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1998 Annual Financial ReportComprehensive Annual Financial Report City of Wichita Falls, Texas �8A82 1-k rAtt�s,� For Year Ended September 30, 1998 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1998 ISSUED BY: DEPARTMENT OF FINANCE CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1998 TABLE OF CONTENTS Exhibit Page INTRODUCTORY SECTION Letter of Transmittal xii GFOA Certificate of Achievement xiii organizational Chart xiv List of Principal Officials xv FINANCIAL SECTION Independent Auditor's Report 1-2 GENERAL PURPOSE FINANCIAL STATEMENTS: Combined Balance sheet - All Fund Types, Account Groups and Discretely Presented Component Units A-1 3-4 Combined Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Fund Types, Expendable Trust Fund, and Discretely Presented Component Units A-2 5 combined statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General, special Revenue, and Debt Service Funds A-3 6 Combined Statement of Revenues, Expenses and Changes in Retained Earnings - All Proprietary Fund Types and Nonexpendable Trust Fund A-4 7 combined statement of Cash Flows - All Proprietary Fund Types and Nonexpendable Trust Fund A-5 8 Notes to the Financial Statements 9-48 REQUIRED SUPPLEMENTARY INFORMATION: Texas Municipal Retirement System - Analysis of Funding Progress - Last Ten Plan Years B-1 49 Texas Municipal Retirement System - Revenues by Source and Expenses by Type - Last Ten Plan Years B-2 50 Wichita Falls Firemen's Relief and Retirement Fund - Analysis of Funding Progress B-3 51 Wichita Falls Firemen's Relief and Retirement Fund - Revenues by Source and Expenses by Type - Last Ten Plan Years B-4 52 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1998 TABLE OF CONTENTS (CONT'D.) Exhibit Paqe COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS: General Fund: Balance Sheet C-1 53 Statement of Revenues, Expenditures and changes in Fund Balance - Budget and Actual C-2 54-57 Special Revenue Funds: combining Balance Sheet D--1 58 combining statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual D--2 59 Community Development Block Grant Fund: Balance Sheet D--3 60 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D--4 61 Section 8 Housing Fund: Balance Sheet D--5 62 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D--6 63 Home Investment Partnership Agreement Fund: Balance sheet D--7 64 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D--8 65 Hotel/Motel Tax Fund: Balance Sheet D--9 66 Statement of Revenues, Expenditures and changes in Fund Balance - Budget and Actual D-10 67 Miscellaneous Special Revenue Fund: Balance Sheet D-11 68 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D-12 69-70 Debt Service Fund: Balance Sheet E-1 71 Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual E-2 72 Capital Projects Funds: Combining Balance Sheet F-1 73 Combining Statement of Revenues, Expenditures and Changes in Fund Balances F-2 74 Enterprise Funds: Combining Balance Sheet G-1 75-76 Combining Statement of Revenues, Expenses and Changes in Retained Earnings G-2 77 Combining Statement of Cash Flows G-3 78-79 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1998 TABLE OF CONTENTS (CONT'D.) Exhibit Paqe COMBINING AND INDIVIDUAL FUND FINANCIAL STATEMENTS (CONT'D.): Internal Service Fund: Combining Balance Sheet H-1 80 Combining Statement of Revenues, Expenses and Changes in Retained Earnings H-2 81 Combining statement of Cash Flows H-3 82 Trust and Agency Funds: Combining Balance Sheet I-1 83 Statement of Revenues, Expenditures and Changes in Fund Balances: Excess Sales Tax Expendable Trust Fund I-2 84 Cemetery Perpetual care Nonexpendable Trust Fund I-3 85 Statement of Cash Flows - Cemetery Perpetual Care Nonexpendable Trust Fund I-4 86 Agency Funds - Combining Statement of Changes in Assets and Liabilities I-5 87-88 Discretely Presented Component Units: Combining Balance Sheet J-1 89 Combining Statement of Revenues, Expenditures and Changes in Fund Balances J-2 90 SUPPORTING SCHEDULES: Combined Schedule of Bonded Debt and Interest Maturities K--1 91 Combined Schedule of Bonds Payable K--2 92-94 Debt Service Coverage - Revenue Bonds K--3 95 General Fixed Assets Account Group - Schedule of General Fixed Assets and Joint Venture Assets - By Sources K--4 96 General Fixed Assets Account Group - Schedule of changes in General Fixed Assets and Joint Venture Assets - By Sources K--5 97 General Fixed Assets Account Group - Schedule of General Fixed Assets and Joint Venture Assets - By Function and Activity K--6 98 General Fixed Assets Account Group - Schedule of Changes in General Fixed Assets and Joint Venture Assets - By Function and Activity K--7 99 Golf Fund - Plant, Equipment and Depreciation K--8 100 Airport Fund - Plant, Equipment and Depreciation K--9 101 Transit Fund - Plant, Equipment and Depreciation K-10 102 Sanitation Fund - Plant, Equipment and Depreciation K-11 103 Water and Sewer Fund - Plant, Equipment and Depreciation K-12 104 Fleet Maintenance Fund - Plant, Equipment and Depreciation K-13 105 CITY OF WICHITA FALLS, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 1998 TABLE OF CONTENTS (CONT'D.) Exhibit Paqe STATISTICAL SECTION (UNAUDITED) General Governmental Expenditures by Function (General Fund Only) - Last Ten Fiscal Years L--1 106 General Governmental Revenues by Source (General Fund Only) - Last Ten Fiscal Years L--2 107 Property Tax Levies and Collections - Last Ten Fiscal Years L--3 108 Assessed and Estimated Actual value of Taxable Property - Last Ten Fiscal Years L--4 109 Property Tax Rates and Tax Levies - Direct and overlapping Governments - Last Ten Fiscal Years L--5 110 Ten Largest Taxpayers L--6 111 Special Assessment collections (capital Improvement Assessments Fund) - Last Ten Fiscal Years L--7 112 Computation of Legal Debt Margin L--8 113 Ratio of Net General Bonded Debt to Assessed value and Net General Bonded Debt Per Capita - Last Ten Fiscal Years L--9 114 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Governmental Expenditures - Last Ten Fiscal Years L-10 115 computation of Direct and overlapping General Bonded Debt L-11 116 Revenue Bond Coverage - water and Sewer Revenue Bonds - Last Ten Fiscal Years L-12 117 Demographic Statistics - Last Ten Fiscal Years L-13 118 Property value, Building Permits and Bank Deposits - Last Ten Fiscal Years L-14 119 Miscellaneous Statistical Data L-15 120 Schedule of Insurance Coverage L-16 121-125 Graphics: Cash and Short -Term Investments M--1 126 Total Bonds Payable M--2 127 General obligation Bonds Payable M--3 128 Revenue Bonds Payable M--4 129 General Fund Equity M--5 130 Comparison of Tax Levy and Collections M--6 131 Revenues By Source - FYE 9/30/98 M--7 132 Expenditures By Function - FYE 9/30/98 M--8 133 General Governmental Revenues (General Fund Only) M--9 134 General Governmental Expenditures (General Fund only) M-10 135 Wichitaf TEXAS INTRODUCTORY SECTION ViCh1� �5 TEXAS, _1 March 1, 1999 The Honorable Mayor, Members of the City Council, City Manager and Citizens of Wichita Falls, Texas I am pleased to submit herewith, the Comprehensive Annual Financial Report of the City of Wichita Falls, Texas for the fiscal year ended September 30, 1998. The purpose of this report is to provide the City Council, City Manager, citizens and other interested parties with detailed information concerning the financial condition of the City of Wichita Falls. In addition, this report provides assurance that the City presents fairly its financial position as verified by independent auditors. COMPREHENSIVE ANNUAL FINANCIAL REPORT The Comprehensive Annual Financial Report of the City of Wichita Falls, Texas, for the year ended September 30, 1998, was prepared in accordance with accounting principles as promulgated by the Governmental Accounting Standards Board (GASB). The general purpose financial statements and related notes have been audited by the independent audit firm of Mathis, West, Huffines & Co., P. C., whose report is included herein. Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe the data, as presented, is accurate in all material aspects; that it is presented in a manner designed to fairly set forth the financial position and results of operation of the City as measured by the financial activity of its various funds; and that all disclosures necessary to enable the reader to gain understanding of the City's financial activities have been included. The Comprehensive Annual Financial Report of the City of Wichita Falls, Texas, is reported in three sections; introductory, financial and statistical. The introductory section includes this transmittal letter, Certificate of Achievement for Excellence in Financial Reporting, the government's organizational chart and a list of principal City officials. The financial section includes the independent auditors' report, general purpose financial statements and related notes, required supplementary information, and combining and individual fund and account group financial statements and schedules. The statistical section includes selected financial and demographic information, generally presented on a multi -year basis. GENERAL INFORMATION - CITY OF WICHITA FALLS, TEXAS The City of Wichita Falls is located 15 miles south of the Red River/Oklahoma border at the intersection of Interstate 44 and U.S. Highway 287 and is equidistant from Dallas and Oklahoma City, approximately 125 miles. Wichita Falls is the county seat of Wichita County and the major population center in North Texas, serving a trade area which extends into southern Oklahoma. Wichita Falls has a strong international presence, unique for a city of its size and location. Sheppard Air Force Base maintains the NATO jet pilot training program; there is considerable international investment in the area's manufacturing base; and Midwestern State University has significant foreign student representation. Principal employers within the city manufacture fiberglass reinforcements, glass, automotive parts, laundry equipment, hand tools, jeans, and pipe. Wichita Falls State Hospital, Midwestern State University, and Sheppard Air Force Base are also large employers located within the city. The 1998 population estimate is 104,121, an increase of 8.17% over the 1990 population of 96,259. CITY SERVICES AND THE REPORTING ENTITY The City of Wichita Falls utilizes a Council -Manager form of government and is organized under the Constitution and Laws of the State of Texas. The City Council is comprised of five (5) members elected from separate districts, and a Mayor and one (1) member elected by the citizens at -large. The City Council appoints the City Manager, City Attorney, Municipal Court Judge and City Clerk. All other staff members work under the direction of the City Manager. The City provides on a continuing basis a full range of basic municipal services including: public safety (police, fire and building inspection); highways, streets and engineering; health and welfare services; parks, recreation and cemeteries; library services; public improvements; planning and zoning; and general administrative services. In addition, the City provides water, sewer, sanitation and transportation services for its citizens. This report includes all funds and account groups of the City of Wichita Falls and all of its component units in accordance with Governmental Accounting Standards Board (GASB) Statement No. 14, which defines the criteria for inclusion of other agencies, institutions, commissions, public authorities, or other governmental organizations in the reporting entity's general purpose financial statements. Four legally separate organizations, for which the City is financially accountable, were included in this report as component units. The Wichita Falls Economic Development Corporation, Wichita Falls 4B Sales Tax Corporation, and the Wichita Falls Reinvestment Zone # 1 are reported as discretely presented component units. The Employee Benefit Trust Fund is reported as a blended component unit. Several other organizations were evaluated, but they did not meet the criteria of financial interdependency, and therefore, were not included in the report. These organizations include the Wichita Falls Firemen's Relief and Retirement Fund, Housing Authority of the City of Wichita Falls, Wichita County/City Hospital Board, and the Wichita County Appraisal District. These organizations have substantial autonomy, separate governmental entity characteristics and are governed by separate boards. Also, they are not funded by the City, and the City is not obligated to finance any deficits they may incur or guarantee their indebtedness. III ECONOMIC CONDITION AND ACTIVITY Manufacturing plays a vital role in the area economy. Wichita Falls has over 185 manufacturing firms representing approximately 14% of total employment within the city and generating in excess of $240 million in annual payroll. Large durable goods manufacturing comprises almost 75% of the area's manufacturing employment base including metal fabrication, industrial and commercial machines and equipment, and assorted plastic, glass, and fiberglass products. The remaining manufacturing jobs are in the processing of non -durable goods such as food, printing materials and garments. Seven of the local manufacturers are operated by Fortune 500 companies or their subsidiaries. Four area manufacturing facilities are foreign -owned, representing France, Sweden, and Switzerland. The community has benefited in recent years through several major industrial expansions that have contributed in excess of $180 million in new manufacturing investments. Another indicator of economic condition is income from the local sales and use tax. Income from one percent of total retail sales increased for the City by $252,216, or 2.73% over fiscal year 1997, as restated in the general purpose financial statements. Residential and Commercial Expansion. Although the value of building permits for new residential construction declined from the prior fiscal year, the City continued to show strong performance in this area. The total value of new residential construction permits in the 1997-98 fiscal year was $13,945,000. Commercial real estate transactions and new construction over the last year have been very healthy. The value of building permits for commercial construction and expansion totaled $30,394,597 in the 1997-98 fiscal year, which is an increase of $1,683,912, or 5.87% from the prior year. The following entities announced expansion, new construction or consolidations in excess of $1,000,000 in value during the 1998 fiscal year: ■ Physicians Reliance Network. A total of 21,570 sq. ft. with an estimated cost of $2,901,500. ■ Faith Villiage Church of Christ Addition. A total of 12,803 sq. ft. with an estimated cost of $1,228,751. ■ United Supermarket. A total of 64,000 sq. ft. with an estimated cost of $4,229,400. ■ Quality Inn. A total of 16,057 sq. ft. with an estimated cost of $1,089,800. ■ Sam's Wholesale Club Addition and Remodel. A total of 5,846 sq. ft. addition with a estimated total cost for addition and remodel of $2,269,337. ■ Wichita County Sheriff's Department Remodel. A total of 24,000 sq. ft. with an estimated cost of $1,912,000. ■ Kell West Regional Hospital. A total of 35,182 sq. ft. with an estimated cost of $5,350,000. IM ■ Winn Dixie Remodel. A total of 10,000 sq. ft. with an estimated cost of $2,300,000. ■ First United Methodist Chuch Addition and Remodel. A total of 5,243 sq. ft. addition with an estimated total cost for addition and remodel of $2,196,659. ■ Ron Roberts Ford. A total of 39,667 sq. ft. with an estimated cost of $1,750,000. ■ Donna Adams Storage. A total of 63,175 sq. ft. with an estimated cost of $1,114,000. MAJOR INITIATIVES For The Year. The City of Wichita Falls has identified programs to meet citizen's requests for services and to safeguard the environment. The recent construction of a new City/County Multi -Purpose Events Center allowed the City to completely renovate a City owned facility, previously utilized as an Activities Center, into a new state-of-the-art public library. This new library facility opened to the public in May of 1998 and has significantly improved the City's ability to offer informational and educational opportunities to its citizens. Approximately $2,000,000 of the cost for this project was funded with General Fund reserves and the remaining $2,000,000 was made available through the issuance of seven-year tax anticipation notes. Another major initiative of the City has been the complete replacement of the City's core financial and administrative computer systems with vendor supported applications that are Year 2000 ready. To date, the City has replaced hardware and software for finance and accounting, purchasing, budgeting and payroll/personnel, and is in the process of replacing utility billing and collection, municipal court, Section 8 Housing, and building inspection systems. In January of 1997, the citizens of Wichita Falls approved a one cent increase in the local sales and use tax. This tax, which went into effect on October 1, 1997, is designed to reduce property taxes, provide incentives for economic development, and provide for City infrastructure improvements. Specifically, 50% of this tax increase is to be used for property tax reduction, 25% for economic development, and the remaining 25% for infrastructure improvements and/or economic development. During 1997-98, proceeds from this tax allowed the City to reduce the property tax rate by 16 cents, or 24.22%; assisted in enticing the private sector to renovate a vacated supermarket facility into a new operation of Blue Cross Blue Shield of Texas; provided for the installation of a sewer line as part of a prison expansion project; provided for the replacement of the City's emergency warning sirens; and funded the annual debt service for the new library facility. The City was also successful in obtaining another low interest loan in the amount of $8,060,000 from the State Revolving Loan Fund of the Texas Water Development Board to continue improvements to the sanitary sewer system in response to an EPA Administrative Order that requires the City to eliminate sewer system overflows. Construction for this phase of the project is now underway. tv During 1997-98, the McGrath Creek Flood Control Project was completed. This major federal/city project is designed to alleviate flooding problems encountered in the southwest part of the city during heavy rains. At the present time, the final cost of this project has not been reconciled with the federal government; however, estimates indicate that the federal share of this work was $9,210,000 and the City's portion was $3,935,000. Another significant operational improvement has been implemented in the City's refuse collection program. Recent purchases of automated collection vehicles and roll out containers have been made to begin replacing the existing manual curbside collection routes with automated curbside collection. This new system is much more efficient than the manual system and has resulted in manpower reductions. Additionally, the service is more convenient for citizens by providing them with roll out containers as opposed to use of their own plastic bags or cans that were required to be carried to the curbside with the manual collection system. It is anticipated that this program change to automated curbside collection will be phased in over the next few years. For The Future. The City will continue to experience expenditures during the 1998-99 fiscal year for computer system improvements to address the Year 2000 issue. Initiatives are underway in the Police Department and water and sewer operations to ensure that the computer systems used in those areas will continue to function properly after the new millennium. Funds are included in the Sanitation Fund in 1998-99 for a one-time project to provide expansion of the City's landfill facility and begin aerial filling. Approximately $1,200,000 has been budgeted for engineering services to assist the City in the landfill permit modification that is required by the TNRCC, and $400,000 will be needed to acquire approximately 180 acres of land and to construct a fence around the land. This landfill expansion project and aerial filling process will provide for nearly 100 years of future landfill use. The City has been successful in obtaining two new grants from the Bureau of Justice to improve the capabilities of the Police Department. A COPS More Grant was awarded in the amount of $142,139 to purchase computer equipment for police cars with the purpose of relieving police officers from paperwork to allow more time for community oriented police work. Additionally, another police grant was approved in the amount of $264,100 for another supervisor for dispatch services, police officer overtime and miscellaneous law enforcement equipment. Another program intended to reconstruct several downtown alley roadways and replace the sanitary sewer lines beneath their surfaces will begin in 1998-99. These alleys are currently in very poor condition, primarily as a result of many years of use by the City's refuse collection program. Funds are included in the Sanitation budget to replace the road surfaces and in the Sewer budget for the replacement of the sanitary sewer lines. The citizens will benefit during the 1998-99 fiscal year through the purchase of additional tree harvesting equipment for the Parks and Recreation Department to supplement a successful automated tree planting program that was implemented in the prior year. This equipment will v be utilized by parks maintenance crews in all areas of the City's parks and right-of-ways, and on a major tree planting initiative on Kell Freeway. FINANCIAL INFORMATION In developing and evaluating the City's accounting system, consideration is given to the adequacy of internal control as deemed appropriate by the City Manager. Internal control is designed to provide reasonable, but not absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the evaluation of costs and benefits requires estimates and judgments by the City Manager. All internal control evaluations occur within the above framework. The City believes that its internal control adequately safeguards assets and provides reasonable assurance of proper recording of financial transactions. The Annual Operating Budget is proposed by the City Manager and approved by the City Council following public discussion. Budgetary control is maintained at the class level by the Finance Department within each division by the encumbrance of estimated purchase amounts prior to the release of purchase orders to vendors. Purchase orders which result in an overrun of class level balances are not released until additional appropriations are made available. In instances when budgetary transfers are necessary, management control of the operating budget is maintained at the fund and department level. Transfers within a department of the same fund must be approved by the City Manager. Transfers across departments or funds must be approved by the City Council. Unencumbered appropriation balances lapse at year end and are not carried forward to new budget periods. Open encumbrances are reported as reservations of fund balance at September 30, 1998, and related appropriations are carried forward to the new fiscal year through a supplemental budgetary allocation. Beginning October 1, 1997, the City began using a new accounting and financial reporting structure as part of the replacement of the City's financial accounting software. As a result, comparisons of revenues and expenditures to prior years are difficult in many instances and, in some cases, are misleading. Because of this restructuring, the prior year memorandum columns are not included in the general purpose financial statements. Nevertheless, in this transmittal letter, an attempt has been made in the following discussion of the various fund types to make these prior year comparisons. Clarification is provided when necessary to make these comparisons more meaningful to the reader. GOVERNMENTAL FUND TYPES General Fund (Revenues) Revenues in the General Fund totaled $38,183,269 in the 1997-98 fiscal year, a reduction of 2.01 % from the 1996-97 fiscal year. However, much of this reduction is due to the vi reclassification of intergovernmental grant revenue from the General Fund to the Special Revenue Fund. Increases are reflected in taxes and franchise fees, charges for services and miscellaneous revenue. Increase General Fund Percent (Decrease) Revenue Source Amount of Total Over Prior Year Taxes $32,544,840 85.23 $ 1,057,137 Charges For Service 21077,990 5.44 739,123 Licenses and Permits 435,572 1.14 (237,850) Fines and Forfeitures 1,486,985 3.90 (8,936) Intergovernmental Revenue 67,290 .18 (2,473,326) Miscellaneous Revenue 1,570,592 4.11 139,342 TOTALS $38,183,269 100.00 $ (784,510) Assessed valuation, which is based upon 100% of market value, was $2,700,275,203, an increase of 4.53% from the prior year. Current tax collections totaled $13,376,885 or 96.59% of the total levy. The ratio of total collections (current and delinquent) to the current tax levy was 100.47%. The total property tax levy for the 1997-98 fiscal year was significantly reduced from the prior year due to a reduction in the property tax rate from $.67675 per $100 of assessed value to $.512838 per $100 of assessed value. This reduction was a direct result of the implementation of a'/2 cent sales tax for property tax reduction that went into effect October 1, 1997. Allocation of the property tax levy by purpose for the year ended September 30, 1998, and the preceding two fiscal years was as follows: Purpose General Government Debt Service TOTALS 1997-98 1996-97 1995-96 $11,745,382 $15,378,550 $14,728,174 2,102,655 2,103,468 2,014,067 $13,848,037 $17,482,018 $16,742,241 The City is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services, including the payment of principal and interest on long-term debt. As mentioned above, the combined tax rate to finance general governmental services for the year ended September 30, 1998, was $.512838 per $100, which means that the City has a tax margin of $1.737162 per $100, and could raise up to $46,908,155 additional tax revenue a year from the present assessed valuation of $2,700,275,203 before the limit is reached. General Fund (Expenditures) The increase or (decrease) in levels of General Fund expenditures for major functions of the City over the preceding year is shown in the following tabulation: vii Increase Percent (Decrease) Function Amount of Total Over Prior Year Administrative Services $ 5,675,204 13.86 ($ 4,355,314) Police 11,445,357 27.95 (189,934) Fire 7,567,904 18.48 588,726 Parks and Recreation 2,947,658 7.20 258,028 Finance 1,141,181 2.79 857,223 Community Development 990,993 2.42 441,339 Public Works 5,709,866 13.95 1,132,892 Health 2,203,927 5.38 (1,192,655) Traffic and Transportation 1,487,177 3.63 37,333 Capital Outlay 1,773,519 4.33 1,773,519 Debt Service 2,707 .01 2,707 TOTALS $40,945,493 100.00 ($ 646,136) Expenditures from the General Fund totaled $40,945,493, a decrease of 1.55% from the 1996- 97 fiscal year. This reduction is due primarily to two factors: (1) the reclassification of several intergovernmental grants (primarily health and police grants) from the General Fund to the Special Revenue Fund, and (2) costs were incurred in 1996-97 for several capital projects which were accounted for in the General Fund (Administrative Services). Specifically, the McGrath Creek Flood Control Project, Callfield Road Widening Project, and the Library Renovation Project were all partially funded with General Fund reserves and were shown in Administrative Services. Significant expenditure increases are reflected in several departmental areas of the General Fund. The increase in the Fire Department is due to salary adjustments for several ranks in the department and overtime to service recently annexed areas. The increase in the Parks and Recreation Department is primarily due to the purchase of tree harvesting equipment, amenities for the Holliday Creek Trail, and to asphalt the trails in Lucy Park. The increase in the Finance Department is due to the organizational realignment of Information Systems and Purchasing divisions from the Administrative Services Department to Finance. The increase in Community Development is due to the realignment of Inspection Services from Public Works to Community Development. Public Works reflects an increase because several one-time projects of the federal ISTEA matching grant program were undertaken and matching funds for the Plum Creek Flood Control Project were expended during the fiscal year. Additionally, Capital Outlay, that was previously accounted for within the various functional departments, is now shown as a separate line item. Special Revenue Funds The Hotel/Motel Tax Fund is a Special Revenue Fund used to account for revenues from the City -imposed tax of 7% on rental of hotel/motel rooms within the city. Expenditures from this fund are for programs designed to promote tourism in the community. The Community Development Block Grant Fund, Section 8 Housing Fund, and Home Investment Partnership Agreement Fund, which are used primarily to subsidize rents and housing payments for lower income families within the City, are also included as Special Revenue Funds. Capital Projects Funds The Capital Projects Funds are used to account for all resources used for the acquisition of capital facilities except those financed by general and enterprise funds. At the end of the fiscal year, completed projects are transferred to the General Fixed Asset Account Group. During the 1997-98 fiscal period, expenditures from the Capital Projects Funds amounted to $666,799. Fund balances in the Capital Project Funds as of September 30, 1998, totaled $4,326,105. The Capital Improvement Assessments Fund was established to conform to current financial reporting standards. It is used to account for street and sidewalk paving projects. Fund balance as of September 30, 1998 was $50,427. PROPRIETARY FUNDS Water And Sewer Fund The Water and Sewer operations for the past three years are presented in the following tabulation: 1997-98 1996-97 1995-96 Operating Revenues $20,423,911 $18,825,192 $19,607,326 Operating Income 4,611,246 3,551,881 5,121,995 Golf Fund The City began operations and maintenance of Weeks Park Golf Course in January of 1997. Previously, operations and maintenance responsibilities were those of a private golf management firm through a contract relationship with the City. Operating revenues of the Golf Fund for the year ended September 30, 1998, were $700,117, an increase of $169,101, or 31.84% from the prior year. Operating expenses for the Golf Fund were also considerably higher than the prior year. These operating increases are primarily because the prior year only included nine months of operating revenues and expenses. Airport Fund Operating revenues of the Airport for the year ended September 30, 1998, were $299,760 compared to $300,089 in the prior year. Operating expenses were $447,442 compared to $363,010 in the prior year, an increase of 23.26%. Much of this increase is due to repairs to the runways and aprons as part of the City's matching requirement of a FAA Entitlement Grant. ix Transit Fund The Transit Fund accounts for the operation of the Wichita Falls Transit System. This system is supported from passenger fees, subsidies from the General Fund and subsidies from the Urban Mass Transportation Administration. Operating revenues from passenger fees totaled $161,318, an increase 2.77% from the prior year. Operating expenses were $678,289, which is a reduction of 21.78% from 1996-97. However, much of this reduction is because expenses for transit planning, that are funded with federal and state funds, have been reclassified in 1997-98 as Special Revenue Funds. Sanitation Fund Sanitation revenues for the year ended September 30, 1998, were $8,786,580, an increase of 3.98% from the prior year. Operating expenses were $8,068,653, an increase of $1,393,064, or 20.87% from the prior year. This increase is due primarily to costs associated with a new landfill cell liner and the purchase of roll out containers for the new automated curbside collection program. Internal Service Funds The City uses Internal Service Funds to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City on a cost - reimbursement basis. The Fleet Maintenance Fund and the Employee Benefit Trust Fund are included in the financial statements as Internal Service Funds. The Fleet Maintenance Fund is used for improved maintenance of the vehicle fleet. Divisions which use the vehicles and equipment are charged a monthly rental fee. Total operating revenues for the year ended September 30, 1998 were $6,071,528 compared to $5,721,442 in fiscal year 1997, an increase of 6.12%. The Employee Benefit Trust Fund is used to account for and administer group health insurance, which is self -insured by the City, and life insurance for employees and covered dependents. Operating revenues for the Employee Benefit Trust Fund for the year ended September 30, 1998, were $3,842,901, an increase of 3.9% from the prior year. Operating expenses in fiscal year 1998, were $3,853,476, an increase of 4.93% from the prior year. FIDUCIARY FUNDS Fiduciary Funds are set up for the purpose of accounting for money and property received from non -enterprise fund sources and held by a governmental unit in the capacity of trustee, custodian, or agent for individuals, governmental entities and non-public organizations. Included in the Fiduciary Funds are the Excess Sales Tax Fund, Cemetery Perpetual Care Fund and the Escheatment Fund. DEBT ADMINISTRATION Outstanding general obligation bonds at September 30, 1998, totaled $16,850,000 and are considered to be direct tax supported debt. The ratio of net bonded debt to assessed valuation x and the amount of bonded debt per capita are useful indicators of the City's debt position to municipal management, citizens and investors. The data for the 1997-98 fiscal year were as follows: Ratio of Debt to Assessed Value Net Direct Bonded Debt $15,289,360 The current bond ratings are as follows: Moody's Investors Service General Obligation Bonds Al Water and Sewer Revenue Bonds Al TREASURY MANAGEMENT 57% Debt Per Capita $147 Standard & Poor's AA A+ Cash which was temporarily idle during the year, including debt retirement funds, operating funds, and bond proceeds, was invested in public fund investment pools and U. S. government securities. RISK MANAGEMENT During 1997-98, the City of Wichita Falls continued a risk management program for worker's compensation. Various risk control techniques, including employee accident prevention training, have been utilized during the year to minimize accident -related losses. OTHER INFORMATION Independent Audit The City Charter requires an annual audit of the books of account, financial records, and transactions of all administrative departments of the City by Certified Public Accountants. The accounting firm of Mathis, West, Huffines & Co., P.C. was selected by the Mayor and City Council to satisfy this charter requirement. The auditors' report on the general purpose financial statements and combining and individual fund statements and schedules is included in the financial section of this report. In addition to meeting the requirements set forth in the City Charter, the audit also was designed to meet the requirements of the federal Single Audit Act Amendments of 1996 and related OMB Circular A-133, and the State Single Audit Act. Those reports are issued under separate cover. xi Awards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Wichita Falls for its comprehensive annual financial report (CAFR) for the fiscal year ended September 30, 1997. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of a state and local government financial report. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to GFOA to determine its eligibility for another certificate. Acknowledgments Our appreciation is extended to the various elected officials, department heads and employees responsible for the fair presentation of the comprehensive annual report and for contributing to the sound financial position of the City of Wichita Falls. The City of Wichita Falls has been blessed with a group of persons who appreciate and respect principles of fiscal restraint and propriety. In particular, I would like to acknowledge the special efforts of the Department of Finance employees who contributed directly to the development of this report. The continuing support of Wichita Falls' elected officials and City Manager, who remain committed to fiscal integrity and financial leadership, is likewise appreciated. Respectively submitted, Jim Dockery Director of Finance xii Certif i :ate of Achievement for Excellence in Financial Reporting Presented to City of Wichita Falls, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1997 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. �NGE OFFjC DIIIIIII ifAN ASS C"A G Z� ca MMIN s President >� SE T CNItA6o oY�/7 0/`� Executive Director AN313133 I I NouNIO Y&SINIVI s3unun 33NVN3lNnn � NNOILV11NV5 1332LL5 9NIN33NION31 33NSAHVd NOI1V3U33S N3LNrliNOLLNOSHV {{{ "°' 38U dnS S O13U 1YOINH331 1N3PLLaVd30 SXn1n 3nend 1N3PLL?JVd30 NOLLV38038 1N3NILHVd30 1N3VtLHVd30 /smom 3nend ONV SAHVd 3M13 33nOd SNOILI'kOd0 j 35ao3 11 S33Kkl3S N0111illS1Mavi 9NUVOndn0 IYdgl nn ONINNYId NOLLVI80ciSNV,,L H 1A1a3d0 d I3NNOSI13d AUVWn NoLL O8V1 a31VMn/ HH1lV3H 3nand� 1N3M33801N3 3003 9NISIlOH F dN01133dSNI 33 N ` �N 3 NOLLV�M13103NI slks 'JNISVH3Mnd SIN33 O �IVIN3WN021NN3� NOLLV2LLSINIflOYl 811 1! 11 3WVNL ONIOIInB II 9NINNVId ISN3H3Sd170OI 1InR1011Orn y > 111 �A1n in 9N 30NVNU I �NOLLVoriend 11�� 1lIOd1lIY 11 1N3'LLNYd3O S33KH3S 1N31LL!lVd30 1N3Md0I3A30 ALINn191103 3 LLYS1SINI110Y /439VNVM Alp 1N31LLSVd30 1N3rtLMVd30 NON3VtLVVd3O I H1IV3H V 9NISIIOH 1NYISISSV 33NYNL� ONV OUJVH1 I INouv" l03N1 1 3nand 111 390m *M3 AlO k3NSOUV ADD 2139VNV/1 Alp !shoo i IYdI31Nnn sasvoe SN3ZLLq ����—����— IONn03A1q I SNOISSIMII103 SN3ZLLq 111 11------------�--� 1! SN3ZLLp SIIY3 VIIHOYN ,LxdHO rNN OLLVZIAIVDHO STIVd VIIHOIM dO A LID CITY OF WICHITA FALLS, TEXAS LIST OF PRINCIPAL OFFICIALS SEPTEMBER 30, 1998 Title Name Mayor Kathryn Yeager Mayor Pro-Tem Angus Thompson City Council Member Dan shine City Council Member Bill Altman City Council Member Johnny Burns city Council Member Bud Beaty City Council Member J. Don Johnston city Manager James Berzina City Attorney Gregory Humbach Municipal Court Judge Larry Gillen City clerk Lydia Torres Assistant City Manager Robert Powers Director of Traffic and Transportation Robert Parker Director of Finance Jim Dockery Director of Community Development David Clark Director of Public Health Barbara Clements Police Chief Jack schlieper Fire chief Ronnie James Director of Parks and Recreation Jack Murphy Director of Public works and Public Utilities George Bonnett, P.E. VVA Wichita TEXAS FINANCIAL SECTION MATHIS, WEST, HUFFINES & CO., P.C. ( rrt !,,o Public Ac countar.t. Independent Auditor's Report The Honorable Mayor and Members of the city Council city of Wichita Falls, Texas Capital Center • Indiana at Seventh P.O. Box MWH • Wichita Falls, Texas 76307-7509 (940) 723-1471 FAX (940) 723-2251 Email mwh@mwhpc.com we have audited the accompanying general purpose financial statements of the City of Wichita Falls, Texas, as of and for the year ended September 30, 1998, as listed in the table of contents. These financial statements are the responsibility of the city's management. our responsibility is to express an opinion on these financial statements based on our audit. Except as discussed in the following paragraph, we conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. we believe that our audit provides a reasonable basis for our opinion. Governmental Accounting Standards Board Technical Bulletin 98-1, DISCLOSURES ABOUT YEAR 2000 ISSUES, requires disclosure of certain matters regarding the year 2000 issue. The City of Wichita Falls, Texas has included such disclosures in Note 26. Because of the unprecedented nature of the year 2000 issue, its effects and the success of related remediation efforts will not be fully determinable until the year 2000 and thereafter. Accordingly, insufficient audit evidence exists to support the City of Wichita Falls, Texas' disclosure with respect to the year 2000 issue made in Note 26. Further, we do not provide assurance that the City of Wichita Falls, Texas is or will be year 2000 ready, that the City of Wichita Falls, Texas' year 2000 remediation efforts will be successful in whole or in part, or that parties with which the City of Wichita Falls, Texas does business will be year 2000 ready. In our opinion, except for the effects of such adjustments, if any, as might have been determined to be necessary had we been able to examine evidence regarding year 2000 disclosures, the general purpose financial statements referred to above 1 present fairly, in all material respects, the financial position of the City of Wichita Falls, Texas, at September 30, 1998, and the results of its operations and the cash flows of its proprietary fund types and nonexpendable trust funds for the year then ended, in conformity with generally accepted accounting principles. As discussed in Note 3 to the general purpose financial statements, certain matters resulting in the misstatement of previously reported grant revenues and plant and equipment as of September 30, 1997, were discovered during the year. Accordingly, adjustments have been made to the fund equities of the city's General, Special Revenue, and Internal Service Funds. As discussed in Note 3 to the general purpose financial statements, the City of Wichita Falls, Texas changed its method of recognizing sales tax during the year. In accordance with Government Auditing Standards, we have also issued our report dated January 29, 1999, on our consideration of the City of Wichita Falls, Texas' internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. The information listed as required supplementary information in the table of contents is not a required part of the general purpose financial statements, but is supplementary information required by the Governmental Accounting Standards Board. we have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining and individual fund financial statements and the supplementary information listed as supporting schedules in the table of contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Wichita Falls, Texas. The information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. The supplementary information in the statistical section as listed in the table of contents has not been audited by us, and we do not express an opinion on it. Wichita Falls, Texas January 29, 1999 MATHIS, WEST, HUFFINES & CO., P.C. 2 GENERAL PURPOSE FINANCIAL STATEMENTS Wichil TEX CITY OF WICHITA FALLS, TEXAS COMBINED BALANCE SHEET - ALL FUND TYPES, ACCOUNT GROUPS AND DISCRETELY PRESENTED COMPONENT UNITS SEPTEMBER 30, 1998 ASSETS AND OTHER DEBITS Assets: Cash and cash equivalents Investments Receivables (net of allowance for uncollectible accounts): Taxes and assessments Customer and trade Other City funds Government agencies Other Inventory Prepaid items Restricted assets: Cash and cash equivalents Investments Receivables: Other Plant and equipment: Land and betterments Buildings, systems and improvements Machinery and equipment Furniture and fixtures Motor vehicles and equipment Construction in progress Accumulated depreciation Net investment in joint venture Deferred charges Other assets Other debits: Amount available for debt service Amount to be provided for retirement of general long-term debt Total assets and other debits Governmental Fund Tvpes Proprietary Fund Types Special Debt Capital Internal General Revenue Service Projects Enterprise Service $ 9,143,077 $2,754,673 $1,553,006 $ 6,130,693 $ 18,596,090 $ 1,021,462 1,499,297 - - - - - 758,761 80,691 144,993 157,580 - - - - - - 2,740,181 - 1,533,815 42,632 - - - 425,099 2,371,947 4,092,060 12,725 - 133,307 - 533,460 2,424 - 11,289 70,567 11,282 49,173 - - - 770,945 620,603 52,118 18,000 - - 704 3,244 - - - - 22,027,242 - - - - - 11,500 - - - - - 29,606 - - - - - 25,203,482 433,658 - - - - 125,417,942 4,010,098 - - - - 3,473,476 - - - - - 51,529 14,178 - - - - 3,670 25,844,415 - - - - 187,462 2,636 - - - - ( 55,814,851) ( 17,292,615) - - - - 1,468,970 - - 3,000 - - - - $15,941,648 $6,993,480 $1,710,724 $ 6,299,112 $144,371,822 $15,094,060 The accompanying Notes are an integral part of these financial statements. 3 EXHIBIT A-1 (Page 1 of 2) Fiduciary Account Groups Totals Fund Type General General Primary Totals Trust and Fixed Long -Term Government Reporting Entity Agency Assets Debt (Memorandum Only) Component Units (Memorandum Only) $ 736,099 S - $ - S 39,935,100 $2,704,942 S 42,640,042 _ _ - 1,499,297 - 1,499,297 - - - 1,142,025 8,503 1,150,528 _ - - 2,740,181 - 2,740,181 - - - 2,001,546 - 2,001,546 347,141 - - 6,957,180 853,512 7,810,692 2,400 - - 631,422 - 631,422 - - - 1,440,721 - 1,440,721 _ 74,066 - 74,066 _ - - 22,027,242 - - 22,027,242 - - - 11,500 - 11,500 _ 29,605 - 29,606 - 14,223,568 - 39,860,708 - 39,860,708 - 18,209,983 - 147,630,023 - 147,638,023 - 8,619,542 - 12,093,018 - 12,093,018 - 541,278 - 606,985 - 606,985 - 45,924 - 25,894,009 - 25,894,009 - 2,590 - 192,688 - 192,688 _ _ - ( 73,107,466) - ( 73,107,466) - 11,761,341 - 11,761,341 11,761,341 - - - 1,468,970 - 1,468,970 - - - 3,000 - 3,000 - - 1,560,640 1,560,640 - 1,560,640 - - 19,810,352 19,810,352 - 19,810,352 $1,085,640 $53,404,226 $21,370,992 $266,272,154 $3,566,957 $269,839,111 (Continued) CITY OF WICHITA FALLS, TEXAS COMBINED BALANCE SHEET - ALL FUND TYPES, ACCOUNT GROUPS AND DISCRETELY PRESENTED COMPONENT UNITS (CONT'D.) SEPTEMBER 30, 1998 LIABILITIES, EQUITY AND OTHER CREDITS Liabilities: Accounts payable - trade Accrued payroll Accrued vacation and sick leave Payable to other City funds Payable to government agencies Estimated health claims payable Tax anticipation notes payable other liabilities Deferred revenue Capital leases payable Claims and judgments payable Payable from restricted assets: Accounts payable - trade Contracts and trade Revenue bonds - current maturities Accrued interest - revenue bonds General obligation bonds payable Payable to U.S. Government Revenue bonder less current maturities Estimated liability for landfill closure and postclosure care costs other long-term liabilities: Customer deposits - payable from restricted assets Total liabilities Equity and other credits: Investment in general fixed assets Investment in joint venture assets Contributed capital Retained earnings (deficit): Reserved for revenue bond debt service Unreserved Fund balances: Reserved for encumbrances Reserved for inventory and prepaid items Unreserved: Designated for: Subsequent years expenditures Debt service Perpetual care Undesignated Total equity and other credits Total liabilities, equity and other credits Governmental Fund Types Proprietary Fund Types Special Debt Capital Internal General Revenue Service Projects Enterprise Service $ 408,183 $ 267,511 $ - S - $ 544,478 $ 271,242 1,170,237 89,069 - - 321,564 57,522 100,000 - - - 293,650 40,605 304,363 1,465,303 - - 217,027 14,853 85,728 150,962 - - 47,262 - - - - - - 464,555 _ _ - 1,800,000 - - 997,740 340,215 - 15,877 138,595 - 785,730 - 150,084 157,580 2,259 - - 41,286 - _ - 8,025 - _ - 1,965,000 - _ - 503,827 - 902,629 - _ 55,030,000 - 3,061,479 - - - 1,849,026 - 3,851,981 2,313,060 150,084 1,973.457 64,926,107 848,777 25,522,917 17,933,798 7,478,660 - 46,444,138 ( 3,688,515) 1,567,545 201,397 - - - 101,291 18,000 - - - - 3,000,000 3,862,754 - 6,057,683 - - _ - 1,560,640 - - - 7,420,831 598,269 - ( 1,731,578) - - 12,089,667 4,680,420 1,560,640 4,326,105 79,445,715 14,245,283 $15,941,648 $6,993,480 $1,710,724 S 6,299,562 $144,371,822 $15,094,060 The accompanying Notes are an integral part of these financial statements. 4 EXHIBIT A-1 (Page 2 of 2) Fiduciary Account Groups Totals Fund Type General General Primary Totals Trust and Fixed Long -Term Government Reporting Entity Aqency Assets Debt (Memorandum Only) Component Units (Memorandum Only) $ 20,057 $ - $ - $ 1,511,471 $ 9,738 $ 1,521,209 _ _ _ 1,638,392 - 1,638,392 - - 4,351,497 4,785,752 - 4,785,752 _ _ - 2,001,546 - 2,001,546 1,120 - - 285,072 - 285,072 - - - 464,555 - 464,555 - - - 1,800,000 - 1,800,000 358,844 - - 1,851,271 - 1,851,271 - - - 1,095,653 - 1,095,653 - - 5,027 5,027 - 5,027 - - 164,468 164,468 - 164,468 - 41,286 - 41,286 _ - - 8,025 - 8,025 - - - 1,965,000 - 1,965,000 - - - 503,827 - 503,827 - - 16,850,000 16,850,000 - 16,850,000 - - - 902,629 - 902,629 - - - 55,030,000 - $5,030,000 - - - 3,061,479 - 3,061,479 - - - 1,849,026 - 1,849,026 380,021 - 21,370.992 95,814,479 9,738 95,824,217 - 41,642,885 - 41,942,885 - 41,642,885 - 11,761,341 - 11,761,341 - 11,761,341 - - - 43,456,715 - 43,456,715 - - - 7,478,660 - 7,478,660 - - - 42,755,623 - 42,755,623 _ - - 1,768,942 640,000 2,408,942 - - - 119,291 - 119,291 347,141 - - 13,267,578 2,917,219 16,184,797 - - - 1,560,640 - 1,560,640 358,478 - - 350,478 - 358,478 _ - - 6,207,522 - 6,287,522 705,619 53,404,226 - 170,457,675 3,557,219 174,014,894 $1,085,640 $53,404,226 $21,370,992 $266,272,154 $3,566,957 $269,839,111 CITY OF WICHITA FALLS, TEXAS COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES, EXPENDABLE TRUST FUND, AND DISCRETELY PRESENTED COMPONENT UNITS FOR THE YEAR ENDED SEPTEMBER 30, 1998 Governmental Fund Types Special Debt Capital General Revenue Service Projects Revenues: Taxes $32,544,840 $ 903,189 $2,147,620 $ - charges for services 2,077,990 20,418 - - Licenses and permits 435,572 - - - Fines and forfeitures 1,486,985 205,737 - - Intergovernmental revenue 67,290 7,756,926 - - Contributions - 376,228 - - miscellaneous revenue 1,570,592 490,132 - 332,069 Total revenues 38,183,269 9,752,630 2,147,620 332,069 Expenditures: Current: Administrative services 5,675,204 1,318,202 - - Police 11,445,357 562,168 - - Fire 7,567,904 7,680 - - Parks and recreation 2,947,658 444,467 - - Accounting/finance 1,141,181 - - - Community development 990,993 4,710,693 - - Public works 5,709,866 273,591 - 461,211 Health 2,203,927 1,539,960 - - Traffic and transportation 1,487,177 341,939 - - Capital outlay 1,773,519 536,448 - 103,640 Debt service: Principal retirement 2,149 - 1,470,000 - Interest and paying agent fees 558 - 935,390 101,948 Total expenditures 40,945,493 9,735,148 2,405,390 666,799 Excess of revenues over (under) expenditures ( 2,762,224) 17,482 ( 257,770) ( 334,730) Other financing sources (uses): Operating transfers in 1,183,902 204,013 306,615 - Operating transfers in - component units - - - 356,894 Operating transfers out ( 292,158) ( 126,511) - - operating transfers out - primary government - - - - Total other financing sources (uses) 891,744 77,502 306,615 356,894 Excess of revenues and other sources over (under) expenditures and other uses ( 1,870,480) 94,984 48,845 22,164 Fund balance - beginning (as restated) 13,960,147 4,585,436 1,511,795 4,303,941 Fund balance - ending $12,089,667 $4,680,420 $1,560,640 $4,326,105 The accompanying Notes are an integral part of these financial statements. 5 EXHIBIT A-2 Fiduciary Fund Type Expendable Trust $ 347,141 347,141 347,141 347,141 $ 347,141 Totals Primary Government (Memorandum Only) $35,942,790 2,G98,408 435,572 1,692,722 7,824,216 376,228 2,392,793 50,762,729 6,993,406 12,007,525 7,575,584 3,392,125 1,141,181 5,701,686 6,444,668 3,743,887 1,829,116 2,413,607 1,472,149 1,037,896 53,752,830 2,990,101) 1,694,530 356,894 ( 418,669) 1,632,755 ( 1,357,346) 24,361,319 $23,003,973 Component Units $4,901,855 79,136 4,980,991 1,400 1,246,154 1,247,554 3,733,437 ( 455,924) ( 455,924) 3,277,513 279,706 $3,557,219 Totals Reporting Entity (Memorandum Only) $40,844,645 2,098,408 435,572 1,692,722 7,824,216 376,228 2,471,929 55,743,720 6,994,B06 12,007,525 7,575,584 3,392,125 1,141,181 6,947,840 6,444,668 3,743,887 1,829,116 2,413,607 1,472,149 1,037.896 55,000,384 743,336 1,694,530 356,894 ( 418,669) ( 455,924) 1,176,831 1,920,167 24,641,025 $26,561,192 CITY OF WICHITA FALLS, TEXAS COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - GENERAL, SPECIAL REVENUE, AND DEBT SERVICE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 1998 General Fund Variance - Favorable Budqet Actual (Unfavorable) Revenues: Taxes $31,765,292 $32,544,840 $ 779,548 Charges for services 2,183,462 2,077,990 ( 105,472) Licenses and permits 485,275 435,572 ( 49,703) Fines and forfeitures 1,473,000 1,486,985 13,985 Intergovernmental revenue 42,321 67,290 24,969 Contributions - - - Miscellaneous revenue 1,127,578 1,570,592 443,014 Total revenues 37,076,928 38,183,269 1,106,341 Expenditures: Current: Administrative services 5,744,182 5,675,204 68,978 Police 11,626,416 11,445,357 181,059 Fire 7,587,187 7,567,904 19,283 Parks and recreation 3,001,483 2,947,658 53,825 Accounting/finance 1,175,214 1,141,181 34,033 Community development 993,662 990,993 2,669 Public works 6,737,856 5,709,866 1,027,990 Health 2,308,247 2,203,927 104,320 Traffic and transportation 1,487,627 1,487,177 450 Capital outlay 2,327,510 1,773,519 553,991 Debt service: Principal retirement 2,149 2,149 - Interest and paying agent fees 558 558 - Total expenditures 42,992,091 40,945,493 2,046,598 Excess of revenues over (under) expenditures ( 5,915,163) ( 2,762,224) 3,152,939 Other financing sources (uses): Operating transfers in Operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning (as restated) Fund balance - ending 1,183,902 1,183,902 - ( 1,017,553) ( 292,158) 725,395 166,349 891,744 725.395 ($ 5,748,814) ( 1,870,480) $3,878,334 13,960,147 $12,089,667 The accompanying Notes are an integral pan of these financial statements. 6 EXHIBIT A-3 Special Revenue Funds Debt Service Fund Variance - Variance - Favorable Favorable Budget Actual (Unfavorable) Budqet Actual (Unfavorable) $ 860,000 $ 903,189 $ 43,189 $2,102,655 $2,147,620 $ 44,965 15,712 20,418 4,706 - - - 88,909 205,737 116,828 - - - 7,527,128 7,756,926 229,798 - - - 376,228 376,228 - - - - 370,633 490,132 119,499 - - - 9,238,610 9,752,630 514,020 2,102,655 2,147,620 44,965 1,518,059 1,318,202 199,857 - - - 1,040,746 562,168 478,578 - - - 8,440 7,680 760 - - - 946,084 444,467 501,617 - - - 7,931,272 4,710,693 3,220,579 - - - 813,714 273,591 540,123 - - - 1,823,626 1,539,960 283,666 - - - 381,898 341,939 39,959 - - - 938,508 536,448 402,060 - - - - - - 1,670,000 1,470,000 200,000 - - - 1,096,164 935,390 160,774 15,402,347 9,735,148 5,667,199 2,766,164 2,405,390 360,774 ( 6,163,737) 17,482 6,181,219 ( 663,509) ( 257,770) 405,739 195,672 204,013 8,341 663,509 306,615 ( 356,894) ( 126,856) ( 126.511) 345 - - - 68,816 77,502 8,686 663,509 306,615 ( 356,894) ($ 6,094,921) 94,984 $6,189,905 S - 48,845 4,585,436 1,511,795 $ 4,680,420 $1,560,640 $ 48,845 EXHIBIT A-4 CITY OF WICHITA FALLS, TEXAS COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS - ALL PROPRIETARY FUND TYPES AND NONEXPENDABLE TRUST FUND FOR THE YEAR ENDED SEPTEMBER 30, 1998 Operating revenues: Charges for services Rents, concessions and other Contributions Total operating revenues Operating expenses: Personnel services Supplies and materials Maintenance and repairs Utilities and other services Insurance and contract support Other expenses Depreciation and amortization Total operating expenses Operating income (loss) Nonoperating revenues (expenses): Interest income Gain on sale of fixed assets Interest expense and paying agent fees Intergovernmental operating grants Total nonoperating revenues (expenses) Income (loss) before operating transfers Operating transfers: Operating transfers in Operating transfers in - component units Operating transfers out Net operating transfers Net income (loss) Retained earnings (deficit) - beginning (as restated) Residual equity transfers Retained earnings (deficit) - ending Fiduciary Proprietary Fund Types Fund Type Totals Internal Nonexpendable (Memorandum Enterprise Service Trust Only) $29,851,770 $ 6,099,402 $ - $35,951,172 519,916 56,522 32,700 609,138 - 3,758,505 - 3,758,505 30,371,686 9,914,429 32,700 40,318,815 8,497,162 1,313,116 - 9,810,278 1,598,929 1,361,230 - 2,960,159 4,583,186 1,302,801 - 5,885,987 6,198,025 81,400 - 6,279,425 448,444 3,203,944 - 3,652,388 1,308,985 739,842 - 2,048,827 3,103,606 2,154,519 - 5,258,125 25,738,337 10,156,852 - 35,895,189 4,633,349 ( 242,423) 32,700 4,423,626 1,598,631 26,628 17,619 1,642,878 - 67,203 - 67,203 ( 2,856,781) - - ( 2,856,781) 385,812 - - 385,812 ( 872,338) 93,831 17,619 ( 760.888) 3,761,011 ( 148,592) 50,319 3,662,738 146,081 - - 146,081 99,030 - - 99,030 ( 1,109,942) ( 312,000) - ( 1,421,942) ( 864,831) ( 312.000) - ( 1,176,831) 2,896,180 ( 460,592) 50,319 2,485,907 52,067,637 ( 3,227,923) 308,159 49,147,873 ( 1,041,019) - - ( 1F041r019) $53,922,798 ($ 3,688,515) $358,478 $50,592,761 The accompanying Notes are an integral part of these financial statements. 7 EXHIBIT A-5 CITY OF WICHITA FALLS, TEXAS COMBINED STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES AND NONEXPENDABLE TRUST FUND FOR THE YEAR ENDED SEPTEMBER 30, 1998 Fiduciary Proprietary Fund Types Fund Type Totals Internal Nonexpendable (Memorandum Enterprise Service Trust Only) Cash flows from operating activities: Operating income (loss) $ 4,633,349 ($ 242,423) $ 32,700 $ 4,423,626 Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation and amortization 3,103,606 2,154,519 - 5,258,125 Customer deposits received 105,668 - - 105,668 Landfill closure and postclosure care costs 60,029 - - 60,029 (Increase) decrease in current assets: Receivables: Customer and trade ( 147,759) - - ( 147,759) Government agencies 8,862 - - 8,862 Other City funds - ( 81,377) - ( 81,377) Other 27,246 ( 11,282) - 15,964 Inventory ( 40,401) ( 34,184) - ( 74,585) Prepaid items 2,526 ( 3,144) - ( 618) Restricted assets 5,601 - - 5,601 Increase (decrease) in current liabilities: Accounts payable - trade 120,458 128,117 - 248,575 Accrued payroll ( 175,989) ( 25,563) - ( 201,552) Accrued vacation and sick leave 293,650 40,605 - 334,255 Payable to other City funds ( 25,715) 2,054 - ( 23,661) Payable to government agencies 10,589 - - 10,589 Estimated health claims payable - 1,413 - 1,413 Other liabilities 74,581 ( 2,943) - 71,638 Deferred revenue 2,259 - - 2,259 Other liabilities payable from restricted assets ( 258,915) - - ( 258,915) Total adjustments 3,166,296 2,168,215 - 5,334,511 Net cash provided by operating activities 7,799,645 1,925,792 32,700 9,758,137 Cash flows from noncapital financing activities: Intergovernmental operating grants 385,812 - - 385,812 Operating transfers in from other funds 146,081 - - 146,081 Operating transfers in from component units 99,030 - - 99,030 Operating transfers out to other funds ( 1,109,942) ( 312,000) - ( 1,421,942) Residual equity transfers to other funds ( 1,041,019) - - ( 1,041,019) Residual equity transfers from other funds - 1,470,095 - 1,470,095 Net cash provided by (used for) noncapital financing activities ( 1,520,038) 1,158,095 - ( 361,943) Cash flows from capital and related financing activities: Proceeds from sale of revenue bonds 8,060,000 - - 8,060,000 Acquisition and construction of capital assets ( 1,209,243) ( 2,786,636) - ( 3,995,879) Proceeds from sale of fixed assets - 105,262 - 105,262 Payment of bond issuance costs ( 213,875) - - ( 213,875) Principal paid on revenue bond maturities and construction contracts ( 1,876,209) - - ( 1,876,209) Interest paid on revenue bonds and construction contracts ( 2,728,757) - - ( 2,728,757) Net cash provided by (used for) capital and related financing activities 2,031,916 ( 2,681,374) - ( 649,458) Cash flows from investing activities: Interest on investments 1,598,631 26,628 17,619 1,642,870 Net cash provided by investing activities 1,598,631 26,628 17,619 1,642,878 Net increase in cash and cash equivalents 9,910,154 429,141 50,319 10,389,614 Cash and cash equivalents at beginning of year 30,713,178 592,321 308,159 31.613,658 Cash and cash equivalents at end of year $40,623,332 $1,021,462 $358,478 $42,003,272 Noncash capital activities: Capital assets contributed to other City funds $ 1,042,543 $ - $ - $ lo042,543 Capital assets received from other City funds 14,807 1,470,095 - 1,484,902 Capital assets received from developers 151,791 - - 151,791 The accompanying Notes are an integral part of these financial statements. 8 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS SEPTEMBER 30, 1998 Note 1 - REPORTING ENTITY The City of Wichita Falls, Texas (the City) is a municipal corporation governed by an elected Mayor and six -member City Council. As required by Governmental Accounting standards Board (GASB) Statement No. 14, these financial statements present the city and its component units, entities for which the city is considered to be financially accountable. Blended component units, although legally separate entities, are in substance, part of the city's operations and data from these units are combined with data presented by the City. A discretely presented component unit, on the other hand, is reported in a separate column in the combined financial statements to emphasize it is legally separate from the City. Each blended and discretely presented component unit has a September 30th year end. Blended Component Unit Employee Benefit Trust Fund. on October 1, 1983, an "Agreement and Declaration of Trust" was made and entered into between the city and the Employee Benefit Trust Committee, acting as Trustee to administer the Employee Benefit Trust (the Trust). The Trust Committee consists of four Trustees selected by the City, who may, but need not be, beneficiaries of the health and welfare program funded by the Trust, and/or officers or employees of the City. The purpose of the Trust is to provide health and welfare benefits, which may include life, accidental death and dismemberment, disability, medical and dental insurance, and any other benefits as determined by the Trustee Committee. The Trust is funded through contributions by the city and employees who choose to participate. It may be terminated in writing, at any time, by either party. The Employee Benefit Trust Fund is presented in the accompanying financial statements as an internal service fund. Discretelv Presented Component Units, The Wichita Falls Economic Development Corporation. The Wichita Falls Economic Development Corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualifying enterprises with funds provided by a portion of the local sales tax. Assistance may be in the form of incentive grants, loans or leases which call for discounted rates or rebates for job development. The Corporation operates under the authority of Vernon's Civil Statutes, Article 5190.6, Section 4A. Since the city council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls Economic Development Corporation is considered to be part of the city's reporting entity and presented in the accompanying general purpose financial statements as a discretely presented component unit. The Wichita Falls Economic Development Corporation is presented as a governmental fund type. 9 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 1 - REPORTING ENTITY (CONT'D.) Discretelv Presented Component Units (Cont'd.) The Wichita Falls 4B Sales Tax Corporation. The Wichita Falls 4B sales Tax corporation is a non-profit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities, and the related maintenance and operating costs of such projects. The Corporation operates under the authority of Vernon's Civil statutes, Article 5190.6, Section 4B. since the City Council appoints its Board of Directors, approves its budgets, and exercises final authority over its operations, the Wichita Falls 4B sales Tax corporation is considered to be part of the city's reporting entity and presented in the accompanying general purpose financial statements as a discretely presented component unit. The Wichita Falls 4B sales Tax Corporation is presented as a governmental fund type. Wichita Falls Reinvestment Zone #1. on March 18, 1986, the City of Wichita Falls, Texas, with the advice and consent of the Wichita Falls Independent School District and Wichita County, approved the creation of the Wichita Falls Reinvestment zone #1 (the Zone). This zone is permitted by Article 1066e of the state of Texas Tax Increment Financing Act passed in 1981. The area of the zone is approximately 650 acres and includes the central business district of the City. The purpose of the Zone is to capture increments of growth in real property values in the Zone from base values established on January 1, 1986, and use the ad valorem taxes derived from these increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the Zone or for the payment of debt service on bonds issued to provide funds for public improvements. The Zone terminates on December 31, 2008, or when all debt has been paid if later. After all costs have been paid at the end of the tax increment financing period, any money remaining is to be remitted to the taxing entities. since the City Council appoints each member of its Board, the Wichita Falls Reinvestment Zone #1 is considered to be part of the city's reporting entity and presented in the accompanying general purpose financial statements as a discretely presented component unit. The zone is presented as a governmental fund type. complete financial statements for the city's blended and discretely presented component units can be obtained from the City's Director of Finance at 1300 7th street, Wichita Falls, Texas. 10 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 1 - REPORTING ENTITY (CONT'D.) Excluded From the Reportinq Entity Wichita Falls Firemen's Relief and Retirement Fund. The Wichita Falls Firemen's Relief and Retirement Fund was established and is controlled through various State of Texas legislative enactments. This Fund is administered locally by a seven -member board, independent of the City Council. City management and the City council do not influence or control the administrative and financial affairs of the Fund, and the assets of the Fund are not the property of the City. The seven -member Board of Trustees, composed of the Mayor, the Senior Accountant from the city's Finance Department, three firefighters elected by a majority vote of the firefighters and two citizens, who are not employees or officers of the City and are chosen by the unanimous vote of the first five Trustees, are subject to the administrative supervision of and report to the State Firemen's Pension Board. The activities of the Firemen's Relief and Retirement Fund, in the city's judgment, are not a part of the City and thus are excluded from the accompanying financial statements. Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting and reporting policies of the City conform to generally accepted accounting principles (GAAP) applicable to state and local governments. Generally accepted accounting principles for local governments include those principles prescribed by the Governmental Accounting Standards Board (GASB), which includes all statements and interpretations of the National Council on Governmental Accounting (NCGA) unless modified by the GASB, and those principles prescribed by the American Institute of Certified Public Accountants in the publication entitled Audits of State and Local Governmental Units. The City has elected to apply all Financial Accounting Standards Board (FASB) Statements and Interpretations issued after November 30, 1989 to its proprietary funds. This election applies to all FASB statements except those that conflict with or contradict GASB pronouncements. The following is a summary of the more significant policies and practices used by the City. Basis of Presentation The accounts of the City are organized and operated on the basis of funds or account groups, each of which is considered to be a separate fiscal and accounting entity. The operations of each fund are accounted for with a self -balancing set of accounts that comprise its assets, liabilities, fund balances or retained earnings, revenues, and expenditures or expenses. The various funds are grouped by category and type in the financial statements. The City maintains the following fund classifications and account groups: 11 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Basis of Presentation (Cont'd.) Governmental Funds Governmental funds are used to account for the relatively liquid portion of the City's assets that are not accounted for through proprietary or fiduciary funds, the short-term obligations pertaining thereto, and the net balance of these financial resources available for subsequent appropriation and expenditure. General Fund - The General Fund is the general operating fund of the City. This fund is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds - Special revenue funds are used to account for the proceeds of specific revenue sources (other than expendable trusts or major capital projects) that are legally restricted to expenditures for specified purposes. Debt Service Fund - The Debt Service Fund is used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest and related costs. Capital Proiects Funds - Capital projects funds are used, to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds). Proprietary Funds Proprietary funds are those used to account for the City's ongoing organizations and activities which are similar to those found in the private sector. The measurement focus is upon capital maintenance and the determination of net income, financial position and cash flows. Enterprise Funds - Enterprise funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges, or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, or net income is appropriate for capital maintenance, public policy, management control, accountability or other purposes. 12 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Basis of Presentation (Cont'd.) Proprietary Funds (Cont'd.) Internal Service Funds - Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City, or to other governmental units, on a cost reimbursement basis. Fiduciary Funds Fiduciary funds are used to account for assets held by the city in a trustee capacity or as an agent for other governmental units and/or other funds. Trust and agency funds include expendable trust and payroll, tax collection, accounts payable and deferred compensation agency funds. Expendable Trust Fund - This fund is accounted for in the same manner as a governmental fund. Expendable trust funds account for assets where both the principal and interest may be spent. Nonexoendable Trust Fund - This fund is accounted for in the same manner as a proprietary fund. Nonexpendable trust funds account for assets of which the principal may not be spent. Agency Funds - These funds are purely custodial (assets equal liabilities) and thus do not involve measurement of results of operations. Account Groups Account groups are used to establish accounting control and accountability for the city's general fixed assets and general long- term liabilities. The following are the account groups maintained by the City: General Fixed Assets Account Group - This account group is established to account for the City's investment in a joint venture and all fixed assets of the city other than those accounted for in the proprietary funds. General Long -Term Debt Account Group - This account group is established to account for long-term liabilities of the City other than those accounted for in the proprietary funds. 13 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Basis of Accountinq The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. with this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. Governmental funds, expendable trust funds, agency funds, and the city's discretely presented component units utilize the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when they become measurable and available as net current assets. Available means collectible within the current period or expected to be collected within 60 days after year end and be used to pay liabilities of the current period. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred. Exceptions to this general rule include unmatured principal and interest on long-term obligations which are recognized when due. This exception is in conformity with generally accepted accounting principles. Property tax revenues are considered measurable and available when collected by the respective intermediary collecting agency and recognized as revenue at that time. Sales tax receipts are considered measurable and available when collected by the merchant at the point of the taxable sale. Licenses and permits, fines and forfeitures, and miscellaneous revenues are recorded as revenues when they are measurable and their validity seems certain. Investment earnings are recorded on the accrual basis in all funds. Capital improvement assessments are recorded as revenues in the fiscal period when the assessment becomes both measurable and available to finance expenditures of the fiscal period. Assessment revenues are considered measurable and available when collected by the city and recognized as revenue at that time. Payments for capital improvement assessments received in advance of the levy are reflected as deferred revenue. Intergovernmental revenues are recorded on a basis applicable to the legal and contractual requirements of the various individual grant programs. Intergovernmental revenues are recognized as follows: 14 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Basis of Accounting (Cont'd.) 1. If monies must be expended on the specific purpose or project before any amounts will be paid to the City, revenues are recognized based upon the expenditures or expenses recorded. 2. If monies are virtually unrestricted and irrevocable, except for failure to comply with prescribed compliance requirements, revenues are recognized when received or susceptible to accrual. All proprietary funds and the nonexpendable trust fund are accounted for on a flow of economic resources measurement focus. with this measurement focus, all assets and all liabilities associated with the operation of these funds are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund -type and nonexpendable trust fund operating statements present increases (e.g., revenues) and decreases (e.g., expenses) in net total assets. Proprietary funds and the nonexpendable trust fund utilize the accrual basis of accounting. Under the accrual basis of accounting, revenues are recognized in the accounting period in which they are earned and become measurable. Expenses are recorded in the accounting period incurred, if measurable. Budqet Policies The City council adheres to the following procedures in establishing the budgets reflected in the financial statements: 1. Prior to the beginning of each fiscal year, the City Manager submits to the City Council a proposed budget for all City departments, divisions and offices for the fiscal year beginning on the following October 1. The operating budget which represents the financial plan for the ensuing fiscal year includes proposed expenditures and the means of financing them. 2. Public hearings are conducted at which all interested persons' comments concerning the budget are heard. 3. The budget for the next fiscal year is legally enacted by the City Council through passage of an ordinance by October 1 each year. Additional appropriations were made during the year in the amount of $3,510,570 which were passed and approved by the City Council. 15 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Budqet Policies (Cont'd.) 4. Expenditures may not legally exceed appropriations at the department level for each legally adopted annual operating budget. The City Manager may, without Council approval, transfer appropriation balances from one expenditure account to another within a department or agency of the City. The City Council, however, must approve any transfer of unencumbered appropriation balances or portions thereof from one department or agency to another. The reported budgetary data has been revised for amendments legally authorized during the year. 5. Annual budgets are legally adopted for all governmental funds on a basis consistent with generally accepted accounting principles. However, the budgets for the capital projects funds are adopted for specific projects, are not binding, and may exceed one year. Accordingly, no comparison of budget to actual is presented in the accompanying financial statements for these funds. 6. At the close of each fiscal year, any unencumbered appropriation balances (appropriations including prior year encumbrances less current year expenditures and encumbrances) lapse or revert to the undesignated fund balance. The unencumbered appropriation balances in the capital projects funds do not lapse at year end. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary control in the general, special revenue, and capital projects funds. Encumbrances outstanding at year end are reported as reservations of fund balance for subsequent year expenditures and are reappropriated in subsequent year budgetary accounts. Cash and cash Equivalents For purposes of the statement of cash flows, the City considers all highly liquid investments (including restricted assets) with a maturity of three months or less when purchased to be cash equivalents. Investments Investments are stated at fair value. 16 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Inventory Inventories of the general and proprietary funds consist of supplies and various materials used for the maintenance of fixed assets. The consumption method is used to account for these inventories. Under this method, inventory acquisitions are recorded in inventory accounts initially and charged as expenditures when used. Inventories are stated at average cost. Plant and Equipment - ProorietarV Funds Plant and equipment owned by the proprietary funds are stated at historical cost. Maintenance and repairs are charged to operations as incurred, and improvements and betterments which extend the useful lives of fixed assets are capitalized. Depreciation of plant and equipment is provided by the straight-line method over the estimated useful lives of the respective assets. Estimated useful lives for straight-line depreciation are as follows: Buildings, systems and improvements 20 - 59 years Machinery, vehicles and other equipment 3 - 25 years Furniture and equipment 3 - 10 years When fixed assets of proprietary funds are sold, the sales proceeds less the adjusted basis of the assets (initial cost less accumulated depreciation) are recorded as a gain or loss. For proprietary fund fixed assets, interest is capitalized on construction costs incurred during the year at an average interest rate on borrowed funds (revenue bonds) in accordance with generally accepted accounting principles. No interest is capitalized on fixed assets constructed by proprietary funds which are financed with general obligation bonds, because such interest expenditures are reported in the Debt Service Fund. For the fiscal year ended September 30, 1998, the city's proprietary funds incurred a total of $2,674,570 of revenue bond interest costs. of this amount, $27,736 was capitalized on construction projects and $2,646,834 was charged to expense. contributions of funds from Federal, State, or local grants restricted for the purpose of purchasing plant and equipment are recorded as equity contributions when received. The cost of water and sewer lines installed by developers is valued by the contractor and recorded as contributed capital in the water and Sewer Fund. Depreciation on contributed assets from Federal and State governments is recorded as an expense in the statement of operations. 17 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) General Fixed Assets General fixed assets are those assets acquired for general governmental purposes. Assets purchased are recorded as expenditures in the governmental funds and capitalized at historical cost in the General Fixed Assets Account Group. Contributed fixed assets are recorded in general fixed assets at estimated fair market value at the time received. No depreciation has been provided on general fixed assets. No interest is capitalized on fixed assets constructed which are financed with general obligation bonds in accordance with generally accepted accounting principles. Public domain general fixed assets (infrastructure) consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, and similar assets have not been capitalized. Federal and State Grants Grants and shared revenues are generally accounted for within the appropriate fund of the City to be financed by such grants or shared revenues. Federal grants include community Development Block Grant, Section 8 Housing Assistance, and the Home Investment Partnership Agreement Program. Each Federal grant is accounted for in a separate special revenue fund. State grant revenues received for purposes normally financed through the general government are accounted for within the General Fund. Reserves and Designations Portions of fund equity are segregated for future use, and are therefore not available for future appropriation or expenditure. Amounts reserved for revenue bond debt service and retirement represent portions of fund equity which are required to be segregated in accordance with the city's bond ordinances. Amounts reserved for inventory and prepaid items have already been expended and represent a portion of the fund balance that is not available for future expenditures. Amounts reserved for encumbrances are commitments for materials and services on purchase orders and contracts which are unperformed. Designations of unreserved fund balances in governmental funds indicate City management's tentative plans for use of financial resources in a future period. 18 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Transactions Between Funds Transactions between funds that would be treated as revenues, expenditures, or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures, or expenses in the funds involved. Transactions which constitute reimbursements to a fund for expenditures or expenses initially made from that fund, which were properly applicable to another fund, are recorded as expenditures or expenses in the fund that is reimbursed. Non -recurring or non -routine transfers of equity between funds are treated as residual equity transfers and are reported as additions to or deductions from the fund balance of governmental funds. Residual equity transfers to proprietary funds are treated as contributed capital, and such transfers from proprietary funds are reported as reductions of retained earnings or contributed capital as appropriate in the circumstances. All other transfers are treated as operating transfers and are included in the results of operations of both governmental and proprietary funds. Vacation and Sick Leave All full-time employees accumulate vacation benefits based on length of service up to 15 days per year. The maximum allowable accumulation is 30 days. Upon leaving the employment of the City, employees will be paid for unused vacation days which they have accrued. Sick leave is earned at the rate of 4.62 hours per pay period up to a maximum of ninety days. Additionally, police officers and firefighters may accumulate an unlimited number of sick leave days while employed with the City. upon termination, police officers and firefighters are compensated for up to ninety days of sick leave. Risk Management The government is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the government carries commercial insurance. For insured programs, there have been no significant reductions in insurance coverage. Settlement amounts have not exceeded insurance coverage for the current year or the three prior years. The City maintains a group health insurance plan for employees and dependents which is partially self -insured by the City. A group life insurance plan is maintained through an insurance company. Contributions to the plans are provided for by both the City and participating employees. These contributions are recognized as revenues in the internal 19 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D.) Risk Manaaement (Cont'd.) service fund used to account for these plans. The contributions made by the City are recorded as expenditures or expenses of the various funds as appropriate. Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. An excess coverage insurance policy covers individual claims in excess of $150,000. Liabilities include an amount for claims that have been incurred but not reported. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amount of pay -outs and other economic and social factors. The City is also self -insured up to $250,000 for workers' compensation claims. such claims are processed by the city's risk management department. The City's estimated liability for workers' compensation claims payable at September 30, 1998 is based on management's estimate of probable losses in the amount of $164,468. The payment dates of such claims cannot be precisely determined, but are expected to be paid on a periodic basis over the next few years. Accordingly, the liability has been recorded in the General Long -Term Debt Account Group. The following represents changes in the amount of claims liabilities for the City from October 1, 1996 to September 30, 1998: Liability balance, Incurred claims claim payments Liability balance, Incurred claims Claim payments October 1, 1996 September 30, 1997 Health Care $ 424,092 3,380,127 3,341,077) 463,142 3,142,075 ( 3,140,662) Liability balance, September 30, 1998 $ 464,555 Total Columns on General Purpose Financial Statements Workers' compensation $108,987 94,624 ( 25,668) 177,943 53,608 ( 67,083) $164,468 Total columns on the general purpose financial statements are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns does not present financial position, results of operations, or cash flows in conformity with generally accepted accounting principles. Such data is not comparable to a consolidation. Interfund eliminations have not been made in arriving at the totals. 20 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 3 - CHANGES IN FUND EQUITIES The beginning fund equities for various city funds were restated for either a prior period adjustment and/or a change in an accounting principle. A description of each and their effect on the fund equities are noted below. Prior Period Adjustments During the year ended September 30, 1998, certain matters resulting in the misstatement of previously reported grant revenues and plant and equipment as of September 30, 1997 were discovered. Accordingly, adjustments have been made to the beginning fund equities. Change in an Accountinq Principle During the year ended September 30, 1998, the City's management evaluated the city's accounting principle relative to the revenue recognition of sales tax. In prior years, sales tax revenues were considered measurable and available when collected by the intermediary collecting agency. However, the sales transaction actually occurred in the month prior to the intermediary's receipt. Since the amounts can be adequately measured and are available at the point of the taxable sales, the City changed its accounting principle accordingly. The effect of the change has been made to the beginning fund equities. Fund balance or retained deficit, as previously stated Prior period adjustments: Change in previously reported grant revenues Capitalize plant and equipment expensed in the prior year Total prior period adjustments Change in accounting principle relative to the recognition of sales tax revenue Fund balance or retained deficit, as restated Special Revenue Funds Proprietary Fund Types All Home All Special Investment Internal General Revenue Partnership Service Fleet Fund Funds Fund Funds Maintenance $13,099,157 $4,440,338 $466,877 ($3,287,784) ($3,484,693) ( 161,501) 145,098 145,098 ( 161,501) 145,098 145,098 1,022,491 - - S13,960,147 $4,585,436 $611,975 59,861 59,861 59,861 59,861 ($362271923) ($3,4�) 21 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 4 - FUND DEFICITS Capital Protects Fund At September 30, 1998, the Library Renovation Fund had a deficit fund balance of $1,731,578. This deficit fund balance is the result of the requirement to report tax anticipation notes as a current liability. The Wichita Falls 4B Sales Tax Corporation, a component unit of the City, has committed to make transfers to the Library Renovation Fund for future debt service. This deficit will be recovered as the cash is transferred in to pay off the notes. Enterprise Funds At September 30, 1998, the Airport Fund had a deficit retained earnings balance of $674,570. The intent of management is that this deficit be recovered by transfers from other funds during future years. At September 30, 1998, the Transit Fund had a deficit retained earnings balance of $276,165. The intent of management is that this deficit also be recovered by transfers from other funds during future years. Internal Service Fund At September 30, 1998, the Fleet Maintenance Fund had a deficit retained earnings balance of $3,901,477. In the opinion of management, this deficit will be recovered by increasing the rates charged for services rendered to other departments and by transfers from other funds during future years. Note 5 - DEPOSITS AND INVESTMENTS Deposits All of the City's demand and time depository accounts are held in local banking institutions under the terms of written depository contracts. At September 30, 1998, the total amount of the City's demand and time deposits per the general ledgers was $12,193,161, and the total amount per the City's September 30, 1998 bank statements was $12,631,167. The entire amount of the year-end bank statement balances was covered by federal depository insurance or by collateral held by the City's agent in the city's name. 22 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 5 - DEPOSITS AND INVESTMENTS (CONT'D.) Investments The investment policies of the City and its discretely presented component units are governed by State statutes. Authorized investments include obligations of the U.S. Treasury, agencies and instrumentalities, obligations of the State of Texas and related agencies, obligations of states, agencies, counties, cities and political subdivisions of any state rated A or above by a nationally recognized investment rating firm, repurchase agreements, public funds investment pools, and commercial paper. The investments of the City and its discretely presented component units at September 30, 1998 are as follows: U.S. Government securities Texas Local Government Investment Pool (TexPool) Local Government Investment Cooperative (LOGIC) Totals Component City Units Totals $ 1,510,797 $ - $ 1,510,797 33,686,027 2,607,602 36,293,629 16,180,494 - 16,180,494 $51,377,318 $2,607,602 $53,984,920 TexPool is a public funds investment pool administered by the Treasurer of the State of Texas pursuant to the Interlocal Cooperation Act passed in 1989 by the 71st Texas Legislature. This Act authorized the City to delegate to TexPool the authority to make investment purchases and to hold legal title as custodian of the investment securities. All TexPool investments are in the possession of the Texas Treasury Safekeeping Trust Company and held in its book -entry safekeeping account at the Federal Reserve Bank of Dallas. The Texas Treasury Safekeeping Trust company was created in 1986 by the 69th Texas Legislature to enable the Treasurer of the State of Texas to manage, safekeep, and invest public funds of state agencies and political subdivisions more efficiently and economically. LOGIC was also established pursuant to the Interlocal Cooperation Act passed by the State of Texas and is administered by Southwest securities Group, Inc. LOGIC's governing body is a five -member board of directors comprised of three government officials and two other persons with expertise in public finance. LOGIC's investments are only those authorized by the Texas Public Funds Investment Act governing pools for 23 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 5 - DEPOSITS AND INVESTMENTS (CONT'D.) Investments (Cont'd.) local governments. LOGIC presently offers two investment pools, each of which is separately managed and has a different investment objective. Each participating government owns an undivided beneficial interest in the assets of the pool represented by units. Participants may terminate their participation in LOGIC at any time by redeeming their units. The City's investments that are represented by specific identifiable investment securities are categorized below to give an indication of the level of risk assumed by the City at year end. Category 1 includes investments that are insured or registered, or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust department or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty's safekeeping department, but not in the City's name. Description Primary Government: U.S. Government Securities Investments not subject to categorization: Public Funds Investment Pools Subtotal Component Units: Investments not subject to categorization: Public Funds Investment Pool Total Catevory 1 2 3 $1,510,797 $ - $ - Carrying Fair Amount Value $ 1,510,797 $ 1,510,797 49,866.521 49,866,521 51,377,318 51,377,318 2,607,602 2,607,602 $53,984,920 $53,984,920 24 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 6 - RECEIVABLES Receivables at September 30, 1998 consist of the following: Trust Totals Totals Special Debt Capital Internal and Primary Component Reporting General Revenue Service Projects Enterprise Service Agency Government Units Entity Receivables: Taxes and assessments $1,343,546 $ 80,691 $257,377 $157,580 $ - $ - S - $ 1,839,194 $ 8,503 $ 1,847,697 Customer and trade - - - - 2,740,181 - - 2,740,181 - 2,740,181 Other City funds 1,533,815 42,632 - - - 425,099 - 2,001,546 - 2,001,546 Government agencies 2,371,947 4,092,060 12,725 - 133,307 - 347,141 6,957,180 853,512 7,810,692 Other 533,460 2,424 - 11,289 70,567 11,282 2,400 631,422 - 631,422 Restricted - other - - 29,606 29,606 29,606 N l.n Gross receivables 5,782,768 4,217,807 270,102 168,869 2,973,661 436,381 349,541 14,199,129 862,015 15,061,144 Less: Allowance for uncollectible accounts ( 584,785) - ( 112,384) - - - - ( 697,169) - ( 697,169) Net total receivables $5,197,983 $4,217,807 $157,718 $168,869 $2,973,661 $436,381 $349,541 $13,501,960 $862,015 $14,363,975 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 7 - PROPERTY TAXES Property taxes attach as an enforceable lien on property as of the prior January 1. Taxes are levied on October 1, and become delinquent after January 31, unless the half -payment option is elected, in which case one- half of the tax is due November 30, and the balance the following June 30. The city is permitted by its Home Rule Charter to levy taxes up to $2.25 per $100 of assessed valuation for general governmental services including the payment of principal and interest on long-term debt. The combined tax rate to finance general governmental services for the year ended September 30, 1998 was $.512838 per $100 which means that the City has a tax margin of $1.737162 per $100, and could raise up to $46,908,155 additional tax revenue a year from the present assessed valuation of $2,700,275,203 before the limit is reached. Note 8 - RESTRICTED ASSETS - WATER AND SEWER FUND Restricted assets in the Water and sewer Fund, held for specific purposes in accordance with bond ordinances or other legal restrictions, are comprised of the following: For Debt Service: Cash and cash equivalents Investments For Capital Improvements: Cash and cash equivalents Receivables For Customer Deposits: cash and cash equivalents Total Note 9 - PLANT, EQUIPMENT AND DEPRECIATION $ 7,467,160 11,500 12,711,056 29,606 1,849,026 $22,068,348 A summary of plant and equipment at September 30, 1998 is as follows: 26 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 9 - PLANT, EQUIPMENT AND DEPRECIATION (CONT'D.) Internal General Enterprise Service Fixed Funds Funds Assets Total Land and betterments $ 25,203,482 $ 433,658 $14,223,568 $ 39,860,708 Buildings and improvements 125,417,942 4,010,098 18,209,983 147,638,023 Machinery and equipment 3,473,476 - 8,619,542 12,093,018 Furniture and fixtures 51,529 14,178 541,278 606,985 Motor vehicles and equipment 3,670 25,844,415 45,924 25,894,009 Construction in progress 187,462 2,636 2,590 192,688 Total plant and equipment 154,337,561 30,304,985 41,642,885 226,285,431 Less accumulated depreciation ( 55,814,851) ( 17,292,615) - ( 73,107,466) Net plant and equipment $ 98,522,710 $13,012,370 $41,64.2,885 $153,177,965 A summary of changes in the components of the General Fixed Assets Account Group for the year ended September 30, 1998 is as follows: Balance Transfers Balance October 1, and September 30, 1997 Additions Retirements 1998 Plant and equipment: Land and betterments $14,147,752 $ 75,816 $ - $14,223,568 Buildings and improvements 14,849,097 1,300,049 2,060,837 18,209,983 Machinery and equipment 7,654,582 964,960 - 8,619,542 Furniture and fixtures 471,086 70,192 - 541,278 Motor vehicles and equipment 45,924 - - 45,924 Construction in progress 2,060,837 2,590 ( 2,060,837) 2,590 Subtotal 39,229,278 2,413,607 - 41,642,885 Investment in joint venture 12,196,837 - ( 435,496) 11,761,341 Total $51,426,115 $2,413,607 ($ 435,496) $53,404,226 27 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 10 - RETIREMENT PLANS Texas Municipal Retirement Svstem Plan Descrintion The city provides pension benefits for substantially all of its full- time employees, except firefighters, through a nontraditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS), one of 700 administered by TMRS, an agent multiple -employer public employee retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City -financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (200%) of the employee's accumulated contributions. In addition, the city can grant, as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest if the current employee contribution rate and City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions with interest were used to purchase an annuity. Members can retire at ages 60 and above with 10 or more years of service or with 25 years of service regardless of age. A member is vested after 10 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for all employees is 5%, except police officers which is 7%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due 28 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 10 - RETIREMENT PLANS (CONT'D.) Texas Municipal Retirement Svstem (Cont'd.) Contributions (Cont'd.) to the City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. when the City periodically adopts updated service credits and increases in annuities in effect, the increased unfunded actuarial liability is to be amortized over a new 25- year period. Currently, the unfunded actuarial liability is being amortized over the 25-year period, which began January 1997. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e. December 31, 1997 valuation is effective for rates beginning January 1999). Wichita Falls Firemen's Relief and Retirement Fund Plan Description The City provides pension benefits for all of its firefighters through a single employer defined benefit pension plan. The Wichita Falls Firemen's Relief and Retirement Fund (the Fund) operates under an act passed in 1937 by the Texas State Legislature and adopted by the City's firefighters. Benefits are determined on a "formula" or a "final salary" plan. A firefighter who qualifies for a retirement benefit will receive monthly retirement equal to 2.10% of his average monthly salary multiplied by his years of service. Members can receive a service retirement at ages 50 and above with 20 or more years of service. Members are eligible for actuarially reduced early retirement benefits before age 50, provided the employee has accrued at least 20 years of service. The plan also provides death and disability benefits. Members who terminate their service and are nonvested are entitled to the excess of the member's contributions over any benefits previously received. 29 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 10 - RETIREMENT PLANS (CONT'D.) Wichita Falls Firemen's Relief and Retirement Fund (Cont'd.) Contributions The contribution rate for the firefighters is 11% (increased from 9% effective August 5, 1998) and the city contributes 9%. Both the firefighters and City make contributions monthly. Contribution requirements are not actuarially determined, however, state law requires that each plan of benefits adopted by the Fund must be approved by a qualified actuary. The actuary certifies that the contribution commitments by the firefighters and the City provide an adequate financing arrangement. Using the entry age actuarial cost method, the plan's normal cost is determined as a percentage of payroll. The excess of the total contribution rate over the normal cost rate is used to amortize the plan's unfunded actuarial accrued liability, and the number of years needed to amortize the plan's unfunded actuarial accrued liability is determined using a level percentage of payroll method. Currently, the unfunded actuarial accrued liability is being amortized over the 29.4 year period which began on April 30, 1995. Schedule of Actuarial Liabilities and Fundina Progress Actuarial Valuation Date Actuarial Value of Assets Actuarial Accrued Liability (AAL) Percentage Funded unfunded Actuarial Accrued Liability (UAAL) Annual Covered Payroll UAAL as a Percentage of covered Payroll Net Pension Obligation (NPO) at the Beginning of the Period Texas Municipal Retirement Svstem 12/31/97 Firemen's Relief and Retirement 12/31/97 Total (Memorandum Onlv) $51,833,203 $19,916,831 $71,750,034 67,746,553 25,193,592 92,940,145 76.5% 79.1% 77.2% 15,913,350 5,276,761 21,190,111 24,726,606 4,712,854 29,439,460 64.4% 112.0% 71.9% -0- -0- -0- 30 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 10 - RETIREMENT PLANS (CONT'D.) Schedule of Actuarial Liabilities and Funding Proqress (Cont'd.) Texas Municipal Firemen's Total Retirement Relief and (Memorandum System Retirement Only) Annual Pension Cost: Annual Required Contribution (ARC) $ 2,404,267 $ 424,157 $ 2,828,424 Interest on NPO -0- -0- -0- Adjustment to the ARC -0- -0- -0- Annual Pension Cost $ 2,404,267 $ 424,157 $ 2,828,424 Percentage of Annual Pension Costs Contributed 100% 100% 100% Contributions Made $ 2,404,267 $ 424,157 $ 2,828,424 Increase in NPO -0- -0- -0- NPO At the End of the Period $ -0- $ -0- $ -0- Two preceding years: 1996: Annual Pension Cost $ 2,152,148 $ 436,410 $ 2,588,288 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- 1995: Annual Pension Cost $ 1,860,167 $ 409,259 $ 2,269,426 Percentage of Annual Pension Costs Contributed 100% 100% 100% NPO At the End of the Period -0- -0- -0- Both of the stand-alone financial reports for both the Texas Municipal Retirement system and Firemen's Relief and Retirement Fund can be obtained from the City's Director of Finance at 1300 7th Street, Wichita Falls, Texas. Note 11 - DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all city employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to the employees until termination, retirement, death, or an unforeseen emergency. Pursuant to GASB statement No. 32, the City no longer carries the deferred compensation plan's assets and liabilities in its financial statements. 31 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 12 - PAYABLE TO U.S. GOVERNMENT The city of Wichita Falls and Wichita County water Improvement District Number 2, upon the completion of the Lake Kemp reconstruction project in January, 1976 by the U.S. Government, are required to reimburse the U.S. Government 22.7% of its reported total cost of $8,774,705, or $1,991,858. The City's share of this amount is 66.11%, or $1,316,817, payable in forty-nine annual installments through January, 2025 of $51,974, which includes interest at the rate of 3.253%. The city's share of the total costs ($5,800,957) is reflected in fixed assets, and the City's share of the U.S. Government funded portion ($4,484,140) is reflected as contributed capital in the Water and Sewer Enterprise Fund. This contractual arrangement is strictly a cost -sharing agreement and is not considered a joint venture as defined in Section J50 of the Codification of Governmental Accounting and Financial Reporting Standards. The remaining debt payable to the U.S. Government at September 30, 1998 is classified as follows: Long-term $902,629 Current portion (included in other liabilities) 21,899 Total $924,528 Note 13 - AIRPORT LEASE The airport facilities are located on land at Sheppard Air Force Base. The land is leased from the Department of the Air Force at a cost of $1.00 per year for a period of fifty years, beginning May 15, 1959 and expiring May 14, 2009. Additional rent is based on landing fees at a rate of $1.8264 per scheduled landing. Landing fees collected and paid on this lease were $6,048 for the fiscal year ended September 30, 1998. Note 14 - DESCRIPTION OF LEASING ARRANGEMENTS In August 1995, the City entered into a copier lease expiring in 2000 which is classified as a capital lease and included in the General Fixed Asset and the General Long -Term Debt account groups. The copier was recorded as machinery and equipment in the General Fixed Asset Account Group at a cost of $11,220. The majority of the City's operating leases contain an option for annual renewal at the end of the initial lease term. In most cases, these leases will be canceled or replaced by other leases. The city leases certain equipment under operating leases expiring at various times through the year ending September 30, 2003. 32 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 14 - DESCRIPTION OF LEASING ARRANGEMENTS (CONT'D.) Capital Leases The following is a schedule by years of future minimum lease payments under capital leases and the corresponding present value of the net minimum lease payments as of September 30, 1998: Year ending September 30: 1999 $2,708 2000 2,808 Total minimum lease payments 5,516 Less amount representing interest 489 Present value of minimum lease payments $5,027 The present value of minimum lease payments is recorded in the General Long -Term Debt Account Group as a capital lease payable. Operatinq Leases The following is a schedule by years of future minimum rental payments required under operating leases that have initial or remaining noncancellable lease terms in excess of one year as of September 30, 1998: Year ending September 30: 1998 $ 95,788 1999 88,157 2000 53,535 2001 4,942 2002 1,900 Later years 5 Total minimum payments required $244,327 The total minimum payments do not include contingent rentals which may be paid under the airport lease based on the number of scheduled landings. The following schedule shows the composition of total rental expenses for all operating leases for the year ended September 30, 1998: Minimum rentals Contingent rentals Total rentals $203,820 6,048 $209,868 33 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 15 - LONG-TERM DEBT The following is a summary of changes in long-term obligations of the city for the year ended September 30, 1998: Obligations obligations Outstanding New Outstanding October 1, Obligations Obligations September 30, 1997 Incurred Retired 1998 General Lona-Term Debt: General obligation Bonds payable $18,320,000 $ - $1,470,000 $16,850,000 Accrued vacation and sick leave 4,166,854 184,643 - 4,351,497 Capital lease payable 7,176 - 2,149 5,027 Claims and judgments payable 177,943 53,608 67,083 164,468 Total general long-term debt 22,671,973 238,251 1,539,232 21,370,992 Proprietary Fund Debt: Revenue Bonds payable 50,790,000 8,060,000 1,855,000 56,995,000 Payable to U.S. Government 945,737 - 21,209 924,528 Total proprietary fund debt 51,735,737 8,060,000 1,876,209 57,919,528 Total long-term liabilities $74,407,710 $8,298,251 $3,415,441 $79,290,520 Bonds payable. at September 30, 1998 are comprised of the following individual issues: Range of Final Annual Bonds Interest Maturity serial Bonds Outstanding Rates Date Payments Authorized at 9/30/98 General Obligation Bonds: 1992 General Obligation Bonds 2.75% - 9/01/10 $80,000 to $ 4,000,000 $ 3,385,000 5.75% $635,000 1994 General Obligation Refunding Bonds 3.50% - 9/01/06 $105,000 to 7,250,000 5,810,000 5.50% $860,000 1996 General Obligation Refunding Bonds 4.10% - 9/01/06 $570,000 to 9,000,000 7,655,000 5.30% $1,130,000 Total General Obligation Bonds 16,850,000 34 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 15 - LONG-TERM DEBT (CONT'D.) Range of Final Annual Bonds Interest Maturity Serial Bonds Outstanding Rates Date Payments Authorized at 9/30/98 Revenue Bonds: Water and Sewer Revenue Bonds: 1990-A Water and Sewer Subordinate Lien Revenue Bonds 5.50% 8/01/12 $300,000 to 24,180,000 22,110,000 $3,870,000 Water and Sewer System Refunding Revenue Bonds, Series 1995 3.90% - 8/01/07 $95,000 to 12,830,000 10,855,000 5.20% $1,450,000 Water and Sewer System Refunding Revenue Bonds, Series 1996 4.10% - 8/01/07 $305,000 to 5,360,000 4,650,000 5.40% $625,000 1996 Water & Sewer Subordinate Lien Revenue Bonds 3.35% - 8/01/16 $25,000 to 11,420,000 11,320,000 4.95% $2,750,000 1998 Water & Sewer Subordinate Lien Revenue Bonds 3.14% - 8/01/18 $25,000 to 8,060,000 8,060,000 4.59% $3,320,000 Total Revenue Bonds 56,995,000 Total All Bonds $73,845,000 All of the General obligation Bonds were issued on the full faith and credit of the City and are secured by ad valorem taxes levied against all taxable property. These bonds are serviced by the Debt Service Fund with an apportionment of the ad valorem tax levy. At September 30, 1998, $1,560,640 was available in this fund to service these bonds. All of the Water and Sewer Revenue Bonds were issued for purposes of improving the City's water and sewer systems and are serviced by the net revenues of the Water and Sewer Fund. The City's current year payments for debt service of general obligation bonds, revenue bonds, and payable to U.S. Government included $934,270, $2,674,570, and $30,765 of interest, respectively. 35 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 15 - LONG-TERM DEBT (CONT'D.) The annual requirements to pay principal and interest on the city's long-term obligations outstanding as of September 30, 1998 are as follows: Year Ending General Obligation Bonds Revenue Bonds Payable to U.S. Government September 30: Principal Interest Principal Interest Principal Interest Total 1999 $ 1,535,000 $ 868,315 $ 1,965,000 $ 2,887,626 $ 21,899 $ 30,075 $ 7,307,915 2000 1,610,000 796,975 2,050,000 2,797,867 22,611 29,363 7,306,816 2001 1,690,000 719,775 2,155,000 2,701,177 23,347 28,627 7,317,926 2002 1,770,000 636,910 2,255,000 2,598,034 24,106 27,868 7,311,918 2003 1,850,000 547,565 2,370,000 2,488,329 24,890 26,274 7,307,058 Subsequent 8,395,000 1,355,870 46,200,000 19,003,769 807,675 336,521 76,098,835 w ON Total $16,850,000 $4,925,410 $56,995,000 $32,476,802 $924,528 $478,728 $112,650,468 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 16 - DEFEASANCE OF PRIOR DEBT In prior years, the City defeased certain outstanding general obligation and revenue bonds by placing the proceeds of new bonds and additional cash in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust escrow accounts and the defeased bonds are not included in the city's financial statements. At September 30, 1998, $10,610,000 of the 1986 Water and Sewer Revenue Refunding Bonds are considered defeased. Note 17 - TAX ANTICIPATION NOTES PAYABLE During the year ended September 30, 1997, the city of Wichita Falls, Texas issued tax anticipation notes in the amount of $2,000,000. The proceeds provided by these notes were used for the renovation of the City's Activities Center to house the Wichita Falls Public Library. These notes bear interest ranging from 4.45% to 7.00% and mature over a period of seven years. while these notes are, in effect, long-term financing, the City has recorded the liability for these tax anticipation notes as a current liability in the Library Renovations Fund as required by generally accepted accounting principles established by the Governmental Accounting Standards Board. The annual requirements to pay principal and interest on the tax anticipation notes outstanding at September 30, 1998 are as follows: Year Ending September 30: Principal Interest Total 1999 $ 265,000 $ 85,987 $ 350,987 2000 280,000 67,263 347,263 2001 290,000 51,360 341,360 2002 305,000 37,969 342,969 2003 320,000 23,590 343,590 2004 340,000 8,075 348,075 Totals $1.800,000 $274,244 $2,074,244 During the year ended September 30, 1998, the City paid $156,894 of interest on the tax anticipation notes. 37 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 18 - LANDFILL AND TRANSFER STATION CLOSURE AND POSTCLOSURE CARE COSTS state and federal laws and regulations require that the City place a final cover on its landfill when closed, and perform certain maintenance and monitoring functions at the landfill site for thirty years after closure. In addition to operating expenses related to current activities of the landfill, an expense provision and related liability are being recognized based on the future closure and postclosure care costs that will be incurred near or after the date the landfill no longer accepts waste. Th= recognition of these landfill closure and postclosure care costs is based on the amount of the landfill used during the year. The estimated liability for landfill closure and postclosure care costs has a balance of $3,055,869 as of September 30, 1998, which is based on 47% usage of the landfill. The City has no remaining estimated costs of closure and postclosure care which have not already been recognized in the financial statements. It is estimated that additional costs will be recognized as closure and postclosure care expenses between the date of the balance sheet and the date the landfill is expected to be filled to capacity in 2017. Additionally, the City has accrued $5,610 in estimated closure costs for the city's landfill transfer station. Actual costs may be higher due to inflation, change in technology, or changes in regulations. Note 19 - INDIVIDUAL FUND DISCLOSURES Interfund receivable and payable balances at September 30, 1998 are as follows: Interfund Interfund Receivables Pavables General Fund $1,533,815 $ 304,363 Special Revenue Funds: Community Development Block Grant Fund - 526,305 Home Investment Partnership Agreement Fund - 135,796 Miscellaneous Special Revenue Fund 42,632 803,202 Total Special Revenue Funds 42,632 1,465,303 Enterprise Funds: Airport Fund - 424 Transit Fund - 111,144 Sanitation Fund - 38,619 Water and Sewer Fund - 66,840 Total Enterprise Funds - 217,027 Internal Service Funds: Fleet Maintenance Fund - 14,853 Employee Benefit Trust Fund 425,099 - Total Internal Service Funds 425,099 14,853 Total $2,001,546 $2,001,546 38 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 19 - INDIVIDUAL FUND DISCLOSURES (CONT'D.) operating transfers between funds and component units during the year were as follows: General Fund Special Revenue Funds: Hotel/Motel Tax Fund Miscellaneous Special Revenue Fund Total Special Revenue Funds Debt Service Fund Capital Projects Funds: Library Renovation Fund Enterprise Funds: Golf Fund Transit Fund sanitation Fund Water and Sewer Fund Total Enterprise Funds Internal Service Funds: Fleet Maintenance Fund Component Units: Wichita Falls Economic operating operating Transfer In Transfer out $1,183,902 $ 292,158 - 57,936 204,013 68,575 204,013 126,511 306,615 - 356,894 - - 8,295 146,081 - - 388,449 99,030 713,198 245,111 1,109,942 312,000 Development Board - 99,030 Wichita Falls 4B Sales Tax Corporation - 356,894 Total Component Units - 455,924 Total $2,296,535 $2,296,535 Residual equity transfers between funds during the year were as follows: Equity Equity Transfer In Transfer out General Fund $ - $ 429,076 Enterprise Funds: Golf Fund - 11,459 Transit - 24,187 Sanitation Fund - 833,614 Water and Sewer Fund - 171,759 Internal Service Funds: Fleet Maintenance 1,470,095 - Total $1,470,095 $1,470,095 39 0 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 20 - CONTRIBUTED CAPITAL - PROPRIETARY FUNDS During the year ended September 30, 1998, contributed capital in the City's proprietary funds increased by the following amounts: source Government - fixed assets Developers - fixed assets Other contributions Total additions Contributed capital, October 1, 1997 Contributed capital, September 30, 1998 Internal Enterprise Funds service Fund Total Water Fleet Proprietary Golf Airport Transit Sanitation and Sewer Maintenance Funds $ - $ 14,807 $ - $ - $ - $ 1,470,095 $ 1,484,902 _ - - - 151,791 - 151,791 - - 1,524 - - 1,524 - 14,807 - 1,524 151,791 1,470,095 1,638,217 8,279 2,277,385 824,496 2,907,626 19,337,009 16,463,703 41,818,498 $8,279 $2,292,192 $824,496 $2,909,150 $19,488,800 $17,933,798 $43,456,715 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 21 - SEGMENT INFORMATION FOR ENTERPRISE FUNDS The City maintains five enterprise funds which provide golf, transportation, sanitation, water and sewer services. Segment information for the year ended September 30, 1998 is as follows: Condensed balance sheets: Plant and equipment: Additions Retirements Net working capital Total assets Bonds and other long-term liabilities Total equity Condensed statements of revenues, expenses and changes in equity: Operating revenues Depreciation and amortization Operating income (loss) Intergovernmental operating grants Operating transfers: In Out Net income (loss) Current capital contributions Total Water Enterprise Golf Airport Transit Sanitation and Sewer Funds $ 2,900 $ 14,807 $ - 48,448 506,310 ( 27,314) 129,134 1,630,004 694,415 62,902 1,617,622 548,331 $ 24,452 $ 1,335,206 $ 1,377,365 8,622,252 11,597,263 20,746,959 11,362,781 130,555,488 144,371,822 3,061,479 55,932,629 58,994,108 7,898,272 69,318,588 79,445,715 700,117 299,760 161,318 8,786,580 20,423,911 30,371,686 1,461 90,116 9,265 58,968 2,943,796 3,103,606 ( 31,171) ( 147,682) ( 516,971) 717,927 4,611,246 4,633,349 - - 385,812 - - 385,812 - - 146,081 - 99,030 245,111 8,295 - - 388,449 713,198 1,109,942 ( 39,466) ( 121,034) 14,922 657,951 2,383,807 2,896,180 - 14,807 - 1,524 151,791 168,122 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 22 - SEGMENT INFORMATION FOR DISCRETELY PRESENTED COMPONENT UNITS The City has three component units that are discretely presented in the city's general purpose financial statements. Segment information for the year ended September 30, 1998 is as follows: Wichita Falls Wichita Falls Economic 4B Sales Wichita Falls Development Tax Reinvestment Corporation Corporation Zone #1 Totals Condensed balance sheets: Current assets $1,820,184 $1,355,858 $390,915 $3,566,957 Current liabilities 9,738 - - 9,738 Condensed statements of revenues and expenditures: Revenues 2,426,598 2,405,354 149,039 4,980,991 Current expenditures 517,122 692,602 37,830 1,247,554 Operating transfers out 99,030 356,894 - 455,924 Excess of revenues and other sources over expenditures and other uses 1,810,446 1,355,858 111,209 3,277,513 Note 23 - JOINT VENTURE - MULTI -PURPOSE EVENTS CENTER The Multi -Purpose Events Center (the Center) is an activities complex owned jointly by the City of Wichita Falls (50%) and Wichita County (the county) (50%). The Center is operated by a seven -member board composed of two members each from the governing bodies of the City and the County, and three other appointed resident citizens of the County. The initial projected cost of the Center was estimated to be twenty-five million dollars. The City and the County have each contributed nine million dollars toward the construction of the facility. The remaining costs are presently being raised from private contributions and other sources within the community. The City and the County each have an undivided one-half interest in the center and may dispose of it only by mutual agreement of the City Council and Wichita County Commissioners Court. The city and the county are each obligated by contract to fund the portion of the Center's annual budget that exceeds the revenues from the Center and the undesignated hotel/motel taxes collected by the city. 42 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 23 - JOINT VENTURE - MULTI -PURPOSE EVENTS CENTER (CONT'D.) The following is a summary of selected financial information for the Multi -Purpose Events Center as of September 30, 1998: Total assets $22,381,184 Total liabilities $ 60,280 Joint venturers' capital $22,320,904 Current capital contributions $ 900,661 Total revenue $ 852,673 Total expenses $ 2,275.081 Total other income $ 70,417 Net loss ($ 1,351,991) The City's net investment in this joint venture is reported in the City's General Fixed Assets Account Group. The City's equity interest in the Center was $11,761,341 at September 30, 1998. Complete financial statements for the Center can be obtained from the City's Director of Finance at 1300 7th Street, Wichita Falls, Texas. Note 24 - COMMITMENTS AND CONTINGENCIES Litiqation The City is a defendant in numerous lawsuits. In the opinion of the City's management, any liabilities resulting from such suits will not materially affect the financial position of the City. Accrued Vacation and Sick Leave The City's liability for accrued vacation and sick leave excluding the amount recorded in the enterprise funds was $4,785,752 at September 30, 1998. This accrual is recorded in the General Long -Term Debt account group, except for $100, 000 which is believed by City management to be currently payable from available resources and is recorded in the General Fund. 43 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 24 - COMMITMENTS AND CONTINGENCIES (CONT'D.) Post -Retirement Health Care and Life Insurance Benefits In addition to providing pension benefits, the City provides certain health care and life insurance benefits for retired employees. substantially all of the City's employees may become eligible for those benefits if they reach normal retirement age while working for the city. The cost of retiree health care is paid for by the retirees. The cost of life insurance benefits for 10 retirees is partially funded by the city. The city's portion of these costs is recognized as expense when paid. For the fiscal year ended September 30, 1998, these costs totaled $8,617. Contract Commitment With West Texas Utilities Company In 1977, the City and Wichita County Water Improvement District Number 2 entered into a sixty -year contract with the West Texas Utilities Company (the Company) and agreed to provide an adequate water supply for the Company's use in generating power upon completion of the Company's construction of a power plant adjacent to the Lake Kemp -Lake Diversion System. The significant terms of the contract provide for standby charges to be paid to the City and the Wichita County Water Improvement District Number 2 in equal amounts. Minimum charges for the calendar year 1997 and all years thereafter until the end of contract will be $500,000 per year. For water actually consumed, the Company shall pay the City and Wichita County water Improvement District Number 2 equally, at the base rate of $0.23 per one thousand gallons, which is adjusted annually. The rate for the year ended September 30, 1998 was $.350636 per one thousand gallons. This contract can be terminated at any time by the Company. If the contract is terminated, the Company is required to make a maximum termination payment equal to the minimum charges which would have become due and payable during the following twenty-four month period. Construction Contracts At September 30, 1998, the City was committed to several construction contracts, but has not accrued or incurred any expenditures or expenses as the work has not yet been performed. The amounts for which the various funds are committed to complete these contracts are as follows: 44 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 22 - COMMITMENTS AND CONTINGENCIES (CONT'D.) Construction Contracts (Cont'd.) General Fund $109,220 Enterprise Funds: Water and Sewer Fund 506,659 Total contract commitments $615,879 Federally Assisted Proqrams - Compliance Audits The City participates in numerous Federally assisted programs, on both a direct and state pass -through basis, as well as on a service -provider basis. Principal among these are Community Development Block Grants, Section 8 Housing Assistance, and the Home Investment Partnership Agreement Program. In connection with these programs, the City is required to comply with specific terms and agreements as well as applicable Federal and State laws and regulations. Such compliance is subject to review and audit by the grantors and their representatives. In the opinion of management, the City has complied with all requirements. However, since such programs are subject to future audit or review, the possibility of disallowed expenditures exists. In the event of any disallowance of claimed expenditures, the city expects the resulting liability to be immaterial. Note 25 - SUBSEQUENT EVENT On October 1, 1998, the City issued $22,795,000 Water and Sewer System Subordinate Lien Refunding Revenue Bonds, Series 1998A (1998A Bonds) and $5,500,000 Water and Sewer Priority Lien Revenue Bonds, Series 1998B (1998B Bonds). A description of each are as follows: 1998A Bonds. The proceeds of the 1998A Bonds were issued to provide funds sufficient to redeem the City's outstanding Water and Sewer Subordinate Lien Revenue Bonds, Series 1990-A maturing August 1, 2000 through 2012 totaling $21,695,000 and pay related issuance costs. The 1998A Bonds will mature on August 1, 1999 to 2012 with principal amounts and interest rates ranging from $375,000 to $3,770,000 and 3.650% to 4.500%, respectively. 1998B Bonds. The proceeds of the 1998E Bonds were issued to refurbish a pump station and replace approximately five miles of transmission line and pay related issuance costs. The 1998B Bonds will mature on August 1, 1999 to 2018 with principal amounts and interest rates ranging from $180,000 to $400,000 and 4.050% to 4.625%, respectively. C&7 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 25 - SUBSEQUENT EVENT (CONT'D.) A summary of the debt service requirements of the 1998A Bonds and 1998B Bonds are as follows: Year Ending 1998A Bonds 1998B Bonds September 30, Principal Interest Principal Interest Totals 1999 $ 375,000 $ 792,705 $ 215,000 $ 203,665 $ 1,586,370 2000 550,000 936,246 180,000 235,260 1,901,506 2001 570,000 914,246 190,000 227,610 1,901,856 2002 585,000 893,441 200,000 219,060 1,897,501 2003 610,000 871,504 210,000 210,060 1,901,564 Subsequent 20,105,000 5,497.673 4,505,000 1,786,953 31,894,626 Totals $22,795,000 $9,905,815 $5.500,000 $2,882,608 $41,083,423 Note 26 - YEAR 2000 ISSUES In accordance with GASB Technical Bulletin 98-1, "Disclosures About Year 2000 Issues", following are disclosures about the year 2000 issues in general and of the City's progress and commitments at year end in dealing with this issue. The year 2000 issue is the result of shortcomings in many electronic data processing systems and other equipment that may adversely affect operations in the year 1999 and beyond. For many years, programmers eliminated the first two digits from a year when writing programs. For example, programmers would designate January 1, 1965 as 1101/01/651, instead of 1101/01/1965". On January 1, 2000 at 12:00:01 a.m., the internal clock in computers and other equipment will roll over from 1112/31/991, to 1101/01/00". Unfortunately, many programs (if not corrected) will not be able to distinguish between the year 2000 and the year 1900. This may cause the programs to process data inaccurately or to stop processing data altogether. Another factor that may cause problems in programs is the leap year calculation. some programs are unable to detect the year 2000 as a leap year. Problems affecting a wide range of governmental activities will likely result if computers and other electronic equipment that are dependent upon date -sensitive coding are not corrected. These problems have the potential for causing a disruption to some government operations and may temporarily increase the cost of those operations. The amount committed but not yet payable by the City at September 30, 1998 to make computer systems and other electronic equipment year 2000 compliant was $400,000. 46 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 26 - YEAR 2000 ISSUES (CONT'D.) The following stages of work have been identified by GASB Technical Bulletin 98-1, "Disclosures About Year 2000 Issues", as necessary to implement a year 2000 compliant system. These stages were adapted by the GASB from U.S. securities and Exchange Commission ("SEC"), Division of Market Regulation Year 2000 ("Y2K") Work Program (January 1998). 1. Awareness Stage - Encompasses establishing a budget and project plan for dealing with the year 2000 issue. 2. Assessment Stage - when the organization begins the actual process of identifying all of its systems (preparing an inventory) and individual components of the systems. An organization may decide to review all system components for year 2000 compliance or, through a risk analysis, identify only mission -critical systems and equipment -- systems and equipment critical to conducting operations --to check for compliance. 3. Remediation Stage - when the organization actually makes changes to systems and equipment. This stage deals primarily with the technical issues of converting existing systems, or switching to compliant systems. During this stage, decisions are made on how to make the systems year 2000 compliant, and the required system changes are made. 4. validation/Testing stage - when the organization validates and tests the changes made during the conversion process. The development of test data and test scripts, the running of test scripts, and the review of test results are crucial for this stage of the conversion process to be successful. If the testing results show anomalies, the tested area needs to be corrected and retested. The City currently is in the remediation stage as defined above. Disclosures as an Issuer of Municipal securities Since the City is an issuer of municipal securities, the following disclosures are made in accordance with U.S. Securities and Exchange Commission's "Statement of the Commission Regarding Disclosure of Year 2000 Issues and Consequences by Public Companies, Investment Advisors, Investment Companies, and Municipal Securities Issuers" (17 CFR Parts 231, 241, 271, 276), section III. C., "Guidance for Year 2000 Disclosure for Municipal Issuers" ("Statement"). These disclosures are made in addition to the applicable disclosures made in the preceding paragraphs of this note. 47 CITY OF WICHITA FALLS, TEXAS NOTES TO THE FINANCIAL STATEMENTS (CONT'D.) SEPTEMBER 30, 1998 Note 26 - YEAR 2000 ISSUES (CONT'D.) Disclosures as an Issuer of Municipal Securities (Cont'd.) For issuers of municipal securities, year 2000 issues may be divided into three categories: internal, external and mechanical. These categories of issues are defined by the Statement as follows: 1. Internal Issues Internal year 2000 issues may arise from an issuer's own operations and materially affect its creditworthiness and ability to make timely payment of its obligations. 2. External Issues External year 2000 issues may arise from parties, other than an issuer, that provide payments that support the debt service on an issuer's municipal securities, or the impact of year 2000 problems facing other external parties on the issuer's own ability to satisfy its responsibilities. 3. Mechanical Issues Mechanical year 2000 issues may arise if year 2000 problems disrupt the actual mechanical process used to send payments to bondholders or the ability to assess and collect ad valorem taxes and allocate receipts and disbursements to proper funds in a timely manner to make debt service payments when due. while year 2000 problems may not directly affect an issuer's ability to pay debt service, they may affect an issuer's general accounting and payment functions, which may be material to investors. The City's management believes that each of these three categories of issues has been adequately considered in the planning and implementation of its work in preparing for the year 2000. 48 Wichil REQUIRED SUPPLEMENTARY INFORMATION Wichit EXHIBIT B-1 CITY OF WICHITA FALLS, TEXAS TEXAS MUNICIPAL RETIREMENT SYSTEM - ANALYSIS OF FUNDING PROGRESS - LAST TEN PLAN YEARS (UNAUDITED)* (4) (6) (1) (2) (3) Unfunded (5) UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of valuation Value Accrued Funded Liability (UAAL) covered covered Payroll Date of Assets Liability (AAL). (1) + (2) (2) - (1) Pavroll (4) _ (5) 12/31/87 $24,462,797 $29,184,181 83.8% $ 4,721,384 $17,148,324 27.5% 12/31/88 27,272,637 32,538,508 83.8% 5,265,871 17,737,825 29.7% 12/31/89 30,732,508 36,338,409 84.6% 5,605,901 18,827,230 29.8% 12/31/90 32,169,524 38,603,039 83.3% 6,433,515 18,664,431 34.5% 12/31/91 34,988,814 42,460,833 82.4% 7,472,019 18,874,753 39.6% 12/31/92 40,008,407 49,758,664 80.4% 9,750,257 20,657,576 47.2% 12/31/93 42,728,204 53,833,753 79.4% 11,105,549 21,343,153 52.0% 12/31/94 46,420,960 59,450,213 78.1% 13,029,253 22,768,262 57.2% 12/31/95 48,533,798 62,979,458 77.1% 14,445,660 23,859,734 60.5% 12/31/96 51,833,203 67,746,553 76.5% 15,913,350 24,726,606 64.4% Analysis of the dollar amounts of the actuarial value of assets, actuarial accrued liability, and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued liability provides one indication of the city's funding status on a going - concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally, the greater this percentage, the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the city's progress made in accumulating sufficient assets to pay benefits when due. Generally, the smaller this percentage, the stronger the pension plan. * This city retirement plan is substantially a defined contribution plan. These voluntary disclosures, similar to the disclosures required for a defined benefit plan, are provided for additional analysis of the plan. EXHIBIT B-2 CITY OF WICHITA FALLS, TEXAS TEXAS MUNICIPAL RETIREMENT SYSTEM - REVENUES BY SOURCE AND EXPENSES BY TYPE - LAST TEN PLAN YEARS (UNAUDITED)* Employer contributions as Percentage Revenues By Source Plan of Annual Employer Employee Investment Year covered Pavroll contributions contributions Income Total 1988 6.11% $1,047,763 $ 939,886 $2,461,316 $4,448,965 1989 6.09% 1,080,234 972,959 2,673,781 4,726,974 1990 6.78% 1,276,486 1,036,662 3,176,669 5,489,817 1991 7.00% 1,306,510 1,029,175 3,301,314 5,636,999 1992 8.18% 1,543,955 1,042,695 3,405,072 5,991,722 1993 8.16% 1,685,658 1,144,085 3,659,812 6,489,555 1994 8.15% 1,739,467 1,180,421 3,902,836 6,822,724 1995 8.17% 1,860,167 1,258,857 4,183,063 7,302,087 1996 9.02% 2,152,148 1,316,765 4,487,926 7,956,839 1997 9.77% 2,416,676 1,400,780 4,690,501 8,507,957 Expenses By Tvve Aggregate Plan Benefit Administrative Year Payments Expenses Refunds Total 1988 $1,535,680 $ 20,067 $362,604 $1,918,351 1989 11502,643 19,016 395,475 1,917,134 1990 1,574,729 19,570 435,647 2,029,946 1991 3,711,425 20,134 468,424 4,199,983 1992 2,784,227 21,292 366,913 3,172,432 1993 1,045,022 22,890 402,050 1,469,962 1994 3,718,775 24,102 360,050 4,102,927 1995 3,210,543 25,585 373,203 3,609,331 1996 5,146,617 32,766 664,618 5,844,001 1997 4,842,149 35,733 330,671 5,208,553 contributions were made in accordance with actuarially -determined contribution requirements. * This city retirement plan is substantially a defined contribution plan. These voluntary disclosures, similar to the disclosures required for a defined benefit plan, are provided for additional analysis of the plan. 50 EXHIBIT B-3 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS FIREMEN'S RELIEF AND RETIREMENT FUND - ANALYSIS OF FUNDING PROGRESS (UNAUDITED) (4) (6) (1) (2) (3) Unfunded (5) UAAL as a Actuarial Actuarial Actuarial Percentage Actuarial Accrued Annual Percentage of Valuation Value Accrued Funded Liability (UAAL) Covered Covered Payroll Date of Assets Liabilitv (AAL) (1) + (2) (2) - (11 Pavroll (4) + (5) 4/30/90 (a) $ 9,281,696 $11,770,360 78.9% $2,488,664 $3,774,905 65.9% 4/30/91 (d) - - - - - - 4/30/92 (b) 11,436,828 13,488,758 84.8% 2,051,930 3,917,100 52.4% 4/30/93 (d) - - - - - - 4/30/94 (d) - - - - - - 4/30/95 (c) 14,966,425 17,882,791 83.7% 2,916,366 4,051,390 72.0% 12/31/95 16,529,273 18,648,105 88.6% 2,118,832 4,214,096 50.3% 12/31/96 18,276,026 20,042,040 91.2% 1,766,014 4,794,594 36.8% 12/31/97 19,916,831 25,193,592 79.1% 5,276,761 4,712,854 112.0% Analysis of the dollar amounts of the actuarial value of assets, actuarial accrued liability, and unfunded actuarial accrued liability in isolation can be misleading. Expressing the actuarial value of assets as a percentage of the actuarial accrued L, liability provides one indication of the City's funding status on a going -concern basis. Analysis of this percentage over time indicates whether the system is becoming financially stronger or weaker. Generally, the greater this percentage, the stronger the pension plan. Trends in unfunded actuarial accrued liability and annual covered payroll are both affected by inflation. Expressing the unfunded actuarial accrued liability as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the City's progress made in accumulating sufficient assets to pay benefits when due. Generally, the smaller this percentage, the stronger the pension plan. (a) During 1990, the plan was amended to increase standard retirement benefits from 1.63% to 1.90% of the firefighter's average salary multiplied by years of service. This amendment increased the actuarial accrued liability as of April 30, 1990 by approximately $314,000. (b) During 1992, the plan was amended to increase standard retirement benefits from 1.90% to 2.01% of the firefighter's average salary multiplied by years of service. This amendment increased the actuarial accrued liability as of October 1, 1992 by approximately $1,100,000. (c) During 1995, the plan was amended to increase standard retirement benefits from 2.01% to 2.10% of the firefighter's average salary multiplied by years of service. Additionally, the minimum benefit for retired firefighters was raised from $300 per month to $400 per month. widows minimum monthly payments were raised to remain two-thirds of the minimum for retired firefighters. Two additional payment options were also added to the plan's provisions. These amendments increased the actuarial accrued liability as of October 1, 1995 by approximately $660,000. (d) Historical trend information is presented for as many years as such information about the plan is available. No actuarial valuation or update was performed as of these dates. Texas state law does not require an actuarial valuation to be completed annually. The last actuarial valuation update was completed as of December 31, 1997. Additional historical trend information will be disclosed in future periods as it becomes available. EXHIBIT B-4 CITY OF WICHITA FALLS, TEXAS WICHITA FALLS FIREMEN'S RELIEF AND RETIREMENT FUND - REVENUES BY SOURCE AND EXPENSES BY TYPE - LAST TEN PLAN YEARS (UNAUDITED) Employer' contributions as Percentage Revenues By Source Plan of Annual Employer Employee Investment Year covered Payroll contributions Contributions Income Total 1988 9.0% $324,740 $324,740 $ 604,529 $1,254,009 1989 9.0% 341,956 339,741 1,238,894 1,920,591 1990* 9.0% 346,030 346,030 939,066 1,631,126 1991 9.0% 352,539 352,539 1,788,640 2,493,718 1992** 9.0% 360,996 360,996 903,782 1,625,774 1993 9.0% 382,072 382,072 887,717 1,651,861 1994*** 9.0% 373,416 373,416 1,180,015 1,926,847 1995 9.0% 409,259 409,259 1,418,175 2,236,693 1996 9.0% 436,410 436,410 1,733,874 2,606,694 1997 9.0% 451,563 451,563 2,852,294 3,755,420 Expenses By Type Aggregate Plan Benefit Administrative Year Payments Expenses Refunds Total 1988 $ 460,307 $13,157 $100,085 $ 573,549 1989 516,173 15,826 18,456 550,455 1990* 570,142 25,341 2,869 598,352 1991 599,408 21,845 18,543 639,796 1992** 637,781 48,648 - 686,429 1993 715,302 70,471 52,748 838,521 1994*** 742,975 52,474 41,218 836,667 1995 807,742 53,486 2,215 863,443 1996 880,480 52,638 3,491 936,609 1997 1,049,900 70,110 86,105 1,206,115 Contributions were made in accordance with actuarially -determined contribution requirements. * see note on page 51 for a discussion of the change in employee benefit provisions approved as of April 30, 1990. ** see note on page 51 for a discussion of the change in employee benefit provisions approved as of October 1, 1992. *** See note on page 51 for a discussion of the change in employee benefit provisions approved as of October 1, 1995. 52 1-44-4�1 Wichita' Fails TEXAS `5.�.� COMBINING and INDIVIDUAL FUND FINANCIAL STATEMENTS GENERAL FUND � <4 �M' �.1� ...._ �. _<t:.v The General Fund is used to account for all revenues and expenditures not accounted for in other funds. It receives a greater variety and amount of revenues and finances a wider range of governmental activities than any other fund. Major functions financed by the General Fund include: Administrative; Finance; Police; Fire; Protective Inspections, such as building, plumbing and electrical; Traffic Engineering; Public Works Engineering; Street Maintenance; Health; Community Enrichment Activities such as Parks, Recreation, and Library; and Planning. Wichita`f TEXAS EXHIBIT C-1 CITY OF WICHITA FALLS, TEXAS GENERALFUND BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Cash and cash equivalents $ 9,143,077 Investments 1,499,297 Receivables: Taxes and assessments (less $584,785 allowance for uncollectible accounts) 758,761 Other City funds 1,533,815 Government agencies 2,371,947 Other 533,460 Inventory 49,173 Prepaid items 52,118 Total assets $15,941,648 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $ 408,183 Accrued payroll 1,170,237 Accrued vacation and sick leave 100,000 Payable to other City funds 304,363 Payable to government agencies 85,728 Other liabilities 997,740 Deferred revenue 785,730 Total liabilities 3,851,981 Fund balance: Reserved for encumbrances 1,567,545 Reserved for inventory and prepaid items 101,291 Unreserved: Designated for subsequent years expenditures 3,000,000 Undesignated 7,420,831 Total fund balance 12,089,667 Total liabilities and fund balance $15,941,648 53 EXHIBIT C-2 (Page 1 of 4) CITY OF WICHITA FALLS, TEXAS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Taxes: Ad valorem taxes Penalties and interest City sales tax Franchise taxes Other taxes Total taxes Charges for services: Administrative overhead reimbursements Data processing services school nurse program and other health services other service charges Total charges for services Licenses and permits: Building permits Electrical and plumbing Health and animal control other licenses and permits Total licenses and permits Fines and forfeitures: Municipal Court Forfeitures and confiscated funds Library Total fines and forfeitures Intergovernmental revenue: operating grants Total intergovernmental revenue variance Favorable Budget Actual (Unfavorable) $12,468,189 $12,816,214 $ 348,025 140,000 175,847 35,847 13,582,103 13,932,984 350,881 5,175,000 5,243,568 68,568 400,000 376,227 ( 23,773) 31,765,292 32,544,840 779,548 815,918 799,416 ( 16,502) 299,828 266,819 ( 33,009) 661,878 626,696 ( 35,182) 405,838 385,059 ( 20,779) 2,183,462 2,077,990 ( 105,472) 170,000 130,015 ( 39,985) 149,000 134,720 ( 14,280) 135,000 126,377 ( 8,623) 31,275 44,460 13,185 485,275 435,572 ( 49,703) 1,440,000 1,458,968 18,968 2,000 932 ( 1,068) 31,000 27,085 ( 3,915) 1,473,000 1,486,985 13,985 42,321 67,290 24,969 42,321 67,290 24,969 54 EXHIBIT C-2 (Page 2 of 4) CITY OF WICHITA FALLS, TEXAS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues (Cont'd.) Miscellaneous revenue: Rentals and concessions Interest other Total miscellaneous revenue Total revenues Expenditures: Administrative services: Mayor and City Council city Manager Personnel/Risk Management Martin Luther King Center Farmer's Market Library Activities Center General Public Information Duplicating Services Building Maintenance Nondepartmental Municipal Court Legal City Clerk Total administrative services Police Fire Parks and recreation: Recreation Park maintenance Cemetery Total parks and recreation variance - Favorable Budget Actual (Unfavorable) 178,878 178,670 ( 208) 880,000 1,174,390 294,390 68,700 217,532 148,832 1,127,578 1,570,592 443,014 37,076,928 38,183,269 1,106,341 51,458 50,718 740 343,837 330,290 13,547 383,257 382,918 339 98,282 98,255 27 2,941 2,426 515 1,068,805 1,066,638 2,167 20,806 20,688 118 103,080 92,359 10,721 64,028 54,205 9,823 925,625 916,454 9,171 1,713,095 1,694,168 18,927 435,297 432,420 2,877 426,131 426,129 2 107,540 107,536 4 5,744,182 5,675,204 68,978 11,626,416 11,445,357 181,059 7,587,187 7.567,904 19,283 733,354 725,278 8,076 2,128,473 2,087,445 41,028 139,656 134,935 4,721 3,001,483 2,947,658 53,825 55 EXHIBIT C-2 (Page 3 of 4) CITY OF WICHITA FALLS, TEXAS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 variance - Favorable Budget Actual (Unfavorable) Expenditures (Cont'd.): Accounting/finance: Accounting/finance 329,601 326,140 3,461 Information systems 727,607 706,300 21,307 Purchasing 118,006 108,741 9,265 Total accounting/finance 1,175,214 1,141,181 34,033 Community development: Planning 271,970 269,319 2,651 Inspection 417,530 417,527 3 Code enforcement 164,524 164,521 3 Property management 65,624 65,618 6 Lake lot administration 74,014 74,008 6 Total community development 993,662 990,993 2,669 Public works: Engineering 1,436,359 1,257,684 178,675 Street maintenance 2,821,126 2,814,194 6,932 General public works 1,379,768 924,228 455,540 ISTEA enhancements 1,100,603 713,760 386,843 Total public works 6,737,856 5,709,866 1,027,990 Health: Administration 409,710 402,302 7,408 General City nursing 461,335 460,990 345 school nursing program 473,368 431,051 42,317 Environmental health 715,320 669,436 45,884 Lab water pollution 248,514 240,148 8,366 Total health 2,308,247 2,203,927 104,320 Traffic and transportation 1,487,627 1,487,177 450 Capital outlay 2,327,510 1,773,519 553,991 Debt service: Principal retirement 2,149 2,149 - Interest and paying agent fees 558 558 - Total debt service 2,707 2,707 - Total expenditures 42,992,091 40,945,493 2,046,598 56 EXHIBIT C-2 (Page 4 of 4) CITY OF WICHITA FALLS, TEXAS GENERALFUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 Excess of revenues over (under) expenditures other financing sources (uses): operating transfers in operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning (as restated) Fund balance - ending Budget Actual ( 5,915,163) ( 2,762,224) 1,183,902 1,183,902 ( 1,017,553) ( 292,158) 166,349 891,744 ($ 5,748,814) ( 1,870,480) 13,960,147 $12,089,667 variance - Favorable (Unfavorable) 3,152,939 725,395 725,395 $3,878,334 57 Wl chi l TEX SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than expendable trusts or for major capital projects) that are legally restricted to be expended for specified purposes. Five individual funds are reported within the Special Revenue Funds as follows: Community Development Block Grant Fund The Community Development Block Grant Fund accounts for federal block grant revenues and related expenditures. Section 8 Housina Fund The Section 8 Housing Fund accounts for federal funds received to subsidize rents and housing payments for lower income families within the City. Home Investment Partnership Agreement Fund The Home Investment Partnership Agreement Fund accounts for federal funds received to provide home ownership opportunities to low income, first-time homebuyers through the acquisition, rehabilitation and resale of single-family dwellings that are currently owned by governmental agencies. Hotel/Motel Tax Fund The Hotel/Motel Tax Fund accounts for revenues derived from an occupancy tax which is expended on programs promoting the growth of the City of Wichita Falls. Miscellaneous Special Revenue Fund The Miscellaneous Special Revenue Fund accounts for various revenues generated in the form of contributions, fees, concessions, rents and other charges and their related expenditures. The revenues in this fund are expended to support the activity generating the revenue or as designated by the contributor. CITY OF WICHITA FALLS, TEXAS SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 Home Community Investment Development Section 8 Partnership Block Grant Housinq Aqreement ASSETS Cash and cash equivalents $ 220,388 $891,704 $ - Receivables: Taxes and assessments - - - other City funds - - - Government agencies 2,201,625 - 905,039 Other 2,136 - - Prepaid items 18,000 - - Other assets - - - Total assets $2,442,149 $891,704 $905,039 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $ 152,462 $ 15,719 $ 3,585 Accrued payroll 14,197 7,676 2,783 Payable to other City funds 526,305 - 135,796 Payable to government agencies - 150,596 - other liabilities - 263,093 24,744 Total liabilities 692,964 437,084 166,908 Fund balance: Reserved for encumbrances 156,680 12,793 103 Reserved for prepaid items 18,000 - - Unreserved: Designated for subsequent years expenditures 1,574,505 441,827 738,028 Undesignated - - - Total fund balance 1,749,185 454,620 738,131 Total liabilities and fund balance $2,442,149 $891,704 $905,039 58 EXHIBIT D-1 Hotel/ Miscellaneous Motel Special Tax Revenue Totals $504,430 $1,138,151 $2,754,673 80,691 - 80,691 - 42,632 42,632 - 985,396 4,092,060 - 288 2,424 - - 18,000 - 3,000 3,000 $585,121 $2,169,467 $6,993,480 $ - $ 95,745 $ 267,511 - 64,413 89,069 - 803,202 1,465,303 - 366 150,962 - 52,378 340,215 - 1,016,104 2,313,060 - 31,821 201,397 - - 18,000 - 1,108,394 3,862,754 585,121 13,148 598,269 585,121 1,153,363 4,680,420 $585,121 $2,169,467 $6,993,480 CITY OF WICHITA FALLS, TEXAS SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Home Community Investment Development Section 8 Partnership Block Grant Housinq Aqreement Revenues: Taxes $ - $ - $ - charges for services 3,861 - - Fines and forfeitures - - - Intergovernmental revenue 1,900,000 2,265,872 594,443 Contributions - - - Miscellaneous revenue 5,609 39,652 - Total revenues 1,909,470 2,305,524 594,443 Expenditures: Current: Administrative services 90,000 - - Police - - - Fire - - - Parks and recreation 133,805 - - community development 1,286,035 2,265,880 468,287 Public works 262,104 - - Health 1321679 - - Traffic and transportation 26,965 - - Capital outlay 16,143 19,366 - Total expenditures 1,947,731 2,285,246 468,287 Excess of revenues over (under) expenditures ( 38.261) 20,278 126,156 Other financing sources (uses): Operating transfers in - - - Operating transfers out - - - Total other financing sources (uses) - - - Excess of revenues and other sources over (under) expenditures and other uses ( 38,261) 20,278 126,156 Fund balance - beginning (as restated) 1,787,446 434,342 611,975 Fund balance - ending $1,749,185 $ 454,620 $738,131 59 EXHIBIT D-2 Hotel/ Miscellaneous Motel Special Tax Revenue $ 903,189 $ - - 16,557 - 205,737 - 2,996,611 - 376,228 67,556 377,315 970,745 3,972,448 1,007,261 220,941 - 562,168 - 7,680 - 310,662 - 690,491 - 11,487 - 1,407,281 - 314,974 - 500,939 1,007,261 4,026,623 ( 36,516) ( 54,175) - 204,013 ( 57.936) ( 68,575) 57,936) 135,438 Totals Actual Budqet $ 903,189 $ 860,000 20,418 15,712 205,737 88,909 7,756,926 7,527,128 376,228 376,228 490,132 370,633 9,752,630 9,238,610 1,318,202 1,518,059 562,168 1,040,746 7,680 8,440 444,467 946,084 4,710,693 7,931,272 273,591 813,714 1,539,960 1,823,626 341,939 381,898 536.448 938,508 9,735,148 15,402,347 17,482 ( 6,163,737) 204,013 195,672 ( 126,511) ( 126,856) 77,502 68,816 variance - Favorable (Unfavorable) $ 43,189 4,706 116,828 229,798 119,499 514.020 199,857 478,578 760 501,617 3,220,579 540,123 283,666 39,959 402,060 5,667,199 6,181,219 8,341 345 8,686 ( 94,452) 94,984 ($ 6,094,921) $6,189,905 _ .385,436 $ 4,680,420 81,263 679,573 1,072,100 $ 585,121 $1,153,363 EXHIBIT D-3 CITY OF WICHITA FALLS, TEXAS COMMUNITY DEVELOPMENT BLOCK GRANT FUND BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Cash and cash equivalents $ 220,388 Receivables: Government agencies 2,201,625 Other 2,136 Prepaid items 18,000 Total assets $2,442,149 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $ 152,462 Accrued payroll 14,197 Payable to other City funds 526,305 Total liabilities 692,964 Fund balance: Reserved for encumbrances 156,680 Reserved for prepaid items 18,000 Unreserved: Designated for subsequent years expenditures 1,574,505 Total fund balance 1,749,185 Total liabilities and fund balance $2,442,149 60 EXHIBIT D-4 CITY OF WICHITA FALLS, TEXAS COMMUNITY DEVELOPMENT BLOCK GRANT FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Charges for services: Miscellaneous Intergovernmental revenue: operating grants Miscellaneous revenue: Other Total revenues Expenditures: Current: Administrative services Parks and recreation community development Public works Health Traffic and transportation capital outlay Total expenditures Excess of revenues over (under) expenditures Fund balance - beginning Fund balance - ending Budget 1,900,000 11900,000 90,000 198,045 2,966,023 520,607 132,775 34,982 16,143 3,958,575 Actual $ 3,861 1,900,000 5,609 1,909,470 90,000 133,805 1,286,035 262,104 132,679 26,965 16,143 1,947,731 ($2,058,575) ( 38,261) 1,787,446 $1,749,185 variance - Favorable (Unfavorable) $ 3,861 5,609 9,470 64,240 1,679,988 258,503 96 8,017 2,010,844 $2,020,314 61 EXHIBIT D-5 CITY OF WICHITA FALLS, TEXAS Cash and cash equivalents SECTION 8 HOUSING FUND BALANCE SHEET SEPTEMBER 30, 1998 ASSETS LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade Accrued payroll Payable to government agencies other liabilities Total liabilities Fund balance: Reserved for encumbrances Unreserved: Designated for subsequent years expenditures Total fund balance Total liabilities and fund balance $ 891,704 $ 15,719 7,676 150,596 263,093 437,084 12,793 441,827 454,620 $ 891,704 62 EXHIBIT D-6 CITY OF WICHITA FALLS, TEXAS SECTION 8 HOUSING FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Intergovernmental revenue: Operating grants Miscellaneous revenue: Interest other Total miscellaneous revenue Total revenues Expenditures: Current: community development capital outlay Total expenditures Excess of revenues over (under) expenditures Fund balance - beginning Fund balance - ending Budget Actual $2,395,883 $2,265,872 36,346 3,306 - 39,652 2.395,883 2,305,524 2,390,715 2,265,880 20,150 19,366 2,410,865 2,285,246 ($ 14,982) 20,278 434,342 $ 454.620 variance - Favorable (Unfavorable) ($ 130,011) 36,346 3,306 39,652 ( 90,359) 124,835 784 125,619 $ 35,260 63 EXHIBIT D-7 CITY OF WICHITA FALLS, TEXAS HOME INVESTMENT PARTNERSHIP AGREEMENT FUND BALANCE SHEET SEPTEMBER 30, 1998 Receivables: Government agencies ASSETS LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade Accrued payroll Payable to other City funds Other liabilities Total liabilities Fund balance: Reserved for encumbrances Unreserved: Designated for subsequent years expenditures Total fund balance Total liabilities and fund balance $ 905,039 $ 3,585 2,783 135,796 24,744 166,908 103 738,028 738,131 $ 905,039 64 EXHIBIT D-8 CITY OF WICHITA FALLS, TEXAS HOME INVESTMENT PARTNERSHIP AGREEMENT FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Intergovernmental revenue: operating grants Expenditures: Current: community development Excess of revenues over (under) expenditures Fund balance - beginning (as restated) Fund balance - ending Budqet Actual S 492,000 $ 594,443 1,265,064 ($ 773,064) 468,287 126,156 611,975 $ 738,131 variance - Favorable (Unfavorable) $ 102,443 796,777 $ 899,220 65 EXHIBIT D-9 CITY OF WICHITA FALLS, TEXAS Cash and cash equivalents Receivables: Taxes and assessments Total assets HOTEL/MOTEL TAX FUND BALANCE SHEET SEPTEMBER 30, 1998 D.V.r waQ LIABILITIES AND FUND BALANCE $ 504,430 80,691 $ 585,121 Liabilities $ - Fund balance: Unreserved: Undesignated Total liabilities and fund balance 585,121 $ 585,121 66 EXHIBIT D-10 CITY OF WICHITA FALLS, TEXAS HOTEL/MOTEL TAX FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Taxes: Hotel/motel tax Miscellaneous revenue: Other Total revenues Expenditures: Current: Administrative services Excess of revenues over (under) expenditures other financing sources (uses): operating transfers out Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning Fund balance - ending Budqet $ 860,000 860,000 Actual $ 903,189 67,556 970,745 1,010,379 1,007,261 ( 150,379) ( 36,516) ( 57,936) ( 57,936) (S 208.315) ( 94,452) 679,573 $ 585,121 variance - Favorable (unfavorable) $ 43,189 67,556 110,745 3,118 113,863 $ 113.863 67 EXHIBIT D-11 CITY OF WICHITA FALLS, TEXAS MISCELLANEOUS SPECIAL REVENUE FUND BALANCE SHEET SEPTEMBER 30, 1998 ASSETS cash and cash equivalents $1,138 151 Receivables: other city funds 42,632 Government agencies 985,396 other 288 other assets 3,000 Total assets $2,169,467 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade $ 95,745 Accrued payroll 64,413 Payable to other city funds 803,202 Payable to government agencies 366 Other liabilities 52,378 Total liabilities 1,016,104 Fund balance: Reserved for encumbrances 31,821 Unreserved: Designated for subsequent years expenditures 1,108,394 Undesignated 13,148 Total fund balance 1,153,363 Total liabilities and fund balance $2,169,467 68 EXHIBIT D-12 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS MISCELLANEOUS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Charges for services: Miscellaneous Fines and forfeitures: Forfeitures and confiscated funds Municipal court security fee Total fines and forfeitures Intergovernmental revenue: Operating grants Contributions: Other governments Donations Total contributions Miscellaneous revenue: Rentals and concessions Interest Recreation fees other Total miscellaneous revenue Total revenues Expenditures: Current: Administrative services Police Fire Parks and recreation community development Public works Health Traffic and transportation Capital outlay Total expenditures Excess of revenues over (under) expenditures variance - Favorable Budaet Actual (Unfavorable) $ 15,712 $ 16,557 $ 47,860 164,688 41,049 41,049 88,909 205,737 2,739,245 2,996,611 74,500 74,500 301,728 301,728 376,228 376,228 109,648 107,541 56,853 64,892 182,038 182,038 22,094 22,844 370,633 377,315 3,590,727 3,972,448 417,680 220,941 1,040,746 562,168 8,440 7,680 748,039 310,662 1,309,470 690,491 293,107 11,487 1,690,851 1,407,281 346,916 314,974 902,215 500,939 6,757,464 4,026,623 ( 3,166,737) ( 54,175) 845 116,828 116,828 257,366 2,107) 8,039 750 6,682 381,721 196,739 478,578 760 437,377 618,979 281,620 283,570 31,942 401,276 2,730,841 3,112,562 69 EXHIBIT D-12 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS MISCELLANEOUS SPECIAL REVENUE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 other financing sources (uses): operating transfers in operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning Fund balance - ending Budget 195,672 ( 68,920) 126,752 ($3,039,985) variance - Favorable Actual (Unfavorable) 204,013 8,341 68,575) 345 135,438 8,686 81,263 $3,121,248 1,072,100 $1,153,363 70 DEBT SERVICE FUND The Debt Service Fund, also known as the Interest and sinking Fund, is established by ordinances authorizing the issuance of general obligation bonds to provide for the payment of bond principal and interest. An ad valorem tax rate and tax levy are required to be computed and levied which will be sufficient to produce the funds required to pay principal and interest as they come due. This fund is also used to provide for the payment of paying agent fees. EXHIBIT E-1 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE FUND BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Cash and cash equivalents Receivables: Taxes (net of allowance for uncollectible taxes of $112,384) Government agencies Total assets LIABILITIES AND FUND BALANCE Liabilities: Deferred revenue Fund balance: Unreserved: Designated for debt service Total liabilities and fund balance $1,553,006 144,993 12,725 $1,710,724 $ 150,084 1,560,640 $1,710,724 71 EXHIBIT E-2 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Taxes: Ad valorem taxes Expenditures: Debt service: Principal retirement Interest and paying agent fees Total expenditures Excess of revenues over (under) expenditures other financing sources (uses): operating transfers in Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning Fund balance - ending variance - Favorable Budget Actual (Unfavorable) $2,102,655 $2,147,620 $ 44,965 1,670,000 1,470,000 1,096,164 935,390 2,766,164 2,405,390 ( 663,509) ( 257,770) S 663,509 200,000 160,774 360,774 405,739 306,615 ( 356,894) 48,845 1,511,795 $1,560,640 $ 48,845 72 Wichil TEX CAPITAL PROJECTS FUNDS The Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds). The seven Capital Projects Funds are as follows: Library Renovations This fund was established to account for a single project financed by the issuance of tax anticipation notes. The project is the renovation of the Activities Center to house the Wichita Falls Public Library. 1980 General Improvements This fund was established to account for the projects financed by the 1980 General obligation Bonds. Significant projects accounted for in this fund included drainage improvements, installation of traffic control equipment, and improvements to the Central services complex. 1981 C.O. General Improvements. This fund was established to account for the projects financed by the 1981 Certificates of obligation. Significant projects accounted for in this fund included the construction of a solid waste transfer station and the improvements to Holliday Creek designed to increase flood control capabilities. 1981 G.O. General Improvements This fund was established to account for the projects financed by the 1981 General obligation Bonds. significant projects accounted for in this fund included street improvements and the construction of a storm drain. 1982 General Improvements This fund was established to account for the projects financed by the 1982 General Obligation Bonds. Significant projects accounted for in this fund included park improvements, street improvements and the construction of a softball complex. 1985 Holliday Creek Proiect This fund was established to account for a single project financed by the 1985 General Obligation Bonds. The project is designed to increase flood control capabilities in the Holliday Creek area. Capital Improvement Assessments This fund was established to account for special assessments which are capital in nature and enhance the utility, accessibility, or aesthetic value of the affected properties. Significant projects accounted for in this fund are streets and sidewalks. CITY OF WICHITA FALLS, TEXAS CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 1980 1981 Library General C.O. General Renovations Improvements Improvements ASSETS Cash and cash equivalents $ 84,299 $164,998 $42,016 Receivables: Taxes and assessments - - - Other - - - Total assets $ 84,299 $164,998 $42,016 LIABILITIES AND FUND BALANCE Liabilities: Tax anticipation notes payable $1,800,000 $ - $ - other liabilities 15,877 - - Deferred revenue - - - Total liabilities 1,815,877 - - Fund balance: Unreserved: Designated for subsequent years expenditures - 164,998 42,016 Undesignated ( 1,731,578) - - Total fund balance ( 1,731,578) 164,998 42,016 Total liabilities and fund balance S 84,299 $164,998 $42,016 73 EXHIBIT F-1 1985 1981 1982 Holliday Capital G.O. General General Creek Improvement Improvements Improvements Proiect Assessments Totals $1,286,857 $582,414 $3,919,682 $ 50,427 $6,130,693 - - - 157,580 157,580 - - 11,289 - 11,289 $1,286,857 $582,414 $3,930,971 $208,007 $6,299,562 $ - $1,800,000 15,877 - - 157,580 157,580 157,580 1,973,457 1,286,857 582,414 3,930,971 50,427 6,057,683 - - - - ( 1,731,578) 1,286,857 582,414 3,930,971 50,427 4,326,105 $1,286,857 $582,414 $3,930,971 $208,007 $6,299,562 CITY OF WICHITA FALLS, TEXAS CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Miscellaneous revenue: Capital improvement assessments Interest Total revenues Expenditures: Current: Public works: McGrath Creek improvements Capital outlay: Library renovations Debt service: Interest and paying agent fees Total expenditures Excess of revenues over (under) expenditures other financing sources (uses): Operating transfers in - component units Excess of revenues and other sources over (under) expenditures and other uses Fund balance - beginning Fund balance - ending 1980 1981 Library General C.O. General Renovations Improvements Improvements - 9,179 9,468 2,279 9,179 9,468 2,279 - 10,111 - 103,640 - - 101,948 - - 205,588 10,111 - ( 196,409) ( 643) 2,279 356,894 - - 160,485 ( 643) 2,279 ( 1,892,063) 165,641 39,737 ($1,731,578) $164,998 $42,016 74 EXHIBIT F-2 1985 1981 1982 Holliday capital G.O. General General creek Improvement Improvements Improvements Prolect Assessments Totals $ - $ - $ - $ 526 $ 526 37,331 32,045 238,172 3,069 331,543 37,331 32,045 238,172 3,595 332,069 451,100 - 461,211 - - 103,640 - - - - 101,948 - - 451,100 - 666,799 37,331 32,045 ( 212,928) 3,595 ( 334,730) - - - - 356,894 37,331 32,045 ( 212,928) 3,595 22,164 1,249,526 550,369 4,143,899 46,832 4,303,941 $1,286,857 $582,414 $3,930,971 $ 50,427 $4,326,105 Wichil TEX ENTERPRISE FUNDS Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises. The intent of the governing body is that the cost of providing the service to the general public on a continuing basis be recovered primarily through user charges. The Enterprise Funds include the following: Golf Fund The Golf Fund was established to account for the operating revenues and expenses of the weeks Park Golf course. The operations of the golf course, which include maintenance, the pro shop and food service, are supported by green and cart fees, and merchandise and food sales. Airport Fund The Airport Fund was established to account for the operating revenues and expenses of the Wichita Falls Municipal Airport. The airport is operated on land leased from the Department of Defense. commercial and private aviation share airport facilities and runways owned by Sheppard Air Force Base. Transit Fund The Transit Fund accounts for the operation of the Wichita Falls transit system. This system is supported from passenger fees, subsidies from the General Fund and subsidies from the urban Mass Transportation Administration. Sanitation Fund The Sanitation Fund was established to account for the operating revenues and expenses associated with the collection of residential garbage and refuse produced by commercial establishments within the City of Wichita Falls. Although a program of the City government, the Sanitation Fund is operated as a separate enterprise and the accounting records are maintained on an enterprise fund basis. Water and Sewer Fund The Water and Sewer Fund was established for control of the operating revenues and expenses of the City of Wichita Falls water and sewer utility. To comply with bond ordinances and accounting policies, a number of funds have been established to account for water and sewer maintenance and operations, billing and collection, extensions and improvements, and debt service. The various funds used to account for the different functions have been combined into the Water and Sewer Fund as presented in the financial statements. CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Current assets: Cash and cash equivalents Receivables: Customer and trade Government agencies Other Inventory Prepaid items Total current assets Restricted assets: Cash and cash equivalents Investments Receivables: Other Total restricted assets Plant and equipment: Land and betterments Buildings, systems and improvements Machinery and equipment Furniture and fixtures Motor vehicles and equipment Construction in progress Less accumulated depreciation Total plant and equipment Other assets: Deferred charges Total assets Golf Airport Transit $ 67,879 $ 507,200 $ 19,875 - - 98,895 135 11,282 - 46,581 - - 85 210 - 114,680 518,692 118,770 - 1,474,910 61,925 - 1,476,029 626,868 13,489 28,553 78,137 3,175 14,327 6,128 16,664 2,993,819 773,058 ( 2,210) ( 1,882,507) ( 197,413) 14,454 1,111,312 575,645 $129,134 S1,630,004 $694,415 75 EXHIBIT G-1 (Page 1 of 2) Water and Sanitation Sewer Totals $ 8,359,134 $ 9,642,002 $ 18,596,090 661,206 2,078,975 2,740,181 4,838 29,574 133,307 - 59,150 70,567 - 724,364 770,945 104 305 704 9,025,282 12,534,370 22,311,794 - 22,027,242 22,027,242 - 11,500 11,500 - 29,606 29,606 - 22,068,348 22,068,348 707,215 22,959,432 25,203,482 2,371,012 120,944,033 125,417,942 166,230 3,187,067 3,473,476 9,807 18,092 51,529 - 3,670 3,670 - 187,462 187,462 3,254,264 147,299,756 154,337,561 ( 916,765) ( 52,815,956) ( 55,814,851) 2,337,499 94,483,800 98,522,710 - 1,468,970 1,468,970 $11,362,781 $130,555,488 $144,371,822 CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING BALANCE SHEET (CONT'D.) SEPTEMBER 30, 1998 LIABILITIES AND FUND EQUITY Current liabilities payable from current assets: Accounts payable - trade Accrued payroll Accrued vacation and sick leave Payable to other City funds Payable to government agencies other liabilities Deferred revenue Total current liabilities payable from current assets Current liabilities payable from restricted assets: Accounts payable - trade Contracts and trade Revenue bonds - current maturities Accrued interest - revenue bonds Total current liabilities payable from restricted assets Long-term liabilities: Payable to U.S. Government Revenue bonds, less current maturities Estimated liability for landfill closure and post -closure care costs Total long-term liabilities Long-term liabilities payable from restricted assets: Customer deposits Total liabilities Fund equity: Contributed capital Retained earnings (deficit): Reserved for revenue bond debt service Unreserved Total retained earnings (deficit) Total fund equity Total liabilities and fund equity Golf Airport Transit $ 42,115 $ 5,553 $ 1,793 13,064 2,166 16,269 2,021 1,524 16,878 - 424 111,144 6,485 456 - 2,547 - - - 2,259 - 66,232 12,382 146,084 66,232 12,382 146,084 8,279 2,292,192 824,496 54,623 ( 674,570) ( 276,165) 54,623 ( 674,570) ( 276,165) 62,902 1,617,622 548,331 $129,134 $1,630,004 $694,415 V& EXHIBIT G-1 (Page 2 of 2) Water and Sanitation Sewer Totals $ 109,484 $ 385,533 $ 544,478 100,057 190,008 321,564 90,692 182,535 293,650 38,619 66,840 217,027 40,321 - 47,262 23,857 112,191 138,595 - - 2,259 403,030 937,107 1,564,835 - 41,286 41,286 - 8,025 8,025 - 1,965,000 1,965,000 - 503,827 503,827 2,518,138 2,518,138 902,629 902,629 - 55,030,000 55,030,000 3,061,479 - 3,061,479 3,061,479 55,932,629 58,994,108 - 1,849,026 1,849,026 3,464,509 61,236,900 64,926,107 2,909,150 19,488,800 25,522,917 - 7,478,660 7,478,660 4,989,122 42,351.128 46,444,138 4,989,122 49,829,788 53,922,798 7,898,272 69,318,588 79,445,715 $11,362,781 $130,555,488 $144,371,822 CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS FOR THE YEAR ENDED SEPTEMBER 30, 1998 Golf Airport Transit Operating revenues: Charges for services $600,873 $ - $161,318 Rents, concessions and other 99,244 299,760 - Total operating revenues 700,117 299,760 161,318 Operating expenses: Personnel services 407,502 53,568 496,190 supplies and materials 107,395 862 40,089 Maintenance and repairs 42,370 183,757 51,829 Utilities and other services 85,633 61,312 27,030 Insurance and contract support 1,971 3,138 28,562 Other expenses 84,956 54,689 25,324 Depreciation and amortization 1,461 90,116 9,265 Total operating expenses 731,288 447,442 678,289 Operating income (loss) ( 31,171) ( 147,682) ( 516,971) Nonoperating revenues (expenses): Interest income - 26,648 - Interest expense and paying agent fees - - - Intergovernmental operating grants - - 385,812 Total nonoperating revenues (expenses) - 26,648 385,812 Income (loss) before operating transfers ( 31,171) ( 121,034) ( 131,159) Operating transfers: Operating transfers in - - 146,081 Operating transfers in - component units - - - Operating transfers out ( 8,295) - - Net operating transfers ( 8,295) - 146,081 Net income (loss) ( 39,466) ( 121,034) 14,922 Retained earnings (deficit) - beginning 105,548 ( 553,536) ( 266,900) Residual equity transfers ( 11,459) - ( 24,187) Retained earnings (deficit) - ending $ 54,623 ($674,570) ($276,165) 77 EXHIBIT G-2 Water and Sanitation Sewer Totals $8,775,310 $20,314,269 $29,851,770 11,270 109.642 519,916 8,786,580 20,423,911 30,371,686 2,706,443 4,833,459 8,497,162 193,121 1,257,462 1,598,929 1,927,619 2,377,611 4,583,186 2,606,414 3,417,636 6,198,025 123,576 291,197 448,444 452,512 691,504 1,308,985 58,968 2,943,796 3,103,606 8,068,653 15,812.665 25,738,337 717,927 4,611,246 4,633,349 328,473 1,243,510 1,598,631 - ( 2,856,781) ( 2,856,781) - - 385,812 328,473 ( 1,613,271) ( 872,338) 1,046,400 2,997,975 3,761,011 - - 146,081 - 99,030 99,030 ( 388,449) ( 713,198) ( 1,109,942) ( 388,449) ( 614,168) ( 864,831) 657,951 2,383,807 2,896,180 5,164,785 47,617,740 52,067,637 ( 833,614) I 171,759) ( 1,041,019) $4,989,122 $49,829,788 $53,922,798 CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED SEPTEMBER 30, 1998 Cash flows from operating activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation and amortization Customer deposits received Landfill closure and postclosure care costs (Increase) decrease in current assets: Receivables: Customer and trade Government agencies Other Inventory Prepaid items Restricted assets Increase (decrease) in current liabilities: Accounts payable - trade Accrued payroll Accrued vacation and sick leave Payable to other City funds Payable to government agencies Other liabilities Deferred revenue Other liabilities payable from restricted assets Total adjustments Net cash provided by (used in) operating activities Cash flows from noncapital financing activities: Intergovernmental operating grants Operating transfers in from other funds Operating transfers in from component units Operating transfers out to other funds Residual equity transfers to other funds Net cash provided by (used in) noncapital financing activities Cash flows from capital and related financing activities: Proceeds from sale of revenue bonds Acquisition and construction of capital assets Payment of bond issuance costs Principal paid on revenue bond maturities and construction contracts Interest paid on revenue bonds and construction contracts Net cash provided by (used for) capital and related financing activities Golf Airport ($ 31,171) ($147,682) 1,461 90,116 1,308 53,651 ( 8,531) - 140 1,790 Transit ($516,971) 9,265 42,954 35,205 ( 2,281) ( 8,457) 344 ( 809) ( 12,785) 2,021 1,524 16,878 - 424 ( 29,049) 6,485 210 - 1,964 - - - 2,259 - 40,397 146,884 18,806 9,226 ( 798) ( 498,165) 385,812 146,081 ( 8,295) - - ( 11,459) - ( 24,187) ( 19,754) - 507,706 ( 2,900) - - ( 2,900) - - 78 EXHIBIT G-3 (Page 1 of 2) Water and Sanitation Sewer Totals $ 717,927 $ 4,611,246 $ 4,633,349 58,968 2,943,796 3,103,606 - 105,668 105,668 60,029 - 60,029 ( 30,991) ( 116,768) ( 147,759) ( 4,838) ( 29,254) 8,862 4,687 ( 32,400) 27,246 - ( 31,870) ( 40,401) ( 104) 700 2,526 - 5,601 5,601 34,289 61,702 120,458 ( 52,471) ( 110,268) ( 175,989) 90,692 182,535 293,650 ( 735) 3,645 ( 25,715) 3,894 - 10,589 9,244 63,373 74,581 _ - 2,259 - ( 258,915) ( 258,915) 172,664 2,787,545 3,166,296 890,591 7,398,791 7,799,645 - - 385,812 _ - 146,081 - 99,030 99,030 ( 388,449) ( 713,198) ( 1,109,942) ( 833,614) ( 171,759) ( 1,041,019) ( 1,222,063) ( 785.927) ( 1,520,038) - 8,060,000 8,060,000 ( 22,928) ( 1,183,415) ( 1,209,243) - ( 213,875) ( 213,875) 1,876,209) ( 1,876,209) 2,728,757) ( 2,728,757) ( 22,928) 2,057,744 2,031,916 CITY OF WICHITA FALLS, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 Golf Airport Transit Cash flows from investing activities: Interest investments - 26,648 Net cash provided by investing activities - 26,648 - Net increase (decrease) in cash and cash equivalents ( 13,428) 25,850 9,541 Cash and cash equivalents at beginning of year 81,307 481,350 10,334 Cash and cash equivalents at end of year S 67,879 $507,200 $ 19,875 Noncash capital activities: Capital assets contributed to other City funds $ 11,459 $ - $ 24,187 Capital assets received from other City funds - 14,807 - Capital assets received from developers - - - 79 EXHIBIT G-3 (Page 2 of 2) Water and Sanitation Sewer Totals 328,473 1,243,510 1,598,631 328,473 1,243,510 1,598,631 ( 25,927) 9,914,118 9,910,154 8,385,061 21,755,126 30,713,178 $8,359,134 $31,669,244 $40,623,332 $ 835,138 $ 171,759 $ 1,042,543 - - 14,807 - 151,791 151,791 Wichii TEX INTERNAL SERVICE FUNDS Internal service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the city on a cost -reimbursement basis. Fleet Maintenance Fund The Fleet Maintenance Fund accounts for the costs associated with the operation, maintenance and replacement of the city's vehicle and equipment fleet. City departments which use the vehicles and equipment are charged a monthly rental fee based upon actual operating costs associated with each class of vehicle or equipment. Employee Benefit Trust Fund The Employee Benefit Trust Fund is used to account for and administer group health insurance, which is self -insured by the City, and life insurance for employees and covered dependents. EXHIBIT H-1 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 Employee Fleet Benefit Maintenance Trust Totals ASSETS Current assets: Cash and cash equivalents $ 749,423 $272,039 $ 1,021,462 Receivables: Other City funds - 425,099 425,099 Other 11,282 - 11,282 Inventory 620,603 - 620,603 Prepaid items 2,975 269 3,244 Total current assets 1,384,283 697,407 2,081,690 Plant and equipment: Land and betterments 433,658 - 433,658 Buildings, systems and improvements 4,010,098 - 4,010,098 Furniture and equipment 14,178 - 14,178 Motor vehicles and equipment 25,844,415 - 25,844,415 Construction in progress 2,636 - 2,636 30,304,985 - 30,304,985 Less accumulated depreciation ( 17,292,615) - ( 17,292,615) Total plant and equipment 13,012,370 - 13,012,370 Total assets $14,396,653 $697,407 $15,094,060 LIABILITIES AND FUND EQUITY Current liabilities: Accounts payable - trade $ 255,649 $ 15,593 $ 271,242 Accrued payroll 53,225 4,297 57,522 Accrued vacation and sick leave 40,605 - 40,605 Payable to other City funds 14,853 - 14,853 Estimated health claims payable - 464,555 464,555 Total current liabilities 364,332 484,445 848,777 Fund equity: Contributed capital 17,933,798 - 17,933,798 Retained earnings (deficit) ( 3,901,477) 212,962 ( 3,688,515) Total fund equity 14,032,321 212,962 14,245,283 Total liabilities and fund equity $14,396,653 $697,407 $15,094,060 80 EXHIBIT H-2 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS FOR THE YEAR ENDED SEPTEMBER 30, 1998 Employee Fleet Benefit Maintenance Trust Totals Operating revenues: Charges for services $6,062,361 $ 37,041 $ 6,099,402 Rents, concessions and other 9,167 47,355 56,522 Contributions - 3,758,505 3,758,505 Total operating revenues 6,071,528 3,842,901 9,914,429 Operating expenses: Personnel services 1,204,246 108,870 1,313,116 Supplies and materials 1,355,069 6,161 1,361,230 Maintenance and repairs 1,302,801 - 1,302,801 Utilities and other services 76,316 5,084 81,400 Insurance and contract support 34,068 3,169,876 3,203,944 Other expenses 176,357 563,485 739,842 Depreciation and amortization 2,154,519 - 2,154,519 Total operating expenses 6,303,376 3,853,476 10,156,852 Operating loss ( 231,848) ( 10,575) ( 242,423) Nonoperating revenues (expenses): Interest income - 26,628 26,628 Gain on sale of fixed assets 67,203 - 67,203 Total nonoperating revenues (expenses) 67,203 26,628 93,831 Income (loss) before operating transfers ( 164,645) 16,053 ( 148,592) Operating transfers: Operating transfers out ( 312,000) - ( 312,000) Net income (loss) ( 476,645) 16,053 ( 460,592) Retained earnings (deficit) - beginning ( 3,484,693) 196,909 ( 3,287,784) Prior period adjustment 59,861 - 59,861 Retained earnings (deficit) - beginning (as restated) ( 3,424,832) 196.909 ( 3,227,923) Retained earnings (deficit) - ending ($3,901,477) S 212,962 ($ 3,688,515) 81 EXHIBIT H-3 CITY OF WICHITA FALLS, TEXAS INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED SEPTEMBER 30, 1998 Cash flows from operating activities: operating loss Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation and amortization (Increase) decrease in current assets: Receivables: Other City funds Other Inventory Prepaid items Increase (decrease) in current liabilities: Accounts payable - trade Accrued payroll Accrued vacation and sick leave Payable to other City funds Estimated health claims payable other liabilities Total adjustments Net cash provided (used) by operating activities cash flows from noncapital financing activities: Operating transfers out to other funds Residual equity transfers from other funds Net cash provided by noncapital financing activities Cash flows from capital and related financing activities: Acquisition of capital assets Proceeds from sale of fixed assets Net cash used for capital and related financing activities Cash flows from investing activities: Interest on investments Net increase (decrease) in cash and cash equivalents Cash and cash equivalents at beginning of year Cash and cash equivalents at end of year Noncash capital activities: Capital assets received from other City funds Employee Fleet Benefit Maintenance Trust Totals ($ 231,848) ($ 10,575) ($ 242,423) 2,154,519 - 2,154,519 - ( 81,377) ( 81,377) ( 11,282) - ( 11,282) ( 34,184) - ( 34,184) ( 2,875) ( 269) ( 3,144) 112,870 15,247 128,117 ( 29,860) 4,297 ( 25,563) 40,605 - 40,605 2,870 ( 816) 2,054 - 1,413 1,413 - ( 2,943) ( 2,943) 2,232,663 ( 64,448) 2,168,215 2,000,815 ( 75,023) 1,925,792 ( 312,000) - ( 312,000) 1,470,095 - 1,470,095 1,158,095 - 1,158,095 ( 2,786,636► - ( 2,786,636) 105,262 - 105,262 ( 2,681,374) - ( 2,681,374) - 26,628 26.628 477,536 ( 48,395) 429,141 271,887 320,434 592,321 $ 749,423 $272,039 $1,021,462 $1,470,095 $ - $1,470,095 82 TRUST AND AGENCY FUNDS Trust Funds account for assets held by the city of Wichita Falls in a trustee capacity. Agency Funds are used to account for assets held by the City of Wichita Falls as an agent for other governmental units and/or other funds. Trust and Agency Funds include the following: Excess Sales Tax Fund This expendable trust fund is used to account for and administer the excess sales tax collected relative to the property reduction tax. Cemetery Perpetual Care Fund This nonexpendable trust fund is used to account for the principal trust amounts received and related interest income. The interest portion of the trust can be used to maintain the city's cemeteries. Pavroll Fund This agency fund is used to account for the collection of payroll gross amounts from the various City funds and the distribution of payroll checks to City employees. Escheatment Fund This agency fund is used to account for property that has been abandoned or unclaimed pending escheatment to the state of Texas. Social Securitv Fund This agency fund was used to account for the collection and payment of social security (FICA) taxes. During the year ended September 30, 1998, the City terminated the use of this fund. Accounts Pavable Fund This agency fund was used to account for the collection of monies from the various City funds, and the payment of those monies to vendors for goods and services rendered. During the year ended September 30, 1998, the City terminated the use of this fund. Deferred Compensation Fund This agency fund was used to account for contributions made by the City and employees to a tax deferred savings plan and the subsequent disbursement of contributions and interest earned upon retirement, death or termination of employment. During the year ended September 30, 1998, the City terminated the use of this fund pursuant to Governmental Accounting Standards Board Statement No. 32. EXHIBIT I-1 CITY OF WICHITA FALLS, TEXAS TRUST AND AGENCY FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Cash and cash equivalents Receivables: Government agencies Other Total assets LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade Payable to government agencies Other liabilities Total liabilities Fund balance: Designated for: Subsequent years expenditures Perpetual care Total fund balance Total liabilities and fund balance Expendable Nonexpendable Trust Trust Excess Cemetery Sales Tax Perpetual Fund Care Aqency Funds Payroll Escheatment Fund Fund Totals $ - $356,078 $329,183 $50,838 $ 736,099 347,141 - - - 347,141 - 2,400 - - 2,400 $347,141 $358,478 $329,183 5$ 0,838 $1,085,640 $ _ $ - $ 20,057 $ - $ 20,057 - 1,120 - 1,120 - 308,006 50,838 350,844 - 329,183 50,838 380,021 347,141 - - - 347,141 - 358,478 - - 358,478 347,141 358,478 - - 705,619 $347,141 $358,478 S329,183 $50,038 $1,085,640 83 EXHIBIT I-2 CITY OF WICHITA FALLS, TEXAS EXCESS SALES TAX EXPENDABLE TRUST FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Taxes Expenditures Excess revenues over (under) expenditures Fund balance, beginning Fund balance, ending $347,141 347,141 $347,141 84 EXHIBIT I-3 CITY OF WICHITA FALLS, TEXAS CEMETERY PERPETUAL CARE NONEXPENDABLE TRUST FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 1998 operating revenue: Rents, concessions and other $ 32,700 operating expenses - operating income 32,700 Nonoperating revenue: Interest income 17,619 Net income 50,319 Fund balance - beginning 308,159 Fund balance - ending $358,478 85 EXHIBIT I-4 CITY OF WICHITA FALLS, TEXAS CEMETERY PERPETUAL CARE NONEXPENDABLE TRUST FUND STATEMENT OF CASH FLOWS FOR THE YEAR ENDED SEPTEMBER 30, 1998 cash flows from operating activities: Operating income $ 32,700 Cash flows from investing activities: Interest on investments 17,619 Net increase in cash and cash equivalents 50,319 cash and cash equivalents at beginning of year 308,159 cash and cash equivalents at end of year $358,478 86 EXHIBIT I-5 (Page 1 of 2) CITY OF WICHITA FALLS, TEXAS AGENCYFUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES FOR THE YEAR ENDED SEPTEMBER 30, 1998 PAYROLL FUND ASSETS Cash and cash equivalents Receivables: Other City funds Government agencies Total assets LIABILITIES Accounts payable - trade Payable to other City funds Payable to government agencies Other liabilities Total liabilities ESCBEATMENT FUND ASSETS Cash and cash equivalents Total assets LIABILITIES Other liabilities Total liabilities SOCIAL SECURITY FUND ASSETS Cash and cash equivalents Receivables: Other City Funds Other Total assets LIABILITIES Other liabilities Total liabilities Balance Balance 10/1/97 Additions Deductions 9/30/98 $ 5,121 $52,120,485 - 967,779 - 2,661,727 $ 5,121 $55,749,991 $51,796,423 $329,183 967,779 - 2,661,727 - $55,425,929 121IL183 $ - $13,226,601 $13,206,544 $ 20,057 4,458 5,033 9,491 - - 1,120 - 1,120 663 21,835,537 21,528,194 308,006 $ 5,121 $35,068,291 $34,744,229 $329,183 $ 53,481 $ 28.829 $ 31,472 $ 50,838 $ 53,481 S 28,829 $ 31,472 $ 50,838 $ 53,481 $ 28,829 $ 31.472 $ 50,838 $ 53,481 $ 28,829 $ 31,472 $ 50,838 $ 90,923 $ 281,927 $ 372,850 $ - - 189,589 189,589 - 4,925 98,667 103,592 - $ 95,848 S 570,183 $ 666,031 $ - S 95,848 $ 183,260 $ 279,108 $ - $ 95,848 $ 183.260 $ 279,108 $ - 87 EXHIBIT I-5 (Page 2 of 2) CITY OF WICHITA FALLS, TEXAS AGENCYFUNDS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES (CONT'D.) FOR THE YEAR ENDED SEPTEMBER 30, 1998 Balance Balance 10/1/97 Additions Deductions 9/30/98 ACCOUNTS PAYABLE FUND ASSETS Cash and cash equivalents $ 143,078 $ - $ 143,078 $ - Receivables: other City funds 1,585 - 1,585 - Total assets $ 144,663 $ - $ 144,663 $ - LIABILITIES Payable to other City funds $ 144,663 $ - $ 144,663 $ - Total liabilities $ 144,663 $ - $ 144,663 $ - DEFERRED COMPENSATION FUND Investments $4,377,502 $ - $ 4,377,502 $ - Total assets $4,377„502 $ - $ 4,377,502 $ - LIABILITIES Other liabilities $4,377,502 $ - $ 4,377,502 $ - Total liabilities $4,377,502 $ - $ 4,377,502 $ - TOTALS - ALL AGENCY FUNDS ASSETS Cash and cash equivalents $ 292,603 $52,431,241 $52,343,823 $380,021 Investments 4,377,502 - 4,377,502 - Receivables: Other City funds 1,585 1,157,368 1,158,953 - Government agencies - 2,661,727 2,661,727 - Other 4,925 98,667 103,592 - Total assets $4,676,615 $56,349,003 $60,645,597 $380,021 LIABILITIES Accounts payable - trade $ - $13,226,601 $13,206,544 $ 20,057 Payable to other City funds 149,121 5,033 154,154 - Payable to government agencies - 1,120 - 1,120 other liabilities 4,527,494 22,047,626 26,216,276 358,844 Total liabilities $4,676,615 $35,280,380 $39,576,974 $380,021 88 Wichital TEXAS COMPONENT UNITS Discretely Presented Component Units of the City of Wichita Falls are legally separate entities; however, the City is considered to be financially accountable for their operations. The three discretely presented component units are as follows: Wichita Falls Economic Development Corporation The Wichita Falls Economic Development Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities, primarily through assisting qualified enterprises with funds provided by a portion of the local sales tax. The corporation operates under the authority of Vernon's civil Statutes, Article 5190.6, Section 4A. Wichita Falls 4B sales Tax corporation The Wichita Falls 4B Sales Tax Corporation is a nonprofit corporation formed in May 1997 for the purpose of increasing employment opportunities and for public improvement projects such as parks, auditoriums, learning centers, open space improvements, athletic and exhibition facilities and the related maintenance and operating costs of such projects. These projects are funded by a portion of local sales tax. The Corporation operates under the authority of Vernon's Civil statutes, Article 5190.6, Section 4B. Wichita Falls Reinvestment Zone #1 The Wichita Falls Reinvestment Zone $1 was created in March 1986 by the City, with the advice and consent of the Wichita Falls Independent School District and Wichita County. The purpose of the Wichita Falls Reinvestment Zone #1 is to capture increments of growth in real property values in the designated zone area from base values established in January 1986 and use the ad valorem taxes derived from the increments to contribute to the zoned area. Tax funds derived from the increment can only be spent for public improvements in the zoned area or for payment of debt service on bonds issued to provide funds for public improvements. EXHIBIT J-1 CITY OF WICHITA FALLS, TEXAS DISCRETELY PRESENTED COMPONENT UNITS COMBINING BALANCE SHEET SEPTEMBER 30, 1998 ASSETS Cash and cash equivalents Receivables: Taxes and assessments Government agencies Total assets LIABILITIES AND FUND BALANCE Liabilities: Accounts payable - trade Fund balance: Reserved for encumbrances Unreserved: Designated for subsequent years expenditures Total fund balance Total liabilities and fund balance Wichita Falls Economic Wichita Falls Wichita Falls Development 4B Sales Tax Reinvestment Corporation Corporation Zone #1 $1,393,428 426,756 $1,820,184 $ 929,102 426,756 $1,355,858 $ 9,738 $ - 400,000 1,410,446 1,810,446 $1,820,184 $382,412 8,503 $390,915 240,000 - 1,115,858 1,355,858 $1,355,858 390,915 390,915 $390,915 Totals $2,704,942 8,503 853,512 $3,566,957 $ 9,738 640,000 2,917,219 3,557,219 $3,566,957 89 EXHIBIT J-2 CITY OF WICHITA FALLS, TEXAS DISCRETELY PRESENTED COMPONENT UNITS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED SEPTEMBER 30, 1998 Revenues: Taxes Miscellaneous revenue Total revenues Expenditures: Current: Administrative services Planning Total expenditures Excess revenues over expenditures Other financing sources (uses): Operating transfers out - primary government Excess of revenues and other sources over expenditures and other uses Fund balance - beginning Fund balance - ending Wichita Falls Economic Development Corporation $2,389,667 36,931 2,426,598 700 516,422 517,122 1,909,476 Wichita Falls Wichita Falls 4B Sales Tax Reinvestment Corporation Zone #1 $2,389,667 15,687 2,405,354 700 691,902 692,602 1,712,752 ( 99,030) ( 356,894) 1,810,446 $1,810,446 1,355,858 $1,355,858 $122,521 26,518 149,039 37,830 37,830 111,209 111,209 279,706 $390,915 Totals $4,901,855 79,136 4,980,991 1,400 1,246,154 1,247,554 3,733,437 ( 455,924) 3,277,513 279,706 $3,557,219 90 WiechiCal TEXAS SUPPORTING SCHEDULES Wichit Fiscal Year Ending September 30, 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDED DEBT AND INTEREST MATURITIES SEPTEMBER 30, 1998 General Obligation Bonds Serial Bond Interest Total Bonds Maturities on Bonds and Interest $ 1,535,000 $ 868,315 $ 2,403,315 1,610,000 796,975 2,406,975 1,690,000 719,775 2,409,775 1,770,000 636,910 2,406,910 1,850,000 547,565 2,397,565 1,950,000 453,305 2,403,305 2,050,000 351,995 2,401,995 2,160,000 243,365 2,403,365 570,000 126,740 696,740 600,000 94,820 694,820 635,000 60,920 695,920 430,000 24,725 454,725 $16,850,000 $ 4,925,410 $21,775,410 Water and Sewer Priority Lien Revenue Bonds Serial Bond Interest Total Bonds Maturities on Bonds and Interest $ 1,425,000 $ 758,640 $ 2,183,640 1,485,000 696,090 2,181,090 1,555,000 628,385 2,183,385 1,630,000 555,925 2,185,925 1,705,000 478,335 2,183,335 1,785,000 395,475 2,180,475 1,875,000 305,690 2,180,690 1,970,000 210,810 2,180,810 2,075,000 109,150 2,184,150 $15,505,000 $ 4,138,500 $19,643,500 91 EXHIBIT K-1 Water and Sewer Subordinate Lien Revenue Bonds Serial Bond Interest Total Bonds Maturities on Bonds and Interest Totals $ 540,000 $ 2,128,986 $ 2,668,986 $ 7,255,941 570,000 2,101,777 2,671,777 7,259,842 600,000 2,072,792 2,672,792 7,265,952 625,000 2,042,109 2,667,109 7,259,944 665,000 2,009,994 2,674,994 7,255,894 705,000 1,975,697 2,680,697 7,264,477 735,000 1,939,197 2,674,197 7,256,882 780,000 1,900,886 2,680,886 7,265,061 815,000 1,860,056 2,675,056 5,555,946 3,170,000 1,817,197 4,987,197 5,682,017 3,350,000 1,643,462 4,993,462 5,689,382 3,515,000 1,459,777 4,974,777 5,429,502 3,715,000 1,266,979 4,981,979 4,981,979 3,920,000 1,063,144 4,983,144 4,983,144 2,625,000 847,997 3,472,997 3,472,997 2,750,000 722,016 3,472,016 3,472,016 2,885,000 588,538 3,473,538 3,473,538 3,025,000 446,960 3,471,960 3,471,960 3,180,000 298,350 3,478,350 3,478,350 3,320,000 152,388 3,472,388 3,472,388 $41,490,000 $28,338,302 $69,828,302 $111,247,212 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE SEPTEMBER 30, 1998 General obligation bonds: Certificates of Obligation, Series 1992 General Obligation Refunding Bonds, Series 1994 General Obligation Refunding Bonds, Series 1996 Total general obligation bonds Final Annual Interest Rates Issue Maturity Serial and (Dateaf Date Date Payments 2.75, 3.20, 3.60, 4.00, 8/01/92 9/01/10 80,000 (1993) 4.25, 4.50, 4.70, 4.90, 100,000 (1994) 5.10, 5.20, 5.30, 5.45, 105,000 (1995) 5.55, 5.60, 5.65, 5.70, 105,000 (1996) 5.75 110,000 (1997) (3/1, 9/1) 115,000 (1998) 120,000 (1999) 125,000 (2000) 135,000 (2001) 140,000 (2002) 145,000 (2003) 155,000 (2004) 160,000 (2005) 170,000 (2006) 570,000 (2007) 600,000 (2008) 635,000 (2009) 430,000 (2010) 3.50, 3.65, 4.20, 4.40, 6/01/94 9/01/06 105,000 (1994) 4.60, 4.70, 4.90, 5.00, 100,000 (1995) 5.10, 5.20, 5.30, 5.40, 100,000 (1996) 5.50 555,000 (1997) (3/1, 9/1) 580,000 (1998) 610,000 (1999) 640,000 (2000) 670,000 (2001) 705,000 (2002) 735,000 (2003) 775,000 (2004) 815,000 (2005) 860,000 (2006) 4.10, 4.40, 4.60, 4.70, 4/01/96 9/01/06 570,000 (1997) 4.80, 5.00, 5.10, 5.20, 775,000 (1998) 5.30 805,000 (1999) (3/1, 9/1) 845,000 (2000) 885,000 (2001) 925,000 (2002) 970,000 (2003) 1,020,000 (2004) 1,075,000 (2005) 1,130,000 (2006) 92 EXHIBIT K-2 (Page 1 of 3) Bonds Retired or Authorized Issued Refunded Outstandinq $ 4,000,000 $ 4,000,000 $ 615,000 $ 3,385,000 7,250,000 7,250,000 1,440,000 5,810,000 9,000,000 9,000,000 1,345,000 7,655,000 20,250,000 20,250,000 3,400,000 16,850,000 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 1998 Final Annual Interest Rates Issue Maturity Serial and (Dates) Date Date Payments Revenue bonds: Priority lien: Water and Sewer System Refunding Revenue Bonds, Series 1995 3.90, 4.00, 4.20, 4.30, 6/01/95 8/07/07 95,000 (1996) 4.50, 4.60, 4.70, 4.80, 920,000 (1997) 5.00, 5.10, 5.20 960,000 (1998) (2/1, 8/1) 1,000,000 (1999) 1,045,000 (2000) 1,090,000 (2001) 1,140,000 (2002) 1,195,000 (2003) 1,250,000 (2004) 1,310,000 (2005) 1,375,000 (2006) 1,450,000 (2007) Water and Sewer System Refunding Revenue Bonds, Series 1996 4.10, 4.40, 4.60, 4.70, 4/01/96 8/01/07 305,000 (1997) 4.80, 4.90, 5.00, 5.10, 405,000 (1998) 5.20, 5.30, 5.40 425,000 (1999) (2/1, 8/1) 440,000 (2000) 465,000 (2001) 490,000 (2002) 510,000 (2003) 535,000 (2004) 565,000 (2005) 595,000 (2006) 625,000 (2007) Total priority lien revenue bonds Subordinate Lien: Water and Sewer Subordinate Lien Revenue Bonds, Series 1990-A 5.50 7/01/90 8/01/12 300,000 (1993) (2/1, 8/1) 315,000 (1994) 335,000 (1995) 350,000 (1996) 380,000 (1997) 390,000 (1998) 415,000 (1999) 440,000 (2000) 465,000 (2001) 485,000 (2002) 515,000 (2003) 545,000 (2004) 575,000 (2005) 610,000 (2006) 640,000 (2007) 3,120,000 (2008) 3,300,000 (2009) 3,465,000 (2010) 3,665,000 (2011) 3,870,000 (2012) 93 EXHIBIT K-2 (Page 2 of 3) Bonds Retired or Authorized Issued Refunded outstandinq 12,830,000 12,830,000 1,975,000 10,855,000 5,360,000 5,360,000 710,000 4,650,000 18,190,000 18,190,000 2,685,000 15,505,000 24,180,000 24,180,000 2,070,000 22,110,000 CITY OF WICHITA FALLS, TEXAS COMBINED SCHEDULE OF BONDS PAYABLE (CONT'D.) SEPTEMBER 30, 1998 Subordinate lien (Cont'd.): Water and Sewer Subordinate Lien Revenue Bonds, Series 1996 Water and Sewer System Subordinate Lien Revenue Bonds, Series 1998 Total subordinate lien bonds Total revenue bonds Total all bonds Final Annual Interest Rates Issue Maturity Serial and (Dates) Date Date Payments 3.35, 3.60, 3.75, 3.85, 6/01/96 2/01/16 100,000 (1998) 3.95, 4.05, 4.15, 4.25, 100,000 (1999) 4.35, 4.45, 4.55, 4.65, 105,000 (2000) 4.70, 4.75, 4.80, 4.85, 110,000 (2001) 4.90, 4.95, 4.95 115,000 (2002) (2/1, 8/1) 125,000 (2003) 135,000 (2004) 135,000 (2005) 145,000 (2006) 150,000 (2007) 25,000 (2008) 25,000 (2009) 25,000 (2010) 25,000 (2011) 25,000 (2012) 2,300,000 (2013) 2,440,000 (2014) 2,585,000 (2015) 2,750,000 (2016) 3.14, 3.39, 3.49, 3.59, 5/22/98 8/01/18 25,000 (1999) 3.64, 3.69, 3.79, 3.89, 25,000 (2000) 3.94, 3.99, 4.09, 4.19, 25,000 (2001) 4.29, 4.39, 4.44, 4.49, 25,000 (2002) 4.54, 4.59 25,000 (2003) (2/1, 8/1) 25,000 (2004) 25,000 (2005) 25,000 (2006) 25,000 (2007) 25,000 (2008) 25,000 (2009) 25,000 (2010) 25,000 (2011) 25,000 (2012) 325,000 (2013) 310,000 (2014) 300,000 (2015) 275,000 (2016) 3,180,000 (2017) 3,320,000 (2018) 94 EXHIBIT K-2 (Page 3 of 3) Bonds Retired or Authorized Issued Refunded Outstandinq 11,420,000 11,420,000 100,000 11,320,000 8,060,000 8,060,000 - 8,060,000 43,660,000 43,660,000 2,170,000 41,490,000 61,850,000 61,850,000 4,855,000 56,995,000 $82,100,000 $82,100,000 $8,255,000 $73,845,000 EXHIBIT K-3 CITY OF WICHITA FALLS, TEXAS DEBT SERVICE COVERAGE - REVENUE BONDS SEPTEMBER 30, 1998 Water and sewer Revenue Bonds: Net income (Exhibit G-2) Add: Depreciation and amortization Loss on sale of assets Interest expense and paying agent fees Operating transfers out Subtract: West Texas Utilities water revenues Net earnings for determining debt service coverage Net earnings for determining debt service coverage Principal and interest requirements to maturity Number of years remaining to pay bonds Average annual principal and interest requirement Minimum bond covenant debt service coverage Minimum debt service coverage requirement Excess over debt service coverage requirement Priority Lien Bonds $19,643,500 + 9 $2,943,796 2,856,781 713,198 subordinate Lien Bonds $69,828,302 + 20 2,182,611 3,491,415 x 1.25 x 1.10 $ 2,728,264 $ 3,840,557 $2,383,807 6,513,775 ( 507,341) $8,390,241 $8,390,241 6,568,821 $1,821,420 95 EXHIBIT K-4 CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS AND JOINT VENTURE ASSETS - BY SOURCES SEPTEMBER 30, 1998 General Fixed Assets: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Motor vehicles and equipment construction in progress Total general fixed assets Joint Venture Assets: Investment in joint venture Total Investment in General Fixed Assets: From general obligation bonds From local revenues and contributions From federal government contributions From unidentified sources Total investment in general fixed assets Investment in Joint Venture Assets: From local revenues and contributions Total $14,223,568 18,209,983 8,619,542 541,278 45,924 2,590 41,642,885 11,761,341 $53,404,226 $ 2,459,962 10,744,063 2,881,501 25,557,359 41,642,885 11,761,341 $53,404,226 96 CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS AND JOINT VENTURE ASSETS - BY SOURCES FOR THE YEAR ENDED SEPTEMBER 30, 1998 General fixed assets and joint venture assets, October 1, 1997 Additions: Expenditures from local revenues and contributions Deductions: Assets sold, traded, retired or transferred General fixed assets and joint venture assets, September 30, 1998 Buildings Land and and Betterments Improvements $14,147,752 $14,849,097 75,816 1,300,049 - 2,060,837 $14,223,568 $18,209,983 Machinery and Equipment $7,654,582 964,960 $8,619,542 97 EXHIBIT K-5 Furniture and Fixtures $471,086 Motor Vehicles Construction Investment and in in Joint Equipment Proqress Venture Totals $45,924 $2,060,837 $12,196,837 $51,426,115 70,192 - 2,590 2,413,607 ( 2,060,837) ( 435,496) ( 435,496) $541,278 $45,924 $ 2,590 $11,761,341 $53,404,226 CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF GENERAL FIXED ASSETS AND JOINT VENTURE ASSETS - BY FUNCTION AND ACTIVITY SEPTEMBER 30, 1998 Administrative services: Mayor and City Council General Administration Legal and City Clerk Personnel/Risk Management Data Processing Martin Luther Ring Center Library Municipal Court Midtown Manor Auditorium/Activity Center Housing Building Maintenance Total administrative services Police Fire Parks and recreation: Parks Golf Cemetery Total parks and recreation Accounting/finance Community development: Planning Code enforcement Total community development Public works: Engineering Inspection Street Maintenance Total public works Health Traffic and transportation Investment in joint venture: Multi -Purpose Events Center Total general fixed assets and joint venture assets Buildings Machinery Land and and and Betterments Improvements Equipment $ - $ 3,797 $ 4,389 1,188,451 336,872 285,496 - - 30,901 - - 492,282 - - 2,460,210 - 349,839 11,959 610,870 3,730,500 597,756 230,000 314,488 54,478 210,798 184,780 - 477,942 5,940,057 57,436 78,358 6,269 77,354 - 12,050 42,556 2,796,419 10,878,652 4,114,817 1,095,114 1,356,040 2,720,763 252,461 1,683,242 531,712 9,604,343 3,119,627 312,428 112,539 27,544 8,219 20,212 - 12,425 9,737,094 3,147,171 333,072 - - 20,338 - - 101,850 - - 16,788 - - 118,638 118,193 19,087 195,032 13,059 - 47,881 65,447 86,373 101,011 196,699 105,460 343,924 111,231 1,002,153 335,672 34,550 37,265 100,606 $14,223,568 $18,209,983 $8,619,542 98 EXHIBIT K-6 Motor Furniture Vehicles Construction Investment and and in in Joint Fixtures Equipment Proqress Venture Totals $ 5,218 $ - $ - $ - $ 13,404 41,873 - - - 1,852,692 11,603 - - - 42,504 18,134 - - - 510,416 30,394 - - - 2,490,604 15,944 - - - 377,742 147,740 - - - 5,086,866 14,921 - - - 613,887 - - - - 395,578 30,527 - - - 6,505,962 3,873 31,485 - - 197,339 4,494 - - - 59,100 324,721 31,485 - - 18,146,094 75,945 13,030 - - 5,260,892 43,716 - 2,590 - 2,513,721 9,670 - - - 13,046,068 - - - - 148,302 - - - - 32,637 9,670 - - - 13,227,007 4,458 - - - 24,796 5,301 - - - 107,151 2,156 - - - 18,944 7,457 - - - 126,095 11,951 1,409 - - 345,672 3,861 - - - 64,801 5,298 - - - 258,129 21,110 1,409 - - 668,602 47,875 - - - 1,496,931 6,326 - - - 178,747 - - - 11,761,341 11,761,341 $541,278 $45,924 $ 2,590 911,761,341 $53,404,226 EXHIBIT K-7 CITY OF WICHITA FALLS, TEXAS GENERAL FIXED ASSETS ACCOUNT GROUP SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS AND JOINT VENTURE ASSETS - BY FUNCTION AND ACTIVITY FOR THE YEAR ENDED SEPTEMBER 30, 1998 Administrative services: Mayor and City Council General Administration Legal and City Clerk Personnel/Risk Management Data Processing Martin Luther King Center Library Municipal Court Midtown Manor Auditorium/Activity Center Housing Building Maintenance Total administrative services Police Fire Parks and recreation: Parks Golf Cemetery Total parks and recreation Accounting/finance Community development: Planning Code enforcement Total community development Public works: Engineering Inspection Street Maintenance Total public works Health Traffic and transportation Total general fixed assets Investment in joint venture: Multi -Purpose Events Center Total general fixed assets and joint venture assets Beginning Ending Balance Balance 10/l/97 Additions Deletions Adjustments 9/30/98 $ 13,404 $ - $ - $ - $ 13,404 1,845,143 7,549 - - 1,852,692 38,695 3,809 - - 42,504 501,154 9,262 - - 510,416 2,389,370 101,234 - - 2,490,604 376,017 1,725 - - 377,742 3,360,096 1,726,770 - - 5,086,866 611,072 2,815 - - 613,887 395,578 - - - 395,578 6,505,962 - - - 6,505,962 167,428 29,911 - - 197,339 47,404 11,696 - - 59,100 16,251,323 1,894,771 - - 18,146,094 4,902,880 358,012 - - 5,260,892 2,424,260 89,461 - - 2,513,721 13,044,543 1,525 - - 13,046,068 148,302 - - - 148,302 32,637 - - - 32.637 13,225,482 1,525 - - 13,227.007 22,078 2,718 - - 24,796 92,558 14,593 - - 107,151 12,620 6,324 - - 18,944 105,178 20,917 - - 126,095 342,127 3,545 - - 345,672 64,801 - - - 64,801 257,578 551 - - 258,129 664,506 4,096 - - 668,602 1,466.708 30.223 - - 1,496,931 166,863 11,884 - - 178,747 39,229,278 2,413,607 - - 41,642,885 12,196,837 - - ( 435,496) 11,761,341 $51,426,115 $2,413,607 $ - ( 435 496) $53,404,226 99 EXHIBIT K-8 CITY OF WICHITA FALLS, TEXAS GOLF FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Balance Balance 10/1/97 Additions Deletions 9/30/98 Plant and Equipment: Machinery and equipment $ 10,589 $ 2,900 $ - $ 13,489 Furniture and fixtures 3,175 - - 3,175 Total plant and equipment 13,764 2,900 - 16,664 Accumulated Depreciation: Machinery and equipment 749 985 - 1,734 Furniture and fixtures - 476 - 476 Total accumulated depreciation 749 1,461 - 2,210 Net plant and equipment $ 13,015 $ 1,439 $ - $ 14,454 100 EXHIBIT K-9 CITY OF WICHITA FALLS, TEXAS AIRPORT FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Plant and Equipment: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Total plant and equipment Accumulated Depreciation: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Total accumulated depreciation Balance Balance 10/1/97 Additions Deletions 9/30/98 $1,474,910 $ - $ - $1,474,910 1,461,222 14,807 - 1,476,029 28,553 - - 28,553 14,327 - - 14 _'7 2,979,012 14,807 - 2,993,819 1,045,339 58,476 - 1,103,815 717,557 29,795 - 747,352 17,519 1,643 - 19,162 11,976 202 - 12,178 1,792,391 90,116 - 1,882,507 Net plant and equipment $1,186,621 ( 75,309) $ - $1,111,312 101 EXHIBIT K-10 CITY OF WICHITA FALLS, TEXAS TRANSIT FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Plant and Equipment: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Total plant and equipment Accumulated Depreciation: Buildings and improvements Machinery and equipment Furniture and fixtures Total accumulated depreciation Net plant and equipment Balance Balance 10/1/97 Additions Deletions 9/30/98 $ 61,925 $ - $ - $ 61,925 626,868 - - 626,868 78,137 - - 78,137 6,128 - - 6,128 773,058 - - 773,058 108,587 7,988 - 116,575 74,490 1,068 - 75,558 5,071 209 - 5,280 188,148 9,265 - 197,413 $ 584,910 (y$ 9265) $ - $ 575,645 102 EXHIBIT K-11 CITY OF WICHITA FALLS, TEXAS SANITATION FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Plant and Equipment: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Total plant and equipment Accumulated Depreciation: Land and betterments Buildings and improvements Machinery and equipment Furniture and fixtures Total accumulated depreciation Net plant and equipment Balance Balance 10/1/97 Additions Deletions 9/30/98 $ 707,215 $ - $ - $ 707,215 2,371,012 - - 2,371,012 141,778 24,452 - 166,230 9,807 - - 9,807 3,229,812 24,452 - 3,254,264 28,601 1,628 - 30,229 725,630 50,021 - 775,651 98,453 6,957 - 105,410 5,113 362 - 5,475 857,797 58,968 - $2,372,015 ( 3$ 4,516) $ - 916,765 $2,337,499 103 EXHIBIT K-12 CITY OF WICHITA FALLS, TEXAS WATER AND SEWER FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Balance Balance 10/1/97 Additions Deletions Reclassification 9/30/98 Plant and Equipment: Land and betterments Buildings, systems and improvements Machinery and equipment Furniture and fixtures Motor vehicles Construction in progress Total plant and equipment Accumulated Depreciation: Land and betterments Buildings, systems and improvements Machinery and equipment Furniture and fixtures Motor vehicles Total accumulated depreciation Net plant and equipment $ 22,959,432 $ - $ - $ - $ 22,959,432 118,931,523 1,103,296 - 909,214 120,944,033 3,142,619 44,448 - - 3,187,067 18,092 - - - 18,092 3,670 - - - 3,670 909,214 187.462 - ( 909,214) 187,462 145,964,550 1,335,206 - - 147,299,756 6,412,217 243,658 - - 6,655,875 41,302,634 2,603,777 - - 43,906,411 2,141,518 91,439 - - 2,232,957 16,921 122 - - 17,043 3,670 - - 3,670 49,876,960 2,938,996 - 52,815,956 $ 96,087,590 ($1,603,790)� $ - $ 94,483,800 104 EXHIBIT K-13 CITY OF WICHITA FALLS, TEXAS FLEET MAINTENANCE FUND PLANT, EQUIPMENT AND DEPRECIATION FOR THE YEAR ENDED SEPTEMBER 30, 1998 Balance Balance 10/l/97 Additions Deletions Reclassification 9/30/98 Plant and Equipment: Land and betterments $ 433,658 $ - $ - $ - $ 433,658 Buildings and improvements 4,010,098 - - - 4,010,098 Furniture and equipment 14,178 - - - 14,178 Motor vehicles and equipment 23,654,869 2,847,113 704,514 46,947 25,844,415 Construction in progress 46,947 2,636 - ( 46,947) 2,636 Total plant and equipment 28,159,750 2,849,749 704,514 - 30,304,985 Accumulated Depreciation: Buildings and improvements 961,386 64,191 - - 1,025,577 Furniture and equipment 10,707 2,025 - - 12,732 Motor vehicles and equipment 14,829,206 2,088,303 663,203 - 16,254,306 Total accumulated depreciation 15,801,299 2,154,519 663,203 - 17,292,615 Met plant and equipment $12,358,451 $ 695,230 $ 41,311 $ - $13,012,370 105 STATISTICAL SECTION (UNAUDITED) Wichita t CITY OF WICHITA FALLS, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION (GENERAL FUND ONLY) - LAST TEN FISCAL YEARS (UNAUDITED) Accounting Fiscal Administrative Parks and and Community Year Services Police Fire Recreation Finance Development 1988-1989 $ 4,514,948 $ 7,677,500 $5,240,285 $2,478,736 $ 418,733 $336,887 1989-1990 4,655,580 8,359,078 5,360,935 2,388,480 428,310 326,867 1990-1991 5,037,109 8,552,989 5,393,852 2,433,579 417,460 269,972 1991-1992 4,502,220 8,970,402 5,558,991 2,555,542 462,729 229,485 1992-1993 4,850,649 9,680,729 5,821,934 2,346,032 381,244 264,959 1993-1994 4,721,396 10,014,195 5,916,985 2,398,537 250,402 394,032 1994-1995 5,079,725 10,420,291 6,249,987 2,458,983 257,479 399,234 1995-1996 6,764,670 11,067,074 6,752,959 2,890,848 282,522 501,149 1996-1997 10,030,518 11,635,291 6,979,178 2,689,630 283,958 549,654 1997-1998 • 5,675,204 11,445,357 7,567,904 2,947,658 1,141,181 990,993 * Effective October 1, 1997, the City significantly modified its accounting system and functional reporting. Consequently, there are some differences in reporting of expenditures by function between years. 106 EXHIBIT L-1 Debt Service Interest Public Traffic and Capital Principal and Paying Works Health Transportation Outlay Retirement Aqent Fees Totals $4,232,744 $1,830,962 $1,249,506 $ - $ - $ - $27,980,301 4,224,499 1,933,354 1,197,787 - - - 28,874,890 4,965,920 1,955,763 1,181,922 - - - 30,208,566 4,243,882 2,156,485 1,114,159 - - - 29,793,895 4,246,256 2,499,686 1,121,169 - - - 31,212,658 4,101,886 2,813,235 1,152,782 - - - 31,763,450 4,526,548 3,020,266 1,319,641 - - - 33,732,154 4,790,242 3,189,847 1,422,119 - - - 37,661,430 4,576,974 3,396,582 1,449,844 - - - 41,591,629 5,709,866 2,203,927 1,487,177 1,773,519 2,149 558 40,945,493 9 EXHIBIT L-2 CITY OF WICHITA FALLS, TEXAS GENERAL GOVERNMENTAL REVENUES BY SOURCE (GENERAL FUND ONLY) - LAST TEN FISCAL YEARS (UNAUDITED) Charges Licenses Fines Fiscal for and and Intergovernmental Miscellaneous Year Taxes services Permits Forfeitures Revenue Revenue Totals 1988-1989 $23,035,386 $1,144,329 $558,083 $ 834,328 $ 791,383 $1,597,558 $27,961,067 1989-1990 23,736,091 1,111,868 562,626 900,404 779,466 1,453,043 28,543,498 1990-1991 23,601,388 1,068,713 554,972 781,111 1,225,504 1,255,215 28,486,903 1991-1992 24,535,787 1,070,926 604,905 904,581 1,380,734 925,466 29,422,399 1992-1993 25,705,065 1,111,826 609,670 1,156,623 1,723,190 828,742 31,135,116 1993-1994 27,462,908 1,067,816 674,853 1,409,882 1,955,422 1,013,323 33,584,204 1994-1995 28,685,546 1,103,978 632,676 1,309,204 2,064,914 1,304,875 35,101,193 1995-1996 30,140,802 1,394,190 684,633 1,262,361 2,540,646 1,195,670 37,218,302 1996-1997 31,487,703 1,338,867 673,422 1,495,921 2,540,616 1,431,250 38,967,779 1997-1998 32,544,840 2,077,990 435,572 1,486,985 67,290 11570,592 38,183,269 rr 0 00 CITY OF WICHITA FALLS, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS - LAST TEN FISCAL YEARS (UNAUDITED) Percent of Fiscal Total Current Tax Current Taxes Year Tax Levy Collections Collected 1988-1989 $14,664,571 $14,123,525 96.31% 1989-1990 14,896,248 14,515,449 97.44% 1990-1991 14,605,841 14,242,059 97.51% 1991-1992 14,663,529 14,311,760 97.60% 1992-1993 14,940,203 14,491,314 97.00% 1993-1994 15,220,570 14,847,803 97.55% 1994-1995 15,817,317 15,507,777 98.04% 1995-1996 16,742,241 16,407,759 98.00% 1996-1997 17,482,018 16,936,754 97.00% 1997-1998 13,848,037 13,376,885 96.59% Ratio of Delinquent Total Tax Outstanding Tax Total Tax Collections to Delinquent Collections Collections Total Tax Levy Taxes $387,088 $14,510,613 98.95% $2,450,430 431,755 14,947,204 100.34% 2,360,597 332,467 14,574,526 99.79% 2,038,538 343,769 14,655,529 99.95% 1,914,394 278,223 14,769,537 98.86% 1,743,114 254,153 15,101,956 99.22% 1,719,578 318,839 15,826,616 100.06% 1,638,633 326,841 16,734,600 99.95% 1,646,500 426,840 17,363,594 99.32% 1,704,839 536,999 13,913,884 100.47% 1,600,924 EXHIBIT L-3 Ratio of Delinquent Taxes to Total Tax Levy 16.71% 15.85% 13.96% 13.05% 11.67% 11.30% 10.36% 9.83% 9.75% 11.56% EXHIBIT L-4 CITY OF WICHITA FALLS, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY - LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Total Assessed Real Propertv Personal Propertv Total to Total Fiscal Assessed Estimated Assessed Estimated Assessed Estimated Estimated Year Value Actual Value Value Actual Value Value Actual Value Actual Value 1988-1989 $1,789,389,697 $1,789,389,697 $509,853,169 $509,853,169 $2,299,242,866 $2,299,242,866 100.00% 1989-1990 1,789,161,491 1,789,161,491 509,996,744 509,996,744 2,299,158,235 2,299,158,235 100.00% 1990-1991 1,764,512,712 1,764,512,712 489,822,988 489,822,988 2,254,335,700 2,254,335,700 100.00% 1991-1992 1,741,946,628 1,741,946,628 467,647,449 467,647,449 2,209,594,077 2,209,594,077 100.00% 1992-1993 1,757,192,910 1,757,192,910 460,770,563 460,770,563 2,217,963,473 2,217,963,473 100.00% 1993-1994 1,772,576,420 1,772,576,420 487,009,356 487,009,356 2,259,585,776 2,259,585,776 100.00% 1994-1995 1,860,859,604 1,860,859,604 492,382,781 492,382,781 2,353,242,385 2,353,242,385 100.00% 1995-1996 1,979,667,520 1,979,667,520 494,250,305 494,250,305 2,473,917,825 2,473,917,825 100.00% 1996-1997 2,053,175,337 2,053,175,337 530,055,655 530,055,655 2,583,230,992 2,583,230,992 100.00% 1997-1998 2,145,423,750 2,145,423,750 554,851,453 554,851,453 2,700,275,203 2,700,275,203 100.00% CITY OF WICHITA FALLS, TEXAS PROPERTY TAX RATES AND TAX LEVIES - DIRECT AND OVERLAPPING GOVERNMENTS - LAST TEN FISCAL YEARS (UNAUDITED) Fiscal City of Wichita Burkburnett City View Year Wichita Falls County I.S.D. (1) I.S.D. (2) Tax Rates Per $100 valuation 1988-1989 $0.64 $0.27 $0.92 $0.81 1989-1990 0.65 0.28 0.97 0.84 1990-1991 0.65 0.29 0.97 0.98 1991-1992 0.66 0.31 0.37 0.35 1992-1993 0.67 0.34 0.37 0.35 1993-1994 0.67 0.36 1.22 1.20 1994-1995 0.67 0.36 1.22 1.20 1995-1996 0.67 0.37 1.24 1.23 1996-1997 0.67 0.37 1.25 1.26 1997-1998 0.51 0.38 1.30 1.34 Tax Levies 1988-1989 $14,664,571 $ 8,900,124 $4,262,367 $ 708,713 1989-1990 14,896,248 9,426,139 4,512,229 776,012 1990-1991 14,605,841 9,461,163 4,722,118 886,306 1991-1992 14,629,075 10,098,311 1,574,916 307,177 1992-1993 14,940,203 10,712,983 1,582,110 287,728 1993-1994 15,220,570 11,545,265 5,351,692 1,022,231 1994-1995 15,817,317 11,989,730 5,645,214 1,071,679 1995-1996 16,742,241 13,058,786 5,993,746 1,151,028 1996-1997 17,482,018 13,681,903 6,364,575 1,232,641 1997-1998 13,848,037 14,643,356 6,426,976 1,325,139 Notes: (1) Burkburnett Independent school District - 25% in Wichita Falls city limits (2) City view Independent school District - 90% in Wichita Falls city limits for 1997-98 and 84% in 1996-97 and prior (3) Iowa Park Consolidated Independent School District - 2% in Wichita Falls city limits. only for 1997-98 due to city annexation. (4) Wichita Falls Independent school District - 99% in Wichita Falls city limits (5) County Education Districts were created by the Texas Legislature in 1991. All property tax revenues received by the County Education District were distributed to local educational agencies within the County on a prorata basis. Effective September 1, 1993, all County Education Districts were abolished by the Texas Legislature. As of this date, all assets and liabilities of the Wichita County Education District were transferred to the Wichita Falls Independent school District as successor -in -interest. 110 EXHIBIT L-5 Wichita County Iowa Park Falls Education C.I.S.D. (3) I.S.D. (4) District (5) Totals $ - $0.85 $ - $3.49 - 0.92 - 3.66 - 1.00 - 3.89 - 0.39 0.75 2.83 - 0.39 0.85 2.97 - 1.28 - 4.73 - 1.34 - 4.79 - 1.34 - 4.85 - 1.38 - 4.93 1.25 1.46 - 6.24 $ - $19,273,667 $ - $47,809,442 - 20,682,300 - 50,292,928 - 22,299,411 - 51,974,839 - 8,181,795 23,070,529 57,861,803 - 8,127,735 25,839,980 61,490,739 - 27,967,742 - 61,107,500 - 30,444,581 - 64,968,521 - 31,977,379 - 68,923,180 - 34,453,561 - 73,214,698 3,755,263 37,270,618 - 77,269,389 EXHIBIT L-6 Taxpaver JMB Group Trust III Southwestern Bell TU Electric Lowe's Home Improvement Center ABB Control Wichita Falls clinic Panhandle Manufacturing Wal-Mart Deauville Partnership Vista Cablevision Totals CITY OF WICHITA FALLS, TEXAS TEN LARGEST TAXPAYERS (UNAUDITED) SEPTEMBER 30, 1998 Tvve of Business Shopping Center Telephone Utility Electric Utility Retail store Manufacturing Medical center Manufacturing Retail store Retail store cable Television Percentage January 1, 1998 of Total Assessed Assessed valuation valuation $ 45,331,148 1.60% 41,092,024 1.45% 31,440,057 1.11% 13,616,160 .48% 12,280,900 .43% 11,756,193 .42% 10,924,077 .39% 10,550,112 .37% 10,496,021 .37% 8,748,567 .31% $196,235,259 6.93% 111 EXHIBIT L-7 CITY OF WICHITA FALLS, TEXAS SPECIAL ASSESSMENT COLLECTIONS (CAPITAL IMPROVEMENT ASSESSMENTS FUND) - LAST TEN FISCAL YEARS (UNAUDITED) special special Ratio of Fiscal Assessments Assessments Collections Year Due Collected to Amount Due 1988-1989 $446,531 $ 8,199 1.84% 1989-1990 438,376 8,155 1.86% 1990-1991 362,985 8,112 2.23% 1991-1992 238,496 4,414 1.85% 1992-1993 2041833 2,857 1.39% 1993-1994 1911745 2,184 1.14% 1994-1995 1731940 5,267 3.03% 1995-1996 1581976 1,222 0.77% 1996-1997 158,106 1,200 0.76% 1997-1998 157,580 526 0.33% 112 EXHIBIT L-8 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF LEGAL DEBT MARGIN (UNAUDITED) SEPTEMBER 30, 1998 Total assessed property value per 1997 tax roll Maximum tax levy* $ 2.25/$100 Current tax levy for 1997 tax year .512838/$100 Maximum tax levy in excess of 1997 tax levy Total legal debt margin $2,700,275,203 1.737162/$100 $ 46,908,155 There is no debt limit established by law. The limit is, therefore, governed by the City's ability to levy and collect taxes to service the outstanding indebtedness. The city's maximum legal tax rate established under its Charter is $2.25 per $100 assessed valuation. The 1997 tax rate is $ .512838 per $100 assessed valuation. * Maximum tax levy established by City Charter 113 r-� EXHIBIT L-9 CITY OF WICHITA FALLS, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET GENERAL BONDED DEBT PER CAPITA - LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Net General Gross Less Debt Bonded Debt Net General Fiscal Assessed General Service Net General To Assessed Bonded Debt Year Population Value Bonded Debt Funds Bonded Debt Value Per Capita 1988-1989 95,000 $2,299,242,866 $20,995,000 $ 584,800 $20,410,200 0.89% $215 1989-1990 96,259 2,299,158,235 20,325,000 694,935 19,630,065 0.85% 204 1990-1991 96,500 2,254,335,700 19,615,000 581,545 19,033,455 0.84% 197 1991-1992 97,700 2,209,594,077 22,860,000 656,653 22,203,347 1.00% 227 1992-1993 98,600 2,217,963,473 21,975,000 741,968 21,233,032 0.96% 215 1993-1994 99,500 2,259,585,776 21,655,000 944,860 20,710,140 0.92% 208 1994-1995 101,155 2,353,242,385 20,530,000 1,093,940 19,436,060 0.83% 192 1995-1996 102,790 2,473,917,825 19,555,000 996,075 18,558,925 0.75% 181 1996-1997 103,312 2,583,230,992 18,320,000 1,511,795 16,808,205 0.65% 163 1997-1998 104,121 2,700,275,203 16,850,000 1,560,640 15,289,360 0.57% 147 EXHIBIT L-10 CITY OF WICHITA FALLS, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL GOVERNMENTAL EXPENDITURES - LAST TEN FISCAL YEARS (UNAUDITED) Total Ratio of General Debt Service Fiscal Total Debt Governmental to General Year Principal Interest Service Expenditures Expenditures 1988-1989 $ 635,000 $1,650,740 $2,285,740 $27,980,301 8.17% 1989-1990 670,000 1,615,815 2,285,815 28,874,890 7.92% 1990-1991 710,000 1,575,615 2,285,615 30,208,566 7.57% 1991-1992 755,000 1,531,240 2,286,240 29,793,895 7.67% 1992-1993 885,000 1,683,099 2,568,099 31,212,658 8.23% 1993-1994 1,065,000 1,416,594 2,481,594 31,763,450 7.81% 1994-1995 1,125,000 1,408,898 2,533,898 33,732,154 7.51% 1995-1996 1,190,000 1,334,768 2,524,768 37,661,430 6.70% 1996-1997 1,235,000 1,090,448 2,325,448 411591,629 5.59% 1997-1998 1,470,000 934,270 2,404,270 40,945,493 5.87% 115 EXHIBIT L-11 CITY OF WICHITA FALLS, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING GENERAL BONDED DEBT (UNAUDITED) SEPTEMBER 30, 1998 Taxing Jurisdiction Direct: city of Wichita Falls overlapping: wichita County Burkburnett Independent school District City view Independent school District Iowa Park Consolidated Independent school District Wichita Falls Independent school District Total direct and overlapping bonded debt Percentage Amount Applicable Applicable Gross General to City of to City of Bonded Debt (1) Wichita Falls (2) wichita Falls $16,850,000 100% $16,850,000 7,495,000 70% 5,246,500 19,120,443 25% 4,780,111 245,000 90% 220,500 2,007,491 2% 40,150 36,796,919 99% 36,428,950 $82,514,853 $63,566,211 Sources: (1) Listed taxing jurisdictions (2) city of Wichita Falls Planning Department 116 EXHIBIT L-12 CITY OF WICHITA FALLS, TEXAS REVENUE BOND COVERAGE - WATER AND SEWER REVENUE BONDS - LAST TEN FISCAL YEARS (UNAUDITED) Net Revenue Fiscal Gross Operating Available For Debt Service Reauirement Year Revenues (1) Expenses (2) Debt Service Principal Interest Total Coveraqe 1988-1989 $13,596,068 $ 7,728,457 $5,867,611 $ 600,000 $1,851,348 $2,451,348 2.39 1989-1990 13,841,627 8,674,495 5,167,132 640,000 1,814,748 2,454,748 2.10 1990-1991 14,151,380 9,323,434 4,827,946 680,000 1,773,788 2,453,788 1.97 1991-1992 13,442,781 9,127,566 4,315,215 725,000 1,728,228 2,453,228 1.76 1992-1993 14,698,916 9,217,131 5,481,785 1,075,000 2,948,989 4,023,989 1.36 r r-r v 1993-1994 15,307,931 10,695,460 4,612,471 1,150,000 2,899,583 4,049,583 1.14 1994-1995 17,701,086 11,252,304 6,448,782 1,230,000 2,875,069 4,105,069 1.57 1995-1996 19,939,255 11,684,476 8,254,779 1,405,000 2,450,529 3,855,529 2.14 1996-1997 19,578,557 12,352,266 7,226,291 1,605,000 2,740,348 4,345,348 1.66 1997-1998 21,259,110 12,868,869 8,390,241 1,855,000 2,674,570 4,529,570 1.85 Notes: (1) Includes operating revenues exclusive of water sales to West Texas Utilities, interest income, and intergovernmental operating grants of the Water and Sewer Fund (see Exhibit K-3). (2) Includes operating expenses of the Water and Sewer Fund exclusive of depreciation and amortization (see Exhibit K-3). EXHIBIT L-13 CITY OF WICHITA FALLS, TEXAS DEMOGRAPHIC STATISTICS - LAST TEN FISCAL YEARS (UNAUDITED) Median Fiscal Estimated Household Education school Unemployment Year Population (1) Income (2) Level (3) Enrollment (3) Rate (4) 1988-1989 951000 $18,754 13.1 14,889 5.7% 1989-1990 96,259 20,015 13.1 14,867 6.6% 1990-1991 96,500 20,814 13.1 15,135 6.4% 1991-1992 97,700 26,053 13.1 15,620 7.5% 1992-1993 981600 27,089 13.1 15,608 5.8% 1993-1994 99,500 28,437 13.1 15,892 5.9% 1994-1995 101,155 29,527 13.1 15,793 5.1% 1995-1996 102,790 30,142 13.1 15,805 4.3% 1996-1997 103,312 31,148 13.1 16,606 4.4% 1997-1998 104,121 31,165 13.1 16,382 4.7% Sources: (1) City of Wichita Falls Planning Department for all years, except 1989-1990 from U.S. Bureau of Census (2) Sales & Marketinq Management magazine for all years, except 1995-1996, 1996- 1997 and 1997-1998 from C.A.C.I. Marketing services (3) Wichita Falls I.S.D. - Educational level is grade equivalent of graduating senior (4) Texas workforce commission 118 EXHIBIT L-14 CITY OF WICHITA FALLS, TEXAS PROPERTY VALUE, BUILDING PERMITS AND BANK DEPOSITS - LAST TEN FISCAL YEARS (UNAUDITED) Fiscal Property Building Bank Year Value (1) Permits (2) Deposits (3) 1988-1989 $2,299,242,866 $34,316,901 $1,070,274,273 1989-1990 2,299,158,235 59,603,631 1990-1991 2,254,335,700 36,283,910 1991-1992 2,209,594,077 49,894,023 1992-1993 2,217,963,473 50,774,737 1993-1994 2,259,585,776 71,208,827 1994-1995 2,353,242,385 73,692,291 1995-1996 2,589,218,286 92,604,277 1996-1997 2,707,854,487 89,861,493 1997-1998 2,827,444,408 80,401,597 Sources: (1) City of Wichita Falls Accounting/Finance Department (2) City of Wichita Falls Planning Department (3) Wichita Falls Times/Record News * Local branches of NationsBank and Bank one are not required, nor have they chosen, to release deposit information on individual branches. Therefore, total bank deposit information is not available for these years. 119 EXHIBIT L-15 CITY OF WICHITA FALLS, TEXAS MISCELLANEOUS STATISTICAL DATA (UNAUDITED) SEPTEMBER 30, 1998 Date of incorporation Form of government Area Miles of streets Number of street lights Fire protection: Number of stations Number of firemen and officers Police protection: Number of stations Number of police officers Municipal water department: Number of consumers - active Average daily production Miles of water mains Sewers: Number of customers - active Miles of sanitary sewers Miles of storm sewers (enclosed) Building permits issued: Number issued Amount issued Recreation and culture: Number of parks Number of golf courses Number of libraries Number of volumes (books) Employees - full-time 1889 council - Manager 62.555 square miles 525 7,000 9 149 1 180 32,975 26,732,808 gallons treated water 708 30,232 499 approximately 40 2,535 $80,401,597 40 with 1,092 acres 4 1 129,364 1,123 120 EXHIBIT L-16 (Page 1 of 5) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) SEPTEMBER 30, 1998 Insurance Code A Policy: Company: Policy Period: Perils: Coverages: Deductible: Coinsurance: Premium: B Policy: Company: Policy Period: Perils: Coverage: Deductible: Coinsurance Premium: C Policy: Company: Policy Period: Perils: Coverage: Deductible: Coinsurance: Premium: D Policy: Company: Policy Period: Perils: Coverage: Deductible: Coinsurance: Premium: Building and Contents Williams -Dwyer Co. October 1, 1997 to October 1, 1998 Fire, Extended Coverage, vandalism and Malicious Mischief, including Difference in Condition, Extra Expense, valuable Papers, EDP, Demolition/CC $64,200,726 Building and Contents $100,000 Extra Expense $100,000 Agreed value, Replacement Cost .....................................$26,001 Boiler and Machinery Williams -Dwyer Co. October 1, 1997 to October 1, 1998 Comprehensive Blanket $5,000,000 Per Occurrence $2,500 N/A ....................................$ 4,618 Electronic Data Processing Equipment Williams -Dwyer Co. October 1, 1997 to October 1, 1998 All Risks $1,229,706 $5,000 100% Included as sublimit under property coverages Excess Workers' Compensation and Employer's Liability Williams -Dwyer Co. October 1, 1997 to October 1, 1998 Workers' Compensation - Employer's Liability Catastrophic Protection Beginning at $250,000 up to Statutory Limit $1,000,000 Employer's Liability $250,000 N/A .....................................$38,291 121 EXHIBIT L-16 (Page 2 of 5) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D.) SEPTEMBER 30, 1998 Insurance Code E Policy: Airport Liability Company: sedgwick James of Texas, Inc. Policy Period: October 1, 1997 to October 1, 1998 Perils: owner's, Landlord, and Tenants Liability Coverage: $1,000,000 CSL Deductible: None Coinsurance: N/A Premium: ....................................$ 2,000 F Policy: Public official Bond Company: Fidelity & Deposit Company Bond No.: FD 09688496 Bond Period: June 27, 1998 to June 27, 1999 Insured: city Manager - Jim Berzina Coverage: $25,000 Premium: ....................................$ 100 G Policy: Public official Bond Company: Fidelity & Deposit Company Bond No.: FD 30237391 Bond Period: August 1, 1998 to August 1, 1999 Insured: Purchasing Agent - Margaret Elizabeth (Peggy) Gahagan Coverage: $2,500 Premium: ....................................$ 100 H Policy: Blanket Employees' Dishonesty - Theft, Disappearance Coverage company: Fidelity & Deposit Company Bond No.: FD 02897925 Bond Period: January 15, 1998 to January 15, 1999 Insured: Public Employee Blanket - Water office Manager Coverages: $10,000 Inside Premises $ 3,000 outside Premises $10,000 Per Employee $15,000 Excess Limit (Water Office Manager) Premium: ....................................$ 1,667 122 EXHIBIT L-16 (Page 3 of 5) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT-D.) SEPTEMBER 30, 1998 Insurance code I Policy: Public official Bond Company: Fidelity & Deposit Company Bond No.: FD 30523655 Bond Period: October 1, 1997 to October 1, 1998 Insured: City Clerk - Lydia Torres Coverage: $25,000 Premium: .....................................$ 92 J Policy: Public official Bond company: Aetna Insurance Company Bond No.: s 10084654 Bond Period: August 6, 1998 to August 6, 1999 Insured: Director of Public works - George Bonnett Coverage: $2,500 Premium: .....................................$ 50 K Policy: Public official Bond Company: Aetna Insurance Company Bond No.: S 100841241 Bond Period: August 24, 1998 to August 24, 1999 Insured: Municipal Court Administrator - Judith Elaine Bourgoin Coverage: $2,500 Premium: .....................................$ 50 L Policy: Public official Bond Company: Aetna Insurance Company Bond No.: s 18072205 Bond Period: March 5, 1998 to March 5, 1999 Insured: Director of Finance - Jim Dockery Coverage: $25,000 Premium: .....................................$ 125 M Policy: Public official Bond Company: Aetna Insurance Company Bond No.: 71 s 100648903 Bond Period: May 21, 1998 to May 21, 2000 Insured: Municipal court Judge - Larry Gillen Coverage: $2,500 Premium: .....................................$ 100 123 EXHIBIT L-16 (Page 4 of 5) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D.) SEPTEMBER 30, 1998 Insurance Code N Policy: Health Insurance Company: U.S. Benefits Policy No.: City of Wichita Falls Employee Benefits Trust Policy Period: December 1, 1997 through November 30, 1998 Perils: Illness and Accidental Injury (Non -work Related) Coverage: $1,000,000 Lifetime Maximum Deductible: Various Amounts Depending on Plan Option Chosen by Employee coinsurance: Coinsurance coverage begins when a limit of 20% or 30% reaches $3,500, $5,000 or $10,000 yearly, then insurance company pays 100% of eligible expenses. Premium: .....................................$90,000 O Policy: Dental Insurance Company: U.S. Benefits Policy No.: City of Wichita Falls Employee Benefits Trust Policy Period: December 1, 1997 through November 30, 1998 Perils: Basic Dental Coverage with orthodontics for Children Under 19 Coverages: $1,000 Annual Maximum - Basic Coverage $1,000 Lifetime Maximum - Orthodontics Deductible: Basic Coverage - $100 Annually Per Person (Maximum 3 Family Members); No Deductible for Orthodontics Coinsurance: 80-20 Basic, 50-50 orthodontics, 50-50 Periodontics Premium: ................(Included in Health Premium) P Policy: Life Insurance Company: Aetna Life and casualty Policy No.: GT-447782 (Group #) Policy Period: October 1, 1997 through September 30, 1998 Perils: Death and Dismemberment Benefits Coverage: Varies from $3,000; $5,000; $7,500; $10,000; $12,000; $14,000; $15,000; Double Indemnity for Accidental Death. Dismemberment Benefits. Deductible: N/A Premium: .....................Annual Estimate $42,000 124 EXHIBIT L-16 (Page 5 of 5) CITY OF WICHITA FALLS, TEXAS SCHEDULE OF INSURANCE COVERAGE (UNAUDITED) (CONT'D.) SEPTEMBER 30, 1998 Insurance code Q Policy: Company: Policy No.: Policy Period: Perils: Coverage: Deductible Premium: Life Insurance (Directors only) Pilot Life Insurance company 0548 (Group $1) January 1, 1998 to December 31, 1998 Accidental Death and Dismemberment $25,000 N/A .......................Annual Estimate $248 125 GRAPHICS CITY OF WICHITA FALLS, TLXAS GENERAL GOVERNMENTAL EXPENDITURES 45 40 35 30 25 — c� 20 — 15 — 10 — 5 -- 0 — EXHIBIT M-10 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 Years Ended September 30, (UNAUDITED) 135