of the City of Wichita Falls water and sewer utility. To comply with bond ordinances and accounting policies, a number of funds have been established to account for water and sewer billing and collection, debt service, extensions and improvements, maintenance and operations, and customer deposits. The various funds used to account for the different functions have been combined into the Water and Sewer Fund as presented in the financial statements. CITY OF WICHITA FALLS, TEXAS EXHIBIT G-1 (Page 1 of 2) ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1986 WITH OOMPARATIVE TOTALS AT SEPTEMBER 30, 1985 Water and Totals Airport Transit Sanitation Sewer 1986 1985 ASSETS Current assets: Cash and short-term investments $ 30, 182 $ - $1 ,517, 175 $ 5, 151 ,920 $ 6,699,277 $ 5,421 ,571 Receivables: Customer and trade 19,551 - 433,791 1 ,035,040 1 ,488,382 1 ,601 ,089 Other City funds 75 - - 28,810 28,885 2,255 Government agencies 33,967 52,637 - - 86,604 149,658 Other - - 7,630 27,588 35,218 41 ,692 Inventory - - - 537,690 537,690 501 ,070 Total current assets 83,775 52,637 1 ,958,596 6,781 ,048 8,876,056 7,717,335 Restricted assets: Cash and short-term investments 48,579 - - 14,684, 195 14,732,774 15,913,795 w Other - - - 71 ,834 71 ,834 358,070 Total restricted assets 48,579 - - 14,756,029 14,804,608 16,271 ,865 Plant and equipment: Land and betterments 1 ,468, 175 39,814 655,704 18,957,446 21 ,121 , 139 21 ,068,677 Buildings, systems and improvements 1 ,451 ,662 626,868 2, 190,972 50,952,223 55,221 ,725 50,494,713 Machinery and equipment 9,267 60,801 89,580 2,252,899 2,412,547 2,389,881 Furniture and fixtures 11 ,937 5,456 4,750 32,982 55,125 50, 193 Motor vehicles and equipment - - 2,896 4,470 7,366 4,916,405 Construction in progress - - - 5,238,882 5,238,882 2,842,570 2,941 ,041 732,939 2,943,902 77,438,902 84,056,784 81 ,762,439 Less accumulated depreciation ( 805,491 ) ( 39,217) ( 238,442) ( 26,581 ,950) ( 27,665, 100) ( 28,046,911 ) Total plant and equipment 2, 135,550 693,722 2,705,460 50,856,952 56,391 ,684 53,715,528 Other assets: Deferred charges - - - 729,944 729,944 669,019 Other - - - - - 37,500 Total other assets - - - 729,944 729,944 706,519 Total assets $2,267,904 $746,359 $4,664,056 $73, 123,973 $80,802,292 $78,411 ,247 The accompanying Notes are an integral part of these financial statements. EXHIBIT G-1 CITY OF WICHITA FALLS, TEXAS (Page 2 of 2) ENTERPRISE FUNDS COMBINING BALANCE SHEETS (CONT'D.) SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS AT SEPTEMBER 30, 1985 Water and Totals Airport Transit Sanitation Sewer 1986 1985 LIABILITIES AND FUND EQUITY Current liabilities payable from current assets: Bank overdraft $ - $ 52,020 $ - $ - $ 52,020 $ 137,253 Accounts payable - trade 31,710 4,401 19,425 345,581 401,117 301,971 Accrued payroll 2,062 21,199 105,249 188,131 316,641 297,643 Other City funds 59 715 3,825 6,787 11,386 15,029 Government agencies - 597 7,210 - 7,807 7,430 Other liabilities 5,297 - - 55,229 60,526 58,291 Total current liabilities payable from current assets 39,128 78,932 135,709 595,728 849,497 817,617 Current liabilities payable from restricted assets: Contracts and trade - - - 239,402 239,402 462,785 Revenue bonds - current maturities 20,000 - - 395,000 415,000 460,000 Accrued interest - revenue bonds 413 - - 472,157 472,570 322,964 Matured bonds and interest payable - - - 3,000 3,000 3,000 VI ill. Deferred revenue - - - 50,000 50,000 162,500 Total current liabilities payable from restricted assets 20,413 - - 1,159,559 1,179,972 1,411,249 Long-term liabilities: Payable to U.S. Government - - - 1,124,339 1,124,339 1,139,253 Revenue bonds, less current maturities - - - 24,010,000 24,010,000 19,535,000 Deferred revenue - - - - - 37,500 Total long-term liabilities - - - 25,134,339 25,134,339 20,711,753 Long-term liabilities payable from restricted assets: Customer deposits - - - 870,172 870,172 777,732 Total liabilities 59,541 78,932 135,709 27,759,798 28,033,980 23,718,351 Fund equity: Contributed capital 2,277,385 795,482 2,889,748 15,495,156 21,457,771 23,721,264 Retained earnings: Reserved for revenue bond debt service 48,579 - - 2,893,274 2,941,853 2,281,604 Unreserved ( 117,601) ( 128,055) 1,638,599 26,975,745 28,368,688 28,690,028 Total retained earnings (deficit) ( 69,022) ( 128,055) 1,638,599 29,869,019 31,310,541 30,971,632 Total fund equity 2,208,363 667,427 4,528,347 45,364,175 52,768,312 54,692,896 Total liabilities and fund equity $2,267,904 $746,359 $4,664,056 $73,123,973 $80,802,292 $78,411,247 The accompanying Notes are an integral part of these financial statements. THIS PAGE IS INTENTIONALLY LEFT BLANK. EXHIBIT G-2 CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Water and Totals Airport Transit Sanitation Sewer 1986 1985 Operating revenues: Charges for services $ 24,854 $154,634 $4,690,107 $11,610,810 $16,480,405 $15,364,884 Rents, concessions and other 156,857 - - 115,139 271,996 279,748 Total operating revenues 181,711 154,634 4,690,107 11,725,949 16,752,401 15,644,632 Operating expenses: Personnel services 26,248 314,479 1,598,732 2,820,219 4,759,678 4,468,117 Supplies and materials 1,019 17,220 35,668 484,590 538,497 821,530 Maintenance and repairs 176,996 77,388 1,175,371 2,925,901 4,355,656 2,493,695 Utilities and other services 95,212 40,057 230,660 1,913,689 2,279,618 1,989,245 Insurance and contract support 1,200 10,300 148,554 380,983 541,037 585,556 Depreciation and amortization 91,698 12,422 53,375 1,392,906 1,550,401 1,884,887 Total operating expenses 392,373 471,866 3,242,360 9,918,288 14,024,887 12,243,030 Operating income (loss) ( 210,662) ( 317,232) 1,447,747 1,807,661 2,727,514 3,401,602 Non-operating revenues (expenses): Interest income 10,110 - 115,102 1,371,128 1,496,340 1,799,054 Gain (loss) on sale of assets 800 - 806 17,117 18,723 ( 34,067) Interest expense ( 1,487) - - ( 226,370) ( 227,857) ( 1,472,818) Contributions from operating grants 51,000 135,330 4,600 395,394 586,324 617,173 (J1 Total non-operating revenues Ln (expenses) 60,423 135,330 120,508 1,557,269 1,873,530 909,342 Income (loss) before other financing sources and (uses) ( 150,239) ( 181,902) 1,568,255 3,364,930 4,601,044 4,310,944 Other financing sources (uses): Operating transfers in - 216,347 - - 216,347 148,968 Operating transfers out - - ( 638,143) ( 232,700) ( 870,843) ( 1.097,631) Total other financing sources (uses) - 216,347 ( 638,143) ( 232,700) ( 654,496) ( 948,663) Net income (loss) before extraordinary items ( 150,239) 34,445 930,112 3,132,230 3,946,548 3,362,281 Extraordinary items: Gain (loss) on extinguishment of debt - - - ( 1,888,761) ( 1,888,761) 855,539 Transfer to restricted water and sewer escrow account - - - ( 1,247,358) ( 1,247,358) - Total extraordinary items - - - ( 3,136,119) ( 3,136.119) 855,539 Net income (loss) ( 150,239) 34,445 930,112 ( 3,889) 810,429 4,217,820 Retained earnings (deficit) - beginning 81,217 ( 110,980) 1,128,487 29,872,908 30,971,632 26,753,812 Residual equity transfer to Internal Service Fund - ( 51,520) ( 420,000) - ( 471,520) - Retained earnings (deficit) - ending ($ 69,022) ($128,055) $1,638,599 $29,869,019 $31,310,541 $30,971,632 The accompanying Notes are an integral part of these financial statements. EXHIBIT G-3 CITY OF WICHITA FALLS, TEXAS (Page 1 of 2) ENTERPRISE FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Water and Totals Airport Transit Sanitation Sewer 1986 1985 Sources of funds: Net income (loss) before extraordinary items ($ 150,239) $ 34,445 $ 930,112 $ 3,132,230 $ 3,946,548 $ 3,362,281 Items not requiring (providing) working capital: Depreciation and amortization 91,698 12,422 53,375 1,392,906 1,550,401 1,884,887 Loss on sale of assets - - - 265 265 34,067 Working capital provided (used) by operations excluding extraordinary items ( 58,541) 46,867 983,487 4,525,401 5,497,214 5,281,235 Extraordinary items - - - ( 3,136,119) ( 3,136,119) 855,539 Working capital provided (used) by operations ( 58,541) 46,867 983,487 1,389,282 2,361 ,095 6,136,774 Contributed capital - 21,841 40,000 725,176 787,017 408,178 Proceeds from sale of assets - - - - - 19,929 Proceeds from issuance of bonds - - - 24,405,000 24,405,000 19,955,000 Customer deposits, net - - - 92,440 92,440 123,690 U'i Transfer of assets to Internal rn Service Fund - 585,949 3,018,467 342,593 3,947,009 - Contributions from equity transfers - - - - - 5,446,223 Fixed assets traded in - - 704 - 704 70,565 Decrease in restricted assets 9,013 - - 1,458,244 1,467,257 - Total sources of funds ( 49,528) 654,657 4,042,658 28,412,735 33,060,522 32,160,359 Application of funds: Deferred charges - - - 99,144 99,144 693,236 Purchase of fixed assets 2,934 80,522 551,118 7,076,763 7,711,337 4,010,719 Retirement of revenue bonds 20,000 - - 19,910,000 19,930,000 6,880,000 Payment of U.S. Government obligation - - - 14,914 14,914 14,444 Residual equity transfer to Internal Service Fund - 585,949 3,018,467 342,593 3,947,009 - Transfer of assets from General Fund - - - - - 5,096,191 Decrease in current liabilities payable from restricted assets 412 - - 230,865 231,277 - Total application of funds 23,346 666,471 3,569,585 27,674,279 31,933,681 16,694,590 Net increase (decrease) in working capital ($ 72,874) ($ 11,814) $ 473,073 $ 738,456 $ 1,126,841 $15,465,769 The accompanying Notes are an integral part of these financial statements. EXHIBIT G-3 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION (CONT'D. ) FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 Water and Totals Airport Transit Sanitation Sewer 1986 1985 Summary of net changes in working capital: Increase (decrease) in current assets: Cash and short-term investments ($ 75,595) $ - $ 534,746 $ 818,555 $ 1,277,706 $15,723,389 Receivables - trade 1 ,017 - ( 43, 110) ( 70,614) ( 112,707) ( 101 , 139) Receivables - other City funds ( 271 ) - ( 841 ) 27,742 26,630 ( 11 ,864) Receivables - government agencies 33,517 ( 96,571 ) - - ( 63,054) ( 32,980) Inventory - - - 36,620 36,620 42,828 Ui Prepaid expense and other ( 1 ,007) - 1 ,492 ( 6,959) ( 6,474) 242,939 V Net increase (decrease) in current assets ( 42,339) ( 96,571 ) 492,287 805,344 1 , 158,721 15,863, 173 Increase (decrease) in current liabilities: Bank overdraft - ( 85,233) - - ( 85,233) 5,436 Accounts payable - trade 24,875 423 11 ,922 61 ,926 99,146 463,412 Payable to other City funds ( 6) ( 265) ( 1 ,233) ( 2, 139) ( 3,643) 11 ,675 Revenue bonds - current maturities - - - - - ( 460,000) Other 5,666 318 8,525 7, 101 21 ,610 376,881 Net increase (decrease) in current liabilities 30,535 ( 84,757) 19,214 66,888 31 ,880 397,404 Net increase (decrease) in working capital ($ 72,874) ($ 11 ,814) $ 473,073 $ 738,456 $ 1 , 126,841 $15,465,769 The accompanying Notes are an integral part of these financial statements. THIS PAGE IS INTENTIONALLY LEFT BLANK. INTERNAL SERVICE FUND The Internal Service Fund is used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost-reimbursement basis. Effective October 1 , 1985, the Central Services division was re- moved from the General Fund and established as a separate Internal Service Fund designed to account for the costs associated with the operation, maintenance and replacement of the City's vehicle and equipment fleet. Divisions which use the vehicles and equipment are charged a monthly rental fee based upon actual costs of operating each class of vehicle or equipment. EXHIBIT H-1 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUND BALANCE SHEET SEPTEMBER 30 , 1986 ASSETS Current assets: Cash and short-term investments $ 586, 144 Receivables: Other 359 Inventory 292,656 Prepaid items 1 ,419 Total current assets $ 880,578 Plant and equipment: Land and betterments 206,769 Buildings, systems and improvements 4,008,948 Furniture and fixtures 6,234 Motor vehicles and equipment 12,089,076 16,311 ,027 Less accumulated depreciation ( 5,927, 114) Total plant and equipment 10,383,913 Total assets $11 ,264,491 LIABILITIES AND FUND EQUITY Current liabilities: Accounts payable - trade $ 160,332 Accrued payroll 80,376 Payable to other City funds 2,286 Total current liabilities $ 242,994 Fund equity: Contributed capital 11 ,693,909 Retained deficit ( 672,412) Total fund equity 11 ,021 ,497 Total liabilities and fund equity $11 ,264,491 The accompanying Notes are an integral part of these financial statements. 58 EXHIBIT H-2 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUND STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS FOR THE YEAR ENDED SEPTEMBER 30, 1986 Operating revenues: Rents, concessions and other $3,435,989 Operating expenses: Personnel services $1 ,037,704 Supplies and materials 370,248 Maintenance and repairs 1 ,617,232 Utilities and other services 76,392 Insurance and contract support 1 ,295 Depreciation and amortization 1 ,456,715 Total operating expenses 4,559,586 Operating loss ( 1 ,123,597) Non-operating revenues (expenses) : Interest income 16,359 Loss on sale of assets ( 79,945) Total non-operating revenues (expenses) ( 63,586) Loss before other financing sources ( 1 , 187, 183) Other financing sources: Operating transfers in 514,771 Net loss ( 672,412) Retained earnings - beginning - Retained deficit - ending ($ 672,412) The accompanying Notes are an integral part of these financial statements. 59 EXHIBIT H-3 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUND STATEMENT OF CHANGES IN FINANCIAL POSITION FOR THE YEAR ENDED SEPTEMBER 30 , 1986 Sources of funds: Net loss ($ 672,412) Items not requiring working capital: Depreciation and amortization 1 ,456,715 Loss on sale of assets 79,945 Working capital provided by operations 864,248 Contributed capital 133,703 Proceeds from sale of assets 61 ,394 Contributions from equity transfers 11 ,560,206 Total sources of funds $12,619,551 Application of funds: Purchase of fixed assets 746, 110 Transfer of assets from Enterprise Funds 3,947,009 Transfer of assets from General Fixed Asset Account Group 7,288,848 Total application of funds 11 ,981 ,967 Net increase in working capital $ 637,584 Summary of net changes in working capital: Increase in current assets: Cash and short-term investments $ 586, 144 Receivables - other 359 Inventory 292,656 Prepaid items 1 ,419 Net increase in current assets $ 880,578 Increase in current liabilities: Accounts payable - trade 160,332 Other 80,376 Payable to other City funds 2,286 Net increase in current liabilities 242,994 Net increase in working capital $ 637,584 The accompanying Notes are an integral part of these financial statements. 60 TRUST AND AGENCY FUNDS Fiduciary Funds account for assets held by the City of Wichita Falls in a trustee capacity or as an agent for other governmental units and/or other funds. Trust and Agency Funds include the following: Employee Benefit Trust Fund This trust fund is used to account for and administer group health insurance, which is self-insured by the City, and life insurance for employees and covered dependents. Social Security Fund This agency fund is used to account for the collection and payment of social security (FICA) taxes. Payroll Fund This agency fund is used to account for the collection of payroll gross amounts from the various City funds and the distribution of payroll checks to City employees. Tax Collection Fund This agency fund is used to account for the collection and payment of ad valorem taxes to the City' s General and Debt Service Funds, the Wichita Falls Independent School District, and Midwestern State University. Accounts Payable Fund This agency fund is used to account for the collection of monies from the various City funds, and the payment of those monies to vendors for goods and services rendered. Deferred Compensation Fund This agency fund is used to account for contributions made by City employees to a tax deferred savings plan and the subsequent disburse- ment of contributions and interest earned upon retirement, death or termination of employment. EXHIBIT I-1 CITY OF WICHITA FALLS, TEXAS TRUST AND AGENCY FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS AT SEPTEMBER 30, 1985 Expendable Trust Agency Funds Employee Social Tax Accounts Deferred Totals Trust Security Payroll Collection Payable Compensation 1985 Fund Fund Fund Fund Fund Fund 1986 (Restated) ASSETS Cash and short-term investments $68,612 $102,414 $2,419 $ 61,625 $26,919 $415,608 $ 677,597 $ 358,054 Receivables: Taxes and assessments - - - 2,433,029 - - 2,433,029 2,169,112 Other City funds - 48,851 1,597 367 20,014 - 70,829 63,022 Government agencies - 1,681 - - - - 1,681 - Other 5,758 - - 5,757 - - 11,515 51 Total assets $74,370 $152,946 $4,016 $2,500,778 $46,933 $415,608 $3,194,651 $2,590,239 ON "' LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $23,126 $ - $ - $ - $ - $415,608 $ 438,734 $ 289,517 Payable to other City funds - - 4,003 - 46,933 - 50,936 8,504 Payable to government agencies - 152,946 13 2,490,976 - - 2,643,935 2,211,433 Other liabilities - - - 9,802 - - 9,802 35,299 Total liabilities 23,126 152,946 4,016 2,500,778 46,933 415,608 3,143,407 2,544,753 Fund balance: Designated for subsequent years expenditures 51,244 - - - - - 51,244 45,486 Total liabilities and fund balance $74,370 $152,946 $4,016 $2,500,778 $46,933 $415,608 $3,194,651 $2,590,239 The accompanying Notes are an integral part of these financial statements. EXHIBIT I-2 CITY OF WICHITA FALLS, TEXAS EXPENDABLE TRUST FUND - EMPLOYEE BENEFIT TRUST STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 1986 WITH COMPARATIVE TOTALS FOR THE YEAR ENDED SEPTEMBER 30, 1985 1986 1985 Revenues: Contributions $1 ,678, 147 $1 ,214,932 Miscellaneous revenue 79 7,002 Total revenues 1 ,678,226 1 ,221 ,934 Expenditures: Administrative services division: Claims and administrative fees 1 ,614,974 1 ,267,577 Supplies and materials 123 56 Utilities and other services 57,371 41 ,966 Total expenditures 1 ,672,468 1 ,309, 599 Excess of revenues over (under) expenditures 5,758 ( 87,665) Fund balance - beginning 45,486 133, 151 Fund balance - ending $ 51 ,244 $ 45,486 The accompanying Notes are an integral part of these financial statements. 62 EXHIBIT I-3 (Page 1 of 3) CITY OF WICHITA FALLS, TEXAS AGENCY FUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED SEPTEMBER 30 , 1986 Balance October 1 , Balance 1985 September 30, (Restated) Additions Deductions 1986 SOCIAL SECURITY FUND ASSETS Cash and short-term investments $ - $ 2,624,657 $ 2,522,243 $ 102,414 Receivables: Other City funds 41 2,692,952 2,644, 142 48,851 Government agencies - 91 , 155 89,474 1 ,681 Total assets $ 41 $ 5,408,764 $ 5,255,859 $ 152,946 LIABILITIES Payable to other City funds $ - $ 2,521 ,528 $ 2,521 ,528 $ - Payable to government agencies 41 5,453,668 5,300,763 152,946 Total liabilities $ 41 $ 7,975, 196 $ 7,822,291 $ 152,946 PAYROLL FUND ASSETS Cash and short-term investments $ 2,071 $21 ,562,503 $21 ,562, 155 $ 2,419 Receivables: Other City funds 1 ,513 21 ,020,629 21 ,020,545 1 ,597 Total assets $ 3,584 $42,583, 132 $42,582,700 $ 4,016 LIABILITIES Payable to other City funds $ 3,477 $22,968,333 $22,967,807 $ 4,003 Payable to government agencies 107 564,070 564, 164 13 Total liabilities $ 3,584 $23,532,403 $23,531 ,971 $ 4,016 The accompanying Notes are an integral part of these financial statements. 63 EXHIBIT I-3 (Page 2 of 3) CITY OF WICHITA FALLS, TEXAS AGENCY FUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES (CONT'D. ) FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance October 1 , Balance 1985 September 30, (Restated) Additions Deductions 1986 TAX COLLECTION FUND ASSETS Cash and short-term investments $ 84,057 $ 33,282,302 $ 33,304,734 $ 61 ,625 Receivables: Taxes and assessments 2,169,112 19,402,106 19,138,189 2,433,029 Other City funds 1 ,295 2,402 3,330 367 Other 47 5,757 47 5,757 Total assets $2,254,511 $ 52,692,567 $ 52,446,300 $2,500,778 LIABILITIES Accounts payable - trade $ 7,927 $ 551 ,847 $ 559,774 $ - Payable to government agencies 2,211 ,285 37,731 ,444 37,451 ,753 2,490,976 Other liabilities 35,299 291 ,540 317,037 9,802 Total liabilities $2,254,511 $ 38,574,831 $ 38,328,564 $2,500,778 ACCOUNTS PAYABLE FUND ASSETS Cash and short-term investments $ 4,760 $ 30,471 ,730 $ 30,449,571 $ 26,919 Receivable: Other City funds 267 127,048,045 127,028,298 20,014 Total assets $ 5,027 $157,519,775 $157,477,869 $ 46,933 LIABILITIES Payable to other City funds $ 5,027 $ 330,587 $ 288,681 $ 46,933 Total liabilities $ 5,027 $ 330,587 $ 288,681 $ 46,933 The accompanying Notes are an integral part of these financial statements. 64 EXHIBIT I-3 (Page 3 of 3) CITY OF WICHITA FALLS, TEXAS AGENCY FUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance October 1 , Balance 1985 September 30, (Restated) Additions Deductions 1986 DEFERRED COMPENSATION FUND ASSETS Cash and short-term investments $ 260, 142 $ 176,384 $ 20,918 $ 415,608 Total assets $ 260, 142 $ 176,384 $ 20,918 $ 415,608 LIABILITIES Accounts payable - trade $ 260, 142 $ 176,384 $ 20,918 $ 415,608 Total liabilities $ 260, 142 $ 176,384 $ 20,918 $ 415,608 TOTALS - ALL AGENCY FUNDS ASSETS Cash and short-term investments $ 351 ,030 $ 88, 117 ,576 $ 87,859,621 $ 608,985 Receivables: Taxes and assessments 2,169,112 19,402, 106 19,138, 189 2,433,029 Other City funds 3,116 150,764,028 150,696,315 70,829 Government agencies - 91 ,155 89,474 1 ,681 Other 47 5,757 47 5,757 Total assets $2,523,305 $258,380,622 $257,783,646 $3, 120,281 LIABILITIES Accounts payable - trade $ 268,069 $ 728,231 $ 580,692 $ 415,608 Payable to other City funds 8,504 25,820,448 25,778,016 50,936 Payable to government agencies 2,211 ,433 43,749,182 43,316,680 2,643,935 Other liabilities 35,299 291 ,540 317,037 9,802 Total liabilities $2,523,305 $ 70,589,401 $ 69,992,425 $3, 120,281 The accompanying Notes are an integral part of these financial statements. 65 SUPPORTING SCHEDULES EXHIBIT J-1 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDED DEBT AND INTEREST MATURITIES SEPTEMBER 30, 1986 Fiscal Year General Obligation Bonds Water and Sewer Revenue Bonds Airport Revenue Bonds Ending Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds Serial Bond Interest Total Bonds September 30, Maturities on Bonds and Interest Maturities on Bonds and Interest Maturities on Bonds and Interest Total 1987 $ 305,000 $ 1,980,711 $ 2,285,711 $ 395,000 $ 2,061,283 $ 2,456,283 $20,000 $900 $20,900 $ 4,762,894 1988 605,000 1,682,502 2,287,502 575,000 1,882,972 2,457,972 - - - 4,745,474 1989 635,000 1,650,740 2,285,740 600,000 1,851,348 2,451,348 - - - 4,737,088 1990 670,000 1,615,815 2,285,815 640,000 1,814,748 2,454,748 - - - 4,740,563 1991 710,000 1,575,615 2,285,615 680,000 1,773,788 2,453,788 - - - 4,739,403 1992 755,000 1,531,240 2,286,240 725,000 1,728,228 2,453,228 - - - 4,739,468 1993 805,000 1,482,165 2,287,165 775,000 1,677,478 2,452,478 - - - 4,739,643 1994 860,000 1,427,827 2,287,827 835,000 1,621,678 2,456,678 - - - 4,744,505 1995 920,000 1,367,627 2,287,627 895,000 1,559,888 2,454,888 - - - 4,742,515 1996 985,000 1,300,927 2,285,927 960,000 1,491,868 2,451,868 - - - 4,737,795 1997 1,060,000 1,227,052 2,287,052 1,035,000 1,416,987 2,451,987 - - - 4,739,039 1998 1,140,000 1,145,963 2,285,963 1,120,000 1,335,222 2,455,222 - - - 4,741,185 1999 1,230,000 1,057,043 2,287,043 1,210,000 1,245,622 2,455,622 - - - 4,742,665 2000 1,330,000 959,873 2,289,873 1,305,000 1,148,217 2,453,217 - - - 4,743,090 2001 1,435,000 853,473 2,288,473 1,410,000 1,042,512 2,452,512 - - - 4,740,985 2002 1,550,000 737,955 2,287,955 1,525,000 928,302 2,453,302 4,741,257 ON 2003 1,670,000 613,180 2,283,180 1,650,000 803,252 2,453,252 - - - 4,736,432 2004 1,805,000 477,910 2,282,910 1,785,000 667,952 2,452,952 - - - 4,735,862 2005 1,955,000 331,705 2,286,705 1,930,000 520,690 2,450,690 - - - 4,737,395 2006 2,115,000 172,373 2,287,373 2,090,000 361,465 2,451,465 - - - 4,738,838 2007 - - - 2,265,000 187,995 2,452,995 - - - 2,452,995 $22,540,000 $23,191,696 $45,731,696 $24,405,000 $27,121,495 $51,526,495 $20,000 $900 $20,900 $97,279,091 The accompanying Notes are an integral part of these financial statements. EXHIBIT J-2 CITY OF WICHITA FALLS, TEXAS (Page 1 of 3) COMBINED SCHEDULE OF BONDS PAYABLE SEPTEMBER 30, 1986 Final Annual Bonds Interest Rates Issue Maturity Serial Retired or and (Dates) Date Date Payments Authorized Issued Refunded Outstanding General obligation bonds: 1985 General Obligation Refunding and Improvement Bonds 5.25, 6.0, 6.5, 7.0, 9/01/85 9/01/01 $ 760,000 (1986) $21,870,000 $21,870,000 $21,870,000 $ - 7.25, 7.5, 7.75, 8.0, 805,000 (1987) 8.25, 8.5, 8.75, 8.9, 855,000 (1988) 9.0, 9.1, 9.15, 9.2 915,000 (1989) (9/1, 3/1) 975,000 (1990) 1,040,000 (1991) 1,115,000 (1992) 1,205,000 (1993) 1,305,000 (1994) 1,410,000 (1995) 1,530,000 (1996) 1,665,000 (1997) 1,810,000 (1998) 1,975,000 (1999) 2,155,000 (2000) 01 2,350,000 (2001) v General Obligation Refunding Bonds, Series 1986 5.0, 5.25, 5.5, 6.0, 7/01/86 9/01/06 305,000 (1987) 22,540,000 22,540,000 - 22,540,000 6.25, 6.5, 6.75, 7.0, 605,000 (1988) 7.25, 7.5, 7.65, 7.8, 635,000 (1989) 7.9, 8.0, 8.05, 8.1, 670,000 (1990) 8.15 710,000 (1991) (3/1, 9/1) 755,000 (1992) 805,000 (1993) 860,000 (1994) 920,000 (1995) 985,000 (1996) 1,060,000 (1997) 1,140,000 (1998) 1,230,000 (1999) 1,330,000 (2000) 1,435,000 (2001) 1,550,000 (2002) 1,670,000 (2003) 1,805,000 (2004) 1,955,000 (2005) 2,115,000 (2006) Total general obligation bonds 44,410,000 44,410,000 21,870,000 22,540,000 The accompanying Notes are an integral part of these financial statements. CITY OF WICHITA FALLS, TEXAS EXHIBIT J-2 (Page 2 of 3) COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 1986 Final Annual Bonds Interest Rates Issue Maturity Serial Retired or and (Dates) Date Date Payments Authorized Issued Refunded Outstanding Revenue bonds: Water and sewer revenue bonds: 1984 Water and Sewer Revenue Bonds 7.25, 7.6, 7.85, 8.1, 12/01/84 8/01/04 440,000 (1986) 19,955,000 19,955,000 19,955,000 - 8.35, 8.65, 8.9, 9.1, 475,000 (1987) 9.35, 9.6, 9.8, 9.9, 510,000 (1988) 10, 10.1, 10.15, 550,000 (1989) 10.2, 10.3, 10.35, 595,000 (1990) 10.4 645,000 (1991) (2/1, 8/1) 700,000 (1992) 760,000 (1993) 830,000 (1994) 910,000 (1995) 995,000 (1996) 1,095,000 (1997) 1,200,000 (1998) 1,325,000 (1999) 1,455,000 (2000) 1,605,000 (2001) Ch 1,765,000 (2002) CO 1,950,000 (2003) 2,150,000 (2004) Water and Sewer System Refunding Revenue Bonds, Series 1986 5.0, 5.5, 6.1, 6.4, 7/01/86 8/01/07 395,000 (1987) 24,405,000 24,405,000 - 24,405,000 6.7, 7.0, 7.2, 7.4, 575,000 (1988) 7.6, 7.8, 7.9, 8.0, 600,000 (1989) 8.05, 8.1, 8.2, 8.25, 640,000 (1990) 8.3 680,000 (1991) (2/1, 8/1) 725,000 (1992) 775,000 (1993) 835,000 (1994) 895,000 (1995) 960,000 (1996) 1,035,000 (1997) 1,120,000 (1998) 1,210,000 (1999) 1,305,000 (2000) 1,410,000 (2001) 1,525,000 (2002) 1,650,000 (2003) 1,785,000 (2004) 1,930,000 (2005) 2,090,000 (2006) 2,265,000 (2007) Total water and sewer revenue bonds 44,360,000 44,360,000 19,955,000 24,405,000 The accompanying Notes are an integral part of these financial statements. EXHIBIT J-2 (Page 3 of 3) CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 1986 Final Annual Bonds Interest Rates Issue Maturity Serial Retired or and (Dates) Date Date Payments Authorized Issued Refunded Outstanding Revenue bonds (Cont'd.): Airport revenue bonds: 1967 Airport Revenue Bonds 4.5 4/15/67 4/15/87 5,000 (1971-1984) 130,000 130,000 110,000 20,000 (10/15, 4/15) 20,000 (1985-1987) Total revenue bonds 44,490,000 44,490,000 20,065,000 24,425,000 Total all bonds $88,900,000 $88,900,000 $41,935,000 $46,965,000 01 l0 The accompanying Notes are an integral part of these financial statements. THIS PAGE IS INTENTIONALLY LEFT BLANK. EXHIBIT J-3 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE COVERAGE - REVENUE BONDS SEPTEMBER 30, 1986 Airport Revenue Bonds: Net income (loss) (Exhibit G-2) ($ 150,239) Add (deduct) : Revenue bond interest and paying agent fees $ 1 ,487 Depreciation 91 ,698 Contributions from operating grants ( 51 ,000) 42, 185 Net earnings for determining debt service coverage ($ 108,054) Total principal and interest requirements $ 20,900 Number of years remaining to pay bonds - 1 Average annual principal and interest requirement $ 20,900 Average annual debt service coverage -0- Maximum principal and interest requirement $ 20,900 Maximum debt service coverage -0- Water and Sewer Revenue Bonds: Net income before extraordinary item (Exhibit G-2) $ 3, 132,230 Add (deduct) : Revenue bond interest expense and paying agent fees $ 226,370 Depreciation and amortization 1 ,392,906 Operating transfers out 232,700 Contributions from operating grants ( 395,394) 1 ,456,582 Net earnings for determining debt service coverage $ 4,588,812 Total principal and interest requirements $51 ,526,495 Number of years remaining to pay bonds 21 Average annual principal and interest requirement $ 2,453,643 Average annual debt service coverage 1 .87 Maximum principal and interest requirement $ 2,457,972 Maximum debt service coverage 1 .87 The accompanying Notes are an integral part of these financial statements. 70 EXHIBIT J-4 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED SEPTEMBER 30, 1986 Beginning Ending Balance Transfers Balance 10/1/85 Additions Deletions In (Out) 9/30/86 Administrative services division: Mayor and City Council $ 5,218 $ - $ - $ - $ 5,218 General Administration 2,228,484 133,705 4,258 ( 29,372) 2,328,559 Legal and City Clerk 9,727 2,677 - - 12,404 Personnel 7,258 - - - 7,258 Data Processing 767,916 75,462 - - 843,378 Library 936,214 6,213 8,124 - 934,303 Municipal Court 580,069 1 ,600 - ( 13,286) 568,383 Risk Management 10,137 - - ( 5, 157) 4,980 Property Agent 11 ,639 240 - ( 11 ,084) 795 Central Garage 4,752,988 - 78,715 ( 4,674,273) - Building Maintenance 23,760 945 - ( 8,606) 16,099 Midtown 2000 534,813 - 116,235 - 418,578 Auditorium Activity Center 6,572,479 6,424 - - 6,578,903 Community Development 84,964 - - - 84,964 Total administrative services division 16,525,666 227,266 207,332 ( 4,741 ,778) 11 ,803,822 Police division: Police 3,876,331 1 , 125, 147 - ( 1 ,091 ,596) 3,909,882 Fire division: Fire 3,349,237 20,058 12,709 ( 1 ,404,730) 1 ,951 ,856 Parks and recreation division: Parks 12,985,760 118,313 348 ( 665,045) 12,438,680 Golf 285,255 - - ( 121 ,589) 163,666 Cemetery 80, 145 2,974 2,947 ( 57, 170) 23,002 Total parks and recreation division 13,351 ,160 121 ,287 3,295 ( 843,804) 12,625,348 Accounting/finance division: Finance 19,569 2,377 - ( 539) 21 ,407 Tax 17,048 4,871 - 1 ,230 23,149 Purchasing 3,542 - - ( 380) 3, 162 Total accounting/ finance division 40, 159 7,248 - 311 47,718 The accompanying Notes are an integral part of these financial statements. 71 EXHIBIT J-4 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY (CONT'D. ) FOR THE YEAR ENDED SEPTEMBER 30, 1986 Beginning Ending Balance Transfers Balance 10/1/85 Additions Deletions In (Out) 9/30/86 Planning division: Planning 28,660 23,570 - ( 13,211 ) 39,019 Public works division: Street Maintenance 2,090,214 1 ,330 225 ( 1 ,913,536) 177,783 Engineering 275,000 24,601 - ( 58,540) 241 ,061 Inspection 52, 102 2,973 - ( 35,572) 19,503 Total public works division 2,417,316 28,904 225 ( 2,007,648) 438,347 Health division: Health 1 , 145,283 29,401 - ( 146,086) 1 ,028,598 Traffic and transportation division: Traffic Engineering 488,476 9,066 837 ( 298,662) 198,043 Parking Meters 19,807 1 ,767 - ( 16,465) 5, 109 Total traffic and transportation division 508,283 10,833 837 ( 315, 127) 203, 152 Total general fixed assets $41 ,242,095 $1 ,593,714 $224,398 ($10,563,669) $32,047,742 The accompanying Notes are an integral part of these financial statements. 72 CITY OF WICHITA FALLS, TEXAS EXHIBIT J-5 GENERAL FIXED ASSETS SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY SEPTEMBER 30, 1986 Motor Buildings Machinery Furniture Vehicles Land and and and and and Construction Total Betterments Improvements Equipment Fixtures Equipment In Progress Administrative services division: Mayor and City Council $ 5,218 $ - $ - $ - $ 5,218 $ - $ - General Administration 2,328,559 1,329,758 686,711 80,669 95,306 136,115 - Legal and City Clerk 12,404 - - - 12,404 - - Personnel 7,258 - - 1,889 5,369 -Data Processing 843,378 - - 703,797 139,581 - - Library 934,303 610,870 272,051 5,817 45,565 - - Municipal Court 568,383 230,000 312,788 5,168 20,427 - - Risk Management 4,980 - - 1,800 3,180 - - Property Agent 795 - - 260 535 - - Building Maintenance 16,099 - - 10,659 5,440 - - Midtown 2000 418,578 233,798 184,780 - - - - Auditorium Activities Center 6,578,903 434,422 5,934,992 62,495 146,994 - - Community Development 84,964 78,358 6,269 337 - - - Total administrative services division 11,803,822 2,917.206 7,397,591 872,891 480,019 136,115 - Police division: Police 3,909,882 1,092,914 710,375 1,256,949 73,134 13,030 763,480 Fire division: Fire 1,951,856 188,851 1,515,143 202,535 45,327 - - Parks and recreation division: Parks 12,438,680 9,561,114 2,552,226 246,423 9,956 - 68,961 Golf 163,666 112,539 42,908 8,219 - - Cemetery 23,002 15,212 - 7,790 (.4 Total parks and recreation division 12,625,348 9,688.865 2,595,134 262,432 9,956 - 68,961 Accounting/finance division: Finance 21,407 - - 2,926 18,481 - - Tax 23,149 - - 9,214 13,935 - - Purchasing 3,162 - - 797 2,365 - - Total accounting/ finance division 47,718 - - 12,937 34,781 - - Planning division: Planning 39,019 - - 26,060 12,959 - - Public works division: Street Maintenance 177,783 29,937 83,738 58,360 5,748 - - Engineering 241,061 111,120 19,087 101,322 8,122 1,410 - Inspection 19,503 13,059 - 2,097 4,347 - - Total public works division 438.347 154,116 102,825 161,779 18,217 1,410 - Health division: Health 1.028.598 76.411 770,076 162,227 19,884 - - Traffic and transportation division: Traffic Engineering 198,043 34,550 37,265 40,495 85,733 - - Parking Meters 5.109 - - 1,767 3,342 - - Total traffic and transportation division 203,152 34,550 37.265 42,262 89,075 - - Total general fixed assets $32,047.742 $14,152,913 $13,128,409 $3,000,072 $783,352 $150,555 $832,441 The accompanying Notes are an integral part of these financial statements. EXHIBIT J-6 CITY OF WICHITA FALLS, TEXAS AIRPORT FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance Balance 10/1/85 Additions Deletions 9/30/86 Plant and Equipment: Land and betterments $1 ,468,175 $ - $ - $ 1,468,175 Buildings and improvements 1 ,451 ,662 - - 1 ,451 ,662 Machinery and equipment 9,267 - - 9,267 Furniture and fixtures 9,003 2,934 - 11 ,937 Total plant and equipment 2,938, 107 2,934 - 2,941 ,041 Accumulated Depreciation: Land and betterments 343,785 58,892 - 402,677 Buildings and improvements 360,392 31 ,209 - 391 ,601 Machinery and equipment 4,448 879 - 5,327 Furniture and fixtures 5, 168 718 - 5,886 Total accumulated depreciation 713,793 91 ,698 - 805,491 Net plant and equipment $2,224,314 ($ 88,764) $ - $ 2, 135,550 The accompanying Notes are an integral part of these financial statements. 74 EXHIBIT J-7 CITY OF WICHITA FALLS, TEXAS TRANSIT SYSTEM PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance Transfers Balance 10/1/85 Additions Deletions In (Out) 9/30/86 Plant and Equipment: Land and betterments $ 39,814 $ - $ - $ - $ 39,814 Buildings and improvements 626,868 - - - 626,868 Machinery and equipment 31 ,798 29,003 - - 60,801 Furniture and fixtures 5,456 - - - 5,456 Motor vehicles and equipment 383,492 51 ,519 - ( 435,011 ) - Total plant and equipment 1 ,087,428 80,522 - ( 435,011) 732,939 Accumulated Depreciation: Buildings and improvements 12,727 7,988 - - 20,715 Machinery and equipment 13,046 4,075 - - 17,121 Furniture and fixtures 1 ,021 360 - - 1 ,381 Motor vehicles 276, 105 - - ( 276, 105) - Total accumulated depreciation 302,899 12,423 - ( 276, 105) 39,217 Net plant and equipment $ 784,529 $ 68,099 $ - ($ 158,906) $ 693,722 The accompanying Notes are an integral part of these financial statements. 75 EXHIBIT J-8 CITY OF WICHITA FALLS, TEXAS SANITATION FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance Transfers Balance 10/1/85 Additions Deletions In (Out) 9/30/86 Plant and Equipment: Land and betterments $ 615,703 $ 40,001 $ - $ - $ 655,704 Buildings and improvements 2, 110,854 80, 118 - - 2,190,972 Machinery and equipment 87,991 11 ,000 2,247 ( 7, 164) 89,580 Furniture and fixtures 4,750 - - - 4,750 Motor vehicles and equipment 3,690,455 420,000 - ( 4, 107,559) 2,896 Total plant and equipment 6,509,753 551 , 119 2,247 ( 4, 114,723) 2,943,902 Accumulated Depreciation: Land and betterments 8,313 1 ,912 - - 10,225 Buildings and improvements 143,914 44,044 - - 187,958 Machinery and equipment 36,301 6,592 1 ,543 ( 5,045) 36,305 Furniture and fixtures 2,402 538 - - 2,940 Motor vehicles and equipment 1 ,089,871 290 - ( 1 ,089, 147) 1 ,014 Total accumulated depreciation 1 ,280,801 53,376 1 ,543 ( 1 ,094, 192) 238,442 Net plant and equipment $5,228,952 $ 497,743 $ 704 ($ 3,020,531) $ 2,705,460 The accompanying Notes are an integral part of these financial statements. 76 EXHIBIT J-9 CITY OF WICHITA FALLS, TEXAS WATER AND SEWER FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1986 Plant and Equipment Accumulated Depreciation Net Plant Balance Transfers Balance Balance Balance and 10/1/85 Additions Deletions In (Out) 9/30/86 10/1/85 Additions Deletions 9/30/86 Equipment Water Department: Land and betterments $18,859,771 $ 11,360 $ - $ 1,101 $18,872,232 $ 3,649,541 $ 229,639 $ - $ 3,879,180 $14,993,052 Buildings, systems and improvements 27,566,731 1,178,238 - 2,536,313 31,281,282 12,196,822 573,136 - 12,769,958 18,511,324 Machinery and equipment 2,035,268 63,386 6,693 ( 46,022) 2,045,939 1,278,110 37,755 42,280 1,273,585 772,354 Furniture and fixtures 30,403 2,359 385 ( 475) 31,902 23,026 1,098 860 23,264 8,638 Motor vehicles 637,354 - - ( 632,884) 4,470 439,291 - 434,821 4,470 - Construction in progress 2,690,962 5,030,839 - ( 2,486,746) 5,235,055 - - - - 5,235,055 Total Water Department $51,820,489 $6,286,182 $7,078 (S 628,713) $57,470,880 $17,586,790 $ 841,628 $477,961 $17,950,457 $39,520,423 Sewer Department: Land and betterments $ 85,214 $ - $ - $ - $ 85,214 $ - $ - $ - $ - $ 85,214 Buildings, systems v and improvements 18,738,598 780,736 - 151,607 19,670,941 7,924,742 546,355 - 8,471 ,097 11,199,844 Machinery and equipment 225,557 4,421 - ( 23,018) 206,960 145,646 22,532 8,388 159,790 47,170 Furniture and fixtures 581 499 - - 1,080 581 25 - 606 474 Motor vehicles 205,104 - - ( 205,104) - 91,658 - 91,658 - - Construction in progress 151,608 3,827 - ( 151,608) 3,827 - - - - 3,827 Total Sewer Department $19,406,662 $ 789,483 $ - ($ 228,123) $19,968,022 $ 8,162,627 $ 568,912 $100,046 $ 8,631,493 $11,336,529 Combined Water and Sewer Departments: Land and betterments $18,944,985 $ 11,360 $ - $ 1,101 $18,957,446 $ 3,649,541 $ 229,639 $ - $ 3,879,180 $15,078,266 Buildings, systems and improvements 46,305,329 1,958,974 - 2,687,920 50,952,223 20,121,564 1,119,491 - 21,241,055 29,711,168 Machinery and equipment 2,260,825 67,807 6,693 ( 69,040) 2,252,899 1,423,756 60,287 50,668 1,433,375 819,524 Furniture and fixtures 30,984 2,858 385 ( 475) 32,982 23,607 1,123 860 23,870 9,112 Motor vehicles 842,458 - - ( 837,988) 4,470 530,949 - 526,479 4,470 - Construction in progress 2,842,570 5,034,666 - ( 2,638,354) 5,238,882 - - - - 5,238,882 Total Combined Water and Sewer Departments $71,227,151 $7,075,665 $7,078 (S 856,836) $77,438,902 $25,749,417 $1,410,540 $578,007 $26,581,950 $50,856,952 The accompanying Notes are an integral part of these financial statements. EXHIBIT J-10 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1986 Balance Transfers Balance 10/1/85 Additions Deletions In (Out) 9/30/86 Plant and Equipment: Land and betterments $ - $ - $ - $ 206,769 $ 206,769 Buildings and improvements - - - 4,008,948 4,008,948 Furniture and fixtures - 919 - 5,315 6,234 Motor vehicles and equipment - 745, 191 906,704 12,250,589 12,089,076 Total plant and equipment - 746, 110 906,704 16,471 ,621 16,311 ,027 Accumulated Depreciation: Buildings and improvements - 80,085 - 158,908 238,993 Furniture and fixtures - 492 - 2,064 2,556 Motor vehicles and equipment - 1 ,376, 138 765,364 5,074,791 5,685,565 Total accumulated depreciation - 1 ,456,715 765,364 5,235,763 5,927, 114 Net plant and equipment $ - ($ 710,605) $141 ,340 $11 ,235,858 $10,383,913 The accompanying Notes are an integral part of these financial statements. 78 THIS PAGE IS INTENTIONALLY LEFT BLANK. STATISTICAL SECTION EXHIBIT K-1 CITY OF WICHITA FALLS, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (GENERAL FUND ONLY) - LAST TEN FISCAL YEARS (UNAUDITED) Finance Fiscal Administrative Parks and and Public Traffic and Year Services Police Fire Recreation Accounting Planning Works Health Transportation Total 1976-1977 $2,958,039 $2,479,633 $1,830,491 $1,037,853 $193,229 $ 305,648 $3,314,140 $ 607,610 $ 823,142 $13,549,785 1977-1978 2,927,729 2,478,223 2,039,474 1,128,337 210,716 265,188 3,791,951 719,003 991,280 14,551,901 1978-1979 2,838,482 3,276,845 2,242,693 1,240,619 220,556 299,195 4,133,082 871,250 1 ,025,082 16,147,804 1979-1980 3,391,765 3,567,359 2,559,343 1,555,801 254,141 458,406 5,194,544 937,651 1,124,071 19,043,081 1980-1981 4,640,642 4,233,007 2,950,147 2,286,817 257,656 1,092,712 9,236,190 1,119,781 1,516,665 27,333,617 1981-1982 4,546,379 5,015,271 3,341,335 2,911,708 577,133 1,125,120 8,524,692 1,482,774 1,562,567 29,086,979 1982-1983 5,001,439 5,685,793 3,883,766 2,584,235 563,936 770,007 7,815,997 1,320,500 1,502,279 29,127,952 1983-1984 7,280,506 6,169,438 4,321,815 2,661,586 480,639 965,744 6,711,669 1,432,771 2,037,931 32,062,099 J 1984-1985 5,569,049 6,357,917 4 923 585 2,566,444 503 270 339 011 4,751,428 1,655,368 1,381,583 28 047 655 Dr r , r , r 1985-1986 4,895,221 7,422,813 4,601,651 2,396,365 525,034 405,519 5,220,861 1,732,984 1,276,928 28,477,376 EXHIBIT K-2 CITY OF WICHITA FALLS, TEXAS GENERAL REVENUE BY SOURCE (GENERAL FUND ONLY) - LAST TEN FISCAL YEARS (UNAUDITED) Charges Licenses Fiscal for and Intergovernmental Miscellaneous Year Taxes Services Permits Fines Revenue Revenue Total 1976-1977 $ 8,480,874 $1 ,845,617 $144,463 $400,513 $1 ,846,291 $ 402,515 $13, 120,273 1977-1978 9,558,076 2,278,095 188, 134 449,313 2,034,646 477, 193 14,985,457 1978-1979 11 ,249,780 2,234,529 422,983 450,638 1 ,284,771 779,308 16,422,009 1979-1980 13,292,089 2,561 , 174 303,713 535,045 1 ,037, 185 912,501 18,641 ,707 p 1980-1981 15,617,860 3,414,456 235,263 539,842 2,568,732 1 ,215,997 23,592,150 1981-1982 16,477,646 4,272,199 234,446 689,301 1 ,543,277 1 ,621 ,773 24,838,642 1982-1983 18,023,712 4,354,410 284,438 808,502 683,388 1 ,292,813 25,447,263 1983-1984 20, 176, 122 5,449,200 342,431 753,274 562,519 1 ,418,298 28,701 ,844 1984-1985 21 ,328,803 1 ,904,610 463,613 815, 148 443,014 1 ,637,783 26,592,971 1985-1986 21 ,943,688 1 , 117,348 418,823 836,851 479,325 1 ,348,003 26, 144,038 EXHIBIT K-3 CITY OF WICHITA FALLS, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS - LAST TEN FISCAL YEARS (UNAUDITED) Total Collections Percent Delinquent as Percent Fiscal Total Current Tax of Levy Tax Total Tax of Current Year Tax Levy Collections Collected Collections Collections Levy 1976-1977 $ 5,965,634 $ 5,839,672 97.89% $157,354 $ 5,997,026 100.53% 1977-1978 6,216,950 6,085,516 97.89% 126,174 6,211 ,690 99.92% 1978-1979 7,050,216 6,896,264 97.82% 118,793 7,015,057 99.50% 1979-1980 7,582,393 7,383,608 97.38% 129,220 7,512,828 99.08% 1980-1981 9,315, 184 9,031 ,661 96.96% 152,342 9,184,003 98.59% 1981-1982 10,896,934 10,508,375 96.43% 181 ,577 10,689,952 98.10% 1982-1983 12,490,900 11 ,900,747 95.28% 249,522 12, 150,269 97.28% 1983-1984 14,050,573 13,524,855 96.26% 301 ,973 13,826,828 98.41% 1984-1985 14, 199,969 13,722,790 96.64% 497,660 14,220,450 100.14% 1985-1986 13,940,609 13,479,038 96.69% 399,623 13,878,661 99.56% 81 EXHIBIT K-4 CITY OF WICHITA FALLS, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY - LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Total Assessed Real Property Personal Property Total to Total Fiscal Assessed Estimated Assessed Estimated Assessed Estimated Estimated Year Value Actual Value Value Actual Value Value Actual Value Actual Value 1976-1977 $ 422,860,676 $ 604,086,679 $146,828, 119 $209 ,754,455 $ 569,688,795 $ 813,841 , 134 70.00% 1977-1978 450,945,083 644,207,262 165,795,673 236,850,961 616,740,756 881 ,058,223 70.00% 1978-1979 496,581 ,713 709,402,447 181 ,316,767 259,023,953 677,898,480 968,426,400 70.00% 1979-1980 552,869,965 789,814,236 205,360,309 293,371 ,870 758,230,274 1 ,083, 186,106 70.00% °' 1980-1981 Nf 906,905,547 906 906,905,547 335,093,095 335,093,095r f 093 095 1 241 998r1 ,241 ,998,642 642 100.00% 1981-1982 1 ,068,352,963 1 ,068,352,963 384,544,358 384,544,358 1 ,452,897,321 1 ,452,897,321 100.00% 1982-1983 1 ,324, 181 ,729 1 ,324, 181 ,729 478,256,955 478,256,955 1 ,802,438,684 1 ,802,438,684 100.00% 1983-1984 1 ,432,631 ,714 1 ,432,631 ,714 449,813,802 449,813,802 1 ,882,445,516 1 ,882,445,516 100.00% 1984-1985 1 ,587,368,510 1 ,587,368,510 468,310,782 468,310,782 2,055,679,292 2,055,679,292 100.00% 1985-1986 1 ,737,427,089 1 ,737,427,089 489,263, 121 489,263, 121 2,226,690,210 2,226,690,210 100.00% EXHIBIT K-5 CITY OF WICHITA FALLS, TEXAS PROPERTY TAX RATES AND TAX LEVIES - ALL OVERLAPPING GOVERNMENTS - LAST TEN FISCAL YEARS (UNAUDITED) Fiscal WFISD CVISD Year City School (1 ) School (2) County State Total Tax Rates Per $100 Valuation 1976-1977 $1 .05 $1 .40 $1 .67 $ .87 $ .12 $5.11 1977-1978 1 .01 1 .17 1 .67 .87 .10 4.82 1978-1979 1 .04 1 .17 1 .67 .87 .10 4.85 1979-1980 1 .00 1 .06 .89 .87 - 3.82 1980-1981 .75 .74 1 .07 .87 - 3.43 1981-1982 .75 .73 1 .07 .31 - 2.86 1982-1983 .69 .69 .69 .22 - 2.29 1983-1984 .75 .74 .67 .25 - 2.41 1984-1985 .69 .74 .58 .25 - 2.26 1985-1986 .63 .87 .64 .24 - 2.38 Tax Levies 1976-1977 $ 5,965,634 $ 7,931 ,323 $263,474 $3,066,776 $289,202 $17,516,409 1977-1978 6,216,950 7,397,146 270,537 3,717,862 363,401 17,965,896 1978-1979 7,050,216 8,193,611 327,917 4,169,834 452,303 20,193,881 1979-1980 7,582,393 7,862,586 279,632 4,622, 135 - 20,346,746 1980-1981 9,315,184 9,234,676 402,354 4,551 ,667 - 23,503,881 1981-1982 10,896,934 10,427,882 402,523 4,551 ,700 - 26,279,039 1982-1983 12,490,900 12,233,330 488,457 6,858,581 - 32,071 ,268 1983-1984 14,050,573 13,541 ,058 487,548 7,254,768 - 35,333,947 1984-1985 14,199,969 14,642,156 479,099 7,680,915 - 37,002,139 1985-1986 13,940,609 18,631 ,889 538,827 7,763,760 - 40,875,085 Notes: (1 ) WFISD - Wichita Falls Independent School District - 98.49% in Wichita Falls city limits (2) CVISD - City View Independent School District - 75.25% in Wichita Falls city limits 83 EXHIBIT K-6 CITY OF WICHITA FALLS, TEXAS SPECIAL ASSESSMENT COLLECTIONS - LAST TEN FISCAL YEARS (UNAUDITED) Current Current Ratio of Fiscal Assessments Assessments Collections Year Due Collected to Amount Due 1976-1977 $520,522 $187,822 36.08% 1977-1978 521 ,762 172, 142 32.99% 1978-1979 585,315 146,011 24.95% 1979-1980 578,872 109,360 18.90% 1980-1981 718,281 87,983 12.25% 1981-1982 625,599 323,627 51 .73% 1982-1983 657,912 107,106 16.28% 1983-1984 656,093 216,304 32.97% 1984-1985 539,756 109,799 20.34% 1985-1986 499,695 36,960 7.40% 84 EXHIBIT K-7 CITY OF WICHITA FALLS, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA - LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Net General Gross Less Debt Bonded Debt Net General Fiscal Assessed General Service Net General To Assessed Bonded Debt Year Population Value Bonded Debt Funds Bonded Debt Value Per Capita 1976-1977 106,800 $ 569,688,795 $14,065,000 $293,985 $13,771 ,015 2.42% $128.94 1977-1978 109,000 616,740,756 12,565,000 240,957 12,324,043 2.00% 113.06 1978-1979 111 ,000 677,898,480 11 ,064,000 240,535 10,823,465 1 .60% 97.51 1979-1980 93,600 758,230,274 13,558,000 277,095 13,280,905 1 .75% 141 .89 w 1980-1981 94,201 1 ,241 ,998,642 13,564,000 467,080 13,096,920 1 .05% 139.03 1981-1982 96,500 1 ,452,897,321 19, 153,000 633,207 18,519,793 1 .27% 191 .91 1982-1983 97, 125 1 ,802,438,684 17,395,000 705,727 16,689,273 .93% 171 .83 1983-1984 104,500 1 ,882,445,516 15,375,000 929,646 14,445,354 .77% 138.23 1984-1985 100,200 2,055,679,292 21 ,870,000 235,914 21 ,634,086 1 .05% 215.91 1985-1986 101 ,300 2,226,690,210 22,540,000 245,043 22,294,957 1 .01% 222.51 EXHIBIT K-8 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF LEGAL DEBT MARGIN (UNAUDITED) SEPTEMBER 30 , 1986 Total assessed property value per 1985 tax roll $2,226,690,210 Maximum tax levy* $2.25/$100 Current tax levy for 1985 tax year .6287/$100 Maximum tax levy in excess of 1985 tax levy 1 .6213/$100 $ 36, 101 ,328 There is no debt limit established by law. The limit is, therefore, governed by the City's ability to levy and collect taxes to service the outstanding indebtedness. The City's maximum legal tax rate estab- lished under its Charter is $2.25 per $100 assessed valuation. The 1985 tax rate is $ .6287 per $100 assessed valuation. * Maximum tax levy established by City Charter 86 EXHIBIT K-9 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT (UNAUDITED) SEPTEMBER 30, 1986 Percentage Applicable Amount Applicable Taxing Gross Debt to City of to City of Jurisdiction Outstanding (1 ) Wichita Falls (2) Wichita Falls City of Wichita Falls $46,965,000 100.00% $46,965,000 Wichita Falls Independent School District 24,310,000 98.49% 23,942,919 Wichita County 3,815,000 77.23% 2,946,325 City View Independent School District 760,000 75.25% 571 ,900 Burkburnett Independent School District 3,800,000 1 .16% 44,080 $79,650,000 $74,470,224 Sources: ( 1 ) Listed taxing jurisdictions (2) Herbert R. Smith, Incorporated 87 EXHIBIT K-10 CITY OF WICHITA FALLS, TEXAS RATIO OF ANNUAL DEBT SERVICE FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES - LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Total Debt Service Fiscal Total Debt General to General Year Principal Interest Service Expenditures Expenditures 1976-1977 $1 ,499,000 $ 604,048 $2, 103,048 $13,549,785 15.52% 1977-1978 1 ,500,000 547,895 2,047,895 14,551 ,901 14.07% 1978-1979 1 ,501 ,000 487,880 1 ,988,880 16,147,804 12.32% 1979-1980 1 ,306,000 423, 175 1 ,729, 175 19,043,081 9.08% 1980-1981 1 ,309,000 633,791 1 ,942,791 27 ,333,617 7. 11% 1981-1982 2,801 ,000 596,285 3,397,285 29 ,086,979 11 .68% 1982-1983 1 ,758,000 1 ,480,829 3,238,829 29, 127,952 11 .12% 1983-1984 2,020,000 1 ,365,442 3,385,442 32,062,099 10.56% 1984-1985 1 ,855,000 1 ,242,282 3,097 ,282 28,047,655 11 .04% 1985-1986 -0- 902,453 902,453 28,477,376 3.17% 88 EXHIBIT K-11 CITY OF WICHITA FALLS, TEXAS AIRPORT REVENUE BONDS SCHEDULE OF REVENUE BOND COVERAGE - LAST TEN FISCAL YEARS (UNAUDITED) Average Net Income Annual Average Maximum (Loss) Principal Annual Principal Maximum Fiscal Available for and Times and Times Year Debt Service Interest Covered Interest Covered 1976-1977 $ 45,319 $31 ,785 1 .43 $35,775 1 .27 1977-1978 58,227 31 ,342 1 .86 34,800 1 .67 1978-1979 76,568 30,909 2.48 38,825 1 .97 1979-1980 110,896 29,779 3.72 37,600 2.95 1980-1981 70,078 28,475 2.46 36,375 1 .93 1981-1982 60,808 26,895 2.26 35, 150 1 .73 1982-1983 25,878 24,831 1 .04 33,925 .76 1983-1984 55,445 21 ,800 2.54 22,700 2.44 1984-1985 ( 21 ,687) 21 ,350 -0- 21 ,800 -0- 1985-1986 ( 108,054) 20,900 -0- 20,900 -0- 89 EXHIBIT K-12 CITY OF WICHITA FALLS, TEXAS WATER AND SEWER REVENUE BONDS SCHEDULE OF REVENUE BOND COVERAGE - LAST TEN FISCAL YEARS (UNAUDITED) Average Annual Average Maximum Net Income Principal Annual Principal Maximum Fiscal Available for and Times and Times Year Debt Service Interest Covered Interest Covered 1976-1977 $1 ,840,667 $ 670,397 2.75 $ 994,834 1 .85 1977-1978 1 ,937,076 526,278 3.68 1 ,089,951 1 .78 1978-1979 1 ,764,656 553,977 3. 19 1 ,059,691 1 .67 1979-1980 2,904,365 536,677 5.41 1 , 129,840 2.57 1980-1981 2,843,629 507,350 5.60 1 , 129,840 2.52 1981-1982 2,773,414 682,840 4.06 1 ,440,487 1 .93 1982-1983 3,242,485 640,749 5.06 1 ,394, 164 2.32 1983-1984 4,844,678 596,430 8.12 1 ,347,556 3.60 1984-1985 5,239,019 2,374,494 2.21 2,377,437 2.20 1985-1986 4,588,812 2,453,643 1 .87 2,457,972 1 .87 90 EXHIBIT K-13 CITY OF WICHITA FALLS, TEXAS DEMOGRAPHIC STATISTICS - LAST TEN FISCAL YEARS (UNAUDITED) Per Fiscal Estimated Capita Education School Unemployment Year Population ( 1 ) Income (2) Level (3) Enrollment (3) Rate (4) 1976-1977 106,800 $ 5,936 12.4 15,435 3.7% 1977-1978 109,000 6,666 12.5 15,086 3.5% 1978-1979 111 ,000 7,185 12.6 14,561 3.2% 1979-1980 94,201 7,500 12.6 14,386 4.0% 1980-1981 94,201 8,703 13. 1 14,378 4.1% 1981-1982 96,500 9,857 13.1 14,256 6.4% 1982-1983 97, 125 11 ,302 13.2 14, 184 7. 1% 1983-1984 104,500 11 ,835 13.3 14,428 4.4% 1984-1985 100,200 11 ,970 13.3 14, 118 5.9% 1985-1986 101 ,300 12,985 13.2 14, 159 8.4% Sources: ( 1 ) City of Wichita Falls Planning Department (2) U.S. Department of Commerce Texas Almanac for 1986-1987 (3) Wichita Falls I.S.D. - Educational level is grade equivalent of graduating senior. (4) Texas Employment Commission 91 EXHIBIT K-14 CITY OF WICHITA FALLS, TEXAS PROPERTY VALUE, BUILDING PERMITS AND BANK DEPOSITS - LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Property Building Bank Year Value ( 1 ) Permits (2) Deposits (3) 1976-1977 $ 813,841 ,134 $ 42,468,548 $ 516,606,623 1977-1978 881 ,058,223 45,604,127 551 ,425,836 1978-1979 968,426,400 131 ,560,312 724,403,250 1979-1980 1 ,083,186,106 45,236,067 811 ,428,863 1980-1981 1 ,241 ,998,642 82,811 ,494 888,732,895 1981-1982 1 ,452,897,321 56,424,318 961 ,142,020 1982-1983 1 ,802,438,684 73,235,522 972,585,375 1983-1984 1 ,882,445,516 45,959,328 1 ,011 ,202,125 1984-1985 2,055,679,292 68,942,474 1 ,020,034,687 1985-1986 2,226,690,210 40,951 ,045 1 ,086,818,201 Sources: ( 1 ) City of Wichita Falls Tax Department (2) City of Wichita Falls Planning Department (3) Wichita Falls Times and Record News 92 EXHIBIT K-15 CITY OF WICHITA FALLS, TEXAS TEN LARGEST TAXPAYERS (UNAUDITED) SEPTEMBER 30, 1986 Percentage January 1 , 1985 of Total Assessed Assessed Taxpayer Type of Business Valuation Valuation Southwestern Bell Telephone Utility $ 43,855,828 1 .97% Sikes Senter Shopping Center 33, 181 , 140 1 .49% Texas Electric Electric Utility 31 ,870,465 1 .43% Stanley Tools Manufacturing 11 ,942,848 .54% InterFirst Bank Bank 10,662,677 .48% White's Store Retail Store 10,505,712 .47% Joy Manufacturing Manufacturing 10,310,811 .46% MBank Wichita Falls Bank 9,578,737 .43% Wichita Falls Hotel Partnership Hotel 9,001 ,000 .41% Sprague Electric Manufacturing 8,885,501 .40% $179,794,719 8.08% 93 EXHIBIT K-16 CITY OF WICHITA FALLS, TEXAS MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30 , 1986 Date of incorporation 1889 Form of government Council - Manager Area 50 square miles Miles of streets 650 Number of street lights 6,563 Fire protection: Number of stations 9 Number of firemen and officers 150 Police protection: Number of stations 1 Number of police officers 153 Municipal water department: Number of consumers - active 31 ,372 Average daily consumption 21 ,800,000 gallons treated water Miles of water mains 800 Sewers: Number of customers - active 28,376 Miles of sanitary sewers 650 Miles of storm sewers 200 Building permits issued: Number issued 1 ,446 Amount issued $40,951 ,045 Recreation and culture: Number of parks 41 with 1 ,204.4 acres Number of libraries 1 Number of volumes 150,000 Employees - fulltime 975 94 EXHIBIT K-17 (Page 1 of 4) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) SEPTEMBER 30, 1986 Insurance Code A Policy: Building and Contents Company: Firemen's Fund Policy No. : XF3781055, Extra Expense F3800786 Policy Period: January 1 , 1985 to October 1 , 1987 Period: Fire, extended coverages, vandalism and malicious mischief, including difference in condition Coverages: $29,442,561 Building and Contents 250,000 Extra Expense 1 ,040,000 Valuable Papers Deductible: $ 100,000 Per Occurrence Coinsurance: Agreed Value - Replacement Cost Premium: Annually $20,226.00 B Policy: Boiler and Machinery Company: Hartford Steam Boiler Policy No. : HN-7330025-00 Policy Period: October 1 , 1983 to October 1 , 1986 Perils: Comprehensive Blanket Coverage: $5,000,000 Per Occurrence Deductible: $ 2,500 Coinsurance: N/A Premium: Annually $13,478.00 C Risk: Contractor's Equipment (Tool Floater) Company: Marine Office of America Corporation Policy No. : IMH627141 Policy Period: October 1 , 1985 to October 1 , 1986 Perils: All Risk Coverage: $3,000 Per Person, $31 ,000 Per Occurrence Deductible: $ 100 Per Claim Premium: $ 775.00 D Risk: Electronic Data Processing Equipment Company: American Standard Lloyds Policy No. : 2-677DP1065444 Policy Period: October 1 , 1985 to October 1 , 1987 Perils: All Risk Coverage: $399,100 Deductible: $ 500 Coinsurance: N/A Premium: $ 5,712.44 95 EXHIBIT K-17 (Page 2 of 4) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D. ) SEPTEMBER 30, 1986 Insurance Code E Risk: Excess Worker's Compensation and Employer's Liability Company: Aetna Casualty Policy No. : 18XC20WCA Policy Period: October 1 , 1985 to October 1 , 1986 Perils: Worker's Compensation - Statutory; Employer's Liability $5,000,000 Deductible: $200,000 Premium: $12,000.00 F Risk: Public Official Liability (E and N) Company: Western Policy Insurance Company Policy No. : PE-4908 Policy Period: October 1 , 1983 to October 1 , 1986 Perils: Public Official Errors and Omissions. Excludes Law Enforcement. Coverage: $1 ,000,000 Deductible: $ 1 ,000 Premium: $ 9,502.28 G Risk: Valuable Papers (See Code A) H Risk: Monies and Securities Company: Fidelity and Deposit Company of Maryland Policy No. : 936-70-53T Policy Period: January 15, 1983 to Cancellation Perils: Loss Inside and Outside of Premises Coverage: Loss Inside Premises: $10,000; Loss Outside Premises: $3,000 Deductible: $1 ,000 Premium: $ 288.00 Risk: Airport Liability Company: U.S. Fire Insurance Company Policy No. : GLA-41-20594 Policy Period: October 1 , 1985 to October 1 , 1987 Perils: Owner' s Landlords' and Tenants' Liability (Premises) Coverage: $1 ,000,000 CSL Deductible: None Premium: $ 6,750.00 96 EXHIBIT K-17 (Page 3 of 4) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D.) SEPTEMBER 30, 1986 Insurance Code J Risk: Professional Liability for Medical Clinics Company: St. Paul Insurance Company Policy No. : 591TD3032 Policy Period: October 1 , 1985 to October 1 , 1986 Perils: Injury to any person arising out of the performance of professional service rendered or which should have been rendered (errors and omissions) . Coverage: $1 ,000,000 CSL Deductible: None Premium: $32,271 .00 K Risk: Physician Medical Malpractice Company: St. Paul Insurance Company Policy No. : 591TD3072-1 Policy Period: October 1 , 1985 to October 1 , 1986 Perils: Physicians' Medical Malpractice Coverage: $1 ,000,000 CSL Deductible: None Premium: $ 458.00 L Risk: Public Employee Blanket Bonds Company: Fidelity and Deposit Company of Maryland Policy No. : 2897924-C Policy Period: January 15, 1986 to January 15, 1987 Perils: Honesty Blanket Position Coverage: $10,000 Deductible: $10,000 Coinsurance: N/A Premium: $ 754.00 M Risk: Public Official Bond Company: Fidelity and Deposit Company of Maryland Bond No. : 968-84-96 Bond Period: August 26, 1986 to August 26, 1987 Insured: City Manager Coverage: $25,000 Premium: $ 88.00 Bond No. : 961-99-35 Bond Period: August 18, 1986 to August 18, 1987 Insured: Purchasing Agent Coverage: $2,500 Premium: $ 30.00 97 EXHIBIT K-17 (Page 4 of 4) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D. ) SEPTEMBER 30, 1986 Insurance Code Bond No. : 567-99-44 Bond Period: January 5, 1986 to January 5, 1987 Insured: City Clerk Coverage: $25,000 Premium: $ 88.00 Bond No. : 5100138239BCA Bond Period: April 28, 1986 to April 22, 1987 Insured: Tax Assessor/Collector Coverage: $50,000 Premium: $ 250.00 Bond No. : 185-100084654 Bond Period: August 6, 1986 to August 6, 1987 Insured: Director of Public Works Coverage: $2,500 Premium: $ 30.00 N Bond No. : FD9619936 Bond Period: July 16, 1986 to July 16, 1987 Insured: Municipal Court Administrator Coverage: $2,500 Premium: $ 30.00 0 Policy: Public Official Bond Company: Aetna Casualty and Surety Company Bond No: 018-S-72205-DCA Bond Period: March 5, 1986 to March 5, 1987 Insured: Chief Accounting Officer Coverage: $25,000 Premium: $ 88.00 98 EXHIBIT K-18 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF EMPLOYEE BENEFIT INSURANCE (UNAUDITED) SEPTEMBER 30, 1986 Insurance Code P Policy: Health Insurance Company: Fred S. James Benefits Policy No. : City of Wichita Falls Employee Benefit Trust Policy Period: October 1 , 1986 through September 30, 1987 Perils: Illness and Accidental Injury (Non-work Related) Coverage: $1 ,000,000 Lifetime Maximum Deductible: $150 Annually Per Person (Maximum 3 Family Members) Coinsurance: Coinsurance coverage begins when a limit of 20% reaches $1 ,000 yearly, then James Benefits pays 100% of eligible expenses. James Benefits 80% - employee 20% after deductible. Premium: Annual Estimate $301 ,967.00 Q Policy: Dental Insurance Company: Fred S. James Benefits Policy No.: City of Wichita Falls Employee Benefit Trust Policy Period: October 1 , 1986 through September 30, 1987 Perils: Basic Dental Coverage with Orthodontics for Children Under 19 Coverage: $1 ,000 Annual Maximum - Basic Coverage $1 ,000 Lifetime Maximum - Orthodontics Deductible: Basic Coverage - $50 Annually Per Person (Maximum 3 Family Members) ; No Deductible for orthodontics Coinsurance: 80-20 Basic, 50-50 Orthodontics, 50-50 Periodontics Premium: Annual Estimate $ 51 ,211 .00 R Policy: Life Insurance Company: Aetna Life and Casualty Policy No.: GT-47782 (Group #) Policy Period: October 1 , 1986 through September 30, 1987 Perils: Death and Dismemberment Benefits Coverage: Varies from $1 ,000; $3,000; $5,000; $7,500; $10,000; $12,000; $14,000; $15,000. Double Indemnity for Accidental Death. Dismemberment Benefits. Deductible: N/A Coinsurance: N/A Premium: Annual Estimate $ 75,000.00 99 EXHIBIT K-18 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF EMPLOYEE BENEFIT INSURANCE (UNAUDITED) (CONT'D. ) SEPTEMBER 30, 1986 Insurance Code S Policy: Life Insurance (Directors Only) Company: Pilot Life Insurance Company Policy No. : 0548 (Group #) Policy Period: January 1 , 1986 to December 31 , 1987 Perils: Accidental Death and Dismemberment Coverage: $25,000 Deductible: N/A Coinsurance: N/A Premium: Annual Estimate $ 180.00 100